Month: October 2020

  • Notes on Contributors

    Eric Aldieri is a graduate student in Philosophy at DePaul University. He works primarily on poststructuralist thought and feminist theory, focusing on convalescence and relational ontology.

    Vicki Kirby is Professor of Sociology at The University of New South Wales, Sydney. The motivating question behind her research is the puzzle of the nature/culture, body/mind, body/technology division, because so many political and ethical decisions are configured in terms of this opposition. She recently edited a collection of essays on new materialism, titled What if Culture was Nature All Along? (2018, Edinburgh). She is the author of Quantum Anthropologies: life at large (Duke, 2011), Judith Butler: Live Theory (Continuum, 2006), and Telling Flesh: the substance of the corporeal (Routledge, 1996).

    David Maruzzella is a PhD student in philosophy at DePaul University. His research focuses on the work of Louis Althusser, French Historical Epistemology, and contemporary readings of Spinoza. His translations and articles have appeared in Parrhesia: A Journal of Critical Philosophy and the Oxford Literary Review. A co-translated and edited volume of selected essays by Alexandre Matheron is forthcoming with Edinburgh University Press.

    Erin Obodiac received her PhD in Comparative Literature from the University of California, Irvine and has held teaching and research appointments at UC Irvine, the University of Leeds, SUNY Albany, and Cornell University. Her writings address the conceptual antecedents of machinic subjectivity as well as the nascent technosphere that ushered in our geologic era, the anthropocene. As a Fellow at Cornell’s Society for the Humanities, she began the research project “Robots at Risk: Transgenic Art and Corporate Personhood,” which explored the role of automata in the genesis of cinematic animation and contemporary biomedia. As a Mellon Fellow, Obodiac developed this project as the book manuscript The Transhuman Interface, proposing that we use a lenticular lens to view cinema and the anthropocene as one emergence.

    Tom Roach is Professor of Literary and Cultural Studies and Coordinator of Women’s, Gender, and Sexuality Studies at Bryant University, Rhode Island. He is the author of Friendship as a Way of Life: Foucault, AIDS, and the Politics of Shared Estrangement (State University of New York Press 2012) and is currently completing his second monograph, tentatively titled Screen Love: Queer Intimacies in the Grindr Era, also to be published by SUNY Press. His work has appeared in Qui Parle, GLQ, Cultural Critique, New Formations, Theory and Event, and Quarterly Review of Film and Video. Most of his scholarship is available at bryant.academia.edu/TomRoach.

    Astrid Schrader is a lecturer in the Department of Sociology, Philosophy, and Anthropology at the University of Exeter, UK. She works at the intersections of feminist science studies, human–animal studies, new materialisms, and deconstruction. Her work explores questions of responsibility, care, agency, and temporality in scientific knowledge production; it has been published in the journals Social Studies of Science, Environmental Philosophy, differences and Catalysts: Feminism, Theory, Technoscience. She co-edited (with Sophia Roosth) a special issue of differences titled “Feminist Theory out of Science.”

    Mauro Senatore is a British Academy Fellow at Durham University (UK). He is the author of several articles on contemporary French philosophy and of the monograph Germs of Death: The Problem of Genesis in Jacques Derrida (SUNY Press, 2018). He is currently working on a book manuscript entitled Henri Atlan: An Essay on the Deconstruction of Life.

    Eszter Timár is Assistant Professor of Gender Studies at Central European University, Hungary. Her work focuses on biodeconstruction and on the intersections of queer theory and deconstruction. Her essays on Derridean autoimmunity appeared in The Oxford Literary Review, InterAlia: A Journal of Queer Studies, and Parallax.

    Francesco Vitale is Associate Professor of Aesthetics at the University of Salerno (Italy). His academic interests have focused on Derrida’s work since his PhD dissertation in philosophy on Derrida’s relation to Hegel (University Federico II of Napoli, Italy). Francesco Vitale is author of many essays on Derrida, published in Italian, English, French, and Japanese, and of two volumes published in English: Biodeconstruction: Jacques Derrida and the Life Sciences (SUNY, 2018), The Last Fortress of metaphysics: Jacques Derrida and the Deconstruction of Architecture (SUNY, 2018).

  • The Best of All Possible Bersanis

    Tom Roach (bio)
    Bryant University

    A review of Tuhkanen, Mikko. The Essentialist Villain: On Leo Bersani. State U of New York P, 2018.

    Early in Candide, or Optimism, Voltaire’s classic send-up of Gottfried Wilhelm Leibniz’s metaphysics (or perversions thereof), the windbag philosopher Doctor Pangloss explains the “sufficient reason” for his syphilitic condition. Responding to the naïve Candide’s inquiry, “Isn’t the devil at the root of it?” the good doctor declares: “Certainly not.… It is indispensable in this best of worlds. It is a necessary ingredient. For if Columbus, when visiting the West Indies, had not caught this disease…we should have neither chocolate nor cochineal” (30). Even as his nose rots away and his teeth blacken, the incorrigibly optimistic Pangloss clings to a belief in the pre-established harmony of this “best of all possible worlds.” In Voltaire’s rendering of a distorted Leibnizian worldview, everything—natural disasters, the Inquisition, grotesque bodily suffering, you name it—is for the best. The world has never been, and will never be, better; needing no improvement, things are, and will forever be…hopeless.

    As I read Mikko Tuhkanen’s masterful survey of Leo Bersani’s oeuvre, The Essentialist Villain: On Leo Bersani, Voltaire served as a mooring post. His critique of totalizing and totalitarian idealisms dragged me kicking and screaming back to Earth. This is a compliment to both Tuhkanen and, as if he needs it, Voltaire. Tuhkanen so convincingly traces Bersani’s philosophical roots to Leibniz that I found myself drifting into the metaphysical stratosphere, enthralled by the seamlessness and clarity of the author’s holistic vision of Bersani’s “onto-ethics/aesthetics.” Yet even in my intellectual revelry, Voltaire’s materialist ethics—grounded in labor and what we might now call sustainability (Candide‘s final words are “we must go work in the garden” (144))—nipped at me like a gadfly, prompting rude reminders of the historical atrocities informed by various speculative idealisms. In short, reading Tuhkanen’s original and virtuosic take on Bersani’s work was an intellectual high: it swept me up, it thrilled me, and I learned a great deal. At the same time, closing its covers felt like a cocaine crash; after soaring at such great heights, the rock-kicking solidity of terra firma hit hard.

    “It has remained infrequently noted,” Tuhkanen writes, “that Bersani is not only a thinker of the ethical potential of solipsism and masochism—of ‘the antisocial’—but also, always, a speculative ontologist who wants us to find ways of training ourselves in other modes of being-in-the-world than self-annihilation” (164). This sentence, appearing in the final pages of The Essentialist Villain, distills Tuhkanen’s thesis: although Bersani may be best known for his contributions to queer theory—especially for the so-called antisocial thesis introduced in “Is the Rectum a Grave?” (1987) and developed in Homos (1995)—he is first and foremost a philosopher, and he should be read as such. Tuhkanen’s inclusion of the word “always” is also telling. He argues that, since the publication in 1965 of Marcel Proust: The Fictions of Life and Art, Bersani has been formulating his singular onto-ethics/aesthetics. The philosopher himself more or less verifies this claim. In his 2013 preface to the second edition of Marcel Proust, Bersani writes, “all the later work is, in some ways, already included in the first study” (x-xi). Tuhkanen’s task, then, is to illuminate the often-obscured philosophical roots of Bersani’s intellectual trajectory and to track the conceptual consistency across his fifty-plus years of scholarship. Although Bersani’s scholarly interests range promiscuously from Assyrian art to astronomy to bareback porn, Tuhkanen finds a continuous thread, often hiding in plain sight, woven through Bersani’s diverse studies. That thread is Leibniz’s monadology.

    Bersani, then, has worked from the get-go to flesh out what Tuhkanen describes as “homomonadology,” a speculative Leibnizian metaphysics predicated on an indivisible yet internally variegated essence. This essence is immanent and originary; it simultaneously manifests and re-manifests in the aesthetic experience. It is concretized in art, for instance, and sensualized in queer forms of sociability. In a Leibnizian-cum-Bersanian ontology, being is self-sufficient fullness. As a consequence, desire does not originate in lack, and progress does not depend on assimilating difference. “One way to describe Bersani’s entire oeuvre,” Tuhkanen notes, “is to say that it seeks other modes of our moving-in-the-world than that compelled by an originary lack” (5). According to Tuhkanen, homomonadology affords Bersani the conceptual framework to think beyond the dialectical sturm und drang of an anthropocentric psychoanalytic ethics grounded in lack. Homomonadology leaves in its wake a sadistic ethics of intersubjectivity and a masochistic ethics of self-shattering. What emerges is the Bersanian ethical subject: one that develops according to the rhythms of an impersonal, expansive narcissism, one that wants for nothing. In this onto-ethics, being moves from a centripetal retreat to a centrifugal extension to (re)connect with corresponding forms, a horizontal “drift of related forms towards each other in an immanent aesthetic field” (162). Through aesthetic encounters that diminish the power of the voracious ego (cruising, cloning, art), the subject becomes attuned to the connectedness—the “allness”—of the universe. Put succinctly, Bersani’s onto-ethics/aesthetics rests not on the alluring enigma of difference (i.e., the Other), but rather on the appeal of an essential sameness that “tempts the subject with nothing that he does not already, in some form, have” (157).

    This conceptual commitment to sameness makes Bersani anomalous in contemporary cultural studies. The philosophy of difference has dominated leftist critical thought since World War II, arguably as a response to fascist attempts to eradicate difference tout court. As a result, those invested in or working to revivify nondialectical, immanentist philosophical traditions (Gilles Deleuze, Maurice Blanchot, Antonio Negri) have frequently been sidelined if not skewered. Bersani’s quasi-outlier status in queer theory and cultural studies can therefore be attributed, in part, to his adherence to an “outsider,” non-Hegelian ontological tradition. Other thinkers associated with the antisocial turn in queer theory—even Lee Edelman, who champions the deadening role that queerness plays in the psychoanalytic dialectic of becoming—more often than not remain beholden to a Hegelian logic, be it Freudian, Laplanchian, Derridean, or Marxist. Bersani’s interventions thus cut deep because they refuse to invest in both difference and différance. When he declares that the goal of Homos (1995) is to “lead us to a salutary devalorizing of difference” (7), Bersani is proposing not only a workaround to a divisive identity politics and an insipid multiculturalism; he is also announcing his allegiance to a nondialectical philosophical tradition that many at the time deemed fantastical, if not fascistic.

    The Essentialist Villain is in the main an intellectual biography. With a refreshing emphasis on Bersani’s underexplored early scholarship, Tuhkanen works through Bersani’s oeuvre more or less chronologically to trace the philosopher’s intellectual development. Encounters with various thinkers clarify Bersani’s singular vision: Proust, Sigmund Freud (specifically, Jean LaPlanche’s reading of Freud), and, most surprisingly, Deleuze are identified as Bersani’s Holy Trinity. Although direct references to Deleuze are infrequent in Bersani’s scholarship, Tuhkanen claims that Deleuzean thought helped Bersani “locate[] in monadism the potentiality for an ontology of unrelated, singular beings” (30).

    Tuhkanen is at his best when connecting the conceptual dots between Bersani and his interlocutors. With rigor and accessibility, a rare combination, he lucidly explains the key ideas of Bersani and many more. The subtitles of each chapter read in fact like a greatest hits of Continental philosophy and modernist aesthetics: Chapter One, “Homomonadology: Proust-Deleuze-Beckett-Blanchot”; Chapter Three, “Rethinking Redemption: Benjamin-Baudelaire-Nietzsche.” In each chapter, Tuhkanen reveals the sub-titular thinkers’ importance to Bersani’s philosophy. And while this setup might seem tedious—”Walter Benjamin argues x and Bersani rejects it because y“—it is a joy to behold the ease with which Tuhkanen explicates difficult theory. It is likewise a thrill to witness the fluency he demonstrates in the Western literary, artistic, and philosophical canon. Tuhkanen’s sophisticated genealogy of Bersanian queer theory is especially revelatory. He makes such a convincing case that Beckett’s ascetics and Baudelaire’s aesthetics are indispensable to Bersanian queer theory that I initially felt embarrassed that I hadn’t previously grasped this connection. In the end, I am grateful to Tuhkanen for helping me “re-categorize” my understanding; re-categorization is a crucial component of the Bersanian method, wherein thought undoes and recalibrates itself with unexpected additions. In my case, decades-old ideas about work I am quite familiar with opened onto new horizons. The Essentialist Villain not only made me long to read Bersani’s massive oeuvre from start to finish; it also ensured that I will never read him the same way again.

    Which makes me, not unlike Voltaire, skeptical. As mentioned, Tuhkanen works hard to prove that the philosophical tradition Bersani is most indebted to is Leibniz’s. Although Bersani barely mentions Leibniz in his work, Tuhkanen asserts that the monad is the “crypto-concept” animating Bersani’s onto-ethics/aesthetics. Ulysse Dutoit may have been Bersani’s actual partner in writing the stunning Caravaggio’s Secrets (1998) and Forms of Being: Cinema, Aesthetics, Subjectivity (2004), among other books, but Leibniz, according to Tuhkanen, has been Bersani’s silent partner from the beginning. Indeed, in Tuhkanen’s hands Bersani’s oeuvre becomes almost a Leibnizian harmonious whole: each text is a monad offering a new perspective on a logical, legible universe; with each new Bersani publication, a connected totality comes into clearer focus. While some may view Bersani’s late-career re-categorizations of Freud and Proust as significant ruptures or productive discontinuities in the philosopher’s progression, Tuhkanen assures us in a somewhat Panglossian manner that everything is in its right place: recategorizations merely permit Bersani’s latent Leibnizianism to blossom (even “in his encounter with psychoanalysis, Bersani continues his conceptualization of monadism as a form of singularity” (61)). Everything Bersani touches, then, turns to monads. Put less snidely: although I wholeheartedly agree that Bersani should be celebrated and read as an important contemporary philosopher, Tuhkanen seems overinvested in tethering Bersani to Leibniz, and shaping Bersani’s oeuvre into a coherent Leibnizian whole. Almost like an auteur theorist revealing the signature stylistic features and hidden consistencies in a “genius” director’s films, Tuhkanen retroactively pins on Bersani an unconscious intentionality. As any good psychoanalyst can tell you, we always say more than we know, but at times I get the sense that Tuhkanen might be forcing Bersani to speak a language he is not wholly fluent in—or to which he is perhaps indifferent.

    Granted, one task of the intellectual biographer is to situate a thinker in a scholarly context—that is, to reveal his or her dialogues with other thinkers, even if unwitting. However, Bersani’s supposedly secret, sotto voce conversations (especially with Benjamin, Deleuze, and, yes, Leibniz) sometimes seem more important to Tuhkanen than the direct engagements with the thinkers Bersani actually wrote about. For instance, although Bersani has spilled much ink over Foucault (see “The Gay Daddy” chapter in Homos, for starters), Tuhkanen claims that Deleuze is more important to Bersani’s edification. This claim makes sense only if the goal is to bind Bersani to Leibniz. Unlike Foucault, Deleuze wrote an entire book about Leibniz: The Fold is a meditation on monadology. To prove Bersani is Leibnizian at heart, Tuhkanen seems to exaggerate Deleuze’s influence and marginalize Foucault’s. Indeed, I’m not unconvinced that Tuhkanen’s fixation on the Leibniz-Deleuze-Bersani link is a Panglossian investment in ignoring material reality—literally, page upon page of Bersani’s writing on Foucault, among others—in order to make a theory stick. Further (and my Candide allusions end here), if Bersani is known for anything, it is for calling bullshit on trendy, under-interrogated theories: Judith Butler’s performativity, for one. In this sense Bersani is more like Voltaire, who has zero tolerance for sophistry, than the arguably sophistic Leibniz. Bersani’s wit—often distilled in brilliant opening salvos, such as “Rectum’s,” “There is a big secret about sex: most people don’t like it”—as well as his materialism—the fact that he grounds his onto-ethics in material practices—are likewise more Voltairean than Leibnizian. Although homomonadology is an original and rewarding interpretation of Bersani’s work, it fails to capture the Voltairean wit, skepticism, restlessness, and anti-salvationist down-to-earth-ness that are essential characteristics of Bersani’s scholarly persona.

    But these are minor quibbles: Tuhkanen’s unpacking of Bersani’s influences, interlocutors, and his oeuvre itself does more than merely serve the purpose of argument. The book fills a lacuna in contemporary philosophy and opens up thrilling new possibilities for Bersanian queer theory. In the age of the neoliberal academy—when liberal arts departments are shuttered either because they are perceived as irrelevant to the accumulation of “real world” business skill sets, or because they are deemed inefficient due to the difficulty, if not impossibility, of measuring their course outcomes—at a time, moreover, when scholarly hoaxers seeking to de-legitimize queer and feminist scholarship prompt a crisis in the humanities at large,1 a book like The Essentialist Villain is the new fuck you: its very existence is a proud middle finger to institutions, administrators, and academic con artists that work to make all knowledge production data-driven, measurable, business-friendly, sound-bitable, and “scientific.” The Essentialist Villain reminds us that solid, unorthodox, rigorous, and most importantly, speculative intellectual work is not only valuable in its own right, but is more necessary than ever.

    Footnotes

    1. I am referring here to Helen Pluckrose, James A. Lindsay, and Peter Boghossian, who posed as women’s, gender and sexuality studies (WGSS) scholars and submitted twenty fake articles to various journals in an attempt to prove that WGSS scholarship is “based less upon finding truth and more upon attending to social grievances” (qtd. in Schuessler).

    Works Cited

    • Bersani, Leo. Homos. Harvard UP, 1995.
    • —. Is the Rectum a Grave? and Other Essays. U of Chicago P, 2010.
    • —. Marcel Proust: The Fictions of Life and Art. Second Edition. Oxford UP, 2013.
    • Schuessler, Jennifer. “Hoaxers Slip Breastaurants and Dog-Park Sex Into Journals.” The New York Times, 4 Oct. 2018, https://www.nytimes.com/2018/10/04/arts/academic-journals-hoax.html. Accessed 11 March 2019.
    • Voltaire. Candide, or Optimism. Translated by John Butt, Penguin, 1947.
  • Thinking the Moving Image, the Moving Image Thinking

    David Maruzzella (bio)
    DePaul University

    A review of Herzogenrath, Bernd, editor. Film as Philosophy. Minnesota UP, 2017.

    As its title suggests, Film as Philosophy seeks to recast the relationship between philosophy and film. Against the once-dominant psychoanalytic and semiotic theories of film, the fifteen essays in this edited volume attempt to displace the traditional hierarchy implicit in the philosophy of film in the wake of major figures such as Stanley Cavell and Gilles Deleuze. Just as Engels famously urged that philosophical materialism be revised and revitalized in the wake of scientific discoveries, Herzogenrath writes in the introduction that “a new medium makes us think differently” and that thought can no longer be “said to be taking place within the confines of our skull, only” (vii). The profound transformations in thought provoked by cinema are the occasion for the essays in Film as Philosophy, all of which seek to answer the question “Is there something like cinematic thought, thinking-with-images?” (viii). The essays all elaborate and substantiate the claim that film is indeed capable of thought or thinking, and therefore of contributing to philosophical problematics in a distinctively cinematic way. Such a position was originally suggested by Stephen Mulhall, whose 2002 book On Film is quoted in the volume’s introduction:

    I do not look at these films [the Alien quartet] as handy or popular illustrations of views and arguments properly developed by philosophers; I see them rather as themselves reflecting on and evaluating such views and arguments, as thinking seriously and systematically about them in just the ways that philosophers do. (4)

    Whereas an earlier collection edited by Murray Smith and Thomas E. Wartenberg, Thinking through Cinema: Film as Philosophy (2006), critically engages Mulhall’s notion of film as philosophy, Herzogenrath’s volume begins with and seems to presuppose film’s philosophical power. Each essay explores some aspect of this claim, either by reading individual films or by introducing the works of the major figures who have theorized the unparalleled philosophical capacity of the seventh art.

    Though Herzogerath’s introduction to the volume is inspired by Deleuze, this hypothesis of film as philosophy, as distinct from the traditional philosophy of film approach, belongs both to analytic and to continental circles. Readers familiar with recent continental philosophy will recognize the elimination of the preposition “of” as the defining feature of Alain Badiou’s project of inaesthetics (treated by Alex Ling in his chapter on Badiou), which explicitly rejects being understood as yet another philosophy of art, and seeks instead to unravel the truths set to work in diverse aesthetic practices. Readers immersed in cognitivist and analytic debates in the philosophy of film will recognize the title’s explicit reference to the aforementioned debates of the early 2000s in large part sparked by Mulhall’s book as well as Paisley Livingston’s essay “Theses on Cinema as Philosophy.” And yet this shift in film theory is, in some sense, an attempt to eliminate the need for film theory as such, or at least any film theory or philosophy that establishes a hierarchal relationship between the two disciplines. Indeed, it is a question of pluralizing philosophy, of bringing film and philosophy together

    into a productive dialogue without assigning the role of a dominant and all-encompassing referee to one of these disciplines. Rather, it is about relating the diverse entry points. … toward each other in a fertile manner in order to establish, ultimately, a media philosophy that puts the status, the role, and the function of the medium—here, film—into a new perspective: no longer are the representational techniques of the medium at the center of inquiry but rather its ability to ‘think’ and to assume an active role in the process of thought. (xii-xiv)

    Film as Philosophy can also be seen as a kind of primer on fifteen important contemporary film theorists. However, the book’s organization tends to be a bit confusing as it both features essays by scholars about leading theorists like Rancière, Badiou, Deleuze, and Cavell, as well as texts that are seemingly “primary sources” written by film-philosophers such as Carroll and Smith where their own positions and previous work are summarized. Some of the essays give helpful introductions to lesser-known figures such as Hugo Münsterberg, Béla Balázs, Jean Epstein, and Raymonde Carrasco, while others shed new light on classic figures like André Bazin and Sergei Eisenstein. Other contributions feel more like traditional philosophy of film essays—Herzogenrath’s chapter interprets David Lynch’s Lost Highway (1997) as an instance of Deleuze’s notion of the Time-Image, and John Ó Maoilearca offers a Bergsonian reading of Lars von Trier’s The Five Obstructions (2003)—while some feel out of place, as in the chapter on Artaud’s scattered writings, which ultimately condemn film in a quasi-Platonic manner as “hijacking perception” (82).

    Despite its stated intentions, Film as Philosophy is still divided by and structured around the debates that Mulhall’s book sparked in the early 2000s. Not all of the contributions take the necessary theoretical and rhetorical steps required to affirm the philosophical power of film, and in fact, many seem to deny it, whether implicitly or explicitly. Others fall back into more traditional readings of films as illustrations of philosophical theories without seeming to let the film itself to do the thinking.i To let film do philosophy—or at least to affirm its philosophical capacity—is certainly no easy task. Indeed, as Arthur Danto and more recently Robert Sinnerbrink have argued, the very task of philosophizing seems to necessarily presuppose the “philosophical disenfranchisement of art.”ii What then is the relationship of the philosophical text or the act of producing philosophical discourse to film? Is the philosophical predicated on the disenfranchisement of art, the image, and representation? In exploring the chapters that make up Film as Philosophy, it will be clear that these antinomies and antagonisms fundamentally structure philosophy’s relationship with its artistic others, and that film’s philosophical potential is still not completely evident when elaborated within the discourse of philosophy.

    I want to pay particular attention in what follows to the book’s final three chapters as they best encapsulate the conflicting tendencies that currently structure the relationship between film and philosophy.

    In On Film, Mulhall provocatively announces that the Alien and Mission Impossible films do not merely illustrate pre-existing philosophical theories, but rather think in the same way as philosophers.iii Noël Carroll’s chapter on “Movie-Made Philosophy” begins by taking up Mulhall’s distinction: on the one hand, the illustrative approach argues that films illustrate philosophical theories that exist prior to and independently of the film; on the other hand, Carroll’s “movie-made philosophy” captures the possibility of film itself doing the philosophizing or philosophizing through the image. Carroll’s chapter affirms that there are at least “some cases of movie-made philosophy” (268), against the skeptical arguments forwarded elsewhere by Paisley Livingston, Murray Smith, and Bruce Russell. In his “Theses on Cinema as Philosophy,” Livingston claims that for a film to be considered philosophical it must not simply parrot or illustrate pre-existing philosophical ideas, but rather the film must make a novel philosophical contribution, and that furthermore it must do so using exclusively cinematic means (i.e. non-linguistic means such as montage or technical-artistic means exclusive to film and the cinematic apparatus). Carroll renames these two components of the so-called “Bold Thesis” the “results condition” and the “means condition” (270). Yet, as Carroll shows, these two requirements or conditions lead to a self-defeating paradox wherein a film is expected to produce an original philosophical argument precisely without making an argument in the classical philosophical senseiv, and sets an unrealistic expectation for philosophical texts: very rarely do philosophers do more than elaborate pre-existing theories, introduce subtle counter-arguments, or propose provocative thought experiments in a pre-existing discursive context. Not to mention that the conception of argument presupposed here excludes important philosophers like Nietzsche or Wittgenstein, who do not necessarily put forth traditional arguments. For Carroll, if we eliminate the unrealistically high expectations artificially imposed by the skeptics, we can easily say that a film like Chaplin’s Modern Times (1936) makes an original interpretative and cinematic addition to the Marxist theory of alienated labor, that experimental films such as Gehr’s Serene Velocity (1970) pose ontological questions about the nature of film, and that a film like Christopher Nolan’s Memento (2000) makes visible the phenomenological construction of temporality in human experience. Additionally, many films can be considered philosophical insofar as they can be interpreted as social criticism: Chantal Akerman’s masterpiece Jeanne Dielman: 23, Quai du Commerce, 1080 Bruxelles (1975) criticizes the alienation of the suburban housewife and her condemnation to domesticity (and explores the themes of sex work and feminine desire), implicitly staging a dialogue with Italian feminism and operaismo; Spike Lee’s Do the Right Thing (1989) criticizes the casual racism of the white liberal and opens onto important themes and discussions in critical race theory (see Flory). By expanding the definition of what counts as philosophical, Carroll opens the door to the very real possibility that film might indeed produce philosophy beyond mere illustration, yet he nonetheless concludes by insisting that only rarely do films achieve the status of the philosophical (283).

    In the context of this volume, Wartenberg’s chapter on Michael Haneke’s 2012 film Amour leans towards the skepticism that he typically criticizes (see his “Beyond Mere Illustration: How Film Can Be Philosophy”). The premise of Haneke’s film is simple: an elderly married couple face their finitude and mortality head-on as Anne (Emmanuelle Riva) suddenly falls ill, leaving her to the care of her husband Georges (Jean-Louis Trintignant). Georges promises to never commit Anne to a nursing home or send her back to the hospital, but when her condition worsens, he is forced to employ a nurse who visits their Paris apartment. In a poignant and brutal scene, Georges, seemingly unprovoked, suffocates Anne, killing her. Wartenberg sees “…Amour as making contributions to our understanding of the ethics of the process of dying,” but he argues “that it does not present a general justification for euthanasia, as some have asserted” (288). Yet we’re never told exactly who reads the film as making a general argument in favor euthanasia. For Wartenberg then, the film is a failed counterexample unable to achieve philosophical universality—the situation depicted in Amour is too specific, too particular, to be the basis of a general ethical theory. Amour, according to Wartenberg, is best understood as a realistic look at the inevitable process of aging and death, one rarely seen as a problem that a married couple must face together. Its philosophical contribution is that it shows this oft ignored aspect of marriage in excruciating detail. Unlike Cavell’s insistence on the romantic comedy of remarriage (treated in Chapter 9), Wartenberg sees Amour as exemplary in its depiction of marriage as an “ethical institution” (289).

    Is Amour making a philosophical argument that, under extreme circumstances, it is morally justifiable to kill one’s spouse? That killing can be an act of love? I would contend that Amour need not be read as an attempt to make an argument that, according to Wartenberg, it ultimately fails to make. For Wartenberg, Amour‘s “argument,” which it presents cinematically, is that euthanasia is morally justified if a person’s dignity risks being lost: “When the only way to preserve the dignity of a person with a terminal illness is to kill them, then it is morally required that one do so” (302). Wartenberg suggests that we are led to interpret Georges’s action as moral because the film gives us ample visual and cinematic evidence of Anne’s loss of dignity: she is incapable of coherent speech, and is unable to wash or feed herself. In short, “we feel humiliated, as if we were somehow less valuable as human beings for being returned to an infant-like state of total dependence on others for even our most basic bodily functions” (294). Wartenberg is no doubt correct to observe that many of the film’s most difficult scenes depict Anne’s physical and mental decline in extreme detail. And Georges does seem to do his best, despite his old age and declining health, to keep Anne’s dignity intact. Furthermore, Georges is appalled by the way the healthcare professionals he employs objectify his wife, treating her mechanically and appearing indifferent to her cries of pain. They further humiliate Anne and threaten her dignity, leading him to fire a nurse who had years of experience because she aggressively brushes Anne’s hair and speaks sarcastically of making her beautiful again for Georges. Given this context, Georges’s decision to kill Anne is, for Wartenberg, the resolution of the contradiction between his inability to care for her—the most brutal scene of the film is not Anne’s death, but Georges slapping Anne as she cannot drink water from a sippy cup—and his honoring Anne’s wishes not to be put in a nursing home or be returned to the hospital. Neither he nor anybody else can care for her properly, therefore death before her dignity is completely lost is the only solution.

    Suddenly, however, Wartenberg tells us that we have to do “more than interpret the film,” that “we need to assess the validity and generalizability of its claim that George’s killing of Anne was a moral act” (301). Amour provides us with sufficient context, which in turn “justifies” Georges’s passage à l’acte. But Wartenberg concludes that if the film seeks to “legitimate” (303) Georges’s actions, then it in fact fails to do so because the situation the film presents is too narrow, rare, and extreme to logically entail the generalizability of its thesis. Amour thus attempts to legitimate the position that Georges’s choice is the moral one, but fails to make a convincing case for the morality of euthanasia in general. Wartenberg writes:

    So even as Amour enlarges our sympathetic understanding of what a marriage is, what sorts of obligations it imposes on its partners, and why it makes sense to view marriage as a paradigmatic ethical relationship, it does not offer a general defense of euthanasia as an ethical practice. (304)

    But why force Amour to conform to this particular way of practicing philosophy? That is, why must the film be evaluated philosophically in this way? Because otherwise we would merely be interpreting it? Wartenberg then seems to repeat precisely what Carroll critiques: both a narrowing of the definition of the philosophical, and an attempt to force a film—which is not philosophical in this narrow sense (putting forward propositional truth claims and arguments to justify them)—to meet these impossible criteria. Pace Wartenberg, it could quite easily be argued that Haneke’s film, like all of his feature films, revolves around an unexplained and unjustified act of violence: the family’s sudden decision to commit suicide in The Seventh Continent (1989), Benny’s murder of the girl in Benny’s Video (1992), the shooting at the end of 71 Fragments of a Chronology of Chance (1994), the entirety of Funny Games (1997), Erika’s violent sexual fantasies in The Piano Teacher (2001), the anonymous videos and threatening drawings as well as Majid’s suicide in Caché (2005), the mysterious violence that plagues the village in The White Ribbon (2009), not to mention the brutal killing of animals in almost all of these films, including Haneke’s most recent film Happy End, which could be read as a loose sequel to Amour.v Could Georges’s decision to kill his wife not fit one of Haneke’s larger thematic concerns? Wartenberg focuses on what he takes to be the centrality of human dignity because Haneke mentions the notion in a statement he made after a screening of Amour, but couldn’t one equally cite the same Haneke who said “I hope that all of my films have at least an element of obscenity”? (Sharrett, 587). Thus by reading Amour as a failed attempt at making a cinematic argument for a universalizable ethical theory, Wartenberg is led, despite himself, to claim that Amour is in fact unphilosophical, that the philosophical is that discourse which operates at the level of universality whereas the film or work of art seems condemned to the very particularity that the philosophical brackets.

    In the book’s final chapter, “Experience and Explanation in the Cinema,” Murray Smith summarizes and attempts to legitimize the cognitivist turn in film theory that he has long defended. Taking up Carroll’s earlier treatment of “the power of cinema” in his article by the same name, Smith argues that only a robust philosophical and scientific naturalism can explain “the distinctive experience it [film] creates” (308). Following Quine and Sellars, Smith’s analysis of film seeks to be continuous with the findings of the natural sciences. Naturalism entails a “substantive commitment to the study of all phenomena, including human behavior, as a part of the physically constituted, biologically evolved world, and a methodological commitment to the methods and standards of the natural sciences” (310). Smith goes on to summarize different aspects of the perceptual behavior of an audience member, arguing that the typical viewer moves from low-level perceptual experiences to more theoretical and hermeneutical processes of interpretation and analysis. Most of what goes on when we watch a film belongs to what Smith calls the “cognitive unconscious”: rapid and unintentional perceptual processes that help us experience films as meaningful and coherent. In other moments, our perceptual and cognitive predispositions explain why we often overlook or fail to see certain things on screen (315-316). A whole host of these impersonal and unconscious mechanisms structure and condition our experience: “seeing depth, seeing motion, failing to see edits and camera movement, and last, recognizing characters and attributing emotions to them. Each one of these can be illuminated and explained by considering the subpersonal mechanisms that make them possible” (317). In many ways, Smith suggests, our perceptual system fails and often misleads us. He explains that this is why so many viewers are “tricked” by a film like The Sixth Sense (1999); we unconsciously select what we see, and films often play with our capacity to catch these subtle editing tricks. Smith, following Carroll, suggests that these features are “generic,” that is, they can be found in any audience member (317). Yet on the basis of these generic features, we can also move to higher-level cognitive activities required for the interpretation and analysis of individual films.

    Taking the science fiction film District 9 (2009) as his example, Smith argues that human audience members will be naturally led to recognize a kind of humanity and individuality in the film’s alien creatures. We are even able to make some sense of the alien’s emotional states through what Smith calls “situational understanding,” a process whereby we can attribute thoughts, emotions, and mental states to individuals or agents by gathering contextual information. Though humans are equipped to decipher the mental and emotional states of other humans, District 9 anthropomorphizes the alien creatures, allowing the audience to sympathize and identify with their struggles. Again, at a very low level of cognition, a typical audience member (this notion is never developed) can individuate characters, attribute states of mind and traits to these characters, and identify and respond emotionally to them. And yet human spectators are not simply immersed and enthralled by the film as the old psychoanalytic theories claimed; we are also capable of theorizing and thinking about it. Smith argues that situational cognition, joint attention, and our facial perception capacity “bridge” our lower level unconscious perceptual apparatus and lead to our higher-level abstract theorization and understanding of particular films (325). At these higher cognitive levels, we are able to take all of this information and make sense of the film, recalling our prior stock of knowledge about the social issues the film addresses (apartheid, racism, etc.). The central problem for cognitivist film theory is how to explain the uniquely human experience of film—our ability not only to process the images, but to make sense of them, to understand them—that is, to link our generic perceptual capacities to our higher-level theoretical acts:

    We need a naturalistic account not only of our ability to see depth and motion on movie screens but also of our ability to investigate and theorize perception, to invent the technology of cinema, and to reflect on the nature of animal agency, personhood, and the kinds of society that humans create. (324)

    Indeed, the cognitivist turn seems to be after nothing less than a cognitive theory of everything! And it is only by taking this route that we can arrive at what Smith calls (after Clifford Geertz) “thick explanations – explanations that seek to be as complete, multileveled, and unified as possible” (326). But just like Wartenberg’s essay, Smith’s contribution, at every point, shuts the door on the thesis of film as philosophy. Unwittingly reproducing a rather unsophisticated positivism, Smith denies film all philosophical power and originality. Philosophy, sutured to the natural sciences, simply summarizes and synthesizes the available scientific knowledge in an attempt to explain away our experience of the cinema as nothing but the result of neurons firing in our brain. As Carroll had already argued in his “The Power of Movies,” mainstream films are in some sense nothing other than those works of mass art best suited to the current state of the evolution of human perception and cognition, hence their widespread appeal to audiences all over the globe. The cognitivist approach is thus a better and more empirically reliable theory of the unconscious experience of film than the now tired psychoanalytic theories.vi For Smith, film clearly does not philosophize; rather, philosophers do the philosophizing, but only when they take a back seat to cognitive science. Films are simply the object of the philosophy of film, which is in turn grounded in cognitive science.

    Between Carroll, Wartenberg, and Smith, a whole set of contradictions, tensions, and conflicts arises. Even in Film as Philosophy, the contributors clearly do not share a common understanding of this turn of phrase that supposedly unites them all. Rather than uniformity, we see a constantly shifting set of positions that appear around this on-going attempt to eliminate the hierarchy wherein cinema remains an object for philosophy. Carroll, whose 1985 “The Power of Movies” is invoked by Smith (the arch-cognitivist in the volume), appears in this context to have the most robust conception of film as philosophy, while Wartenberg and Smith uncritically reproduce classical philosophical claims and positions, all the while believing themselves to be defending the philosophical power of film. The power dynamic between philosophy and film, if not between philosophy and the non-philosophical, clearly cannot be resolved in one fell swoop and is no doubt a debate still underway. Nothing less than the transformation of philosophy is at stake, but it will require the arduous philosophical re-enfranchisement of art, or perhaps its philosophical self-empowerment.

    Footnotes

    i. On this point, Wartenberg’s article “Beyond Mere Illustration: How Film Can Be Philosophy” provides some resources for avoiding the charge that a film is not truly philosophical if it merely illustrates a pre-existing theory.

    ii. See Arthur Danto’s The Philosophical Disenfranchisement of Art and Robert Sinnerbrink’s essay “Disenfranchising Film? On the Cognitivist Turn in Film Theory.”

    iii. Mulhall’s claim is not unlike Cavell’s almost scandalous reading of It Happened One Night (1934) alongside Kant and Hume in Pursuits of Happiness: The Hollywood Comedy of Remarriage. Cavell’s thought is treated by Elisabeth Bronfen in her contribution to Film as Philosophy.

    iv. As Smith and Wartenberg write in the introduction to their edited volume, Thinking Through Cinema: Film as Philosophy, “If the purportedly distinctive contribution to philosophy made by a film can be paraphrased, then it is not unique; if it cannot be, then how could it be a contribution to the discursive discipline of philosophy?” (3) In other words, the film cannot make its philosophical argument in language nor be susceptible to being paraphrased in language after the fact since this would mean the contribution was linguistic and not exclusively cinematic. But Livingston worries that if the argument is not linguistic, than doubt arises as to whether it truly exists.

    v. H. Peter Steeves’s “The Doubling of Death in the Films of Michael Haneke.” It would be worth investigating the relationship between Amour and Haneke’s latest film, Happy End, which does draw a loose connection to Amour. At one point the Georges character in Happy End tells his granddaughter that he was once led to make a decision that resulted in him killing his sickly wife, but that he does not regret it. This wouldn’t necessarily contradict my reading of Amour; in fact, Georges’s character in Happy End encapsulates, in particular his final actions, quite nicely the inexplicable violence in all of Haneke’s work, as does the granddaughter.

    vi. And indeed this was the original intention of the famous volume Post-Theory, which sought to replace psychoanalytic film theory with cognitive theory on the grounds that only the latter is scientific.

    Works Cited

    • Carroll, Noël. “The Power of Movies.” Daedalus, vol. 114, no. 4, Fall 1985, pp. 79-103. JSTOR, www.jstor.org/stable/20025011.
    • —, and David Bordwell, editors. Post-Theory: Reconstructing Film Studies. U of Wisconsin P, 1996.
    • Cavell, Stanley. Pursuits of Happiness: The Hollywood Comedy of Remarriage. Harvard UP, 1984.
    • Danto, Arthur. The Philosophical Disenfranchisement of Art. Columbia UP, 1986.
    • Flory, Dan. “Spike Lee and the Sympathetic Racist.” Thinking Through Cinema: Film as Philosophy, edited by Murray Smith and Thomas E. Wartenberg, Blackwell Publishing, 2006, pp. 67-80.
    • Livingston, Paisley. “Theses on Cinema as Philosophy.” Thinking Through Cinema: Film as Philosophy, edited by Murray Smith and Thomas E. Wartenberg. Blackwell Publishing, 2006, pp. 11-18.
    • Mulhall, Stephen. On Film. 2nd ed., Routledge, 2008.
    • Sharrett, Christopher. “The World That is Known: An Interview with Michael Haneke.” A Companion to Michael Haneke, edited by Roy Grundmann. Blackwell Publishing, 2010, pp. 580-90.
    • Smith, Murray and Wartenberg, Thomas E. “Introduction.” Thinking Through Cinema: Film as Philosophy. Edited by Murray Smith and Thomas E. Wartenberg. Blackwell Publishing, 2006, pp. 1-9.
    • Steeves, H. Peter. Beautiful, Bright, and Blinding: Phenomenological Aesthetics and the Life of Art. State U of New York P, 2017.
    • Wartenberg, Thomas E. “Beyond Mere Illustration: How Film Can Be Philosophy.” Thinking Through Cinema: Film as Philosophy. Edited by Murray Smith and Thomas E. Wartenberg. Blackwell Publishing, 2006, pp. 19-32.
  • On the State of Contemporary Queer Theory

    Eric Aldieri (bio)
    DePaul University

    A review of Ruti, Mari. The Ethics of Opting Out: Queer Theory’s Defiant Subjects. Columbia UP, 2017.

    The term queer theory is usually attributed to Teresa de Lauretis, who used it at a 1990 conference on gay and sexuality studies at UC Santa Cruz. Judith Butler, David Halperin, Eve Kosofsky Sedgwick, Leo Bersani, Michael Warner and others took up this theoretical torch and constituted an original nexus of queer theory, working out of Foucauldian and Lacanian traditions among others. Texts from Butler’s Gender Trouble (1990) to Warner’s The Trouble with Normal (1999) were published in quick succession, endowing queer theory with an official seat in academia that has definitively outlived the 1990s. Since this initial renaissance in theory, however, scholars and critics have pronounced queer theory “dead” multiple times – so often, in fact, that it has become harder and harder to take each successive eulogy seriously. While the original interest in and shock factor associated with early iterations of queer theory has arguably died down, a new nexus of scholars has emerged, working at the crossroads of affect theory, psychoanalysis, critical race theory, and decolonial theory, and infusing the original interests and methodologies of queer theory with newfound focuses on everyday life, sovereignty, pleasure, temporality, affect, and – perhaps above all – negativity. Mari Ruti takes these recent developments in queer theory as the starting point for her 2017 The Ethics of Opting Out: Queer Theory’s Defiant Subjects. Her book serves at once as an exegetical introduction to contemporary debates in queer theory, a polemical critique of the assumptions that underpin the discipline and its rhetorical flare, and an original contribution to Lacanian scholarship. Praising, critiquing, and working with her many interlocutors – including Lee Edelman, Jasbir Puar, Jack Halberstam, Lauren Berlant, José Esteban Muñoz, Lynne Huffer, and Judith Butler – Ruti’s The Ethics of Opting Out serves as a pointed and honest introduction to the contemporary state of queer theory and its psychoanalytic cousins.

    Ruti introduces her book by quoting Heather Love: “Resisting the call of gay normalization means refusing to write off the vulnerable, the least presentable, and all the dead” (1). She situates this call to “resist gay normalization” on the side of queer theorists and activists who, in contrast to “mainstream lgbtq activists,” insist that normalization – particularly through institutions of Western liberal democracy – has promoted the erasure of queer lives and histories. In Ruti’s words, “queer theory’s stance of negativity offers a resounding No!” to neoliberal cultural tropes of positivity, inclusion, and domestication, “essentially rebelling against the sugarcoating and depoliticization of life, including queer life, in contemporary American society” (3). Ruti is largely aligned with queer theory’s general refusal of neoliberal capitalism’s invitation, but part of her critical impetus in The Ethics of Opting Out is to contextualize this No! – to show that it is a No! in response to particular biopolitical regimes of violence, exploitation, and alienation, and not a refusal of life itself. Thus, while Ruti operates under the assumption that most (if not all) contemporary queer theory advocates for some form of negativity, her exegetical task in The Ethics of Opting Out is to delineate precisely what forms of negativity are at work in the field, how they differ, and what stakes are involved in each form. Each chapter traces a series of ongoing debates in the field: relationality versus antirelationality, Lacan versus Foucault, white gay men versus “the rest of us,” constitutive lack versus circumstantial lack, and more. While Ruti insists that these differences provide an introductory map of queer theory texts since 2000, she is also clear that they are only meant to be used as guides. The topology of queer theory remains more complex than each differentiation initially implies – and perhaps one of the main takeaways from The Ethics of Opting Out is that these supposed binaries (which are broadly accepted by many scholars in the field, at least schematically) are far more delicate than one might initially assume. Each chapter contains exegetical, polemical, and original work, and Ruti maneuvers fluidly from one task to another. This makes her book readily accessible for first-time readers of queer theory, because the material is made immediately relevant and contextualized in an undecided, ongoing field of discourse. In chapter three, for example, she gives an overview of queer temporalities and utopianisms by restaging the debate between Lee Edelman and José Esteban Muñoz, which took place through and after the publications of No Future (2004) and Cruising Utopia (2009) respectively. While Edelman finds that all utopianism falls into the liberal traps of patience, hope, and political investment, Muñoz insists on the future-oriented ideality of queerness. Rather than playing the role of disinterested moderator in this restaged debate, Ruti sides with Muñoz, claiming that “‘the future’ has never been the province of all children,” as Edelman’s critique of the Child seems to imply (91). Queer utopianism demands that queer and racialized children have a claim on and access to a future of their own. In short, only those who have a future are able to reject it as emphatically as Edelman does.

    Ruti follows a similar pattern in chapter four, where Edelman again serves a primary role – this time in the debate between himself and Lauren Berlant in Sex, or the Unbearable (2013). Ruti traces the role of lack in queer theory by using this little book as a microcosm for larger disagreements between “white gay men” and “the rest of us.” If antirelational Lacanians like Edelman “tend to emphasize the constitutive role of negativity in human life” shaped by one’s originary alienation from the mother/from the real, then “those on the social side of the debate tend to focus on more circumstantial and context-specific forms of negativity, wounding, decentering, and suffering,” as Berlant does in Cruel Optimism (131). As a Lacanian scholar herself, Ruti appreciates Edelman’s emphasis on constitutive lack. Nonetheless, she is refreshingly frank in siding ultimately with Berlant, noting that “there is a willful blindness to Berlant’s basic point, namely, that there is a difference between life ‘not working’ in the ontological-existential (constitutive) sense and life ‘not working’ in the circumstantial (context-specific) sense” (137). Simply put, there is no reason why queer theorists (or anyone) should feel compelled to delegitimize one form of lack at the cost of the other. Both constitutive and circumstantial lack, universal and context-specific wounding play crucial roles in the everyday life of particular political subjects, and the two “are intimately related in the sense that it is often through circumstantial experiences of wounding that we are brought face to face with our constitutive wounding” (131).

    While these examples offer the best exegetical-critical moments in The Ethics of Opting Out, Ruti’s accompanying polemics can rely on reductive versions of her interlocutors. If the rhetorical flare of queer theory is a critical target for Ruti throughout the text, it also seems as though she slips into a similar performative-imperative at certain moments. While deeply critical of Edelman throughout the book, Ruti remains generous and delicate in her representation of his work (perhaps because they share a Lacanian background). The same cannot be said in relation to her treatment of Judith Butler, Jasbir Puar, and Jack Halberstam. In chapter one, Ruti portrays Puar as the Deleuzian representative in queer theory. This characterization is not too far off; Puar’s Terrorist Assemblages explicitly works within a generally Deleuzian framework of affect and assemblage. However, Ruti takes Puar’s analysis of the terrorist body in Terrorist Assemblages to “elevate the suicide bomber… to an icon” of queerness (32). While Puar does recognize the fact that suicide bombing “is a modality of expression and communication for the subaltern” (218) – which, I think, is an almost inarguable characterization – she by no means idealizes this method of communication. And while the terrorist body is constructed and represented as queer due to neo-colonial and orientalist modes of discourse that have gained new life with the advent of homonationalism, I do not take Puar to claim that the terrorist body should represent a queer ideal of resistance. In other words, I believe perspectivalism is at work in Puar’s book, and Ruti fails to consider that in her polemic (at least in print). Instead, she interprets descriptive moments prescriptively, hindering a robust understanding of Puar’s stakes and framework and causing her critique of Puar to remain on the surface level. While Ruti’s polemical critique of Halberstam’s The Queer Art of Failure is more precise, similar concerns arise in relation to what should be read prescriptively, and what should be read descriptively. Perhaps this ambiguity is more Halberstam’s failure than Ruti’s, but polemical style nonetheless comes at the cost of intellectual generosity in this section.

    Ruti’s treatment of Judith Butler in chapter two is similarly lacking. While many thinkers have reasonably critiqued Butler for what they see as an over-emphasis on relationality, Ruti goes so far as to claim that Butler maintains a “rejection of everything that even hints at agency” (55), and “pathologizes opting out of relationality even in cases when it is the least pathological course of action,” such as when one finds oneself in an abusive relationship (82). Both of these characterizations tend to reduce Butler’s performative and ethical theories to caricatures, and neither seriously contends with the thought of a vastly influential figure in queer theory. The other polemical critiques in the book are humble, precise, and refreshing. Slowing down the momentum of posthumanist influences on queer theory, Ruti questions some of the inherited tropes of the discipline – do we really want to abolish the subject completely? Are rights and enlightenment reason all bad for queer people? Is our “neoliberal” moment “uniquely traumatizing”? And can’t we think of alternative potentialities for a new universal ethics? Ruti doesn’t disagree with most of the critiques of rights discourse, reason, or universality. She gives fair attention to the maladies wrought by these systemic norms. But she also illustrates how these institutions have helped queer people in the recent past, and makes a case for preserving certain aspects of them. Once again, the takeaway is that the No! of queer theory, even when axiomatic, still needs to be justified every now and then – or else we risk making antinormativity into a new norm. Pressing this node, Ruti’s main critical intervention proves both timely and important.

    Finally, nestled within the exegetical and polemical moments of The Ethics of Opting Out is a clear, provocative, and well-timed contribution to Lacanian theory. With Edelman as her foil throughout, Ruti looks to a number of less-read seminars to develop a Lacan of creativity and relationality (particularly seminary VII on the ethics of psychoanalysis, to which the book’s title may allude). While queer theory is most familiar with Edelman’s Lacan, Ruti seeks to provide an alternative reading that nicely complements readings by other “relational” theorists, such as the field’s Foucauldians. (She eventually argues that the Lacanian real is similar to Foucault’s notion of an archaic self, and thus, that the separation between queer theory’s Lacanians and Foucauldians is largely counterproductive.) She begins by taking Edelman to task for his reading of Antigone’s “act” as a purely selfish act of suicidal jouissance. Instead, Ruti notes that Antigone “defies Creon not for her own sake but for the sake of her dead brother Polyneces” (55), beginning to bridge the gap between Butler’s Levinasian ethics and Edelman’s solipsistic anti-ethics. Ruti then highlights the gifts that alienation grants us by (dis)placing beings into the symbolic order. Of course, we become detached from the primal Thing, and can only fully reunite with it through a suicidal act of transgression, but we also gain from this separation: the creative power of language, subjective identification, the dynamics of joy and frustration inherent to desire, and more. Ruti looks toward Lacan’s later seminars in order to suggest that he “no longer sees language and jouissance as mutually exclusive” at this stage in his thought, and instead suggests “that the signifier transmits jouissance to the extent that it carries traces of the real” (117). Our constitutive lack prompts signification, and thus prompts us to carry traces of the real into the symbolic order in the form of “modified” or sustainable jouissance. If Edelman’s Lacan insists on a pursuit of jouissance through a celebration of the death drive, then Ruti raises the possibility of a “modified jouissance” implied by desire, language, art, and the mundane objects that each pursues (74). In other words, if Edelman’s Lacan insists on a complete reunification with the primal Thing, Ruti counters this insistence by looking toward “object echoes” of the Thing – bits of jouissance that prove less intense but far more sustainable through the trenches of intelligible, everyday life. For Ruti, “Edelman’s attempt to purge Lacanian theory of its relational elements leads to an overvalorization,” and eventual masculinization, “of the subject’s solipsistic jouissance” at the expense of these modified yet sustainable attachments (81).

    Later, Ruti brings the psychoanalytic thought of Herbert Marcuse into conversation with Lacan in order to explicate the (always potentially) critical aspects of desire. While Edelman dismisses desire as catering to the demands of capitalism (consume and never be satisfied!), Ruti notes that “one could just as easily say that desire takes a critical attitude toward the world precisely by wanting ‘something more,’ by refusing to be satisfied with the status quo of the here and now” (101). In these terms, the trick of Lacanian analysis would be to free desire from its capitalist prison, and allow it to pursue the object-echoes made possible by relationality, which constitutes part of Lacan’s goal in formulating an ethics of psychoanalysis. Amidst the specifics of Lacanian theory, Ruti clearly defines terms for readers unfamiliar with Lacan’s vocabulary, including concepts such as “sinthome,” “subjective destitution,” and “quilting points.” The Ethics of Opting Out is suited both for veterans and for newcomers to the fields of queer theory and psychoanalysis.

    While The Ethics of Opting Out includes some reductive representations and unwarrantedly polemical critiques, it also serves admirably as both a general introduction and a significant, original contribution to a field of study. Ruti’s clarity, frankness, and humor shine through, and should make The Ethics of Opting Out recommended reading on any queer theory syllabus.

    Works Cited

    • Puar, Jasbir K. Terrorist Assemblages: Homonationalism in Queer Times. Duke UP, 2007.

  • Leaving a Trace in the World (II):Deconstruction and the History of Life

    Mauro Senatore (bio)
    Durham University

    Abstract

    This article tests the hypothesis that the history of life can be told only by assuming the ultra-transcendental conception of life as leaving a trace in the world. It draws together two moments in the work of Jacques Derrida that are chronologically distant and yet develop that hypothesis and its consequences: the deconstruction of the phenomenological concept of consciousness, and the deconstruction of the Cartesian narrative of life. The article demonstrates that the first moment allows us to elaborate the ultra-transcendental conception of life presupposed by phenomenological consciousness, which offers new ways to analyze biological questions of the origin and evolution of life, and ethico-political questions of responsibility.

    There [in the trace] we have all history, from what metaphysics has defined as “non-living” up to “consciousness,” passing through all levels of animal organization.–Jacques Derrida, Of Grammatology

    I

    In the passage from Of Grammatology (1967) chosen as the epigraph of this essay, Jacques Derrida draws a decisive implication from his formalization of the concept of the trace. The trace, as the most general possibility of repetition and thus as the common root of passive retention and active recollection, calls into question the distinction, if not the abyss, conjured up by metaphysics between the living, qua consciousness, and the non-living, qua animals and machines, or animal-machines. This implication opens up the history of life, as leaving a trace in the world, and the history of its evolution, from the most elementary forms of living to consciousness. Therefore, Derrida argues, the deconstruction of metaphysics through the formula of the trace allows us to liberate the history of life: we can tell this history only by starting from the trace.

    In the pages that follow, I put this argument to the test and point to its repercussions—for example, for ethico-political questions of responsibility—by focusing on two key moments in Derrida’s work: the deconstruction of the phenomenological concept of voice and the deconstruction of the so-called Cartesian conception of human auto-relation (autodeictic autotelicity). These moments are chronologically thirty years apart and yet, as we will see, are interwoven by Derrida himself in the act of sketching his intellectual autobiography.1 As my reading develops, we understand that the liberation of the history of life is a consequence of the deconstruction of the metaphysical project at stake in phenomenology, which consists in dissimulating the entanglement of consciousness and the trace. From this deconstruction, it follows that we can only think of consciousness as an effect of the trace and that we must reinscribe within the liberated history of life metaphysical distinctions such as those between reaction and response, or between automation and freedom, which in turn hinge on the metaphysical concept of consciousness.

    II

    Let us start by examining how, since his first deconstructive work, Voice and Phenomenon (1967; hereafter VP), Derrida allows himself to tell the history of life as leaving a trace in the world through the deconstruction of the phenomenological concept of voice.2 This work engages a deconstructive reading of chapter one of Logical Investigations 1, in which Husserl elaborates the phenomenological concept of sign. Derrida takes this text as a privileged example for showing that the phenomenological critique of metaphysics constitutes the historical achievement of the originary metaphysical project.3 As he suggests, we can identify the central motif of this critique as the denunciation of metaphysical perversions in the understanding of the authentic mode of ideality. For Husserl, ideality consists in the form in which the presence of the object can be repeated indefinitely as identical to itself. By definition, this form does not exist (it is non-real, unreal, etc.) to the extent that it does not depend on an empirical or worldly existence.4 Now, Derrida goes on, the possibility of the ideal form and thus of the indefinite repetition of the presence of the object as identical to itself can be secured only in the presence of the living present or the self-presence of transcendental life. Therefore, for Husserl, the latter constitutes the ultimate form of ideality. Derrida summarizes this convergence of ideality, the living present, and transcendental life as follows:

    So that the possibility of this repetition can be open idealiter to infinity, it is necessary that one ideal form secures this unity of the indefinitely and the idealiter: this is the present, or rather the presence of the living present. The ultimate form of ideality, the one in which in the last analysis we can anticipate or recall all repetition, the ideality of ideality is the living present, the self-presence of transcendental life. (VP 5-6)

    The phenomenological concept of consciousness is structurally linked to the claim for an authentic mode of ideality. As the ideal form grants the presence of the object to consciousness, consciousness is determined by the very possibility of ideality and, ultimately, by the presence of the living present.5 Difficulties arise when Husserl allows that the ideal object is the historical product of a constitutive act of language and that consciousness consists in the possibility of this act. Does it follow from this that the element of consciousness and the element of language are indiscernible, and thus that the presence of transcendental life is originarily divided by the worldly and empirical synthesis of language? In Derrida’s words, “is it not the case that their indiscernibility will introduce non-presence and difference (mediacy, the sign, referral, etc.) right into the heart of self-presence?” (VP 13). Derrida argues that Husserl addresses this difficulty by appealing to the concept of voice (voix). However, he explains, this difficulty does not represent a weakness immanent to the Husserlian system. Rather, although Husserl shares the appeal to voice with the whole history of metaphysics, his concept of phenomenological voice brings this history to its most refined achievement. Phenomenological voice, in fact, does not seem to require a worldly synthesis and thus would protect transcendental life from the threat of non-presence and difference implicit in the indiscernibility of language and consciousness. Derrida formalizes the Husserlian solution to metaphysical difficulty par excellence as follows: “Husserl will not recognize an originative affinity with the logos in general in the sonorous substance or in the physical voice, or in the body of the voice in the world; rather the originative affinity will be recognized in the phenomenological voice, in the voice in its transcendental flesh” (VP 14).

    Derrida draws this concept of phenomenological voice from Husserl’s well-known distinction between Anzeichen, the so-called index/indication, the sign that does not express anything because it does not convey meaning (Bedeutung), and Ausdruck, or expression.6 Voice designates the phenomenological situation in which this distinction is accomplished and expression is no longer entangled with indication. Given the irreducibility of this entanglement in worldly or empirical communication—for reasons that will appear evident in a moment—this situation can only be found “in a language without communication, in a monological discourse, in the absolutely lowest register of the voice of the ‘solitary life of the soul‘” (VP 19). Derrida explains that the condition for this situation is a certain relation to the ideal object, “the relation to the object, the aim of an objective ideality, over and against the intention of meaning [vouloir-dire], over and against the Bedeutungsintention” (VP 19). This relation constitutes the phenomenological project in its essence—that is, the phenomenological idea of transcendental idealism.7 Disentangled and pure expression secures the exteriorization—still within consciousness and not in the world—of this relation to the object. There, as Derrida puts it, the voice animated by intention expresses the intended object.8

    Derrida offers a close reading of the progressive reductions of indication by means of which Husserl delimits the access to pure expression. As these reductions develop, he points out that indication designates the fact that the animating intention present to itself in transcendental life (namely, psychē or spirit) goes out of itself and thus relates to non-presence, difference, and, ultimately, death. But this relation to death accounts for the very process of signification and, more precisely, of writing, the latter being the sign that works beyond and thanks to the absence of its animating intention. By reducing indication and thus, as we anticipated, by appealing to pure expression and phenomenological voice, Husserl wishes, according to Derrida, to dissimulate the relation to death that is at work in signs—namely, the originary and irreducible possibility of writing that Derrida designates as archi-writing. I quote this long passage as it constitutes a key moment in the deconstructive reading of the phenomenological concept of sign:

    Pure expressivity will be the pure active intention (spirit, psyche, life, will) of a bedeuten that is animating a discourse whose content (Bedeutung) will be present. It is present not in nature, since indication alone takes place in nature and in space, but in consciousness. Therefore it is present to an “internal” intuition or to an “internal” perception. But we just understood why it is present to an intuition that is not that of the other in a case of communication. Therefore this is self-present in the life of a present that has still not exited from itself into the world, into space, into nature. With all of these “exitings” exiling this life of self-presence into indication, we can be sure that indication, which covers so far nearly the entire surface of language, is the process of death at work in the signs. (VP 34)9

    At this point, we wonder how phenomenological voice is supposed to respond to the difficulty of metaphysics—that is, to the threat of death implicit in the process of signification and thus in idealization. To what extent, as Derrida puts it, “between idealization and the voice, the complicity is here unfailing” (VP 64)? A medium is required to preserve the two features of authentic ideality: “the presence of the object in front of the intuition and the presence to oneself, the absolute proximity of the acts to themselves” (VP 65). This medium would be an exteriorization of transcendental life in which voice does not go out of itself and, therefore, does not undergo the work of death. But that seems to be precisely phenomenological voice in the way its phenomenon is given, in its proximity to the speaking subject in the present moment of enunciation.10 Phenomenological voice thus seems to account for a kind of auto-relation (for-itself, or subjectivity), that of the “I” hearing itself speak, which preserves the self-presence of transcendental life and for which Derrida takes recourse to the concept of auto-affection. “Why is the phoneme the most ‘ideal’ of signs?” (VP 66), Derrida asks. Because the being in the present of the phonic signifier retains the latter close to the animating intention, thus seeming to prevent it from going out of itself and relating to its death. Derrida writes:

    The signifier that is animated by my breath and by the intention of signification (in Husserlian language the expression animated by the Bedeutungsintention) is absolutely close to to me. The living act, the act that gives life, the Lebendigkeit that animates the body of the signifier and transforms it into an expression that wants to say, the soul of language, seems not to separate itself from itself, from its presence to itself. The soul of language does not risk death in the body of a signifier abandoned to the world and to the visibility of space.(VP 66-67)11

    Therefore, phenomenological voice aims to respond to the difficulty represented by the indistinguishability of consciousness and language. The pure auto-affection of the I’s hearing itself speak displays the very meaning of the term “con-sciousness”—that is, the possibility of the indefinite repetition of the object as identical to itself and, ultimately, the self-presence of transcendental life. “The voice is being close to itself in the form of universality, as consciousness. The voice is consciousness” (VP 68), Derrida argues. Pure auto-affection describes a non-real communication in which I hear the other speak as if it were me. “To speak to someone [in what is understood as the phenomenological speech or voice],” he goes on, “is to make the other repeat immediately in himself the hearing-oneself-speak in the very form in which I have produced it” (VP 68). Finally, we come to the reading of the phenomenological concept of consciousness as pure auto-affection. This concept—evoked by Derrida in the epigraph of this essay—grounds the metaphysical distinction between the living and the non-living and thus opens up the abyss between consciousness and the other forms of life, foreclosing the history of life. In the subsequent pages of his book, Derrida deconstructs this concept by demonstrating that we must think auto-affection from the trace—that is, from the most general possibility of signification. Idealization cannot be dissociated from the process of death at work in signs and thus from the originary and no longer reducible possibility of writing, or archi-writing.12

    Phenomenological voice is the most ideal of signs, but it is still a sign—that is, a worldly synthesis, which carries non-presence and difference within pure auto-affection. “Auto-affection as the operation of the voice,” Derrida writes, “assumed that a pure difference came to divide self-presence” (VP 70). Here we discover the movement of “différance” that inhabits the living present. This movement opens up transcendental life onto what is supposed to be suspended by transcendental reduction and thus onto the relation to death and originary writing.13 It thus consists in the self’s relation to itself as different or other than itself.14 Later, we see that this understanding of auto-affection and auto-relation as différance, as the originary possibility of writing, or as the trace, refers the transcendental subject back to the most general definition of life as leaving a trace in the world, at the same time as it accounts for life’s evolution. In other words, we find in différance the point of departure for telling the history of life.15

    At this point, the deconstruction of phenomenological voice and thus of consciousness requires one last step. If the privileging of voice over the other media of signification seems to be linked to its purely temporal structure—the fact that it is given in the present—then the movement of différance must have already been at work within the “temporal fabric” of voice (71).16 To demonstrate this claim, Derrida recalls a passage from the lectures on the Phenomenology of the Consciousness of Internal Time in which Husserl describes the movement of temporalization as pure auto-affection—namely, genesis spontanea.17 I cannot engage with Derrida’s analyses of this immense philosophical problem here, and limit myself to highlighting his argument and its effects on the problem of the history of life. Derrida suggests that what Husserl calls genesis spontanea is the process by which the now constitutes itself by making itself into a retention or a retentional trace. He describes this process as follows: “the living now, producing itself by spontaneous generation, must, in order to be a now, be retained in another now, must affect itself, without empirical recourse, with a new originary actuality in which it will become a non-now as a past now” (VP 72-73). Ultimately, the movement of temporalization as pure auto-affection would have already been the movement of différance or of the originary possibility of writing—here designated as archi-writing:

    The living present arises on the basis of its non-self-identity, and on the basis of the retentional trace. It is always already a trace. This trace is unthinkable if we start from the simplicity of a present whose life would be interior to itself. The self of the living present is originarily a trace. The trace is not an attribute about which we could say that the self of the living present “is originarily” the trace. It is necessary to think originary-being from the trace and not the trace from originary-being. This archi-writing is at work in the origin of sense.(VP 73)

    Not only can the living present not be dissociated from the trace; above all, the living present turns out to be reinscribed within the history of life as leaving a trace in the world. First, as Derrida points out, the movement of temporalization described above calls into question the privileging of phenomenological voice as a merely temporal structure.18 Secondly—and this is what matters to us more—the trace, qua the originary possibility of repetition that allows us to think auto-affection or auto-relation in general, accounts for the history in which the becoming conscious of life is possible. I refer to the text in which, although in passing, Derrida highlights the link between the history of life and the trace: “without concealing that the problem of their relations [between retention and re-presentation] is nothing other than the history of ‘life’ and of life’s becoming-conscious, we must be able to say a priori that their common root, the possibility of re-petition in its most general form, the trace” (VP 58; italics mine).

    It is worth recalling that Derrida develops this link between the deconstruction of consciousness and the opening of the history of life in a footnote to Edmund Husserl’s Origin of Geometry: An Introduction (1962). This note sheds light on the premises of the argument that we have taken as the point of departure for our reading.19 In the Introduction, Derrida explains that, for Husserl, the living present constitutes the ultimate form of ideality to the extent that it secures the indefinite reactivation of meaning as identical to itself in the individual consciousness. On the margins of this explanation, he adds a deconstructive note in which he argues that Husserl cannot question the transition from the passive retention of meaning to its active recollection, as this transition constitutes the very axiom of phenomenology—the principle of the self-presence of transcendental life and of the auto-donation of consciousness. Derrida unfolds the consequences that follow from taking account of this transition and thus of the most general possibility of repetition (what he designates later as the trace) that is the common root of passive retention and active recollection and that allows for the transition between them. As he suggests, we would liberate the history of life as leaving a trace in the world and thus would retrace phenomenology back to a thinking that takes into account the becoming conscious of life. Derrida’s note reads:

    These processes are abundantly described in The Phenomenology of Internal-Time Consciousness, Ideas I, and in FTL. The passage from passive retention to memory or to the activity of recollection, a passage which “produces” ideality and pure Objectivity as such and makes other absolute origins appear as such, is always described by Husserl as an already given essential possibility, as a structural ability whose source is not made a problem. Perhaps this source is not questioned by phenomenology because it is confused with the possibility of phenomenology itself. In its “factuality,” this passage is also that of the lower forms of Nature and conscious life. It can also be the thematic site of what today is called an “overcoming.” Here phenomenology would be “overcome” or completed in an interpretative philosophy.(Edwin Husserl’s Origin of Geometry 86)

    The note then refers to the project of overcoming phenomenology through a dialectic of real movement as it is elaborated by the French-Vietnamese philosopher Tran Duc Thao in his Phenomenology and Dialectical Materialism (1951). “Thus Trân-Dúc-Tháo,” Derrida writes, “after a remarkable interpretation of phenomenology, exposes the ‘Dialectic of Real Movement,’ starting from the concepts of retention and reproduction and from difficulties attached to them in phenomenology, which alone, however, can give them a rigorous sense” (An Introduction 86). Derrida’s concept of the becoming-conscious-of-life can be read as a rewriting of Thao’s concept of the becoming-conscious-of-nature. Thao marks the transition from phenomenology to dialectic in the concluding pages of the first part of his work. He grounds the possibility of telling the history of life and of its evolution in the real movement of the constituting subjectivity that, according to him, results from transcendental reduction and yet is not just consciousness:

    We end with dialectical materialism as the truth of transcendental idealism. Since the naive attitude has been definitively suppressed by the reduction, the practice of the description of pure lived experience is necessarily absorbed within a dialectical materialism that suppresses it in its properly phenomenological sense in order to preserve it in its resultant form and to elevate it to a superior level. We maintain the authentic demands of the Weltkonstitution by getting rid of its idealistic illusions. It is, indeed, a matter of “bracketing” the world of constituted appearances, which the fetishism of naive consciousness takes for realities in themselves, and of returning to true being through the constituting subjectivity. But the latter is not the Heraclitean flux of pure consciousness: it is the real movement by which nature becomes conscious of itself in biological evolution and human history. (129)20

    Now, the movement that has taken us from the phenomenological concept of consciousness to the thinking of life as leaving a trace in the world leaves a question open. If we admit with Derrida that the general structure of the trace is another name for life, we may ask how this structure has been—and is yet to be—articulated across the history of life and evolution. Derrida addresses this question in a passage from Of Grammatology (1967), where he suggests that we need to take up again the indiscernibility of the elements of idealization and consciousness from différance and the trace. From this perspective, we understand the articulations of life as related to the degree of mastery that the living has over its own possibility, or power, of repeating the ideal object. Derrida thus explains:

    This possibility—another name for “life”—is a general structure articulated by the history of life, and leading to complex and hierarchical operations. Auto-affection, the as-for-itself or for-itself—subjectivity—gains in power and in its mastery of the other to the extent that its power of repetition idealizes itself. Here idealization is the movement by which sensory exteriority, that which affects me or serves me as signifier, submits itself to my power of repetition, to what thenceforward appears to me as my spontaneity and escapes me less and less. (Of Grammatology 165-166)

    III

    In what follows, I focus on Derrida’s deconstruction of the Cartesian foundations of the modern narrative of life, as he develops it in the essays published in The Animal That Therefore I Am (2006; hereafter AIA). My aim is to demonstrate that this deconstruction does not just hinge on the deconstruction of the phenomenological concept of consciousness that we have examined above. Instead, Derrida develops his conception of life as leaving a trace in the world by highlighting its implications for the modern distinction between animal and human auto-relation (namely, between auto-affection and autotelicity) and, consequently, for the concept of responsibility and its ethico-political elaborations.

    In the concluding pages of the first essay included in the collection, Derrida focuses on two distinctions that characterize the modern narrative of life: the distinction between the organic and the inorganic and between the animal and the human. This narrative places the question of the difference between the animal and the human within the broader demarcation of the physico-chemical domain of the inorganic and the life of the living (namely, animality).21 Derrida reproduces this demarcation by having recourse to auto-affection (auto-relation, auto-mobility, autobiography, tracing, etc.) which specifies the living being or the animal in general and thus seems to be shared with the human (identified as the ego cogito or the “I think”). At this point, another demarcation—more properly, an abyss—has been conjured up within the domain of life and animality, between the animal and the human, and between auto-affection and “I think” (in the lexicon of Descartes, ego cogito), which is constituted by the power of transforming its traces into speech and thus of elaborating discursive responses. This narrative reads as follows:

    Animality, the life of the living, at least when one claims to be able to distinguish it from the inorganic, from the purely inert or cadaverous physico-chemical, is generally defined as sensibility, irritability, and auto-motricity, a spontaneity that is capable of movement, of organizing itself and affecting itself, marking, tracing, and affecting itself with traces of its self. This auto-motricity as auto-affection and relation to itself is the characteristic recognized as that of the living and of animality in general, even before one comes to consider the discursive thematic of an utterance or of an ego cogito, more so of a cogito ergo sum. But between this relation to the self (this Self, this ipseity) and the I of the “I think,” there is, it would seem, an abyss … No one has ever denied the animal this capacity to track itself, to trace itself or retrace a path of itself. Indeed, the most difficult problem lies in the fact that it has been refused the power to transform those traces into verbal language, to call to itself by means of discursive questions and responses, denied the power to efface its traces. (AIA 49-50)22

    In Derrida’s reproduction of the modern narrative on animal and human auto-relation, the “I think” seems to share with the phenomenological concept of consciousness the feature of the self-presence of the living present in the element of speech. This narrative also seems to associate a certain ability to respond, or responsibility, to the human self that is present to itself and hears itself speak. As it is suggested in the aforementioned passage (see the reference to the cogito), Derrida finds in the Cartesian conception of the human self as “I think” the very presupposition of this narrative.23 Therefore, in the second essay of the collection, he traces this Cartesian legacy through the close reading of two passages from the second Meditation (1641) and the letter to Henricus Reneri for Alphonse Pollot (1638), respectively.

    First, Derrida analyses Descartes’s elaboration of the axiom of the modern history of life, that is, the traits of that special kind of auto-relation that Descartes ascribes to the human by dissociating it from animal auto-relation (auto-affection). To this end, he follows the text of the second Meditation as it demarcates the human self, the “I am,” from everything that can be detached from it. The passage under scrutiny begins with the following question: “What then did I formerly think I was? A man. But what is a man?” (Meditations 17). Descartes responds to this question by starting from what immediately comes to his mind: first, “the whole mechanical structure [toute cette machine] of limbs”; secondly, the fact that “I was nourished, that I moved about, and that I engaged in sense-perception, and thinking.”24 Interestingly, Descartes attributes these “actions” to a “soul” that he imagines “to be something tenuous, like a wind or fire or ether” (Meditations 17). According to Derrida, these traits associated with a physical soul identify what Descartes understands by life or animality. “Each time that … he has to evoke these signs of life or animation—therefore of animality—constituted by auto-affection or auto-motion,” Derrida points out, “he relates them to a living soul that … can only be a body” (AIA 72). As the reductions follow one another, Descartes comes to the point of determining the pure “I am” as a thinking thing. He writes: “Thinking? At last I have discovered it—thought; this alone is inseparable from me. I am, I exist—that is certain. But for how long? For as long as I am thinking” (Meditations 18). One cannot help interweaving this final reduction of animality and thus this determination of the human self together with what Derrida designates in Voice and Phenomenon as the metaphysical project itself, that is, the understanding of the ultimate form of ideality as the presence of the living present. Indeed, Derrida reads Descartes’s passage as an affirmation of that project: “The presence to itself of the present of thinking, the presence that presents itself to itself in the present, that is what excludes everything detachable constituted by life, the living body, animal life” (AIA 72). Therefore, on Derrida’s reading, Descartes places at the basis of his narrative of life the metaphysical conception of the “I am” (as a self-present thinking thing). This conception constitutes the kind of auto-relation that specifies the human self and opens up the abyss from animality.

    Secondly, Derrida examines the passage from the aforementioned letter to Reneri (for Pollot), in which Descartes establishes the limit of animality in the light of the metaphysical determination of the pure “I am.” In this passage, Descartes develops the point on responsibility that Derrida had evoked at the moment of recounting the modern narrative of life. Descartes invites the reader to distrust the judgement that animals have a soul as it amounts to an opinion rashly acquired in childhood. In support of his thesis, he sets up the following scene:

    Suppose that a man had been brought up all his life in some place where he had never seen any animals except men; and suppose that he was very devoted to the study of mechanics, and had made, or helped to make, various automatons shaped like a man, a horse, a dog, a bird, and so on, which walked and ate, and breathed, and so far as possible imitated all the other actions of the animals they resembled, including the signs we use to express our passions, like crying when struck and running away when subjected to a loud noise. Suppose that sometimes he found it impossible to tell the difference between the real men and those which had only the shape of men, and had learnt by experience that there are only the two ways of telling: … first, that such automatons never answer in word or sign, except by chance, to questions put to them; and secondly, correspond that though their movements are often more regular and certain than those of the wisest men, yet in many things which they would have to do to imitate us, they fail more disastrously than the greatest fools. (The Philosophical Writings 99-100)

    From this fiction, according to Descartes, we should be able to reconsider our judgment before real animals.25 We should understand that “the resemblance between some exterior actions of animals and our own … is not at all a sufficient basis to prove that there is any resemblance between the corresponding interior actions” (The Philosophical Writings 100). Derrida draws attention to the fact that Descartes’s argument hinges on the presupposition of a limit or a threshold for the animal, that is, the ability to not react to a programmable question, like an automaton, but “to [freely] respond to true questioning” (AIA 82-83).26 The metaphysical determination of the human self as a self-present thinking thing secures this ability and thus marks the limit between animal and human auto-relation. As anticipated, Derrida formalizes this divide/abyss between animality and the human as the divide/abyss between two kinds of auto-relation, between auto-affection and “I think.” On the one hand, we have the way the living relates to itself by demarcating itself from the physico-chemical domain of the inorganic (auto-affection, automotion, etc.). On the other hand, we have the self-present thinking thing that Derrida designates as auto-deictic and auto-monstrative auto-telicity (autotélie). He has the following formulation of these new concepts of “auto-telicity” and “auto-deicticity”:

    Every living creature, and thus every animal to the extent that it is living, has recognized in it this power to move spontaneously, to feel itself and to relate to itself. However problematic it be, that is even the characteristic of what lives, as traditionally conceived in opposition to the inorganic inertia of the purely physico-chemical … But what is in dispute … is the power to make reference to the self in deictic or autodeictic terms, the capability at least virtually to turn a finger toward oneself in order to say “this is I” … It is what says “I am speaking of me”; the one who says “I” shows himself in the present of his utterance, or at least of its manifestation. Because it is held to be incapable of this autodeictic or auto-referential self-distancing [autotélie] and deprived of the “I,” the animal will lack any “I think,” as well as understanding and reason, response and responsibility. (AIA 94)27

    Here Derrida makes explicit that human auto-relation, that is, the Cartesian presupposition of the modern narrative of life, consists in the metaphysical axiom of the coincidence of voice and consciousness that grants the self-presence and self-proximity of transcendental life. As we know, this axiom presupposes the dissimulation of the process of death and signification that has always been at work in voice and consciousness. For Derrida, it is precisely the deconstruction of this axiom that liberates the history of life and allows us to tell this history. Therefore, he sketches a “critical reelaboration” of the modern narrative of life that hinges on the deconstruction he had initiated many years earlier in Voice and Phenomenon. This re-elaboration does not limit itself to pointing to examples of autodeictic autotelicity in animal life—such as in genetic systems as well as in social phenomena of narcissistic exhibition.28 Above all, it is a matter of calling into question the metaphysical axiom in itself, “the axiom that permits one to accord purely and simply to the human or to the rational animal that which one holds the just plain animal to be deprived of” (AIA 95).29 From this re-elaboration, it follows that the Cartesian distinction between human and animal auto-relation, between “I think” and auto-affection, and thus the very principle of the modern narrative of life, are reinscribed within the ultra-transcendental conception of life as leaving a trace in the world. Derrida writes:

    If autoposition, the automonstrative autotely of the “I,” even in the human, implies the “I” to be an other that must welcome within itself some irreducible hetero-affection (as I have tried to demonstrate elsewhere), then this autonomy of the “I” can be neither pure nor rigorous; it would not be able to form the basis for a simple and linear differentiation of the human from the animal. (AIA 95)30

    Derrida seems to conceive of autodeictic autotelicity (whether it is animal or human) as an effect of the trace qua the possibility of repetition in general, that is, as the self’s relation to the trace of the other. In so doing, he evokes another narrative of life that accounts for the history and evolution of the living.31 Moreover, the deconstruction of the Cartesian axiom of human autotelicity propagates its effects on the concept of responsibility and its ethico-political developments. As we know, the ability to respond to a true questioning is structurally linked to human auto-relation (“I think”) and autotelicity (“this is I”) and thus relapses into the Cartesian legacy at work in the modern narrative of life. From the deconstruction of this legacy and, consequently, from the reinscription of the distinction between animal and human auto-relation within another narrative of life, it follows that responsibility too is deconstructed and that the distinction between reaction and response is reinscribed. Here we can only point to this theoretical programme, which Derrida formulates in session six of the seminar The Beast and the Sovereign I (2001-2002, published after his death in 2008):

    And so the point would be to reinscribe this différance of reaction and response and thereby this historicity of ethical, juridical, or political responsibility into another thinking of life, living beings, into another relation of the living to their ipseity, and thereby to their supposed sovereignty, their autos, their own autokinesis and reactional automaticity, to death, technique, or to the machinic. (120)

    Footnotes

    This article is published thanks to the support received from The British Academy. Partial versions of it were presented at the conference Derrida Político (Santiago de Chile, 2017) and the Universidad de Buenos Aires (December 2017). I thank Andrea Potestà and Facundo Vega for their hospitality and all the attendants for their generous comments. Above all, I thank Erin Obodiac for reading and commenting on my manuscript.

    1. In the collection of essays entitled The Animal That Therefore I Am, which was published after Derrida’s death, and which I take up in section III, Derrida writes: “Let me note very quickly in passing, concerning intellectual autobiography, that … [the] very first substitution of the concept of trace or mark for those of speech, sign, or signifier was destined in advance, and quite deliberately, to cross the frontiers of anthropocentrism, the limits of a language confined to human words and discourse. Mark, gramma, trace, and différance refer differentially to all living things, all the relations between living and nonliving” (102). This concluding sentence can be read as an echo of the epigraph extracted from Grammatology.

    2. On the consideration that Derrida has for this text within the trajectory of his work, see Positions: “In a classical philosophical architecture, Voice and Phenomenon would come first: in it is posed, at a point which appears juridically decisive for reasons that I cannot explain here, the question of the privilege of the voice and of phonetic writing in their relationship to the entire history of the West, such as this history can be represented by the history of metaphysics, and metaphysics in its most modern, critical, and vigilant form: Husserl’s transcendental phenomenology” (5). For close readings of VP, see Marrati-Guénoun, Genesis and Trace, Lawlor, Derrida and Husserl, and Kates, Essential History, to which I refer as my writing unfolds. To my knowledge, there are no readings of VP that develop the link between the deconstruction of consciousness and the opening of the history of life.

    3. See VP: “What would be at issue will be to begin to verify that the resource of the phenomenological critique is the metaphysical project itself, in its historical completion and in the purity of its origin albeit restored” (5). On this point, see Lawlor 168-169.

    4. Derrida writes: “One would be able to bring to light the single and permanent motive for all the mistakes and all the perversions that Husserl denounces in ‘degenerate’ metaphysics, across a multiplicity of domains, themes, and arguments: it is always a blindness in the face of the authentic mode of ideality, of that which is, which can be repeated indefinitely in the identity of its presence because of the very fact that it does not exist, is not reell, is irreell” (VP 5).

    5. See VP: “The value of presence … modifies itself, without its being lost, every time what is at issue is the presence of any object whatsoever to consciousness in the clear evidence of a fulfilled intuition or when what is at issue is self-presence in consciousness—’consciousness’ meaning nothing other than the possibility of the self-presence of the present in the living present” (8).

    6. For Derrida’s reformulation of this distinction, see VP 15. See also VP 16, where he explains his translation of Bedeutung by meaning or wanting-to-say (vouloir-dire). On Bedeutung, see Kates 134.

    7. Derrida interprets this phenomenological situation as the intentional relation to the object that Husserl formalizes later as the noetic-noematic sphere of intentional consciousness. On this point, see VP: “transcendental phenomenological idealism responds to the necessity to describe the objectivity of the object (Gegenstand) and the presence of the present (Gegen-wart)—and the objectivity in presence—on the basis of an ‘interiority,’ or rather on the basis of a self-proximity, an ownness (Eigenheit), which is not a simple inside, but the intimate possibility of the relation to an over-there and to an outside in general. That is why the essence of intentional consciousness will be revealed (for example, in Ideas I, § 49) only in the reduction of the totality of the existing world in general” (19); and VP: “Later, after the discovery of the transcendental reduction, he will describe the solitary life of the soul as the noetic-noematic sphere of consciousness” (27). On pure expressivity as the very possibility of phenomenology, see Marrati 64-65 and 68-69.

    8. Cf. VP: “In expression the intention is absolutely on purpose because it animates a voice which can remain wholly internal and because the expressed is a Bedeutung, that is, an ideality that does not ‘exist’ in the world” (28).

    9. Making explicit why the phenomenological concept of sign constitutes a privileged example for his reading of phenomenology, Derrida writes: “The determination and erasure of the sign in metaphysics is the dissimulation of this relation to death, which nevertheless was producing signification” (VP 53). For a definition of writing as the writer’s relation to death, see VP: “writing—the common name for signs that function despite the total absence of the subject, by means of (and beyond) his death” (79-80).

    10. On the phenomenality of the phenomenological voice, see VP 66. Derrida also describes this phenomenality as the signifier’s self-effacement (or self-reduction) that is simultaneous with its production: “The phenomenological ‘body’ of the signifier seems to erase itself in the very moment it is produced. From this point on, it seems already to belong to the element of ideality. It reduces itself phenomenologically and transforms the mundane opacity of its body into pure diaphaneity. This erasure of the sensible body and of its exteriority is for consciousness the very form of the immediate presence of the signified” (VP 66). On the complicity between idealization and voice, see Marrati 74-75 and Lawlor 190-194.

    11. Here Derrida refers to Hegel’s semiology as the most accomplished analysis of the complicity between idealization and voice. He offers a close reading of this analysis in the essay “The Pit and the Pyramid: Introduction to Hegel’s Semiology” (first published in 1971 and then included in Margins of Philosophy, 1972).

    12. From the opening pages of VP, Derrida draws attention to what seems to be implied from the phenomenological account of ideality: the relation of “an existing in general”—not merely consciousness—to its own death. “Is this to say,” he asks, “that what opens the repetition to the infinite or what is opened in repetition when the movement of idealization is secured, is a certain relation of an ‘existent’ to his death? Is this to say that ‘transcendental life’ is the scene of this relation?” (8).

    13. See VP: “The possibility of everything that we believe we are able to exclude from auto-affection is enrooted in this pure difference: space, the outside, the world, the body, etc. As soon as we admit that auto-affection is the condition of self-presence, no pure transcendental reduction is possible” (70-71).

    14. Derrida continues: “This movement of différance does not supervene upon a transcendental subject. The movement of différance produces the transcendental subject. Auto-affection is not a modality of experience that characterizes a being that would already be itself (autos). Auto-affection produces the same as the self-relation in the difference with itself, the same as the non-identical” (VP 71). On this passage, see the excellent remarks in Kates 153-157.

    15. I suggest that this understanding of auto-relation (as différance) accounts for “the concept of ultra-transcendental life” (VP 13) that Derrida formulates in the introductory chapter of VP, a life that is the common root of transcendental and empirical life. Lawlor (174-175) and Kates (138-140) draw attention to this link but do not develop its implications for the question of the history of life.

    16. Cf. Marrati 75-77.

    17. For Husserl’s text, see VP: “The originary impression is the absolute beginning of this production, the originary source, that starting from which all the rest is continuously produced. But it itself is not produced. It is not born as something produced, but by genesis spontanea, it is originary generation” (71-72).

    18. Derrida writes: “We see that the theme of a pure interiority of speech or of ‘hearing-oneself-speak’ is radically contradicted by ‘time’ itself” (VP 74).

    19. On the first part of this note, see Vitale, “The Text and the Living,” which suggests finding here Derrida’s decisive step beyond phenomenology towards archi-writing. In what follows, I reread the whole note in light of my interpretation of Voice and Phenomenon and I highlight the intersection between Derrida’s argument contra phenomenology and the dialectical materialism of Tran Duc Thao.

    20. On Derrida’s relation to Thao across his early work on Husserl, see Giovannangeli, “Husserl entre Derrida and Tran Duc Thao.”

    21. For Derrida’s protocols on the difference of the human and the use of the term “animal,” see Derrida, AIA 47 and 53-54, respectively.

    22. As a premise of an alternative narrative of life, let me recall those pages from “Typewriter Ribbon: Limited Ink (2)” (1998), where Derrida marks a noteworthy difference between dating mineral and plant sediments to the timeless time in which no living being signaled its presence on earth and taking account of the singular event of two midges immobilized in amber while making love. This event, he argues, still happens today as its trace is consigned to us. See also Without Alibi 130-131.

    23. On the founding role of the Cartesian thought of animality, see Derrida, AIA 54. For an excellent development of Derrida’s reading of Descartes, see Wills, Inanimation. The analysis that I develop here differs from Wills’s in that it aims to cast light on the link that interweaves the deconstruction of the modern thought of animality and the deconstruction of phenomenological consciousness. In other words, I reread the deconstruction of the modern thought of animality in the wake of Derrida’s concept of ultra-transcendental life.

    24. Descartes writes: “the whole mechanical structure [toute cette machine] of limbs which can be seen in a corpse, and which I called the body” (Meditations 17). Here we can find the metaphysical determination of animality as non-living or mechanical that we find evoked by Derrida in the epigraph of our text.

    25. On this scene, Derrida remarks: “The scene and logic of the argument seem to me more strange than has been most often noted. Here we have a character, a man, and this man is a man who, having learned, fictitiously, to manufacture impeccable automatons, would conclude in reality, by means of a judgment, that the animals are in truth, for their part, automatons, automatons of flesh and blood. And why is this so? Because they resemble automatons that resemble humans. And this conclusion, let us never forget, follows from a judgment” (83).

    26. Derrida describes responsibility as the ability to give a non-programmed response to a non-programmed questioning: “The question of the response is thus that of the question, of the response as response to a question that, at one and the same time, would remain unprogrammable and leave to the other alone the freedom to respond, presuming that were possible (a technohistorical field with a bright future, even though the programmation of question and response seems to foreclose the future). The Cartesian animal, like its descendants (once again I’ll try to recognize there Kant, Heidegger, Lacan, and Levinas, which also means so many others), would remain incapable of responding to true questioning” (AIA 84).

    27. Derrida has recourse to the concept of autotelicity for the first time in “To Speculate – On ‘Freud’” (included in The Post Card: From Socrates to Freud and Beyond). In this text, he highlights the deconstruction of autotelicity, understood as the movement of teleological auto-institution, by focusing on the process of the tele– (différance, the originary possibility of writing/posting, tele-communication, etc.) that is at work in that movement. For this reason, Derrida’s “autotelicity” has already meant “self-distancing,” as the English translator seems to suggest with his choice. As for the concept of the autodeictic, I suggest that here Derrida refers to the kind of monstration that takes place in the phenomenological situation of pure expression in the solitary life of the soul—that is, voice. On this kind of monstration (Hinzeigen), which is not an indication, I refer to the beautiful remarks that Derrida makes in VP 64. For an adventurous reading of autotelicity in the wake of a preoriginary rhetoricity, see Davis, “Autozoography.”

    28. For these examples, see AIA 95.

    29. On Derrida’s concern for the philosophical argument rather than the scientific falsification of the modern thought of animality, see the important observations in Naas 16-17. Pushing these observations further, I argue that here Derrida is interested in reinscribing the thought of animality back to the thinking of life as leaving a trace in the world that he has been elaborating throughout his work and that, on his view, allows us to tell the history of life.

    30. Here it is worth recalling the increasing attention to Husserl’s work on animality in current philosophical debates. In particular, I refer to Di Martino, “Husserl and the Question of Animality,” as representative of this line of research. Drawing on Di Martino’s close reading of the analyses developed in volume 15 of the Husserliana, it seems that Husserl subscribes to the Cartesian legacy as it is displayed by Derrida in AIA. As Di Martino points out, Husserl identifies the correlative of “the historical-cultural world” specifically inhabited by the human with “the personal self,” that is, “the self-conscious and free self, necessarily implicated in the unfolding of the historical-cultural world” (61). Furthermore, this personal self is placed within a community that is jointly empathic and linguistic (Di Martino 65-66). In other words, the Husserlian conception of the human being seems to presuppose the autodeictic autotelicity evoked by Derrida in his reading of Descartes. From this perspective, it undergoes Derrida’s critical elaboration of the modern narrative of life.

    31. On the deconstructive conception of autodeicticity, permit me to refer to my forthcoming reading of Derrida’s engagement with the autobiographical question in Nietzsche and Heidegger.

    Works Cited

    • Davis, Diane. “Autozoography: Notes toward a Rhetoricity of the Living.” Philosophy & Rhetoric, vol. 47, no. 4, 2014, pp. 533-553. JSTOR, doi:10.5325/philrhet.47.4.0533.
    • Derrida, Jacques. The Animal That Therefore I Am (More to Follow). Translated by David Wills, Fordham UP, 2008.
    • —. The Beast and the Sovereign Volume I (2001-2002). Translated by Geoffrey Bennington, U of Chicago P, 2009.
    • —. Edmund Husserl’s Origin of Geometry: An Introduction. Translated by John P. Leavy, U of Nebraska P, 1989.
    • —. Margins of Philosophy. Translated by Alan Bass, U of Chicago P, 1982.
    • —. Of Grammatology. Translated by Gayatri Chakravorty Spivak, Johns Hopkins UP, 1976.
    • —. Positions. Translated by Alan Bass, U of Chicago P, 1981.
    • —. The Post Card. From Socrates to Freud and Beyond. Translated by Alan Bass, U of Chicago P, 1987.
    • —. Voice and Phenomenon: Introduction to the Problem of the Sign in Husserl’s Phenomenology. Translated by Leonard Lawlor, Northwestern UP, 2011.
    • —. Without Alibi. Edited by Peggy Kamuf, Stanford UP, 2002.
    • Descartes, René. Meditations on First Philosophy. Translated by John Cottingham, Cambridge UP, 1986.
    • —. The Philosophical Writings of Descartes, Vol. III: The Correspondence. Translated by Anthony Kenny, Cambridge UP, 1991.
    • Di Martino, Carmine. “Husserl and the Question of Animality.” Research in Phenomenology, vol. 44, 2014, pp. 50-75. Brill, doi:10.1163/15691640-12341275.
    • Giovannangeli, Daniel. “Husserl entre Derrida and Tran Duc Thao.” L’itinéraire de Tran Duc Thao: Phénoménologie et transfert culturel / Phénoménologie et matérialisme dialectique, edited by Jocelyn Benoist and Michel Espagne. Paris: Armand Colin / Recherches, 2013, pp. 133-160.
    • Kates, Joshua. Essential History: Jacques Derrida and the Development of Deconstruction. Northwestern UP, 2005.
    • Lawlor, Leonard. Derrida and Husserl: The Basic Problem of Phenomenology. Indiana UP, 2002.
    • Marrati-Guénoun, Paola. Genesis and Trace: Derrida Reading Husserl and Heidegger. Stanford UP, 2005.
    • Naas, Michael. The End of the World and Other Teachable Moments: Derrida’s Final Seminar. Fordham UP, 2015.
    • Tran Duc Thao. Phenomenology and Dialectical Materialism. Translated by Daniel J. Herman and Donald V. Morano, D. Reidel Publishing, 1986.
    • Vitale, Francesco. “The Text and the Living: Jacques Derrida between Biology and Deconstruction.” Oxford Literary Review, vol. 36, no. 1, 1986, pp. 95-114. Edinburgh UP, doi:10.3366/olr.2014.0089.
    • Wills, David. Inanimation: Theories of Inorganic Life. U of Minnesota P, 2016.
  • Grammatechnics and the Genome

    Erin Obodiac (bio)
    University of California, Irvine

    Abstract

    In Of Grammatology, Jacques Derrida shows that a certain arche-writing of the trace is not only in play with any mode of language—spoken, written, or graphic—but is also a principle of “life”—whether human, non-human, cybernetic, or genetic. Catherine Malabou’s forays into new biologies of plasticity and epigenetics invite us to move away from programmatic readings of inscription that turn life into a cybernetic code or machine. According to the logic of the supplement, however, is not the trace always already a “plastic inscription”?

    We might have to throw a very loose lasso with the term “script” when considering the genetic code as one of those “scripts that preceded the alphabet” (Grammatology 129), a writing before the letter, yet the Derrida of 1967 did not hesitate to bring cybernetics and genetics into the encircling ring of the grammè and the animating movement of the trace. Although books like Judith Roof’s The Poetics of DNA alert us to the pitfalls of understanding the genome by way of a “linguistic” model, Of Grammatology preemptively points us to “The End of the Book and the Beginning of Writing”; as arche-writing, the trace is an originary technics that subtends all conditions of mediality, prior to and post “book.” Even if the genetic might already be or always was outmoded as linguistic “code,” it nevertheless belongs to the trace, rendering “the history of life—of what we here call differance—as the history of the grammè” (84). And although John Johnston’s The Allure of Machinic Life argues that new theories of life are initiated or mediated by emergent technologies, pointing in particular to molecular biology’s “complete dependence on information technology or bioinformatics” (5) and suggesting there is “a ‘better image of the genetic program’—as a parallel distributed regulatory network” (6), Of Grammatology lets us know that a general concept of technology cannot elucidate the manner in which the trace is a technics; instead, the trace, as originary technics, points to the way in which all other technologies can be understood. But if the genome is a grammatechnics of inscription,1 the question remains whether the age of grammatology has come to an end, as Catherine Malabou suggests with her concept of plasticity, and whether the ends of grammatology have met their match, not incidentally, in our post-genomic era.

    Since the 1950s, likening the sequencing of DNA to a language has become a commonplace of bioinformatic and genomic discourses. Employing the rhetoric of language itself—DNA is information encoded in genetic material; this information is translated into protein by living cells; protein-coding genes are transcribed as messenger RNA; codon sequences are read in reading frames; spelling mistakes in the canonical genetic code or cipher can generate disease, and so on—this biosemiotic paradigm suggests that life is regulated by “linguistic” principles and that DNA can be understood as a bioarchive or a mnemotechnics of inscription.2 Biotechnologies—and even more so, experimental bioart3 and biomedia—deploy this genetic language in chimerical fashion: gene-splicing and CRISPR technologies edit snippets of genomic text engendering transgenic creatures and green fluorescent bunnies; synthetic biologists encode lines from James Joyce in bacterial form; and dangerous genetic markers appear deletable with the stroke of a biocomputational button. The ubiquity of digital computers and media in our cybernetic era makes the genetic program second nature to us. Yet contemporary biotech might also be performing a kind of deconstruction of the Program beyond deconstruction. For instance, Johnston notes that technology counters biologist François Jacob’s insistence on the immutability of the genetic code, and that “the invention of gene-splicing suspended this very axiom … recent research … has challenged this orthodoxy, both in terms of the ‘invariance’ of the genome and the way in which the genome works as a ‘program’ … the genome itself is a complex adaptive system” (Allure 5, 6). The linguistic paradigm reigns in genetics and biotechnology even as bioart, synthetic biology, and transgenic art point to new modalities of bio-plasticity. To use a term popularized by Eugene Thacker,4 biomedia deploy genetic code in their productions, yet seek to depart from textuality and embrace media forms that purport not to be modeled on the book, including digital network media and analogue, indexical, or transductive media that are interactive, emergent, and adaptive. Molecular biology’s linguistic paradigm is an essential life support system and theoretical umbilical cord for much bioart and transgenic art, but most contemporary media theories adopt a Deleuzian distaste for the text. At stake in these differences between technics, media, and languages are questions of plasticity, and the most plastic thing of all: the living being. Some will argue that genetic code is a kind of blueprint or tool used in the production of the plastic artwork, but not the artwork itself. Similarly, the human genome is neither a human being nor even an embryo: these are plastic formations. Malabou’s forays into new biologies of plasticity and epigenetics invite us to move away from the programmatic readings of inscription that turn life into a cybernetic code or machine. Epigenetics, for instance—the study of modifications of gene expression—suggests that the genome is not so much a fixed code as a plastic form. Malabou believes we can no longer rely on deconstruction to point to these new understandings of life, because deconstruction is limited by its own techno-determinism.5 For Malabou, even Derrida’s concept of the trace (which launched a critique of code and other logocentrisms) is no longer plastic enough, despite the fact that “plastic inscriptions” might be a fortuitous term for living beings in our era of genomics and bioinformatics—and in every era before ours, given that life has always already been a technical graft or arche-writing, according to the logic of the supplement: “genetic writing as the determinant of life” (Grammatology lxxix).

    Whether the trace provides a model for understanding the genome as a genetic code appears to be a question technologically determined by its own conditions of mediality: the era of textuality. Although Friedrich Kittler claims that technology determines the situation, and that media technologies in particular are epistemic tools that provide the models or metaphors for what things are and how they work, Derrida claims that the trace is not just one technics among others. Although it might speak of the equipmentality of the track (in French) or the silhouette (in English), and even though it tends to be misunderstood within the mediality of print and writing in the narrow sense, the trace might still have critical force as a non-empirical and non-transcendental operation, especially in this time of new materialisms. The trace is not a mark left behind by a presence, but the condition of (im)possibility of such a mark. The trace concerns différance, the deferring and spacing of difference.6 In Of Grammatology‘s first sections, Derrida writes that the trace is an “originary” technics (originary always in the sense of supplementary):

    Technics in the service of language: I am not invoking a general essence of technics which would be already familiar to us and would help us in understanding the narrow and historically determined concept of writing as an example. I believe on the contrary that a certain sort of question about the meaning and origin of writing precedes, or at least merges with, a certain type of question about the meaning and origin of technics. That is why the notion of technique can never simply clarify the notion of writing. (8)

    Derrida’s insistence that technics cannot tell us anything about the trace—rather, that the structure of the trace constitutes each and every technics—includes not only human technics, but also those that belong to living beings in their constitution as well as their activity. He relates the genetic program to the cybernetic program in general in order to reposition both within the larger sweep of arche-writing, something Gayatri Spivak underscores in the Afterword to Of Grammatology‘s 2016 edition:

    The general argument is most pertinent to our time: that although the cybernetic and informatics revolution, using linguistics as a scientific model, is putting emphasis on writing—all that which used to assemble itself under the name of language now assembles itself under the name of writing—in fact, the “revolutionaries” are using not a new discourse to fix these new inventions, but versions of the millennial ethnocentric and Europocentric ideology of the thinking of Europe. The young Derrida writes in the hope that cybernetics and informatics will join hands with a philosophy defeating itself. (345)

    Spivak reminds us that, along with phonocentrism, logocentrism, and eurocentrism, arche-writing deracinates the self-same origin of any programmatic-ism, including the cybernetic and genetic ones: the trace, the supplement of the origin, and differance (un)ground their possibility. When Malabou questions the reduction of life to DNA or genetic code and asserts that plasticity rather than inscription is essential to a critical understanding of life and living beings, when she suggests that epigenetics—the plastic expression of the genetic—aspires to replace the concept of the genetic program, does this mean that the old discourse of arche-writing is no longer “operative”?

    Malabou observes that contemporary biology puts pressures on contemporary philosophy, and suggests that deconstruction falls short in its understanding of “life” and living beings in this new scientific context. From Of Grammatology‘s outset, Derrida speculates on the day when deconstruction’s “own historico-metaphysical character is also exposed” (9): does the concept of plasticity achieve this task of exposure? In his foreword to Malabou’s Plasticity at the Dusk of Writing: Dialectic, Destruction, Deconstruction, Clayton Crocket notes the filial and supplemental relation between the concepts of arche-writing and plasticity: “Plasticity replaces Derridean writing as a motor scheme by which to think and do philosophy” (xvi).7 He argues that the stakes of this substitution are not only philosophical but theological, insisting that we understand “the end of deconstruction as the deconstruction of Christianity” (xvii). Leaving aside the theological question, if “genetic writing … is the determinant of life” (lxxix), and if plasticity now takes the place of writing, more than philosophy undergoes a tectonic shift.

    Although Of Grammatology primarily discusses human language, Derrida’s central claim about the phonocentric exclusion of writing (graphic and spatial specificities in particular8)—and the way in which writing or arche-writing provides the general structure of language—also opens up the manner in which a kind of writing is always already in play with living beings in general. In “Program,” the first section of the book, Derrida begins to extend the narrow understanding of writing to include media, plastic and performative arts, and human techniques in general: “inscription in general … cinematography, choreography, of course, but also pictorial, musical, sculptural ‘writing’” (9). Derrida subsumes (all?) human activities to writing, not in the sense of writing about these activities, but of these activities as writing:

    One might also speak of athletic writing, and with even greater certainty of military or political writing in view of the techniques that govern those domains today. All this to describe not only the system of notation secondarily connected with these activities but the essence and the content of these activities themselves. (9)

    All arts and technics are arts and technics of writing, not only for the human being, but also for all life forms, whether natural or artificial: “It is also in this sense that the contemporary biologist speaks of writing and of pro-gram in relation to the most elementary processes of information within the living cell. And, finally, whether it has essential limits or not, the entire field covered by the cybernetic program will be the field of writing” (9). Artificial intelligence as well as human intelligence, artificial life as well as natural life, cybernetic program as well as genetic program: all proceed as modes of writing. Derrida employs anthropologist André Leroi-Gourhan’s work to situate grammatology and writing in relation to all life—machinic9 and genetic—and not just in relation to “man.” Embedded in a critique of the ethnocentric conception of writing, arche-writing belongs not only to all people, but also to all living beings:

    it is not enough to denounce ethnocentrism and to define anthropological unity by way of the disposition of writing. Leroi-Gourhan no longer describes the unity of man and the human adventure thus by the simple possibility of the graphie in general; rather as a stage or an articulation in the history of life—of what I have called differance—as the history of the grammè. Instead of having recourse to the concepts that habitually serve to distinguish man from other living beings (instinct and intelligence, absence or presence of speech, of society, of economy, etc. etc.), the notion of program is invoked. It must of course be understood in the cybernetic sense, but cybernetics is itself intelligible only in terms of a history of the possibilities of the trace as the unity of a double movement of protention and retention. (84)

    Derrida invokes Husserl’s terms protention and retention, anticipation and memory, to speak of the temporal synthesis that is founded by differance, the deferring of the trace: “this movement goes far beyond the possibilities of the ‘intentional consciousness.’ It is an emergence that makes the grammè appear as such” (84). Whether social, governmental, cognitive, or biological, all programs, plans, controls depend on the trace:

    Since ‘genetic inscription’ and the ‘short programmatic chains’ regulating the behavior of the amoeba or the annelid up to the passage beyond alphabetic writing to the orders of the logos and of a certain homo sapiens, the possibility of the grammè structures the movement of its history according to rigorously original levels, types, and rhythms. But one cannot think them without the most general concept of the grammè.(84)

    Grammatology therefore exceeds the anthropos itself, and Derrida suggests a continuum between all strata of the trace, whether animate or inanimate, natural or technological:

    one could speak of a ‘liberation of memory,’ of an exteriorization always already begun but always larger than the trace which, beginning from the elementary programs of so-called ‘instinctive’ behavior up to the constitution of electronic card-indexes and reading machines, enlarges differance and the possibility of putting in reserve; it at once and in the same movement constitutes and effaces so-called conscious subjectivity, its logos, and its theological attributes. (84)

    We see here in what manner the grammè constitutes life—natural as well as artificial, human as well as artificial intelligence—in a sweeping genetic, epiphylogenetic,10 and cybernetic program. We have a new sense of what is at stake with the grammè; in addition to being equivalent to the history of life, “this trace is the opening of the first exteriority in general, the enigmatic relationship of the living to its other” (70). This other includes not only death, the inanimate, and the technological, but also the epigenetic, i.e. the genetic trace’s “exteriority.”

    Malabou’s forays into neurobiology and epigenetics have led her to question the division between the material medium and the symbolic—formulating instead a concept of plasticity whereby life is understood as that which brings together biology and the symbolic, calling the plasticity of the brain neuro-plasticity and the plasticity of the genetic code epigenetics; yet she also objects to understanding inscription as a model for life.11 Malabou argues that plasticity goes beyond the grammatological conception of life, but whatever plasticity might be, is it not also subject to differance and the logic of the trace? Epigenetics and plasticity suggest that the genome is not a totalizing unity, therefore not a book but “evolving,” therefore subject to différance, i.e. a text, and it was Derrida who substituted text or writing (dissemination) for book (unity, totality), especially the book of life. Furthermore, in substituting plasticity for inscription and epigenetics for the genome, Malabou passes over the fact that Of Grammatology is also to a certain extent a critique of the epigenetic, not only in regard to language but life as well. The critique of the epigenetist concept of writing—the epigenetism that permits Lévi-Strauss “above all to consider the passage from speech to writing as a leap” (150)—follows from the position that writing does not appear ex nihilo, out of nowhere, as an appendage of speech. Derrida questions this pairing of structure and chance, originary structure and contingency: writing is not an epigenesis of speech, not an exteriority, secondary and derived. Arche-writing “precedes” the so-called historical development of writing and is constitutive not only of speech, but of all language in general. As differance, trace, originary supplement, and originary prosthesis, arche-writing brings that which is at the margins to the center—to the epicenter, so to speak. This is why, although Derrida launches a critique of the epigenetist concept of language, arche-writing is nevertheless always already epigenetic in the sense that the operation of the trace and the logic of the supplement put into question genesis or origin: “differance defers-differs” (68). Epigenesis (traced back to William Harvey, 1650, and earlier to Aristotle’s On Generation and Corruption) is a theory of (embryonic) development according to which the living being is unformed at the start and is formed over time and is distinct from preformationism, the doctrine that the living being is already predetermined from the start. For contemporary genomics, epigenesis suggests a plasticity to the fixity and innateness of the genetic code and forms in general. Epigenetics (the term was coined by Conrad Waddington in 1940) is a principle of differentiation from the genetic—for instance, in the differentiation from the genotype to phenotype, and in the differentiation of types of cells in a genetically uniform organism. Is not différance a kind of (non-transcendental) condition of possibility even for this mode of difference? Or are epigenesis and epigenetics fertile fields for an emergent philosophy that fosters cultivars of plasticity, weeding out the old grammatological paradigm? Malabou’s recent book Avant Demain: Épigénese et Rationalité maps genetics/epigenetics onto the old schema preformation/epigenesis, deploying plasticity as a way to address the problematic of Kant’s “epigenesis of pure reason.” Without invoking the logic of the supplement or the trace, she attends to a kind of plasticity of the transcendental whereby the accord between the a prioiri and objects of experience is understood as an epigenesis, a developmental differentiation rather than a preformationism. Foreclosed as well is the idea that this epigenesis is merely the exposure of the transcendental to materiality and experiential time and space, because the possibility of the accord between concepts and objects is, for Kant, originarily given.

    This double foreclosure—neither preformationism nor a posteriori—would appear to lend itself to what Derrida calls the “supplément d’origine.” Derrida is discussing Rousseau, and only tentatively alludes to questions of the transcendental in Part I, but states in Of Grammatology‘s final section:

    The question is of an originary supplement, if this absurd expression may be risked, totally unacceptable as it is within classical logic. Rather the supplement of origin: which supplements the failing origin and which is yet not derived; this supplement is, as one says of a spare part [une pièce], of the original make [d’origine]. (313)

    In this context we can state the relation between genetics and epigenetics not as a relation between an interiority and its environment (the epigenetic is not an environmental principle, it does not come from the outside), but according to the logic of the “supplément d’origine.” Recent research on epigenetics suggests that the epigenetic belongs to the “deep structure” of the genetic; it comes not from the outside, like a pernicious exposure to the environment, but rises to the surface from interior layers of the genetic code. The epigenetic is “part” of the latency of the code in the manner of a spare part, something that adds to and subtracts from the whole. The temporal dimension remains obscure (there is no sequential unfolding, yet there is no fixity: there is deferral, differing, differance): the supplement is and is not present at the origin; there is, as Derrida states, no derivation. This is not a situation of production or growth—neither techne nor poiesis—but rather a more “originary” event. In this sense, epigenetics might be a kind of originary supplement.

    Derrida targets epigenesis and the “‘epigenetist’ concept of writing” in Chapter 1 of Part II, The Violence of the Letter: From Lévi-Strauss to Rousseau. What Derrida objects to most famously throughout Of Grammatology is the separating and exteriorizing of writing from language; instead, a kind of arche-writing is the condition of possibility of both spoken and written language conventionally understood. He critiques the notion that writing is a mere modality of “language appending to itself its graphic ‘representation’ as an accessory signifier” to a “fully oral language, pure of all writing” (120). In Part I, Derrida extensively demonstrates in what manner writing is not a marginal accessory or appendage to spoken language, but is the condition of possibility of language “in general.” Likewise, we could argue that epigenetics is not an exterior, plastic expression of the genome, as Malabou might say, but rather that the plastic expression, supposedly secondary and accessory, is the condition of possibility of the genome: the supposedly programmatic genetic code is always already a plastic inscription, a trace. It is not a question of expression and molding; the trace makes plasticity (im)possible. These two epigenetic threads intersect precisely with the question of the origin of languages: Derrida insists that language is not a merely accidental or chance leap from the living being—language is not an epigenesis of life—but that the structure of the trace is already constitutive of the living being. He objects, for instance, to Lévi-Strauss’s statement that “on the scale of animal life, language could only have been born suddenly. Things could not have begun to signify progressively” (qtd. 121). For Derrida, life has always already been signifying, and no haphazard axe ruptures life and language. At the same time, he points out that “the appearance of certain systems of writing three or four thousand years ago was an extraordinary leap in the history of life. All the more extraordinary because a prodigious expansion of the power of differance was not accompanied, at least during these millennia, by any notable transformation of the organism” (131). The birth of writing (in the narrow sense) made little difference to the organism because life was always already inhabited by a kind of arche-writing.

    How then does “the operation of the trace” (101) bear on the question of epigenetics? Rather than being reassured by the familiarity of the textual model in genetics, we find that the trace complicates the concepts of transmission, genealogy, and inheritance. There is, writes Derrida, an equivocation between genealogy and writing in the narrow sense, one that prioritizes the temporal and genetic line: “a people who accede to the genealogical pattern accede also to writing” (125); “the birth of writing (in the colloquial sense) was nearly everywhere and most often linked to genealogical anxiety. The memory and oral tradition of generations, which sometimes goes back very far with peoples supposedly ‘without writing’” (124). Genealogy speaks to a mnemotechnics that installs “the line” as a temporal sequence, which has a limit for so-called oral transmission. Here genealogy and genetics, writing and arche-writing conjoin: “The genealogical relation and social classification are the stitched seam of arche-writing; condition of the (so-called oral) language, and of writing in the colloquial sense” (125). A dehiscence irrupts from this “stitched seam”: the ethnocentric and phonocentric conception of language issues from the limit of the genealogical line. However, buried within arche-writing lies genetic writing, the genealogic code that is a technics and an archive of the hereditary, the genomic. Keeping “track” of biological inheritance and parentage—which belongs to anxieties about incest, or is perhaps at their origin—aligns the mnemotechnics of writing with family genealogy plus their concomitants (incest and parricide). This is why Derrida warns that “the metaphor that would describe the genealogy of a text correctly is still forbidden” (101). Genealogy structures itself around a prohibition not only because the question of the parent involves the incest taboo, but also because arche-writing signifies both the possibility and impossibility of genesis and genealogy. Cloning, transgenics, and genetic technologies in general are all suspect with regard to this taboo, which explains in part why contemporary bioart and biomedia are uncanny and transgressive. Malabou’s silence over Derrida’s discourse on epigenesis might concern filiation, the anxiety of influence, and parricide, yet The Violence of the Letter suggests that the issue is deeper: “if a text always gives itself a certain representation of its own roots, those roots live only by that representation, by never touching the soil, so to speak. Which undoubtedly destroys their radical essence, but not the necessity of their racinating function” (101).

    Derrida’s reading of Lévi-Strauss underscores the point that structural anthropology declares writing to be a technical and evil supplement that comes from the outside. As derivative and “outside” the innate structure of language, writing is taken to be a kind of mutation or excrescence, a pernicious epigenesis of speech. Derrida places arche-writing “inside,” yet without making it an innate principle or a transcendental a priori. There is no “without writing,” so Malabou’s critique of genetic inscription and preference for epigenetics—with its evocations of a full and present plasticity—appears to perform an inadvertent “exclusion of writing,” one that both disavows the lessons of deconstruction and reissues them in another guise. Derrida considers Lévi-Strauss’s anthropology and structural linguistics as forms of phonocentrism, which makes writing a prosthetic and derivative staff. By separating epigenetics from the genetic, Malabou too maps the epigenetic onto the derivative staff and the genetic onto essential language, reinstituting a phonologism or phonocentrism in the realm of biology. We must hesitate here, though, because the genetic and the linguistic model she resists is not that of the trace, but of code. In a sense, Malabou’s championing of epigenetics and plasticity is a critique of structural linguistics, yet she does not name the trace as an operation that is always already epigenetic or plastic. Malabou wants to raise epigenetics above genetics and epigenesis above genesis, as Derrida has already done by calling origin, essence, and authenticity into question and bringing to the center that which is derived and at the margins: genesis and the genetic program are always already opened up by the trace, always already written and inscribed in a manner that operates by differance, differing and deferral. Derrida shows us in a thousand ways that there is always a writing before the letter, but he does not subscribe to a preformationism or an innatism of writing. Even though the trace is always the condition of possibility—and impossibility—of this or that, its priority is not temporal. The trace opens the condition of (im)possibility of temporality; its priority “stands before” the temporal.

    Derrida’s critique of the “‘epigenetist’ concept of writing” (120) keeps the “priority” of the trace in mind by targeting an “epigenesis” operating in Lévi-Strauss’s origin story of the evolution of language, which runs: “If writing first made its appearance between the fourth and third millennium before our era, we must see it not, in any degree, as a conditioning factor in the Neolithic revolution, but rather as an already distant and doubtless indirect result of that revolution” (292). Although Lévi-Strauss asserts that writing is a derivative development issuing from the birth of agriculture and the domestication of animals, Derrida suggests that these practices can already be likened to a mode of genetic writing: a technical and mnemotechnical fashioning of organic life, retained and transmitted in the blood lines and the botanical archive. Plant and animal genomes are already a mode of genetic inscription, a “writing before the letter,” and a plastic one at that. Whether or not Derrida borrows “epigenesis” or “epigenetist” from Kant, when applied to Lévi-Strauss, the terms designate a spontaneous leap or chance emergence, a break or rupture in the genealogical line: “Such a leap would prove that the possibility of writing does not inhabit speech, but the outside of speech … From what does Lévi-Strauss arrive at this epigenetism that is indispensible if one wishes to safeguard the exteriority of writing to speech?” (126-27). If writing and the genealogical line belong together, the origin of writing is a paradoxical break with this pattern; in other words, the condition of possibility of genealogy is nothing genealogical. Rather than putting genesis into question, epigenesis here serves to safeguard it by way of an absolute rupture. Derrida also points to the ethico-political implications of epigenesis, because the epigenetist concept of writing allows Lévi-Strauss

    to consider the passage from speech to writing as a leap, as the instantaneous crossing of a line of discontinuity: passage from a fully oral language, pure of all writing—pure, innocent—to a language appending to itself its graphic ‘representation’ as an accessory signifier of a new type, opening a technique of oppression. Lévi-Strauss needed this ‘epigenetist’ concept of writing in order that the theme of evil and of exploitation suddenly coming about with the graphie could indeed be the theme of a surprise and an accident affecting the purity of an innocent language from without. (120)

    Derrida’s objection to Lévi-Strauss’s epigenetist concept of the origin of writing includes a rejection of its Western ethnocentrism and racism; those supposedly “without writing” are separated out as innocent according to an ideology that gives authenticity and plenitude to the spoken word and disavows the arche-writing at the heart of all language. Derrida observes that the separation of writing from speech “supports an ethico-political accusation: man’s exploitation by man is the fact of writing cultures of the Western type. Communities of innocent and unoppressive speech are free from this accusation” (121).

    We might wonder if Malabou’s account of epigenesis likewise rejects innateness and essentialism but inadvertently reinstates them. In the context of her discussion of Kant and epigenesis, it might first appear that the objection to innateness or preformationism also rejects ethnocentric essentialism, reserving the opening of anthropological differences for epigenesis. Yet this hierarchical separation, like the separation of writing from speech, would reduplicate the ethico-political accusation, inadvertently shielding the transcendental subject from certain anthropological “incursions.” If, in Malabou’s analysis, epigenesis signifies a liberation, an emancipation, from the fixed program—something that we all might desire—this utopian preference for chance and change and the leap runs the risk of safeguarding the isolationism and fixity of the program: the epigenetic rupture is a moat that protects the fortress. And for Derrida, the fortress of language as spoken word is accompanied by a reactionary metaphysics of pure presence, essentialism, authenticity, phallogocentrism, and self-same identity. When Lévi-Strauss attempts in the essay “The Writing Lesson” to narrate a kind of colonial importation of writing, or a colonial occupation by writing, Derrida asserts that this parable does not describe the origin of writing but merely its imitation: the gesture of writing is mimicked, according to Lévi-Strauss, without understanding the signifying discourse. Yet this parroting nevertheless grasps the performative force of writing and its instituting power. Derrida objects that Lévi-Strauss separates the cognitive or constative dimension of writing from its performative force and its inscriptional violence, and suggests that the anthropologist wants to safeguard the theoretical and scientific dimensions of language from its political dimensions. We could take this as a cue to read Malabou’s advocating on behalf of epigenesis as a political declaration. Just as Derrida suspects that Lévi-Strauss’s epigeneticism—by which language is separated from biological life with an axe, and writing is separated from language with the same axe—ends up being a Western ethnocentrism in the guise of an anti-ethnocentrism (131), we might share similar conjectures about Malabou’s work on epigenetics, especially her book Avant Demain: Epigenese et Rationalité.

    If Malabou’s forays into new biologies of plasticity and epigenetics invite us to move away from the programmatic readings of inscription that turn life into a cybernetic code or machine, what do they invite us to move toward? In Avant Demain: Épigenèse et Rationalité, the move from a genetic paradigm to an epigenetic paradigm concerns genetics, but also “mind,” because Kant uses the term epigenesis to describe the development of categories of pure reason. Malabou does not deploy the “logic” of the supplement as a way to address the problematic of Kant’s “epigenesis of pure reason,” and it appears that—like Rousseau—she “would like to separate originarity from supplementarity” (Grammatology 243) when she separates inscription from plasticity and genetics from epigenetics. The conceptual antagonism between genesis and epigenesis can be heard in an abstract for the talk “Epigenesis of the Text: New Paths in Biology and Hermeneutics,” which Malabou delivered on April 22, 2015 at UC Irvine:

    In paragraph 27 of the Critique of Pure Reason, Kant makes use of the expression ‘system of the epigenesis of pure reason.’ This biological analogy is meant to affirm that the categories of our understanding are not innate or preformed, but develop themselves just like an embryo, that is, through self-differentiation and addition of new parts. To what extent is this idea of self-formation of the transcendental prefiguring the current definition of epigenetics, the science which studies the wide range of non-genetic modifications of the living being? It seems that the raging debate that opposed epigeneticism to preformationism in Kant’s time finds its current version in the contrasted relationship of genetics and epigenetics. Far from concerning only the biological field, these confrontations also have a central hermeneutical meaning, as it appears in Paul Ricoeur’s thinking: interpretation, he claims, has to do with the epigenesis, not the genesis, of a text. Are we facing the emergence of an epigenetic paradigm in culture?

    Leaving Derrida entirely out of the picture, Malabou mentions Paul Ricoeur and claims in Avant Demain (271) that he was, in his 1965/69 books on interpretation, the only thinker to discuss the thematic difference between genesis and epigenesis.12

    The silence regarding Derrida is curious, given that Malabou returns to Kant’s discussion of epigenesis and preformationism and of the way they figure in the accord between a priori concepts and objects of experience. She does so in order to ask what contemporary developments in epigenetics mean for philosophy, and in what respect contemporary biology points to the limits of some philosophical discourses. Kant deploys the concept of epigenesis to give a sense of how the accord between a priori concepts and phenomena is neither innate nor derived from experience; rather, the accord is “the epigenesis of pure reason.” Malabou explores Kant’s formulation as well as its analogue in contemporary genetics—that is, epigenetics is to genetics what epigenesis is to preformationism—in order to dislodge philosophy from the constraints of the cybernetic and genetic program that informs contemporary conceptions of life; she wants to detach our understanding of life from the program of the symbolic and lead it toward plasticity. In her essay “The Future of Derrida: Time Between Epigenesis and Epigenetics” (an essay that, despite its title, does not discuss Derrida’s discourses on epigenesis), Malabou reminds us that Kant objects to the doctrine of preformationism and adopts epigenesis instead. For pure reason, knowledge is not derived from experience, but neither is it innate or preformed. For Kant, the accord that moves from a priori concepts to objects of experience (not the other way around) happens by “as it were, a system of the epigenesis of pure reason,” and not by “a kind of preformation-system of pure reason” (Pure Reason 265). Like a living being, pure reason appears to have a formative force: it is autopoietic. This assertion is compatible with Kant’s vitalist tendencies and his dissent from Blumenbach’s view that lifeless matter has as much of a formative force as animate matter (Before Tomorrow 107). Paragraph 65 in the Critique of Judgment confirms that, for Kant, formative force (Bildungstrieb) sets the living organism apart from the machine.

    If living beings have an autopoietic formative force, the epigenesis of pure reason would, on this analogy, be an auto-epigenesis. Malabou relates epigenesis to the autoaffection of the transcendental subject, because the phrase “epigenesis of pure reason” suggests that there is a formative force, a plasticity, to the transcendental. This bears on the question of an a priori autopoiesis or “auto-organization” (Before Tomorrow 160), an epigenesis from the inside that is not a preformation but a transcendental feedback loop that has no interface with the environment or the outside, yet provides a basis for the one-directional accord between the a priori and the a posteriori. Inflected with concepts of freedom and “improvisation” (56), the “system of epigenesis” is somehow neither a spontaneous ex nihilo genesis nor a preformationism. For Kant, autopoietic systems are limited to life systems, and to such an extent that we can, says Malabou, equate epigenesis with life force (Lebenskraft) (166). Yet the notion of “system” was first applied to the arrangement of ideas and principles and only later applied to the organization of living bodies. When Malabou likens epigenesis to an interpretation of a text (169), it is surprising that there is no turn to the analysis of the epigenetist concept of writing in Of Grammatology. Malabou tells us that in contemporary biology (152), reading epigenetics as the interpretation of the genetic text is the reigning paradigm—and is, in essence, a hermeneutics (Before Tomorrow 91).13 Making use of the notion that epigenesis is a kind of expression or interpretation of a genetic text, she suggests that biological epigenesis and the epigenesis of pure reason are analogues of each other in their respective realms. Malabou clarifies that the “epi” in epigenesis means “au-dessous” and “sur,” and that we need not too quickly transpose this into an “après” (Before Tomorrow 59). She suggests that we should also understand “epi” in the geologic sense, as that which concerns the rising to the surface, or the location à propos the surface:14 the “epi” is the surface, the skin (as in epidermis). But doesn’t this surface/depth hermeneutics run the risk of reinstating epigenesis as a derivative of an authentic genesis? Alternately, we might think this “epi” as Derridean supplement or prosthesis: the accord between a priori concepts and objects of experience could therefore be an originary supplement, an originary technicity.

    Another difficulty: although Malabou acknowledges that neutralizing the stance that the a priori is neither innate nor empirical would foreclose the specificity of Kant, and that the a priori can be established neither through positivism nor logic, she nevertheless considers reading the a priori as a mode of (genetic) inheritance and evolution (Darwin). This line of thinking leads to the idea that reason is a biological feature of the brain, and epigenesis therefore a kind of development of the brain. Stressing that Kant’s deployment of the phrase “epigenesis of pure reason” is not “simply a rhetorical artifice” (xiv), Malabou perhaps takes this figure too literally, imagining that the biological sense of “epigenesis” could unlock the meaning and straighten out the aberrations of reference here (287). In fact, the question of the accord between a priori categories and objects of experience is the primal scene of the referential function. Going so far as to admit that there is no argument if Kant’s use of the term epigenesis is merely one figure among others (313), Malabou makes a tautology (rather than an analogy) between life and thought (310), the brain and mind, claiming that Kant’s use of epigenesis is necessary: the epigenesis of pure reason essentially coincides with the plasticity of the brain (Before Tomorrow 312, 194). Malabou may over-stress the necessity that thought concern not only the transcendental subject but also the living being—”d’un sujet transcendantal et d’un être vivant” (Avant Demain 300)—when, in effect, Kant retains an affinity with Descartes before him and Heidegger after in his position that thinking is detached from, or, minimally, is prosthetically attached to the living being. For Kant, the transcendental subject is clearly not equated with the brain. Bernard Stiegler likewise observes that Malabou bypasses the inorganic-grammatological principle of inscription necessary for any reading, interpretation, or thinking (though he does so in a materialist register). In equating the epigenesis of pure reason with the plasticity of the brain, Malabou bypasses language entirely and shifts to describing solely the apparatus—whether mind or brain—that, as it were, reads and writes texts.

    Consequently, Malabou does not consider transindividual thought or neuronal activity as networked activity that could be connected to all sorts of prostheses and environments and ontological strata. Nor does she discuss the epiphylogenetic offshoring of memory (texts, art, archives, media), an especially important aspect of transindividual thinking and a technical heritage for oneself and others (“tertiary retentions”). Although Malabou rejects “the abyss between the logical and biological origin of thinking” (1), she nevertheless adopts the idea that the brain is the substrate of thought rather than understanding the brain as one of the elements in a networked infrastructure of thinking and memory. Concepts like ecology of mind, extended mind, and epiphylogenetics indicate that human thought essentially relies upon technics and the prosthetic offshoring of memory onto the environment and symbolic systems. In addition, Malabou bypasses the intentional structure of thinking, i.e. the idea that thinking is always thinking about something (in literary parlance, the referential function). It goes without saying that she also forecloses the possibility that artificial intelligence is a mode of thinking, which need not have an organic brain or any other organic material as its substrate. Malabou persists in attaching thought to the zoon rather than understanding thought as essentially technical. She remains in the vitalist camp.

    While Malabou need not mention Stiegler’s extensive Technics and Time project, there appears to be a major clash between epigenesis and epiphylogenesis, an epi-deconstructive clash between Malabou and Stiegler in the post-Derrida scene. This clash might be political—an antagonism between self-emergent autopoietic self-determination; a kind of utopian ex nihilo self-determination; and a causal, class, and institutional programmatic determinism—yet Malabou evades political and historical questions to focus instead on epigenesis as a process of temporalization and on the distinction between originary temporality and derived temporality (304). It makes sense to understand the epigenesis of pure reason as temporality, given that the inner sense (autoaffection) and temporality are one and the same for Kant, but Derrida’s deconstruction of the autoaffection of thought/temporality (especially in Husserl) already points to the way in which the trace is the condition of (im)possibility of temporality. Epigenesis is perhaps inadvertently substituting for trace in Malabou’s text. While Derrida asserts repeatedly that the trace is not a transcendental principle, the assertion that the trace is “prior” to temporality bears on the reading of Kant’s idea that time and space are the a priori conditions of possibility of appearance as such. Of Grammatology tells us: “The unheard difference between the appearing and the appearance … is the condition of all other differences, of all other traces, and it is already a trace” (65). For Derrida, the epigenesis of pure reason would concern, avant la lettre, the priority of the trace. Appearing to complicate her argument about epigenesis, Malabou writes: “the earth always appears as a collection of traces. … For Kant, it is not possible to date the past of the earth, which he calls its history, without using the archaeological calendar … for Kant the arche-fossil is always an architrace. And the architrace is always a trace of life” (Before 178). Aporetically caught between an ex nihilo autopoiesis and the heritage of the always-already-there (Quentin Meillassoux’s question concerning time prior to human consciousness, human life, and life in general), Malabou states that “l’épigenèse est à la théorie de la generation ce que la production des categories est à la philosophie transcendentale” [epigenesis is to the theory of generation what the production of categories is to transcendental philosophy] (Avant Demain 314). For Kant, the categories of understanding are neither innate nor empirically determined: the accord between categories and objects of sensation is “originally given” in the manner of an epigenesis. To elaborate the question of the categories, Malabou turns to Kant’s discussion of schematic and symbolic hypotyposes (paragraph 59), which present concepts and ideas in terms of sense. Without embroiling ourselves in the differences between schematic and symbolic (or direct and analogic presentation), we note that schemata are a kind of image or graph or diagram or inscription, at most, neuronal traces in a particular configuration, and not the living brain itself. To patch up the chasm between brain and schemata, Malabou reads schemata as cellular or neural automata. She claims that the schemata of reason are, in effect, autopoietic machines: “sans auteur, automatiquement produit par le concept ou l’idée dont il es l’image. L’hypotypose n’est pas de l’ordre de la creation ni de l’invention subjectives” [without author, automatically produced by the concept or idea of which it is the image. The hypotypose is not of the order of subjective creation or invention] (315). Void of subject, the mechanistic morphogenesis that produces the schemata of reason sounds much like an iteration machine that Platonically prints out the image of the idea. Is this plasticity or is this inscription?

    In section XI. of her earlier book, Plasticity at the Dusk of Writing, “The Ontological Economy, Or Absolute Controvertibility,” Malabou puts all her chips on form and plasticity. She insists that this championing of plastic form is not a regression into an arch-metaphysics, and seeks to come up with a different conception of form that concerns transformation and a kind of immanent economy of change.15 In doing so, she disregards Derrida’s point that the trace is the condition of possibility of form, and claims that differance excludes change or transformation. According to her reading, although differance speaks of difference and deferral, it forgets another meaning of difference: that something can become different, can change. She sees this as Derrida’s forgetting of Heidegger’s underscoring of Aristotelian change as alteration instead of as movement. Of the trace, Malabou writes: “only the vocabulary of displacement and migration, the metastatic lexicon, without its metamorphic corollary, was required, … in other words, all that is needed is a purely graphic lexicon” (Plasticity 48-49). One wonders where the cineplastic would be situated. In any case, differance (un)grounds change, whether alteration, movement, plastic modulation, or immanent transduction. In The Truth in Painting, Derrida insists that color as well as design concern differance and trace: “color, too, which is thought to be extraneous to the trait, as if chromatic difference didn’t count” (11). In the world of computer language, discrete and non-discrete languages are non-continuous and continuous respectively (digital and analogue), and although we are not in the habit of thinking trace in the context of energetic flows and fields, this does not mean that the trace (un)grounds only discrete, non-continuous languages. Malabou, then, reintroduces a clear distinction between form and trace, disregarding the manner in which arche-writing informs every and any form, and is not an accessory supplement from the outside. While the assertion that the trace does not have a form in the empirical or transcendental sense would be consistent with Derrida’s discourse, Malabou confuses the trace with the narrow, graphical conception of writing that Derrida deconstructs when she writes that the trace is the “line with no form. Indeed, if the trace had an image, it would be the image of slicing or deleting, never a rhythm, never a figure, never a contour” (49). In a certain alliance with Lyotard’s Discourse, Figure (which she mentions on 54-56)—one that requires a separate analysis—Malabou decrees that “Writing will never abolish form. The trace will never pierce the figure” (Plasticity 49). Although Derrida does say that the trace does not have a form, he does so in order to reject form as eidos and logos and form as spatialized scribble or graphical mark in the empirical sense.

    Finally, Malabou speaks of writing’s historical circumscription (counter to Of Grammatology‘s argument) by stating that

    The constitution of writing as a motor scheme was the result of a gradual movement that began with structuralism and found its mooring in linguistics, genetics, and cybernetics. A pure linguistic image, the image of the gap or difference, gradually established itself as the scheme of an ontological organization. (Plasticity 57-58)

    In Of Grammatology, the so-called moorings are deeper than structuralism, even if we only consider the case of Rousseau. Nor is the trace linguistic or imagistic: arche-writing (un)grounds linguistics, genetics, cybernetics, distancing itself from any kind of status as a motor scheme, launching instead a critique of ontology and logocentrism. Malabou perhaps misidentifies the target with the explanation:

    [François Jacob’s] The Logic of Life confirmed the existence of this linguistic structure of being by privileging the role of writing within it. In effect, the genetic code then became a true ontological motif. The “standard” meaning of writing was thus in the process of “widening.” Jacob’s book bears witness to the extension of the graphic scheme beyond genetic boundaries. DNA is the biological translation of a general ontology of the graph. “Any material structure can … be compared to a message,” Jacob declares. The concepts of genetic coding or writing witness the fact that the graph was in the process of establishing itself as the privileged hermeneutic image and instrument of an era. (Plasticity 58)

    Although Malabou goes on to say that the trace is at the origin of image, she disregards the Derridean stakes in distinguishing trace from code, linguistics, language, image, and graph in “the narrow sense.” Even Rousseau has a discourse on the grapheme (as does Lévi-Strauss), yet Derrida elaborates a different kind of understanding of graph, of supplement, and difference. Derrida references François Jacob’s The Logic of Life to note that a linguistic paradigm reigns in biology, but he does so to differentiate arche-writing from writing in the narrow sense. Arche-writing is not code but something like the (non-empirical, non-transcendental) condition of possibility of code, whether human or genetic. Logos is neither “present” in human language nor in genetic language; it is entirely Derrida’s point to put into question the logocentrism of any and every “language,” whether human, genetic, or cybernetic.

    Stating that the concept of program is the motor scheme of thought (although Derrida discusses the program not as a historical development that brings writing to the fore but as one that is (un)grounded by arche-writing), Malabou announces its end:

    Derrida describes here the semantic enlargement of the concept of writing, not as an arbitrary philosophical decision but as an event, the appearance of a new order, starting from the pregnancy of the motifs of program, information, or code. It is only on the basis of this programmatic organization of the real as it is liable to come to an awareness of an era that writing was able to constitute itself as a philosophical motor scheme.

    Yet today we must acknowledge that the power of the linguistic-graphic scheme is diminishing and that it has entered a twilight for some time already. It now seems that plasticity is slowly but surely establishing itself as the paradigmatic figure of organization in general. (Plasticity 59)

    One would wonder what the nature of this “figure” might be; as a figure in Malabou’s text, it is surely figurative. Although Malabou earlier announced a new reading method called “plastic reading” (51), we might have to pass over deconstructive readings of the rhetorical kind to try to understand this plasticity. Let us first note that Malabou does not proceed to make the argument about plasticity in genetics, but shifts to neurobiology. Plasticity in this context refers to “the capacity of synapses to modify their transmission effectiveness” (60). A synapse is a transducer, a structure that allows the transmission of a signal (chemical or electrical) from one neuron to another. This description, like any other, is technologically determined by the condition of its historical mediality, but the “rhetoric” of signal is notable in this discussion of plasticity. That the synapse is modified or self-modifies seems to describe a modification of both the apparatus and the signal, yet Malabou collapses the synaptic apparatus with signal, disregarding any distinction between structure and operation. (Stiegler has likewise observed that Malabou disregards the moments of representation, grammatization, mnemotechnics, and exteriorization in her discussions of neurobiology, rendering thinking and brain as equivalents.) Citing a neurobiologist who states that “we [now] have physical traces of the accessing of meaning,” Malabou disregards the term trace and insists that theses traces are “in fact first and foremost images and forms” (Plasticity 60). Even if this is so, is it really the case that the operation of the trace (in the Derridean sense) is not in play here?

    Again, even though the medical imaging technology that “codes” the behavior of nerve connections and the transmission of signals “is called the graph” (60), Malabou disavows the rhetoric and insists that “this graph is not a writing; this trace does not proceed by printing or facilitation. Hence, the metaphor used to describe it is not a graphic metaphor” (60). She asserts this because the “graph” is said to be a graph of an assembly or network of neurons, suggesting that an assembly or network is not a diagrammatic writing—as if assemblies and networks, as systems of relations, were not paradigmatically graphs. She appears to assert that if something is in configuration or takes “shape,” it has nothing to do with either graphein or the spacing opened up by the trace. Malabou circles back to the question of genetic code that she left behind by saying that it “is striking to note that neuronal plasticity—in other words, the ability of synapses to modify their effectiveness as a result of experience—is a part of genetic indetermination. We can therefore make the claim that plasticity forms where DNA no longer writes” (60). Even though the rhetoric of graph and trace is used in neurological research, Malabou informs us that “the substitution of plasticity for imprint or trace in the current scientific description of the nervous system is an interesting and fundamental path to follow in order to understand the current becoming-obsolete of ‘trace’ or ‘writing’” (78-79). She ambivalently hedges on this claim and adds that neuronal traces, though traces, are not really traces: “The brain’s plasticity presents a model of organization that can still be described in terms of an imprint economy, but neuronal traces don’t proceed as writing traces: they do not leave a trace; they occur as changes of form” (79). Even if these traces don’t leave a trace—something problematic for psychoanalysis and memory studies in general—it was the Derridean trace that was always already under erasure, sous-rature, and retroactively “constituted”: a neurobiologist would be hard-pressed to track down the self-same identity of one of these constantly deferring, differing traces and rub them out without remainder. And even if neuronal traces do not proceed as “writing traces,” the arche-writing trace and its attendant deconstruction of the metaphysics of change and form might still have something to say about “changes of form” in an “imprint economy”: perhaps the neuronal trace is something like a plastic inscription. Likewise with the genetic trace: does epigenetics tell us that it is a plastic inscription? For the moment, many scientists are describing epigenetics as a surface scratching or marking of the genome, and as such is another kind of code. Chemical “marks” attach to genes and can, for a few generations, be transmitted or inherited along with their host DNA. The sequence of the DNA is not affected, but an additional layer (“epi”) or shell of information is recorded, stored, transmitted. As one biologist puts it: epigenetic modulations “scratch different kinds of code on the genome … There’s an epigenetic code, just like there’s a genetic code.” And in the lecture “Epigenetics: Its Redefinition, Molecular Mechanisms and Phenotypical Associations,” John Greally insists we shouldn’t even be using the term epigenetics anymore, but “regulative transcription.” Our understanding of the genome will no doubt find new figurations. When Derrida writes that “the trace is the opening of the first exteriority in general, the enigmatic relationship of the living to its other” (Of Grammatology 75), he speaks of a differential materiality plastic enough to span the “epigenetic landscape” (Conrad Waddington’s original 1940 formulation for the genome’s relation to environment), Catherine Malabou’s latest “change of form,” and the many biodeconstructions to come.

    Footnotes

    1. Instead of grammatology, “the science of writing” (Of Grammatology 4), I will use my term grammatechnics, the technics of writing, arche-writing as ur-technics. Bioarchives such as genetic codes lend themselves to grammatechnical methodologies—i.e. reading according to the materiality of inscription and the letter—because these codes are free from principles of teleology, intentionality, and consciousness: in short, the “natural” signs that constitute genetic codes could be read as purely material positings. Literary theory that has focused on the materiality of language may already be ahead of the game: biological life—human or otherwise—is a technics of inscription.

    2. DNA has even been used as an information storage device: < https://www.extremetech.com/extreme/134672-harvard-cracks-dna-storage-crams-700-terabytes-of-data-into-a-single-gram>.

    3. For some interesting examples, see the work of Oron Catts and Ionat Zurr, Heather Dewey-Hagborg, Eduardo Kacs, and Paul Vanouse.

    4. See especially Biomedia and The Global Genome: Biotechnology, Politics, and Culture.

    5. A description of a talk that Malabou gave in Stockholm on January 26, 2015 reads: “Plasticity versus Inscription: A Change of Paradigm”: “The notions of trace, writing and inscription have been predominant in both philosophy and art since the turn of the 1970s. Claiming that all presence always consists in its own erasure, Jacques Derrida has shown that the movement of difference, or “différance,” is what always already displaces the metaphysical understanding of subjectivity, stability, and totality. However, the most recent discoveries in cellular biology, genetics, epigenetics, and neurobiology are challenging the hermeneutical importance of this paradigm of inscription. Neural networks, stem cells, genomes, are said to operate plastically, without leaving a trace but creating a form. A new vocabulary is thus emerging: firing, assemblies, populations. In her presentation, Catherine Malabou will evaluate the impact of such discoveries on the philosophical and artistic fields. Starting with Hegel, moving through Derrida, and ending with contemporary biology, Malabou will analyze three structures—totality, dissemination and regeneration—and will discuss them using three figures: that of the phoenix, the spider, and the salamander. Each time, images and concepts will be put into dialogue.”

    6. In Of Grammatology, the trace is approached through different principles–the sign under erasure, retroactive constitution (Nachträglichkeit), deferral as well as difference–and although the arche-trace (61) is a strategy to avoid the “empirical mark … if all begins with the trace, there is above all no originary trace” (61). Derrida situates the term trace in relation to “contemporary discourses” and notes that “in all scientific fields, notably biology, this notion seems currently to be dominant and irreducible” (70). He cautions, however, that it also belongs to “the alterity of a past that never was and can never be lived in the originary or modified form of presence” (70).

    7. Malabou makes this assertion herself: “Plastic reading aspires to the metamorphosis of deconstructive reading” (Plasticity at the Dusk of Writing 52).

    8. In a gesture that hints at different materialities and media forms for arche-writing, Derrida does not prioritize the grapheme: “This arche-writing would be at work not only in the form and substance of graphic expression but also in those of nongraphic expression” (60). Derrida nevertheless retains the term writing.

    9. The machinic, following Deleuze, is the name for any assemblage or synthesis, including living beings, inanimate machines, geological formations, and temporality itself. That grammè and the machinic share an affinity can be discerned when Derrida explicates grammè as synthesis, as arche-synthesis: “An element without simplicity. An element, whether it is understood as the medium or as the irreducible atom, of the arche-synthesis in general” (10).

    10. Bernard Stiegler picks up on the gramme’s role in corticization as the exteriorization of memory and time by technics. Consciousness is an interplay of exteriorization (epiphylogenetics) and engramming by tertiary retentions.

    11. Although Derrida appears to embrace a grammatological conception of life (what I prefer to call a grammatechnics of life), it must be understood on the principle of the trace, and not some other paradigm like symbol, semiotics, or structuralist linguistics. What Derrida means by arche-writing disrupts conventional paradigms of life that deploy linguistic models.

    12. The English translation, Before Tomorrow: Epigenesis and Rationality, reads, “The only thinker to make thematic use of the difference between genesis and epigenesis is Paul Ricoeur” (158).

    13. “The metaphor of textual hermeneutics or musical interpretation is the figure that epigenetics explicitly foregrounds” (91).

    14. Malabou asserts that “the transcendental is a surface structure,” a kind of “founding at the point of contact” (Before Tomorrow 36) by noting that the “epi” in epigenesis refers to a manifestation above or on the surface. Her concept of plasticity need not replace inscription here, and contemporary genetics in fact describes epigenetics as a kind of “scratching” on the surface of genetic code. Malabou herself says that “contemporary epigenetics actually studies the transformation mechanisms at work on the surface of DNA molecules during transcription” (36), and epigenetics works “on the surface (epi) of the molecule” (79).

    15. Although onboard for a materialist reassessment of the transcendental, Malabou is suspicious of, for instance, Quentin Meillassoux’s arguments for radical contingency in After Finitude—she asserts that radical contingency turns into a new kind of transcendental—but still hopes for the freedom and creativity of a happy kind of contingency. Her desire for plasticity—that things can change, that change is possible—is one that many might share: we like the idea of neuro-plasticity and a plasticity of the genome. Who wants to be locked into the pre-determinism and preformationism of a fixed and programmatic brain and genetic code? Alternately, who wants to be subject to the infinite precariousness of radical chance? And politically, who embraces absolute totalitarianism or absolute nihilism? For Malabou, life itself is the plasticity that she desires. This outlook belongs to a long line of (vitalist) philosophers who make the living being an exception, Kant included: life falls eternally outside the grasp of biological science and philosophical analysis.

    Works Cited

    • Derrida, Jacques. Of Grammatology. (1967) Translated by G. C. Spivak, Johns Hopkins UP, 1997.
    • —. The Truth in Painting. Trans. Geoff Bennington and Ian McLeod, U of Chicago P, 1987.
    • —. Writing and Difference. Trans. Alan Bass, U of Chicago P, 1978.
    • Jacob, François. The Logic of Life: A History of Heredity. Trans. Betty E. Spillmann, Pantheon Books, 1973.
    • Johnston, John. The Allure of Machinic Life: Cybernetics, Artificial Life, and the New AI. A Bradford Book, 2010.
    • Kant, Immanuel. Critique of Judgment. Translated by Werner S. Pluhar, Hackett, 1987.
    • —. Critique of Pure Reason. Translated by Paul Guyer and Allen Wood, Cambridge UP, 1998.
    • Lévi-Strauss, Claude. “A Writing Lesson.” Tristes tropiques, New York, Criterion, 1961.
    • Lyotard, Jean-François. Discourse, Figure. Translated by Anthony Hudek and Mary Lydon, U of Minnesota P, 2010.
    • Malabou, Catherine. Avant demain: Épigenèse et rationalité. Presses Universitaires de France, 2014.
    • —. Before Tomorrow: Epigenesis and Rationality. Translated by Carolyn Shread, Polity, 2016.
    • —. “The End of Writing? Grammatology and Plasticity.” The European Legacy: Toward New Paradigms, Vol. 12, 2007, p. 431–441.
    • —. “Epigenesis of the Text: New Paths in Biology and Hermeneutics.” Lecture, April 22, 2015 at UC Irvine, Irvine, California, USA.
    • —. “The Future of Derrida: Time Between Epigenesis and Epigenetics.” The Future of Continental Religion of Philosophy, edited by Crockett, Putt, Robins, Indiana UP, 2014.
    • —. Plasticity at the Dusk of Writing: Dialectic, Destruction, Deconstruction. Translated by Carolyn Shread, Columbia UP, 2009.
    • Meillassoux, Quentin. After Finitude. Translated by Ray Brassier, Bloomsbury, 2010.
    • Roof, Judith. The Poetics of DNA. U of Minnesota P, 2007.
    • Thacker, Eugene. Biomedia. U of Minnesota P, 2004.
    • —. The Global Genome: Biotechnology, Politics, and Culture. MIT P, 2006.
  • Reading the Programme: Jacques Derrida’s Deconstruction of Biology

    Francesco Vitale (bio)
    University of Salerno

    Abstract

    In the unpublished seminar La vie la mort (Life-Death) (1975-76), Derrida reads The Logic of Life by the biologist François Jacob. The seminar is oriented to answer a question already advanced in Of Grammatology: what are the deconstructive effects—if any—provoked by grafting the theory of information onto biological research, and in particular by the use of notions such as “programme” and “writing”? This essay shows how Derrida deconstructs the biological notion of “programme,” reading its definition in light of the dynamics of différance.

    In the seminar La vie la mort, Derrida’s reading of François Jacob’s The Logic of Life is explicitly oriented to verify the following hypothesis, advanced in Of Grammatology (1967):

    It is also in this sense that the contemporary biologist speaks of writing and pro-gram in relation to the most elementary processes of information within the living cell. And, finally, whether it has essential limits or not, the entire field covered by the cybernetic programme will be the field of writing. If the theory of cybernetics is by itself to oust all metaphysical concepts—including the concepts of soul, of life, of value, of choice, of memory—which until recently served to separate the machine from man, it must conserve the notion of writing, trace, gramme, or grapheme, until its own historico-metaphysical character is also exposed. (9)

    Throughout La vie la mort Derrida explicitly recalls this hypothesis, as well as the reasons for critical vigilance about it, and thus he also offers a verification:

    Some ten years ago, in Of Grammatology, a chapter close to the beginning, entitled (just a coincidence, one would say, an almost subjectless prescience or teleology) The Programme, recalled that, I quote, “today the biologist speaks of writing and programme in relation to the most elementary processes of the information in the living cell.” But this was not to reinvest in the notion or word of programme the entire conceptual machine of logos and of its semantics, but to try to show that the appeal to a non-phonetic writing in genetics had, would have, to imply and provoke an entire deconstruction of the logocentric machine rather than call for a return to Aristotle. (1.22)1

    Therefore, the recourse to a theory of information and in particular to notions such as “programme” and “writing” grants by itself neither the emancipation of biology from philosophy (the rigorous scientificity of biology, as Jacob believes) nor the deconstructive impact of biological discourse. Conversely, these notions can easily work at the service of the “logocentric machine” and thus of the metaphysical conceptuality that structures the Western philosophical tradition. It would be possible to interpret the debt of genetic biology to cybernetics within the framework of the tradition of the “philosophy of life” that finds its roots in Aristotle and has developed through Hegelian synthesis, a tradition taken up unconsciously by genetic heredity, it being at the same time a repetition and a progress, a sort of evolutionary variation. This is precisely what Canguilhem argues in “The Concept of Life,” which Derrida recalls in this context:

    When we say that biological heredity is the communication of a certain kind of information, we hark back in a way to the Aristotelian philosophy with which we began … To say that heredity is the communication of information means somehow to acknowledge that there is a logos inscribed, preserved and transmitted in living things. Life has always done—without writing, long before writing even existed—what humans have sought to do with engraving, writing and printing, namely, to transmit messages. The science of life no longer resembles a portrait of life, as it could when it consisted in the description and classification of species; and it no longer resembles architecture and mechanics, as it could when it was simply anatomy and macroscopic physiology. But it does resemble grammar, semantics and the theory of syntax. If we are to understand life, its message must be decoded before it can be read. (Canguilhem 316)

    Derrida mentions this passage at the end of the first session of the seminar, after introducing his reading of Canguilhem’s essay as an interpretation of contemporary biology in light of the tradition of the “philosophy of life”:

    Philosophy of life, these are the last words of Canguilhem at the end of the article. They are not taken at his disfavor, and if the entire article is oriented towards the demonstration that contemporary biology is still profoundly Aristotelian and Hegelian this is not taken against him, the opposite is true. (Derrida, La vie 1.20)

    Yet, it is important to point out what follows: 1) Derrida considers it necessary to verify the hypothesis advanced at the time of Of Grammatology, that is, that recourse to the theory of information (in particular to the notions of “programme” and “writing”) does not necessarily entail by itself deconstructive effects but, on the contrary, can also consolidate metaphysical sediments within the scientific discourse; 2) this programme of verification must concern in particular the notions of “programme” and “writing.” What is at stake here is establishing the basis upon which the importation of these notions from cybernetics to biology and their specific use in biology can be justified. Respecting the programme of deconstruction, I shall start with “programme.”2 In fact, Jacob ascribes to this notion a decisive role in the revolution that takes place in biology. It is only thanks to the incorporation of the theory of information into the life sciences that it was possible to understand the role of the DNA in the cell and, thus, finally, to describe the genesis and structure of genetic heredity on scientific bases:

    Heredity is described today in terms of information, messages and code. The reproduction of an organism has become that of its constituent molecules. This is not because each chemical species has the ability to produce copies of itself, but because the structure of macromolecules is determined down to the last detail by sequences of four chemical radicals contained in the genetic heritage. What are transmitted from generation to generation are the “instructions” specifying the molecular structures: the architectural plans of the future organism. (Jacob 1)

    In particular, for Jacob, the notion of programme imposed itself on the field of biology as it provides an account of the two traits of the living that he considers immediately evident to common sense:

    The concept of programme blends two notions which had always been intuitively associated with living beings: memory and design. By “memory” is implied the traits of the parents, which heredity brings out in the child. By “design” is implied the plan which controls the formation of an organism down to the last detail. Much controversy has surrounded these two themes. (2)

    Jacob alludes to the controversy about “acquired characters” and in particular about the possibility that the external environment influences and modifies the genetic programme of a single individual by generating mutations that will be transmitted to successive generations. For Jacob, this is a common illusion, a very old one, due to the ingenuous, intuitive, and non-scientific use of the analogy between “genetic and mental” memory (brain, mind, or psyche) (2). The analogy is justified, but if it is used naively, it can engender a dangerous confusion that leads us to identify genetic memory, the heredity that structures the living organism, with nervous or cerebral memory, which specifies the behavior of the individual with respect to the environment. If we attribute to genetic memory the structural traits of nervous memory—acquisition, conservation, and transmission of the data that derive from the environment—then it will appear legitimate to suppose that we can intervene from outside to modify genetic memory, that is, the genetic programme. According to Jacob, the introduction of the notion of programme allows us to establish the correct use (the effective, operative, and scientific use of the analogy between genetic memory and nervous memory), as it maintains the common characters and, at the same time, it avoids the identification of the two systems of memory so long as they correspond to two different and specific stages of the evolution of the living:

    For modern biology, the special character of living beings resides in their ability to retain and transmit past experience. The two turning-points [points de rupture] in evolution—first the emergence of life, later the emergence of thought and language—each corresponds to the appearance of a mechanism of memory, that of heredity and that of the mind [cerveau]. There are certain analogies between the two systems: both were selected for accumulating and transmitting past experience, and in both, the recorded information is maintained only as far as it is reproduced at each generation. However, the two systems differ with respect to their nature and to the logic of their performance. The flexibility of mental memory makes it particularly apt for the transmission of acquired characters. The rigidity of genetic memory prevents such transmission. (Jacob 2)

    Beyond the Analogy, the Difference

    Derrida draws attention to the analogy examined by Jacob and more generally to the very concept of analogy here evoked. Firstly, for Derrida, Jacob imports a philosophical concept, such as “analogy,” into biological discourse by attributing to it a decisive, operatory value without considering its accuracy or its critical role with regards to the consequences that such value entails for the stability and consistence of a discourse that wishes to be rigorously scientific. The notion of analogy, of Platonic provenance, is in strict solidarity with the structure of hierarchized oppositions that characterize metaphysics (intelligible/sensible, signified/sign, proper/figured, concept/metaphor, and so forth); therefore, it works within this structure and, once adopted without critical vigilance, cannot but confirm the whole system:

    As for the analogy in question, Jacob does not ask where it leads with its implications and with the very choice of its name. He determines that analogy as a similarity between two systems (in both cases, accumulation of a “past experience” and, in both cases, transmission of this experience). But one can only analyze the text to go further in the necessity and problematicity of this word analogy. Firstly, analogy is here between two systems and two logics, a system of relations of proportionality between multiple terms with variables. Just as nervous memory (that is, cerebral memory, thought and language in the traditional sense) accumulates and transmits information, so does genetic memory. This relation, this relation of relations (among four terms) was called by the Greeks a logos and an analogy. Here the analogy between the two relations, between the two logoi, is a relation between a memory that involves language or logos in the current sense (nervous or cerebral memory corresponding to the second emergence) and a memory without language in the current sense (genetic memory). Analogy in the logos of the modern geneticist (in his metalanguage or supposed metalanguage), between a logos in the so-called proper sense and an a-logos. (Derrida, La vie 1.15)

    For the deconstruction of the metaphysical presuppositions implicit in the notion of analogy, Derrida explicitly refers to his essay “White Mythology.”3 In the seminar, he focuses on the consequences that the importation of the analogy carries into biological discourse. If what grants a properly scientific and non-metaphorical use of analogy is the discovery, realized by grafting cybernetics onto biology, that genetic memory works as a cerebral memory and thus as a language, that is, according to the structure and laws of logos, and, therefore, if logos is the guarantee of the rational structure—of the logic—of the living, then Canguilhem is right when affirming that through cybernetics, modern biology has unconsciously inherited the Aristotelian legacy of the philosophy of life and, thus, the metaphysical conceptuality on which this philosophy of life is grounded and from which Jacob wants to be free:

    But this general analogy has been only possible when (today) we got to know, with a scientific knowledge, that the a-logos was also a logos in the broad sense, that genetic memory operated like a language, with code, message, possible translation of message, and that it operated also by means of analogies, that is, putting relations into relations [mises en rapport de rapports], and more precisely by means of four radical elements. (Derrida, La vie 1.15)

    Once the relationship between genetic memory and cerebral memory has been subordinated to the order of logos and thus to the traditional conception of language that derives from it and that still governs the function of the key features of the theory of information (programme, code, message, transmission), there is a risk of importing into biological discourse, in its decisive articulation, the logocentric structure that characterizes the metaphysical tradition from Plato to Hegel up to Saussure and beyond, as it is demonstrated in Of Grammatology. In particular, the logocentric structure carries with itself the determination of the sign as the simple means of the external transmission of a signified constituted by itself, that is, produced within a certain ipseity (soul, subject, consciousness, brain) and, thus, autonomous and independent from the material exteriority of the signifier in charge of its transmission:

    Once this analogy is accepted without interrogating what is logos, a message and a code determined on the basis of their semiotic code, it is possible to ask if this is enough to make the subject disappear, what Jacob calls “the intention of a psyche,” a formula that caricatures all traditional theological providences, in order to escape what the values of message, translation, design, end import from the system of logos, of traditional logocentrism. (Derrida, La vie 1.16)

    One of the issues at stake in Derrida’s reading consists precisely in the possibility of liberating biological discourse from the bonds that tie it to the order of metaphysical discourse in order to highlight the latter’s deconstructive implications. Derrida deepens his analysis of the analogy between genetic memory and nervous memory to show that the latter’s precariousness and absence of rigor are the symptoms of the removal of an interpretative possibility that the adoption of the analogy itself prevents us from seeing for irreducibly structural reasons. The analogy, as Jacob formulates it, according to Derrida, is misconstructed: in order to establish an analogy between two or more terms—entities or relations between entities—it is necessary that each term be constructed by itself and determined independently from the other. It is necessary that between the terms of the analogy we recognize a qualitative and essential distinction, a difference of nature, as Jacob argues with respect to the difference between genetic memory and nervous memory. However, the first determination of the analogy proposed by Jacob is quantitative and not qualitative: the two systems of memory differ from each other because of a greater or lesser flexibility or rigidity, and not because of their nature or essence. The consequence that Derrida draws from this is important and goes far beyond Jacob’s intentions: “We are no longer dealing with two rigorously discontinuous types but with two relays of the same economy. … therefore, the analogy is no longer an analogy between two different terms, but a similarity within the element of homogeneity” (La vie 1.17). If between genetic memory and cerebral memory there is a distinction that is only economical or quantitative, then not only is the analogy ungrounded but it is necessary to recognize that the two different articulations are within the same order: that of general memory, understood as the system of acquisition, conservation, and transmission that structures the genesis and evolution of the life of the living. If they are phenomena of the same order, not only is it necessary to exclude their qualitative opposition, their difference in nature or essence, but it is also legitimate to hypothesize that between the two memories there is a relationship implied in their very determination and thus the two systems are not the one outside of the other; they are not determined the one independently from the other, but there is between them an evolutionary relationship and thus the one—nervous memory—is a specific emergence in the course of the evolution of the living that is structured according to the conditions of the other—genetic memory. This leads to the hypothesis that memory as an individual psychic structure is an evolutionary product of the genetic memory, of the programme that presides over the logic of the living, and, ultimately, that between nature (genetic memory) and culture (cerebral memory) there is a continuity and not a rupture, as the analogy established by Jacob supposes.

    Here I do not want to credit a rigidly deterministic biologism according to which any cultural phenomenon should be brought back to the biological-evolutionary conditions that structure the life of human beings and in particular their brains. For Derrida, it is possible to think of a differential relation between genetic memory and nervous memory, and thus to articulate the dynamic of différance as the general condition of the life of the living and of its evolutionary history:

    For my part, I would see no more than a progress in this suppression of a limit that has often served humanist or spiritualist ideologies or, generally speaking, the most obscurantist metaphysics. I would see no more than a progress here if the question of the logos of the analogy were elucidated in a critical fashion in order to avoid the return in force, merely legalizing a clandestine metaphysics, everything that has been attached to the value of logos and analogy across the tradition. To anticipate and to speak a little algebraically: I would be in favor of a de-limitation that destroys limits and oppositions (for instance, the two types of programme in which one would recognize on one side the pure genetic and on the other side the great emergence of the cerebral, from the being-erected to the zoon logon ekon and all that follows from it), destroying that opposition, then, not to give rise to something homogenous, but rather to a heterogeneity or a differentiality: for, as I was suggesting from the beginning, the functioning of the opposition has always had the effect of effacing differentiality. What interests me under the heading of the au-delà and of the pas au-delà, is precisely this limit without opposition of opposition and difference.(Derrida, la vie 1.17)

    Derrida seems to adopt an evolutionary perspective that is very close to that of Leroi-Gourhan, to whom he is indebted for what concerns the elaboration of the notion of “arche-writing” in the framework of an evolutionary description of the genesis of the devices of memorization—from the genetic programme to writing, through memory as the individual psychic structure.4 However, since for Derrida différance regulates the history of life, the evolution should be thought as a differential/differing process in which each stage of the process of differentiation corresponds to a specific, relatively independent emergence that consists in both an articulation and an effect of differential iteration with respect to the conditions of the process itself. Therefore, for Derrida, evolution is not a linear and continuous process (whether teleological or not) and does not require leaps and irreducible ruptures. The hypothesis adopted here is neither “deterministic” nor “reductionist,” not even metaphysico-humanist and logocentric: between the genetic and the symbolic, between nature and culture, there is neither identity nor opposition but différance.5

    In other works I trace this “differential” thesis in the seminar and beyond in order to verify its sustainability and implications within a deconstructive perspective. Here, I will go on with the analysis of the notion of programme and the deconstruction of the analogy between genetic memory and cerebral memory.

    Derrida takes into consideration another distinctive trait, of a qualitative nature, that seems to be more rigorous and thus able to legitimate the opposition between the two systems of memory and the very possibility of establishing a relation of analogy. For Jacob, genetic memory and cerebral memory differ in their relation to the outside: while cerebral memory is open to the outside and is subject to its modifications, genetic memory is impermeable to external action: “The genetic programme, indeed, is made up of a combination of essentially invariant elements. By its very structure, the message of heredity does not allow the slightest concerted intervention from without” (3). If we look more closely, this is not the case: affirming that genetic memory is impermeable to the action of environment would mean denying the possibility of selection, which is essential to evolution. For Jacob the two systems are not opposed because of their opening or closure to the environment; they both open onto the outside. Their opposition concerns the relation that they entertain with the environment: cerebral memory interacts in a direct, conscious, and intentional way, with deliberate aims, and thus can modify its behavior, while the modifications that genetic memory undergoes—the so called mutations on which natural selection and thus the environment intervene ex post facto—are of the order of contingency, accidental and deprived of a direct cause and effect relationship:

    Whether chemical or mechanical, all the phenomena which contribute to variation in organisms and populations occur without any reference to their effects; they are unconnected with the organism’s need to adapt. … Each individual programme is the result of a cascade of contingent events. The very nature of the genetic code prevents any deliberate change in programme whether through its own action or as an effect of its environment. It prohibits any influence on the message by the products of its expression. The programme does not learn from experience. (Jacob 3)

    However, Jacob is forced to admit at another point in the text that, even if indirectly, the genetic programme does “learn from experience.” The mutations of the programme, due to contingent events, must always undergo natural selection, which favors those mutations that better adapt to the environmental conditions that influence their possibility of reproduction:

    The very concept of selection is inherent in the nature of living organisms, in the fact that they exist only to the extent they reproduce. Each new individual which by mutation, recombination and addition becomes the carrier of a new programme is immediately put to the test of reproduction. If this organism is unable to reproduce, it disappears. If it is able to reproduce better and faster than its congeners, this advantage, however minor, immediately favours its multiplication and hence the propagation of this particular programme. If in the long run the nucleic-acid text seems to be moulded by environment, if the lessons of past experience are eventually written into it, this occurs in a roundabout way through success in reproduction. (Jacob 292)

    For Derrida this opposition is again not rigorous enough: as psychoanalysis and modern structural sciences such as linguistics, semiotics, and anthropology have demonstrated, it is possible to extend to cerebral memory and thus to the sphere of language what Jacob maintains as an exclusive, distinctive trait of genetic memory. Cerebral memory, the individual psyche, is strongly bound to codes and programmes (linguistico-semiotic, social, religious, politico-institutional, economical, and so forth). With regard to these codes and programmes, the margin of the intentional and deliberate intervention is very tight and aleatory: the programme remains far beyond the threshold of individual consciousness and thus beyond its possibility of action and deliberation. Consciousness is indeed an effect rather than a cause. Such is the case of Jacob himself, who, in order to define the genetic programme, must resort against his own conscious intentiontraditional philosophical tools, from which he had believed himself emancipated:

    The heterogeneity of causes and effects, the non-deliberate character of changes in programme, in a word, all that places the subjects within the system in a situation of unconscious effects of causality, all that produces effects of contingency between the action coming from the outside and the internal transformations of the system, all of that characterizes the non-genetic programme as much as the genetic one. Where does Jacob get the idea that outside of the genetic system and programme the change of programme is deliberate, essentially deliberate? Where, if not in a metaphysico-ideological opposition that determines the superior and symbolical programmes (with humanity at the highest level) on the basis of sense, consciousness, freedom, knowledge, the limit between the inside and the outside, objectivity and non-objectivity, etc.? Now, if something has been achieved by the so-called structural sciences today, it is the possibility of affirming that the systems related to language, the symbolic, cerebral memory, etc. also have an internal functioning, with an internal regulation that escapes deliberation and consciousness and makes the effects come from the outside be perceived as contingencies, heterogeneous forces, which are necessary to interpret, translate, assimilate into the internal code, attempting to master them in that code, or failing to do so to the point that “mutations” are produced that can take on all sorts of forms but which always signal a violent intrusion from the outside, forcing a general restructuration. (Derrida, La vie 1.19)

    Derrida seems to defend an ultra-deterministic thesis by attributing to symbolical programmes the very rigidity of the genetic programme claimed by Jacob. However, the opposite is true, as the apparently paradoxical conclusions of the argument prove: the two programmes—the genetic programme and the symbolic one—function on the basis of different principles of internal regulation in view of their reproduction. This rigidity does not exclude their opening onto the outside; rather, it implies for both systems the necessity of being influenced and modified by what comes from outside and thus the necessity of interpreting what comes from outside with respect to the exigencies of the reproduction of the system. What comes from outside can simply be rejected from the programme if it is interpreted as dangerous, or it can be assimilated, conserved, and thus also transmitted if it is interpreted as useful to the survival of the system; it can induce corrections in the mechanisms in charge of the execution of the programme; ultimately, it can induce modifications of programme and thus true mutations, and this works for the symbolic programmes as well as for the genetic programme with effects that both systems cannot easily control, as they are relatively aleatory (to the extent that they are opened onto the outside and called to interpret its contingency). But it is noteworthy that the thesis implicit in Derrida—for whom there is a genetico/differential relation between genetic memory and nervous memory, which results from différance as the common condition of their emergence and the specific articulation through different levels of development—contradicts one of the fundamental principles of the biology of the time, formulated by Jacob in the aforementioned passage: “The programme does not learn from experience” (3), that is, genetic mutations cannot be caused by the environment where an individual lives.

    From Deconstruction to Epigenetics

    At the time of its elaboration, Derrida’s position would have been liquidated as an ingenuous Lamarckism, and this is perhaps one of the reasons the seminar has not been published. But the state of the art in biology is much different today; in particular, research has been carried out that is considered of revolutionary relevance and is congruent with Derrida’s thesis insofar as the latter could be read as anticipating and legitimating this research from a theoretical point of view. I allude to recent research conducted in the field of epigenetics, a science that studies the interaction between genes and environment, whether it is internal (the cellular environment) or external (what we ordinarily understand as environment). This research has provoked a radical mutation of the order of biological discourse and thus of the interpretation of the logic of the living and of its evolution. In particular, the role of the genetic programme in the construction of the architecture of the individual today appears less deterministic and, ultimately, not exclusive. The architecture of the individual is no longer considered the exclusive result of the rigid execution of the genetic programme in its cells; rather, it hinges on the interactions between genes and the cellular environment in which the genes are inscribed and on which they depend for the expression of their function. In particular, this expression undergoes a series of epigenetic regulations (methylation, RNA interference, histone modifications, genomic imprinting) that in some cases may depend on environmental factors external to the individual, such as pollution or exposure to a shortage or excess of food, but also on factors of psychological stress of a social or cultural order, such as the lack of a genitor’s care or war trauma. Some epigenetic regulations can even provoke a reassembling of the genetic programme of the individual (“reprogramming”), a reassembling that in some cases can be transmitted to the following generations and thus become hereditary. This feature is obviously decisive, not only because it allows us to affirm, against Jacob and with Derrida, that “the programme learns from experience,” but also because, from a more general perspective, it legitimates the hypothesis that these epigenetic regulations are essential factors of evolution, that is, of those genetic mutations that until now have been generically attributed to selection, which, as we saw above, affect populations and not the individual. In other words, this feature legitimates the hypothesis that those genetic mutations registered on the scale of populations are not only and exclusively due to mistakes in the transcription of the genetic programme, which are independent from the environmental factors that intervene only in the selection of more adaptive mutations. Indeed, these mutations may be epigenetic adaptations in singular individuals exposed to specific external or internal environmental factors.

    To strengthen my argument and to grasp a deeper understanding of the relevance of this research, it may be useful to quote from the beautiful synthesis provided by Richard C. Francis in Epigenetics: The Ultimate Mystery of Inheritance. In particular, Francis focuses on the change of perspective induced by epigenetics with respect to the rigidly deterministic conception of the genetic programme, which had been endorsed for a long time precisely after the studies carried out by Monod and Jacob. He shows that, however important, the genetic programme is only one element of the cellular interactions that determine cellular differentiation and the organization of the living. Not only does the programme no longer represent the exclusive principle that regulates the rigid architecture of the living, but it is also liable to mutations due to the internal and external environment:

    Some epigenetic alterations of gene behavior have effects that extend beyond an individual lifetime. The effect of these transgenerational epigenetic alterations may be direct or indirect. Direct transgenerational effects occur when the epigenetic mark is transmitted directly from parent to offspring, through sperm or egg. This is what I call “true epigenetic inheritance.” True epigenetic inheritance is not common in mammals like us, but it does occur. Indirect transgenerational effects are much more common … Much more indirect are the transgenerational effects observed in the maternal behavior and stress response. Here, the epigenetic alterations that influence these behaviors are recreated through the social interactions that they both influence and are influenced by. This transgenerational effect is a positive feedback loop involving gene action and social interaction. Whether direct or indirect, these transgenerational epigenetic effects should expand our notion of inheritance. (Francis 159)

    What has been put forth seems to me to be enough to undermine Catherine Malabou’s thesis that Derrida’s notion of “writing” is closely bound to the concept of “programme,” elaborated by cybernetics and implemented by biology, and thus that this idea of writing can no longer be retained today, as it has become obsolete.6 However, traces of the deconstruction of the programme, and in particular of its deterministic features, can already be found in published texts such as Dissemination:

    As the heterogeneity and absolute exteriority of the seed, seminal différance does constitute itself into a programme, but it is a programme that cannot be formalized. For reasons that can be formalized. The infinity of its code, its rift, then, does not take a form saturated with self-presence in the encyclopedic circle. It is attached, so to speak, to the incessant falling of a supplement to the code [d’un supplément de code]. (Derrida 52)

    At this point the aim of Derrida’s analysis is clear: the definition of the notion of programme, as it is formulated by Jacob, imported by cybernetics, and transplanted at the heart of the living, is unconsciously overdetermined by the programme of metaphysics, with its fundamental logocentric and humanistic legacy:

    Here too, you can see, the opposition between the two programmes cannot be rigorous, and this seems to me to depend upon the fact that, for want of a without reelaboration of the general notion of programme and the value of analogy, they remain marked by a logocentric teleology and by a humanist semantics, by what I would call a philosophy of life. (Derrida, La Vie 1.20).

    Footnotes

    This text reworks material from my book Biodeconstruction. Jacques Derrida and the Life Sciences, published by SUNY Press in 2018. It is based on the reading of the partially unpublished seminar given by Derrida in 1975 at the École Normale in Paris titled La vie la mort. Traces of this work are disseminated in other essays I have recently published. See Vitale, “Conjuring Time: Jacques Derrida between Testimony and Literature,” “Via rupta: vers la biodeconstruction,” and “The Text and the Living.”

    1. Citations of the seminar indicate the number of the session and the page, according to the original draft. Translations are mine unless otherwise noted. I thank Mme Marguerite Derrida for allowing me to quote Jacques Derrida’s unedited seminar La vie la mort. The seminar consists of fourteen sessions. In the first session, Derrida introduces the seminar and begins to read François Jacob’s The Logic of Life (1970). The second session is dedicated to Nietzsche, to the relation between the philosopher’s life and his oeuvre as developed in his writings, in particular Ecce Homo. What is at stake is the problem of auto-bio-thanato-graphy that Derrida treats extensively in his published works. I will limit myself to observing only that this problem comes out of the intersection between life, as the object of discourse (mythical, religious, philosophical, scientific, psychoanalytic, literary, and so forth), and the life of the subject of the discourse itself. This session has been published in full, with a few interpolations and the addition of footnotes, in Otobiographies (3-35). The first part of the third session also concerns Nietzsche, his theory of the physiological origin of the metaphor and, in more detail, the recourse to phenomena borrowed from biological life as a metaphorical resource to describe the state of degeneration of German academic institutions in On the Future of Our Educational Institutions. The second part addresses the metaphor/concept opposition within scientific discourse and, in particular, in relation to Jacob’s The Logic of Life and Canguilhem’s “The Concept of Life.” In sessions four through six, Derrida goes back to the analysis of The Logic of Life. His reading focuses on biology and, in particular, on the relationship between cybernetics and biology, taking as its point of departure the (at the time) recent discovery of the essential role DNA plays in the reproduction of the cell, that is, in the elementary unity of the life of the living. Thanks to this discovery, biology could elaborate the logic that regulates the life of the living, namely, the logic of self-reproduction, within the framework of the theory of evolution.

    2. Here I open a path toward “writing” in Vitale, “The Text and the Living.”

    3. For an accurate analysis of the deconstruction of analogy see Gasché, The Tain of the Mirror, 293-318. In particular: “As Derrida has demonstrated in Plato’s Pharmacy, a certain dominating and decisive hierarchization takes place between the terms of the relations that enter into correspondence in a relation of analogy. This hierarchizing authority of logocentric analogy comes from the fact that one term within the relation of relations comes to name the relation itself. Consequently, all the elements that make up the relations find themselves comprised by the structure that names the relation of analogy as a whole. That name, ultimately, is that of the logos” (304).

    4. On this debt see Vitale, “Via rupta: vers la biodeconstruction.” See also Leroi-Gourhan, Gesture and Speech.

    5. On the other hand, the hypothesis advanced should not surprise a careful reader of Derrida. It has to do with the programme elaborated in the essay “Différance”: “Thus one could reconsider all the pairs of opposites on which philosophy is constructed and on which our discourse lives, not in order to see opposition erase itself but to see what indicates that each of the terms must appear as the différance of the other, as the other different and deferred in the economy of the same (the intelligible as differing-deferring the sensible, as, the sensible different and deferred; the concept as different and deferred, differing-deferring intuition; culture as nature different and deferred, differing-deferring; all the others of physistekhne, nomos, thesis, society, freedom, history, mind, etc.—as physis different and deferred, or as physis differing and deferring. Physis in difference)” (18).

    6. See Malabou, Plasticity at the Dusk of Writing. Dialectic, Destruction, Deconstruction: “The Logic of Life confirmed the existence of this linguistic structure of being by privileging the role of writing within it … In this graph ontology, the origin—whatever meaning is attributed to this word—can only be thought in terms of a trace, that is, a difference to the self. Generally, it is the concept of program—which is obviously also a concept in the field of cybernetics—that culminates and completes the constitution of the graphic scheme as the motor scheme of thought. Derrida alone recognized the full importance of this fulfillment and culmination … Derrida describes here [at the opening of Of Grammatology] the semantic enlargement of the concept of writing, not as an arbitrary philosophical decision but as an event, the appearance of a new order, starting from the pregnancy of the motifs of program, information or code. It is only on the basis of this programmatic organization of the real as it is liable to come to the awareness of an era that writing was able to constitute itself as a philosophical motor scheme” (57-59). See also Malabou, “The End of Writing. Grammatology and Plasticity.”

    Works Cited

    • Canguilhem, George. “The Concept of Life.” A Vital Rationalist: Selected Writings from George Canguilhem, edited by François Delaporte, Zone Books, 1994, pp. 303-320.
    • Derrida, Jacques. “Différance.” Margins of Philosophy, translated by Alan Bass, U of Chicago P, 1982, pp. 1-28.
    • —. Dissemination. Translated by Barbara Johnson, U of Chicago P, 1981.
    • —. La vie la mort. Unpublished seminar, Archive-Derrida, IMEC, DRR, 1975.
    • —. Of Grammatology. Translated by Gayatri Chakravorty Spivak. John Hopkins UP, 1997.
    • —. “Otobiographies.” The Ear of the Other, translated by Avital Ronell, Schocken Books, 1985, pp. 1-38.
    • —. The Post Card. From Socrates to Freud and Beyond. Translated by Alan Bass, U of Chicago P, 1987.
    • Francis, Richard C. Epigenetics: The Ultimate Mystery of Inheritance. W.W. Norton, 2011.
    • Gasché, Rodolphe. The Tain of the Mirror. Derrida and the Philosophy of Reflection. Harvard UP, 1986.
    • Jacob, François. The Logic of Life: A History of Heredity. Translated by Betty E. Spillmann, Pantheon Books, 1973.
    • Leroi-Gourhan, André. Gesture and Speech. Translated by Anna Bostock Berger, MIT P, 1993.
    • Malabou, Catherine. “The End of Writing. Grammatology and Plasticity.” The European Legacy, vol. 12, no. 4, 2007, pp. 431-441. ResearchGate, doi:10.1080/10848770701396254.
    • —. Plasticity at the Dusk of Writing. Dialectic, Destruction, Deconstruction. Translated by Carolyn Shread, Columbia UP, 2010.
    • Vitale, Francesco. Bideconstruction. Jacques Derrida and the Life Sciences. Translated by Mauro Senatore, SUNY P, 2018.
    • —. “Conjuring Time: Jacques Derrida between Testimony and Literature.” Conjurations, special issue of Parallax, vol. 17, no. 1, 2011, pp. 54-64. Taylor and Francis, doi:10.1080/13534645.2011.531179.
    • —. “The Text and the Living: Jacques Derrida, Between Biology and Deconstruction.” Oxford Literary Review, vol. 36, no. 1, 2014, pp. 95-114. Edinburgh UP, doi:10.3366/olr.2014.0089.
    • —. “Via rupta: vers la biodeconstruction.” Appels de Jacques Derrida, edited by Danielle Cohen-Levinas and Ginette Michaud, Hermann, 2014.
  • How Do We Do Biodeconstruction?

    Vicki Kirby (bio)
    Astrid Schrader (bio)
    Eszter Timár (bio)

    Abstract

    The word biodeconstruction asks us to consider what is appropriate to deconstruction as a practice and to reflect on the relationship between the discourse of biology and that practice. Within literary, philosophical, and cultural debate, deconstruction appears as a recognisable mode or style of analysis. However, what happens if we interrogate the radical interiority of textuality in terms of biology’s rhetorical structures and logics or through scientific evidence and methodologies? If biology is routinely equated with origins, prescriptions, and first causes, can this classical narrative of temporal unfolding be shifted? Can biodeconstruction refigure the relation between the empirical and the conceptual?

    Our conversation began at the ACLA’s first biodeconstruction event in Utrecht, the Netherlands, in July 2017. We agreed that our collective contribution should take the form of a series of questions and answers about how biodeconstruction speaks to our respective practices. We jointly formulated a set of questions to which each of us would respond. Our aim was to highlight how different perspectives might illustrate the term’s inherent pluralization as well as its compatibility with our feminist commitments. What emerged in that process, in which initial questions were reformulated, is a mixture of individual statements and a conversation that seeks to clarify the relevance of different trajectories and relations to Derrida’s idea of deconstruction and the life sciences. Our hope is that these different perspectives might be suggestive of the sorts of interventions and concerns that the term biodeconstruction can enable.

    Question: How does deconstruction relate to our work, and how and to what extent have we engaged with the sciences and biology in particular?

    Astrid Schrader:

    As a feminist science studies scholar and ex-physicist, an engagement with the sciences has always been my bread and butter. I turned to deconstruction through my interest in time and its relation to notions of justice in feminist theory. While poststructuralist feminists seemed to have “only paradoxes to offer” (Joan Scott, Only Paradoxes and Wendy Brown, “Suffering Rights” were particularly influential for me), Derrida’s articulations of the aporia of time suggested an answer or two: experiences without traversals. Without origin or telos, but through originary traces (memories), justice became conceivable (again) with the structure of a promise. As a student of Donna Haraway, I grew up with naturecultures (one word!) and the desire for better accounts of scientific knowledge production. With my other teacher, Karen Barad, and her notion of agential realism, it became clear that spacetimematterings required alternative articulations of time: intra-activities could not be articulated in ordinary or “vulgar” notions of time (Heidegger’s term), concatenations of present nows. In my dissertation, Dinos & Demons: The Politics of Temporality and Responsibility in Science, I read Barad’s agential realism and Derrida’s deconstruction together or through each other–diffractively, to use Barad’s term–in order to develop a reading of science that pays attention to nonhuman agencies and intra-active temporalizations. Once I began looking, I found haunting everywhere in science. Haunting and indeterminacy became crucial to my readings of science. Moving from physics into marine microbiology (and sometimes back), I feel that I have always been engaged in biodeconstruction, if that means reading biology (as a text or writing in Derrida’s expanded sense) deconstructively. Each of us may have a slightly different understanding of biodeconstruction and what that could mean. If “deconstruction is justice” (Derrida, “Force”), could biodeconstruction be aligned with (scientific) responsibility? What interests me here in particular is what the move from the “name of truth” to the “name of justice” could mean for the life sciences and scientific knowledge production.

    Vicki Kirby:

    I’d describe myself as a feminist with an interdisciplinary background in literature and then the social sciences. But I’ve always been fascinated by what counts as “nature”–the given, or what is difficult to change. My interest was especially piqued when, studying feminism in the early 80s with Moira Gatens and Liz Grosz, I came to appreciate that the analytical terms of the nature/culture division explained a lot of entrenched political discriminations even as they made little sense. The focus of feminist concerns at that time was Cartesianism, with its implicit denigration of the body (the feminine) as mere support for the mind (the masculine)–the proper site of self. I’d always been exercised by the riddle of origins as well as the question of language and how it is identified and circumscribed as a system among others (because it seemed to me that it wasn’t). For these reasons I’d risk calling myself an intuitive deconstructionist. When I read Of Grammatology it was such a relief, especially as my institutional setting at the time was largely positivist and I wanted a more complex appreciation of matter and the empirical. I didn’t see “language” as a second-order re-presentation of reality that could be defined against what wasn’t language. And I didn’t regard nature as an inaccessible “before,” a concept put under erasure because human culture is hermetically enclosed against what preceded it. It was precisely this spatial and temporal narrative of an evolving progress that I wanted to problematize. For this reason I felt as if I had a mate and a guide in Derrida, someone who could help me think origin questions and their political implications more rigorously.

    Regarding the relevance of science and biology to my work, the body I was studying in philosophy was for me always a biological body. As my research was in anthropology, and the nature/culture question is especially germane to that discipline, I was aware that the biological body in different cultural contexts is capable of “performing” very differently: sympathetic magic that allowed Kwaio men to lactate, hook-hanging among Mandan Native Americans, or crucifixion ceremonies in the Philippines resulting in little bleeding and no scarring that demonstrate the variation in pain thresholds across histories and cultures. Placebo and nocebo effects also intrigued me, especially as a particular, measurable response was equated with no response because it was regarded as a psychological cause that was, by definition, not biological, not real and material–just a belief. I always thought that this segregation of responses into real and imagined was strangely unscientific, and yet only recently has science begun to acknowledge its oversight in this regard.1

    Freud’s recognition that the hysterical symptoms of his female patients “made sense” in terms of the stories they told about their lives was taken up by feminist scholars. It became clear that symptoms such as blindness, autographic skin, hysterical paralyses, and aphonia had political significance, functioning as signs whose theatrical disruption to normative social expectations told of personal injury and unconscious resistance. And yet almost all of this work failed to mention that biology was agential, writing its condition into legible signs. It seemed that the question, “How does biology do that?” was not on the agenda.2 The need to remove biology from the discussion segregates culture from nature as the necessary default line of inquiry. If we concede that biology is inherently cultural in this example, then the temporal and spatial separation that secures their difference makes little sense. Indeed, we are left to wonder about the specific nature of biology if we have nothing to measure its difference against.

    Derrida’s “originary différance” helps me to complicate the easy appeal to what purportedly comes first as an orienting reference point. Of Grammatology, for example, doesn’t confine its engagement with the question of nature to a diagnosis of Claude Lévi-Strauss’s ethnocentrism, Ferdinand de Saussure’s phonocentrism, or Jean-Jacques Rousseau’s pedagogical prejudices. Grammatology isn’t just a pernickety analysis of cultural politics that offers a corrective. When Derrida argues that “writing in general” is also genetics and cybernetics, he opens the very identity and exceptional capacities of anthropos to serious interrogation, and this seems especially pertinent as we consider anthropocentrism and questions about political culpability and the anthropocene.

    Eszter Timár:

    In my early postgraduate years, I studied what were then called feminist theories of embodiment (the work of Elizabeth Grosz and Moira Gatens, and Vicki’s work as well) and I was fascinated with the tensions between some of that work and Judith Butler’s queer theory of gendered embodiment. So I think because of this early familiarity with the vexed question of the meaning of biology for feminist theory, I was primed to develop this interest in what we have now started to call biodeconstruction. I was also interested in deconstruction and queer figurations in political discourse. Modern figures of queerness, such as the classic nineteenth- and twentieth-century figure of the male homosexual, always index nature and embodiment (both homosexuality, thought of as the “riddle of nature,” and the idea of “inversion” refer to a fundamental crisis of the sexed body), so I see a link between what are my apparently political and scientific interests. And, importantly for developing an interest in immunology, I got my PhD in Comparative Literature at Emory, in a department that is very interested in deconstruction, and I was there at the time when Derrida’s interview with Giovanna Borradori came out after the events of September 11 (Borradori and Derrida, “Autoimmunity”), which led to conversations about the Derridean use of autoimmunity.

    It seems to me that biodeconstruction is not one thing: the name can indicate texts in which Derrida discusses biology and texts in which Derrida’s discussion of biology is further interrogated and re-read. I think some of Francesco Vitale’s works engage biodeconstruction this way. But other essays in this collection read the philosophy of life with the help of the Derridean oeuvre as a whole. I think our papers tend to practice biodeconstruction in a way that includes the readings of biological or biomedical texts with Derrida in mind, so what may qualify as such remains an interesting question.

    Question: What does biodeconstruction mean for our work? How have we practiced it?

    Eszter Timár:

    My work with biodeconstruction has so far consisted of different readings of immunology in light of Derrida’s introductory footnote in “Faith and Knowledge.” In this footnote, Derrida traces the etymology of the Latin immunis as a political-religious term before he offers the following passage:

    It is especially in the domain of biology that the lexical resources of immunity have developed their authority. The immunitary reaction protects the “indemnity” of the body proper in producing antibodies against foreign antigens. As for the process of auto-immunization, which interests us particularly here, it consists for a living organism, as is well known and in short, of protecting itself against its self-protection by destroying its own immune system. As the phenomenon of these antibodies is extended to a broader zone of pathology and as one resorts increasingly to the positive virtues of immuno-depressants destined to limit the mechanisms of rejection and to facilitate the tolerance of certain organ transplants, we feel ourselves authorized to speak of a sort of general logic of auto-immunization. It seems indispensable to us today for thinking the relations between faith and knowledge, religion and science, as well as the duplicity of sources in general. (80)

    This footnote has fascinated me for years.3 On the one hand, Derrida’s use of autoimmunity is the opposite of the most conventional biomedical use of the term (in which the immune system attacks the organism) to the point that his use may be considered erroneous. On the other hand, however, it seems to anticipate recent immunological findings that deconstruct the metaphysics of presence in the very domain of biology (I think this is true for biology in general and physics, too, as attested by Karen Barad’s commitment to deconstruction). Importantly, immunity is one of our buzzwords today as a biopolitical incitement to protective violence, communicated through biomedical language that posits itself as the very stuff of biology and as the knowledge of “organic life itself.” Derrida’s footnote is priceless in underlining that it was always a political term–in other words, that the political use of immunity is not a derivation from the biological use. By dint of positing biology as the science of life prior to the emergence of the human, immunity appears untouched by the actual history of the human, and this in turn affirms a certain performative erasure, or separation, of the living etymology of the term from its pre-biomedical meaning. I find it politically interesting that immunology, the very natural science that is organized around this political phenomenon, keeps yielding results that undermine the legitimacy of political arguments that justify the maximization of protective violence. It’s not that the metaphysics of presence suddenly crumbles on eroding scaffolds, but I think that what Derrida says about the “domain of biology” is accurate: biology (what we can also dub, following Derrida, the “science of survival”) can yield a lexicon that renders the vocabulary of immunity less secure in its commitment to violence.

    This is important because, as I mentioned before, immunity is a powerful buzzword today and it resonates quite a bit in contemporary biopolitics and feminist theory. In my reading, the affinity between the Derridean usage of autoimmunity and immunology challenges any sense that immunology is completely inscribed within the interests of what, after Donna Haraway’s influential text on immunology, “The Biopolitics of Postmodern Bodies,” we can call the “chilling fantasy” of “the fully defended, ‘victorious’ self” (224). On the one hand, immunology is not perfectly immune to its own deconstruction, and on the other hand, neither is its political vocabulary particular to biopower.

    For instance, in an article on the immunobiology of sperm (Timár, “Squirm”), I connect the tendency in recent immunology to undermine its own rootedness in a vocabulary of modern biopower’s commitment to protective violence with queer readings of masculinity in antiquity, relying on David Halperin’s work on democratic embodiment in his One Hundred Years of Homosexuality And Other Essays on Greek Love, especially the chapter, “The Democratic Body: Prostitution and Citizenship in Classical Athens.” I do this to suggest that via a sort of queering of the figure of the sperm (as in this example), recent immunological developments can undermine some of the most robust rhetorical figurations of dignified and violently protective masculinity in the West with the help of the same political vocabulary.

    I’m concerned, though, that this affinity might motivate readers to exclaim that Derrida is, after all, right about biology—this would prove that the tendency to find Derrida obsolete or simply irrelevant when it comes to discussing matter or “real bodies” is erroneous. In my most recent work (Timár, “Derrida’s Error”) I argue that it is quite possible to read Derrida and some parts of immunology to argue that Derrida’s remarks in “Faith and Knowledge” anticipate an immunology that deconstructs the philosopheme of ipseity that is expressed in the lexicon of immunity. However, and this is important for assessing the stakes of biodeconstruction, the consistent commitment in the Derridean oeuvre to disrespect a consensus that would posit biological reference as primary and political reference as derivative, metaphorical, abstracted, and secondary when it comes to the lexicon of life, as well as the insistence that the lexicon of life is one that includes death through and through (instead of positing death as marking the end of life, as if it takes place outside the limit of life proper), serves to caution us about the risk of reaffirming the organicist construction of biology in finding Derrida right about it. In the essay I discuss two developments in the history of immunology: one recent and one a little more than a hundred years old. Without the older reference, we could see that recent developments justify Derrida even if we concede that his usage of the term autoimmunity is wrong (although it is not simply wrong). However, the older reference shows that it is not so much that now immunology catches up with Derrida, but that immunology as logos has a tendency to yield developments of a deconstructive drift.

    Astrid Schrader:

    When I read the term biodeconstruction in Francesco Vitale’s 2014 article “The Text and the Living: Jacques Derrida between Biology and Deconstruction,” I thought, yeah, what a great term, that is exactly what I thought I was doing all along: reading biological texts deconstructively. While Vitale meant the term to collect the Derridean texts that engage biology and analyse the notion of life with the help of the life sciences, I thought of it as a practice. I’d associate this practice with a branch of feminist science studies that has been informed by Derridean deconstruction and includes scholars such as Vicki Kirby, Elizabeth A. Wilson, and also (perhaps uniquely, most importantly, and slightly differently) Donna Haraway, as well as more recently Karen Barad. For me, if I may include my own work (Schrader, “Haunted Measurements”; Schrader, “Responding to Pfiesteria piscicida“; Schrader, “Microbial Suicide”) in this branch of feminist science studies, biology has always been a “text” in Derrida’s expanded sense, or as Haraway put it in 1988, a material-semiotic “apparatus of bodily production” (595). Biological texts or readings and writings as a “material-semiotic apparatus of bodily production”4 can of course not be reduced to linguistic or “cultural” productions. While naming is always risky and can lead to misunderstandings, I was delighted that our practice has received a name.

    Approaching the question of biodeconstruction from “the other side,” if you will (as if there were two sides), as coming from within the sciences, I would (or could) not suppose a “consensus that would posit biological references as primary,” as Eszter puts it above. On the contrary, my paper on microbial suicide (apoptosis) tries to show, among other things, that the life sciences can make conceptual contributions to the notion of life. This is something Martin Heidegger had denied the so-called empirical sciences. For him, the scientific exploration of particular ways of living and dying would require a preconceived ontology of life and death. It is well known that Derrida (“Aporias” and “Of Spirit”) thoroughly deconstructed Heidegger’s claim that “the existential Interpretation of death takes precedence over any biology and ontology of life…it is also the foundation of any investigation of death” (Heidegger, Being and Time 291). My point in “Microbial Suicide: Towards a Less Anthropocentric Ontology of Life and Death” is that such a deconstruction is also possible from within the sciences. This has been one of my long-term concerns, as suggested by the title of a special issue in the journal differences, “Feminist Theory Out of Science” (2010), which I co-edited with Sophia Roosth.

    In “Microbial Suicide,” I argue that research on marine microbes supports Derrida’s claim that empirical events and findings are inseparable from foundational conditions. I suggest that Derrida’s insistence that “one must…inscribe death in the concept of life” (“Beast” 110) can be read as both condition and result of research on microbial suicide, collapsing temporal boundaries and reconfiguring the concept of death from an uncertain limit of life towards a certain indeterminacy within life. I have suggested that “the scientific rendering of apoptosis in microbes presents what Francesco Vitale (2014) calls a ‘biodeconstruction,’ changing ‘the scene of writing’ from within; the scene of writing in this case constituted by scientific practice (see Kirby, 2009)” (Schrader, “Microbial Suicide” 53). Borrowing from Vicki here, I associate bio-deconstruction with a scientific practice: not something Derrida does or the critical reader of science performs but a performance that can be attributed to the scientific investigation. But perhaps only if it is read in a particular way: not all readings are deconstructive. We may disagree on this point. I am no longer sure why I introduced a hyphen between “bio” and “deconstruction” in my paper–perhaps in order to mark a difference from Francesco’s usage. In the context of that paper (“Microbial Suicide”), I take bio-deconstruction to involve the transformation of a normative practice with profound consequences for the meaning of life. Not only does microbiology support Derrida’s moves in suggesting alternative relationships between life and death, but in doing so it changes the role of science in the naturecultural business of meaning-makings, as scientists are changing what gets called “objective” or “vulgar” time (to use Heidegger’s term) from within.

    Vicki Kirby:

    Perhaps by returning to the building blocks of my own intellectual trajectory I can better explain why the term biodeconstruction remains a non-concept for me, one whose riddles are comprehensive because they’re not content specific. Let’s return to the nature/culture division and the political agendas that are leveraged and justified in terms of its logic. We are presented with two systems whose presumed difference from each other installs a spatial segregation and a temporal distancing, an evolution whose narrative order moves from what comes first to what comes second, from the more primitive and primeval towards a more complex and calculating sophistication. The alignment of nature with the body–the “before reason and calculation,” the intuitive, instinctual, affective and prescribed, the less than, the given or inherited–defines the pinnacle of culture in terms of enlightenment, masculinity, whiteness, intention, and creativity, reference points against which difference appears as deficiency and incapacity. A grab bag of associated “others” become the comparative failures against which this ideal is identified, much as a figure is identified against a ground, where the ground is read as the absence, the negative (no-thing) of the figure’s self-definition. We see in Eszter’s and Astrid’s comments above how this political algorithm works to close and prescribe.

    Although the valuations of this political economy might seem like a simplistic cartoon with no real analytical purchase, or at least, an error whose denigrating and spurious assumptions could easily be corrected, this metaphysics remains ubiquitous and enduring. Even the appeal of the correction reaffirms it–we overturn an error and thereby separate truth from a mistake. Or perhaps we endeavour to counter or refuse this logic by reversing its valuations: nature is good and should be valued more than culture because it returns us to our Edenic roots; language and technology overlay our affective and more authentic selves; women are closer to nature and therefore more caring; animals are not capriciously violent and have no responsibility for climate change, or indeed, for anything. The list of moral and political adjudications that rest on authenticity and the trumping of error and failure are ubiquitous, and this persistence deserves further scrutiny. To my mind, to engage the workings of this logic, which is by no means straightforward, is not to hope for escape but rather to find within its sticky involvements and confounding of terms and concepts a different set of possibilities and provocations that are not as definitionally predictable and prohibitive. But more than this–and this is especially relevant for how we contextualize and understand the implications of biodeconstruction–it requires us to consider that a concept or idea is not a second order re-presentation of “something” that it isn’t. All of my work, even my first book, Telling Flesh: The Substance of the Corporeal (1997), tries to mire and derange this logical two-step in order to explore its counter-intuitive implications. Importantly, as I read deconstruction, or here, biodeconstruction, it isn’t about anything! If we think of biodeconstruction as the practice of life, then, to couple Astrid’s earlier comments with Eszter’s (and maybe to reshape them), biodeconstruction can’t be read as something that isn’t also the practice of death. If we grant this, then suddenly all those things we assume are dead, inert, passive–not alive–become strangely animated.

    Eszter Timár:

    So far, we have discussed biodeconstruction as something that is not one thing: as something that is both Derrida’s reading of biology and our readings of biological texts with Derrida in mind and as a non-concept because it is not content-specific. It may be worth mentioning that these different meanings share affinities or resonate in deconstruction; the term biodeconstruction invites engagement with “bio-logy” but resists attempts to fit it neatly into either term of the nature/culture distinction.

    Astrid Schrader:

    I think we can all agree on these points. However, how we judge the ubiquity and endurance of the metaphysics of a foundational “nature” separated from “culture” depends on our networks, communities, and audiences. As history seems to be turning in circles, I think we should sometimes be allowed to move on, at least those of us who went to graduate school after the “science wars”5. Derrida was never a social constructivist, and language was never a “property” of humans, not even an ability or capability restricted to homo sapiens. Having said this, it is undeniable that the relationship between feminist theory and biology has never been easy. However, it is always a source of amazement when I see a theorist or philosopher begin to read science and appear surprised to find that not all scientific inquiry can be categorized as some blunt or naive (genetic or otherwise) reductionism. This amazement turns into frustration when the struggles of an entire discipline (now called feminist science studies) are simply ignored. As Haraway pointed out in 1988, “The only people who end up actually believing and, goddess forbid, acting on the ideological doctrines of disembodied scientific objectivity–enshrined in elementary textbooks and technoscience booster literature–are nonscientists, including a few very trusting philosophers” (“Situated Knowledges” 576). Neither the centrality of genetics nor deconstruction is challenged by the science of epigenetics. How many ‘epi’s’ do we want to add to the phenomenon before we realize, as Susan Oyama did, that the entire structure needs an overhaul rather than just some fine-tuning (Oyama 2003)? If the entire structure that separates nature and nurture or body and environment needs an overhaul, then it raises the question of what tool might be most appropriate. In her contribution to Evolution and Learning: The Baldwin Effect Reconsidered, developmental biologist Oyama refers to the hammer: “when you have a hammer, the whole world looks like a nail,” noting that her “particular hammer [is] a preoccupation with the nature-nurture problem” (169).

    Proposing a different frame, “one that does not rest on traditional dualities, but instead incorporates the full range of organisms’ developmental and behavioral relations with their surroundings” (169), Oyama may have deconstructed Catherine Malabou’s arguments about plasticity before they were made. The point here is about the assumed exteriority of certain discourses to each other. What if we considered biodeconstruction a practice in which science has always already been engaged? However, even if nature scribbles, as Vicki says, and all effects of texts are textual themselves, there are differences in language between scientists and the critical readers of science that cannot be denied. (I just learned from one of my students that even fish have different dialects or accents upstream and downstream.) The problem is how to articulate “our roles” in relation to the scientific text, while simultaneously accepting that there are only “readings” all the way down, and that these readings are also always already re-writings.

    Vicki Kirby:

    Yes, the move to bring deconstruction into conversation with biological evidence can certainly be tricky, as we see in Catherine Malabou’s work. Given the general awareness that epigenetics and neuronal plasticity have destabilized the appeal to biology as a fixed foundation upon which culture plays, her intervention is salutary. However, I think Malabou loses a significant opportunity when she reads deconstruction as a specific method or model of analysis–ironically, as the play of culture. Accordingly, she deems Derrida’s “general writing” to be dated because the metaphor of the grapheme no longer captures the current understandings of our contemporary moment. As Malabou explains in “The End of Writing?: Grammatology and Plasticity,” “We are witnessing a decline or a disinvestment of the graphic sign and graphism in general. Plastic images tend to substitute themselves for graphic images. Thus appears the necessity of constructing a new motor scheme, precisely that of plasticity” (438). Malabou’s need to substitute grammatology’s graphism with the preferred “double aptitude” of her own term, “plastology,” presumes that grammatology is a model whose application or relevance has now faded.

    As I see it, there are two problems here. First, Malabou’s deferral to the neurological sciences as the touchstone of biological truth deserves further interrogation. Indeed, Eszter has reminded me that the science of neurology is a broad church whose focus is dispersed: it is not confined to the cerebrum, for it includes the cognitive structures in the stomach and large intestines. And there are scientists who also work in this field (Guillaume Dumas, Monica Galliano, Asaf Bachrach) whose research contests the difference between nature and culture as we conventionally understand it. This complicates the Cartesianism that sets mind (brain) apart from what is not mind, and muddles the what and where of the subject, such that we are left to wonder why the site of self is not regarded as thoroughly corporeal. Although the sciences can provoke these questions, feminist interventions as well as grammatological readings also anticipate the complications in these findings. I suppose my question to Malabou would be, “What comes first?” If, for example, the whole of the body is cognizing, then the science of neurology isn’t too far from the claims of certain corporeal feminisms. I’m interested in how the model and the object it purports to re-present can collapse into each other, because in this instance the body is as much object as subject.

    As I see it, the second problem concerns Derrida’s understanding of the graphematic structure, because it was never one of representational accuracy. In “For the Love of Lacan,” Derrida notes the analyst’s reliance on the phonological, and yet he has no desire to diagnose Lacan’s choice of analytical term by replacing the phonological with the graphematic, as if a reliance on speech is the mistake that “writing” corrects. Indeed, regarding the appeal of terminological correctives, Derrida is quite impatient:

    [The sudden substitution of the graphematic for the phonological] interests me here only as a symptomatic sign in what used to be called the history of ideas, and not in itself, for what I have proposed to call the trace, gramme, différance, etc., is no more graphic than phonological, spatial than temporal–but let’s leave that, this is not the place to deal with this serious and tenacious misunderstanding. (720)

    Given this need to turn Derrida into a cultural constructionist, despite his many protestations, my own intervention is not to eschew culture in preference for nature, but to suggest that, as the logic of the supplement–one plus one–is grammatologically confounded, let’s begin and end with what counts as originary. Originary différance as originary technicity assumes very different implications if we insist that “there is no outside nature.”6

    Question: How do we negotiate the status of scientific evidence and scientific methodologies in our approach to biodeconstruction? What is the difference between reading science and reading literary texts? What kind of expertise is required?

    Vicki Kirby:

    Following my responses to the previous questions I probably don’t need to underline that my interest in biological or scientific evidence or my research into psychosomatic riddles, for example, is strategic. In the main, my aim is to break open the complacency that has come to equate “cultural constructionism” with “no outside-text” (Of Grammatology 158), as if the relevance and reach of Derrida’s contribution explains the solipsism of human representational systems. Of course, a grammatological practice doesn’t aim to supplement the language of culture with new or additional information from outside culture–namely, from nature–as the term biodeconstruction might seem to suggest. But this is where things get difficult and we need to move slowly.

    My paper “Autoimmunity: The Political State of Nature” (2017) addresses autoimmunity by blurring the difference between what counts as cultural and political discussion and what counts as biological evidence. However, my aim is not to show that a grammatological reading is also pertinent in biology, as if deconstruction might prove a useful model in other contexts. Rather, I want to argue that there is no “both,” that there are no separate, autonomous systems (biology plus politics, or nature plus culture) whose differences can nevertheless relate or communicate with other, quite alien systems. As an aside here, I’ve always wondered why this notion that the world is an aggregation of different systems that are “somehow” capable of communicating with each other isn’t more rigorously considered: what translative operation (différance?) within any specific system can already read, digest, and respond to systems that, by conventional accounts, it has yet to encounter? What language do these exchanges use to understand a difference that is radically alien? Let’s remember that in Positions and elsewhere, Derrida insists that deconstruction is not a third term, not something that mediates or works in the space between entities that pre-exist relationality (42-43). A corollary of this qualification is that deconstruction is not a method or model of anything, and for this reason biodeconstruction remains under erasure as a specific method that might appear more receptive or inflected by scientific protocols and contents. This is because the purported gap that secures and separates the analytical instrument from the subject who uses it and the object scrutinised becomes implicated in deconstruction, whether we are talking about literature or science. Derrida dilates on this question of the method or model in an interview with Richard Kearney:

    Deconstruction is not a philosophy or a method, it is not a phase, a period or a moment. It is something which is constantly at work and was at work before what we call “deconstruction” started, so I cannot periodize. For me there is no “after” deconstruction–not that I think that deconstruction is immortal–but for what I understand under the name deconstruction, there is no end, no beginning, and no after. (Kearney 65)

    Importantly, deconstruction is not a model of the world because, in a very real sense, it is always already of the world that it seeks to understand. Perhaps we can think of the world as subject to its own interrogations, its own refracted re-presentations of itself, a sort of self-reflexivity with the world as subject/object, such that all of life embodies and enacts these involvements. We see the resonance here between Derrida’s différance and Karen Barad’s sense of diffraction, and implicitly we are given a way to think biology through physics, and physics through language, and so on.

    Eszter Timár:

    When I say I read biological or biomedical texts, I mean that I read several kinds of texts. The first consists of summary articles that report on biological findings or results. In this regard, I’m gladly entertaining the idea that biodeconstruction is a development within the scientific proliferation of biopower (as a textual cyst of sorts). I see something like a boom in the popularization of the natural sciences and I can subscribe to multiple Facebook feeds, for instance, that inform me about significant or “intriguing” scientific findings. These usually lead to texts that explicitly show some sort of scientific authentication. I became interested in these “science bites”7 after becoming fascinated with Derrida’s usage of “autoimmunity,” first in the texts he wrote about September 11 and then after I read Elizabeth A. Wilson’s Psychosomatic (2004), which also draws on Derrida. Wilson engages neuroscientific debates about competing conceptualizations of the enteric nervous system, responsible for much of digestion (31-49). And she reads the political tropes of scientific debate: for instance, should we imagine the enteric nervous system (the gut) as a “rogue” character, circumventing the authority of the central nervous system (the brain)? This work had great affinity with the footnote in “Faith and Knowledge,” where Derrida discusses biology as something like a lexical space for developing political philosophy—and this was clearly the case in the texts Wilson read. From that point on, I’ve been reading the never ebbing flow of “breaking” discoveries as political fictions, or as modern developments of a general epic tropology permeated by figures of sexual difference. It’s not that this was new; it’s basically the same as Emily Martin’s work on the egg and the sperm some twenty-five years ago, in which she discussed fairytale-like motives in modern biology.

    As I grew fascinated by my sense that recent immunology provides “results” that seem to justify Derrida’s usage, I also started to read other kinds of texts: texts on theoretical immunology (for example the work of Thomas Pradeu) and theoretical texts reading the history of immunology (Michelle Jamieson), although these are not always neatly separated (Alfred Tauber’s work belongs to both). As for the necessary expertise, yes, I had to develop a competence in immunological terminology; however, I don’t really think this is different from understanding the terms of a given literary text. Reading immunology, precisely because of the palpably political vocabulary, always felt like immersing myself in fantasy (which I never did, so I apologize if this sounds fundamentally wrong to readers of fantasy). I have to learn a lot of information relevant mostly for what I need to understand in a given text in order to navigate through its world. Microbes and immune cells figure as intriguingly uncanny and as very social and political creatures, and understanding their relationship is a challenge for our political vocabulary. What this means is that I cannot judge if a biological text is “right” about biology: when I read Thomas Pradeu on immunology I place my faith in the institutional academic protocols asserted in his citation of biological studies. But when he reads the theory of immunology and shows a dogmatic allegiance to an idea of the self that is based on a vague sense of autochthony, he is not really discussing experiments and his methods of conducting them; instead, he is discussing the way the results of experiments are narrated in terms of a legacy of thinking about organic life. So on the one hand, I have to stick to texts that have gone through some authenticating process in the research of biology. On the other hand, if I don’t have to judge the scientific accuracy, I can read these texts not as bound absolutely to their disciplinary knowledge base but as reservoirs of political figuration and rhetoric.

    Astrid Schrader:

    Vicki, you have mentioned the notion of “system.” I’ve been wondering why many of us committed to relational ontologies have been able to let go of pre-existing bounded entities such as “discrete objects,” but the notion of system seems to stick. While it seems almost common sense by now to say that “the root error,” as philosopher Joe Rouse puts it in conversation with Karen Barad’s work, “is the presumption that the world somehow already comes naturally composed of discrete objects” (313), “systems” seem to prevail both within and outside of the sciences. Although scientific objects do not have to exist in the metaphysics of presence, as Hans-Jörg Rheinberger reminds us—or in other words, they can be “absent in their experimental presence” (Rheinberger, Towards a History 28)—scientists don’t seem to be able to think without the notion of a system. More often than not, a hierarchical systems view in biology presupposes specific boundaries between inside and outside and makes assumptions about the location of the source of activity. Nevertheless, Rheinberger’s experimental systems must be capable of transformations leading to “unprecedented events” (134).

    As feminist legal scholar Drucilla Cornell (“The Relevance of Time”) has convincingly shown, it is difficult to align any systems theory–Cornell is particularly interested in Niklas Luhmann’s system theory–that relies on a metaphysics of presence with Derridean deconstruction, or what she calls the “philosophy of the limit.” In addition to radically diverging conceptions of time, a major difference lies in their incompatible figurations of borders, boundaries and limits (Schrader, “Marine Microbiopolitics”).

    Now, Oyama’s theory mentioned above is also a “systems theory” in some sense, but her developmental systems do boundaries quite differently from the paradoxical boundary establishment that Cary Wolfe finds in self-referential autopoietic systems in What Is Posthumanism? (xxi). Wolfe describes the latter in terms of “openness from closure”: they are more like Rheinberger’s experimental system in that they cannot be pinpointed in space and time. As I see it, however, developmental systems do not coincide with the boundaries of an organism but include changing environmental circumstances that render spatial or topological boundaries permanently insecure in order to stabilize a (repeatable, inheritable) process, namely development. The difference is always a difference concerning time. Indeed, Oyama reminds us of the undecidability between a first time and a recurrence in development when she writes, “transmission, whether of genes or culture is supposed to produce developmental regularity, but…it actually presupposes such regularity.…Something is judged to have been transmitted when it reappears” (Evolution’s Eye 195). Oyama’s comment implies the Derridean structure of iterability, that is, that any assumption of a unit presumes its repeatability in its very definition.

    Vicki Kirby:

    Yes, I agree that for many theorists, “system” does retain a foundational necessity in the face of grammatology’s excavation and displacement of foundations. I certainly rely on the words “system” and “systematicity,” and not unrelatedly, I find I’m uncomfortable with those arguments that claim, too quickly for my liking, that there are no foundations–as if we already know what a foundation is and could simply reject the notion and move on. I don’t think we can resolve these difficulties by saying yes or no to a term-any term. So for this reason I don’t reject the meaning of any word as simply wrong, but I do try to reroute what might otherwise hold a traditional signification in place as the measure of what counts as good thinking. Derrida deploys the term “system,” as we see here in a sentence from Positions concerning the workings of the trace: “The interweaving results in each ‘element’–phoneme or grapheme–being constituted on the basis of the trace within it of the other elements of the chain or system. This interweaving, this textile, is the text produced only in the transformation of another text” (387-388). Importantly, if there is no outside, no absolute limit or enclosure, then there is no straightforward inside either. Consequently, we are left with a riddle about any discernible (enclosed) unit. Whether sign, individual subject, cell, atom, or even one particular system among others, “it” will already comprehend what it is conventionally defined against. Little wonder that I find myself attracted to quantum “explanations” that confound local with/in non-local. Even when I was struggling to make sense of the Saussurean sign all those years ago I concluded that the sign is not so much an entity located in a system that surrounds it; rather, the sign is the system’s processual self-differentiation.

    Astrid Schrader:

    Another way I’d read “there is no outside-text” (Of Grammatology 158) pertains to the undecidability between text and context (inside and outside). In Limited Inc, Derrida writes, “nothing exists outside context” (152). This undecidability is not just an undecidability about what content falls inside a specific realm of consideration and what is constitutively excluded from it, for it concerns the very shape or form of the boundary or limit that seeks to demarcate the inside from an outside. This, for me, must involve a question about the relationship between space and time. The notion of “system” seems to hide some of the boundary problematics more evident in notions of “subject,” “individual,” “cell,” or “organism.” I am thinking here of what Derrida has called an “abyssal logic” in The Animal That Therefore I Am, which suggests a multitude of relations between space and time, a multitude of kinds of “limits” that often get reduced to one kind with the help of the systems metaphor.

    This was quite a detour. Returning to the initial question, I don’t read biological texts any differently than I do philosophical or literary texts. I try to take their materiality just as seriously without extrapolating too much beyond their immediate possible meanings. The notion of evidence suggests that these texts answer to something radically exterior to their own practices; however, I don’t think that science works this way. The fact that scientific texts are often rendered in representational idioms–in other words, that they contain method sections–does not mean that they have to be read that way, as pointing beyond themselves. Published methodology sections are very selective retroactive readings of a far more complex practice required by a specific inherited tradition. I don’t find them very helpful in getting a picture of the practice. However, there’s a difference between method and practice. I think that practices can be deconstructive or not. I agree with Vicki that deconstruction is neither a method nor a concept nor a third term, but that it can be practiced, just like justice can be practiced but never achieved. In my 2010 paper on the fish-killer Pfiesteria, which deals with a scientific controversy that had not been settled (there was no scientific agreement on matters of facts), I try hard to construct my arguments independently of the veracity of the scientific findings; the necessary (partial) failure of that effort makes a case in point about my own responsibility and that is partially what that paper is about.

    Question: How do we negotiate biological origin stories with “originary différance” and “originary technicity”?

    Vicki Kirby:

    As I mentioned above, I’ve always been exercised by the narrative that determines what constitutes biology/the body/nature/the other as a prior, more primitive, and contained system. Derrida’s non-concepts “language,” “writing,” and “textuality” question the story that understands nature as a sort of automatic writing, or program, because there is no thinking subject or author to explain what it does. If we subscribe to this description, then the comparative difference between nature’s program and human culture appears self-evident: human writing is regarded as calculated and potentially deceptive (political) because authored by a subject, whether individual or collective. In an early elaboration of this very point in “Structure, Sign, and Play in the Discourses of the Human Sciences” and its “Discussion” (1970), Derrida notes that the human is regarded as an aberration from what came before, a “mistake” that severs the human from its origins. Human exceptionalism appears unique as a consequence because it is able to mediate or re-present a world that is no longer accessible. My own interventions are primarily focused on this nature/culture interface, where the question of language is answered and given its proper place as the marker of species difference. I have always been nonplussed by definitions of language that easily determine what is or is not language. Consequently, Derrida’s aphorism “no outside-text” remains an invaluable touchstone for my research because, if we consider the implications seriously, then the various properties that identify and adjudicate human exceptionalism generate more questions than answers. Of course, there are difficulties in saying this if we assume that difference can be identified, compared, and evaluated by saying yes or no to it. In some of my work I’ve tried to initiate an intervention in human exceptionalism by working with the sort of argument that Derrida mounts in The Beast and the Sovereign Vol. 1, where he refuses to throw out sovereignty and yet twists it into an unfamiliar shape. I evoke the non-concept “originary humanicity” in order to effect a similar twist. If we can talk of “originary writing” and think this through the ontology of the animal and even the plant (and surely for Karen Barad and Astrid we have to consider “entities” in physics in a similar way), then what happens if we think “originary humanicity” through and as the ontology of the plant or animal? I’m trying to complicate “the how” and “the what” of the human—and of life for that matter—rather than assuming that it’s a given and we don’t need to ask what it is. For this reason I do feel a certain frustration when Derrida’s radical interiority is read as “no outside culture.”

    Astrid Schrader:

    For me, part of biodeconstruction entails showing that there are no biological origin stories. Once we have established that biology is a text in the Derridean sense like anything else, there is no need to distinguish the practices of deconstruction from biodeconstruction. This, in fact, is one of the main arguments in “Microbial Suicide”: with the “discovery” of apoptosis in microbes there’s no longer a need to postulate an evolutionary beginning of death or life. Stories of beginnings are stories about particular conceptions of time, and stories of progressive developmental temporalities become ever more difficult to justify from within the sciences. Biodeconstruction does both: it reveals and performs the absence of origins.

    Question: How do we select the scientific text of interest? Or, does it select us? Eszter Timár:

    In the texts where I cite “science bites” (“Eating Autonomy”), I’ve selected scientific texts in light of Derrida’s footnote and the larger Derridean interest in the ways texts that rely on the philosopheme of ipseity (in affirming what Derrida calls the metaphysics of presence) can’t help but undermine their own mission. Focusing on immunity and the microbiome, I’ve chosen texts that feature relevant findings and whose results call into question the idea that a self is an indivisible essence that can survive only by protective violence. If biology conventionally signifies the nonhuman logic of organic life, I select the authenticated results that actively undermine this significance. Examples such as learning that the microbiome that actively modulates “our” states of various kinds is us, or Astrid’s example of apoptosis in microbes, have a certain sensational value (which is what gets them published in popular media) because they provide “evidence” that our conventional assumptions about organic life are based on a certain humancentric view of life in general, a view in which beings are selfsame, bounded off, and in which life can occur in the absence of death.

    Astrid Schrader:

    Thinking of biodeconstruction as a practice, rather than thinking of deconstruction as applied to biology, changes that question. I don’t think that a conscious choice or a selection from a specific pool of available texts is at work here (or in my work in feminist science studies). Having said that, however, there might be a way to characterize the scientific texts (retroactively) that I’ve been working with; I think they are all texts that hold a promise to challenge specific norms or scientific ideas about their own practice. To what extent such a challenge is attributable to the science or the reading is of course debatable and ultimately undecidable. The science itself (whatever that might be) does not necessarily have to be radical within its own field; it might very well be quite mainstream and have a potential for a radical (norm challenging) reading.

    Vicki Kirby:

    I think a life “chooses,” or is hooked through and by a text in a specific way, maybe because it “sees itself,” albeit in some refracted sense that isn’t strictly self-present. In other words, an “entry point” isn’t determined in a causal sense, and yet it isn’t random either. I like Derrida’s comment on choice in Positions, a complexity I’ve described elsewhere as “natural selection”:

    The incision of deconstruction, which is not a voluntary decision or an absolute beginning, does not take place just anywhere, or in an absolute elsewhere. An incision, precisely, it can be made only according to lines of force and forces of rupture that are localizable in the discourse to be deconstructed. The topical and technical determination of the most necessary sites and operators–beginnings, holds, levers etc.,–in a given situation depends upon an historical analysis. This analysis is made in the general movement of the field, and is never exhausted by the conscious calculation of a “subject.” (82)

    Derrida manages to conjure a sense of precision in regard to a particular site of intervention or inquiry, because he insists that this point of entry opens within a field of forces that is subject to those same forces. Here, the specific and the general are not in opposition. I find it interesting that Derrida can preserve a sense of reflexivity that does not rely on human identity as the unique and sole repository of agency, self-consciousness, and personal choice.

    Question: What is the relationship between biodeconstruction and feminist new materialism?

    Eszter Timár:

    As I mentioned before, for me biodeconstruction includes a fascination with Derrida’s insistence on not granting the language of biology a special status. He frequently uses apparently biological terms, terms relating to nonhuman organic nature, to refer to linguistic phenomena (such as grafting). At the same time he is vigilant about this language that can be wielded in the interest of “organicist totalization,” as he calls it in “Biodegradables” (816). It is not only a gesture of critiquing the nature/culture distinction, but also a practice of writing that resists a strict sense of this distinction.

    There are many other examples of this vigilance (such as his discussion of the animal as a necessarily political term invested in humancentrism, or the many discussions of life across his oeuvre, including in “Faith and Knowledge”). “Biodegradables” is relevant here because this is a text that reflects on the disaster (intellectual, ethical, and emotional) of what Derrida calls “Paul de Man’s War” (“Like the Sound”). Arguably, for those who would be relieved to cast off the burden of reading de Man, the name “Paul de Man” may represent the corner of deconstruction most opposed to life (we can think of de Man’s discussions of materiality, for instance). Instead of citing de Man’s relevant texts here, let me quote Derrida’s “Typewriter Ribbon” and refer in general to the volume on Paul de Man in which it first appeared, Material Events. Derrida notes: “Materiality is not the body, at least the body proper as organic totality” (354). This choice to discuss de Man together with terms of organic life suggests to me that the term biodeconstruction would also refer to an interest in interrogating the relations, resonances, and contrasts between Derrida’s and Paul de Man’s work (including a keen attention to the political figuration I mentioned earlier).

    Let me add another point: deconstruction’s resistance to a simple distinction between nature and culture also makes deconstruction relevant for feminist theory. Right now we are in the thick of what we habitually refer to as feminist new materialism. It’s an enormously heterogeneous body of work that, following Samantha Frost in “The Implications of the New Materialisms for Feminist Epistemology,” I regard as a commitment to a rigorous rethinking of the nature/culture distinction and as an accompanying openness to the fact that the resulting complexity will not yield easy answers that would affirm prior assumptions about feminist epistemology. I think this is remarkably compatible with Derrida’s textual politics. At the same time, I think this compatibility is accompanied by an incompatibility. While the work of Derrida is certainly read by theorists associated with new materialism (we have cited several such scholars), as I briefly mentioned above, new materialism relies very heavily on the theoretical currency of biopolitical thought, especially what Timothy Campbell delineated as its negative analysis: the combination of Foucault’s and Agamben’s work in “Bios, Immunity, Life.” Understandably, Foucault’s work, especially his History of Sexuality Vol. 1, which connects sexuality to biopower, has been immensely influential in feminist and queer theory. In the last chapter of the book, Foucault offers his thoughts on the specifically modern nature of biopower. Referring to Aristotle, Foucault suggests that Western modernity marks the first time in European history when politics takes what he calls life as its primary object (143). In this gesture of separating life and power, according to which power suddenly and violently encroaches on life, we can hear the resonance of the nature/culture binary as it was sketched by Vicki at the beginning of this conversation. Derrida delivers a detailed critique of this argument (including its subsequent treatment by Agamben) in the twelfth session of The Beast and the Sovereign Vol. 1, questioning whether we can view modern biopower as radically different from the way the relationship between politics and life could be figured prior to modernity (305-334). My point is that there is important disagreement between Derrida and biopolitics, and this may mean that if new materialism implicitly relies on the founding gesture of biopower, then Derrida’s work will sit somewhat oddly with it. And yet, precisely because of this affinity, the oddness may well motivate renewed engagements with deconstruction in general, and provide future occasions–perhaps a habitat–for generating and elaborating various inquiries we might still call biodeconstruction.

    Astrid Schrader:

    In the context of feminist new materialisms I would like to ask who the actors are in biodeconstruction. If there’s anything “new” in feminist new materialisms, then I would say it is a more thorough deconstruction of agency, no longer conceivable as an attribute of a bounded actor or “self.” In general, I think of it as a rather heterogeneous theoretical movement with perhaps the impossibility of opposing vitalism and materialism as the only commonality. Perhaps Derrideans and Deleuzians, who previously did not have much to say to each other, are re-engaging under a new heading? It might be a strategic gathering of loosely related theories with common concerns. So, who are the actors in biodeconstruction? As Francesco Vitale states, “[T]he living is a text that produces texts in order to survive” (“The Text” 111).

    While feminist science studies is difficult to imagine without Foucault and biopolitics, biopolitics is certainly not just one thing. As Roberto Esposito has pointed out, Foucault’s apparent indecision about biopolitics as “power over life” and “power of life,” or the insufficient theorization of the relationship between a thanatopolitics and an affirmative biopolitics, has led to quite divergent approaches to biopolitics. The incompatibility of Agamben’s focus on sovereignty in a biopolitics that requires the distinction between bios (political life) and zoe (bare life) and Esposito’s alleged de-differentiation of all forms of life in a neo-vitalist formulation of biopolitics is at the core of Cary Wolfe’s latest book, Before the Law. Wolfe’s intervention, his search for a “third way,” is perhaps the most sustained engagement with biopolitics and deconstruction. With the help of Derrida, Wolfe’s project is to bring animal studies, which according to him has focused predominantly on ethics, together with biopolitics in order to think about animals politically. In this context, Wolfe is mostly concerned with the annual killings of more than ten billion industrial farm animals (in the US), which is constitutively biopolitical. In “Marine Microbiopolitics” I argue that Wolfe’s subject “before the law” is constructed “after science”; that is, in Wolfe’s account, biology may contribute to who counts as “subject” in the future, but it cannot interrogate the kind of limit that differentiates the “who” from the “what,” a subject from a non-subject or object. In other words, the role of science here is reduced to providing the content to the philosophical form; biology cannot interrogate the kind of “limit” between human and animal, bios and zoe, subject and object. That biology cannot make metaphysical or ontological contributions is a Heideggerian point (repeated by Wolfe) that is not compatible with what Derrida calls an “abyssal logic” in The Animal That Therefore I Am. Here, Derrida asks us to think what “a limit becomes once it is abyssal” (30-31), which I argue requires a reconceptualization of time (see also Schrader, “Abyssal Intimacies”). Thus, biodeconstruction–at least my take on biodeconstruction–goes further than Wolfe’s biopolitical re-rendering of the human/animal divide as a new “who”/”what” divide before the law that eschews species boundaries: the “subject” of politics is also constructed and deconstructed within (micro)biology. Or, as Vicki put it earlier, biology is agential.

    Vicki Kirby:

    In What if Culture was Nature all Along? (2017), my essay, “Matter out of Place: ‘New Materialism’ in Review,” directly engages this important question. With reference to Mary Douglas, I argue that all the different theoretical “turns” that produce a library of new titles every few years share a need to manage “matter,” and they put it somewhere that is either privileged or marginalised. It seems that if we don’t do this, then, as Douglas argues, things don’t make good sense. I agree with Astrid and Eszter that new materialism is heterogeneous in its claims, and often contradictory, and yet I think it offers a platform that can potentially reinvigorate arguments and assumptions that have become stale over the years. However, I have to admit that I’m often as encouraged as I am disappointed. For example, Eszter mentions Samantha Frost’s “rigorous rethinking of the nature/culture distinction.” However, I do think that the degree of interrogation is pre-emptively qualified in the introduction to New Materialisms: Ontology, Agency, and Politics, where Frost and Diana Coole note that “our material lives are always culturally mediated, but they are not only cultural” (3). It’s precisely here, in this appeal to what is outside or other than culture yet important nevertheless, that a lot of new materialist work finds its terms of reference.

    My hope is that we can refresh the page by acknowledging that the very words, “new” and “material,” might prove misleading. My concern has to do with the way in which many self-described new materialists seem happy to define their practice as a break from language and representation, as if we can put those misguided fascinations to bed and focus on real and important matters–all those things we were previously led to believe were inaccessible (not that I think Frost and Coole are making their argument in quite this way). Notably, Derrida never divided the world up in terms of access or aggregation, and “textuality” is not the containment of a symbolic, representational system authored by humans who are thereby cut adrift from the world’s material gravitas.

    I’ve certainly found a welcoming home of sorts in publications and events that come under the banner of (feminist) new materialism–I find it a broad church with quite disparate perspectives and an abundance of curiosity. For example, I’m learning a lot as research moves into intriguing areas, such as plant cognition and the sociality of vegetal life. So, regardless of the name that an intellectual movement might acquire, I guess we can always contest and reroute those names and their logics–the linguistic turn actually enabled me to consider “meat literacy.” I also agree with Astrid that there is an opportunity here for Derrideans and Deleuzians to reconsider their differences. I think that grammatological/feminist insights can always be had in uncanny ways and in unforeseen places if we pause to reconsider what might be hidden in plain sight.

    Footnotes

    1. For a quick introduction to what has now become a burgeoning literature, see Elizabeth A. Wilson’s discussion of the dilemma that placebo now poses for the pharmaceutical industry’s treatments for depression (“Ingesting Placebo”).

    2. For a compelling illustration and critique of feminism’s inability to acknowledge biological plasticity see Elizabeth A. Wilson’s discussion of somatic compliance in hysteria (“Introduction – Somatic Compliance”).

    3. Texts that look at Derrida’s usage from the point of view of immunology include Anderson and Mackay, Intolerant Bodies; Andrews, “Autoimmune Illness”; Samir Haddad, “Derrida.” See also Elina Staikou’s contribution in Part 2 of this special issue, as well as Staikou, “Putting in the Graft” and A. Timár, “Derrida.”

    4. See also Haraway, “Modest.”

    5. The “science wars” refer to exchanges between supporters of scientific objectivity (in the sense of neutrality) and postmodern critics in the 1990’s, which culminated with the so-called Sokal hoax, a supposedly nonsensical publication by physicist Alan Sokal in the journal Social Text.

    6. In Biodeconstruction, Francesco Vitale comes to a similar conclusion regarding Malabou’s understanding of what she terms Derrida’s “motor scheme.” Vitale notes: “This concept implies a rather relaxed recourse to the classical opposition between the sensible and the intelligible and to the classical motive of imagination as a middle term. Despite the vicissitudes of the supposed graphic paradigm, the motor schema has no hold on deconstruction, for which it is structurally unsustainable” (213).

    7. See Timár, “Eating Autonomy.”

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  • Introduction:Of Biodeconstruction (Part I)

    Erin Obodiac (bio)
    DePaul University

    Of Biodeconstruction is an invitation to an ongoing event, one that “precedes” even Jacques Derrida’s announcement that “the trace is the opening of the first exteriority in general, the enigmatic relationship of the living to its other” (Of Grammatology 75), and one that speculates on the day deconstruction’s “own historico-metaphysical character is … exposed” (9). The term biodeconstruction can be understood to include not only the already extensive writings about deconstruction and biopolitics, autoimmunity, nature-culture, the body, pharmakon, hospitality, death, vitalism, the question of the animal, survival, posthumanism, and the philosophy of life, but also a more recent emergence just as deconstruction is perhaps reaching its historical limits: for Catherine Malabou and others, contemporary biology brings deconstruction to these limits. This tension, if it is one, concerns in general the relation between philosophy and positivist-empirical science and in particular the critique of Derrida’s mobilization of biological discourses that deploy genetic, informatic, and cybernetic paradigms.

    In the opening section of his 1967 book Of Grammatology, Derrida asserts: “today the biologist speaks of writing and of pro-gram for the most elementary processes of information within the living cell. And, finally, whether it has essential limits or not, the entire field covered by the cybernetic program will be the field of writing” (9). This mobilization both supports Derrida’s signature elaboration of arche-writing and the trace as “prior” to writing in the narrow sense—a “priority” that extends beyond the human being, the living, and the animate—and at the same time draws attention to the vestigial logocentrism of genetic and cybernetic discourses:

    To suppose that the theory of cybernetics can dislodge by itself all the metaphysical concepts—all the way to concepts of soul, of life, of value, of choice, of memory—which until recently served to separate the machine from man, it must conserve, until its own historico-metaphysical belonging is also denounced, the notion of writing, trace, grammè [written mark], or grapheme. (9)

    Cybernetics, it appears, does not overturn certain metaphysical conceptions of human and animal being, not only because it has not evaluated the way in which arche-writing and the trace are the conditions of its own (im)possibility, but also because it cannot make legible the critical difference, or better, the différance, between writing and arche-writing, code and trace. If Derrida directs us to understand “the history of life—of what we here call différance—as the history of the grammè” (91) or to see that “cybernetics is itself intelligible only in terms of a history of the possibilities of the trace as the unity of a double movement of protention and retention” (84), this directive occurs, perhaps, not so much as a zany repositioning of genetics and cybernetics within the history of deconstruction, but as the troubling dehiscence in play and at work in any reading or writing. And yet: just as we enter the postgenomic era, which puts into question the informatic paradigm in genetics, so too might we repose Derrida’s question concerning the historico-metaphysical limits of arche-writing and the trace.

    Although biodeconstruction has come into its own in recent conferences, articles, and books, just as the linguistic paradigm in genetics has run its course—or, at least, has been challenged by epigenetics, systems theory, and research into the plasticity of the genome—Derrida’s engagement with biology, the life sciences, and the philosophy of life dates back to his earliest publications. For instance, in the 1963 Critique article “Force et signification,” he discusses epigenesis and preformationism as part of his critique of structuralism: we have here, avant la lettre, a preemptive strike against reified or formalist misreadings of Derrida’s emerging concept of writing—which might include “genetic writing,” given his familiarity with François Jacob and Jacques Monod’s 1961 article, “Genetic regulatory mechanisms in the synthesis of proteins,” which likens the workings of genetic material to cybernetic controls and linguistic operations. Derrida’s early books—Speech and Phenomenon, Of Grammatology, Writing and Difference—developed his signature concepts of arche-writing, trace, and différance alongside his critique of the living presence of self-consciousness, a cornerstone of phenomenology. His work began with and continued to dislodge logocentric, phonocentric, and phallocentric assumptions in the study of nature and technics, selfhood, the body, the machine, and death.

    If biodeconstruction appears to be a latecomer, it would not be as an excrescence of deconstruction, which has always been engaged with questions of living being, the philosophy of life, and differential materiality. Neither is it quite a result of external pressures from contemporary biology or philosophy (such as new materialism, which tends to harbor a positivist conception of life). Malabou, for instance, argues that Derrida and other philosophers (such as Agamben, Esposito, and Heidegger) have trapped themselves in outdated understandings of biology. Yet some of Derrida’s writings are uncannily compatible with recent findings in the life sciences, as if living beings and their life processes were themselves “deconstructive.” This is not to say that deconstruction “got it right” after all or that it could ever be validated by the sciences; there is an interminable differend here, or, more optimistically, one that is persistently generative.

    One example of this generativity, which presumes a metaleptic and proleptic skewing of any authoritative genealogy, could be the texts—Dawn McCance’s Reproduction of Life Death: Derrida’s La Vie La Mort (2019), Francesco Vitale’s Biodeconstruction: Jacques Derrida and the Life Sciences (2018), and Vicky Kirby’s “Tracing Life: ‘La Vie La Mort’” (2009)—that make a touchstone of Derrida’s 1975-76 seminar La Vie La Mort (which will finally be published in 2019). The seminar itself develops in detail—and in relation to Francois Jacob’s 1970 opus on genetics, La logique du vivant—the questions concerning biology that Derrida had already opened up in Of Grammatology in 1967. The life-death and living-on of the text is a vital concern of biodeconstruction, which is not to say that its practice is confined to genetic criticism, the avant-texte, or textual history. Although, for instance, box 22, folder 16 of the Derrida Papers at UC Irvine’s Special Collections and Archives includes a repository of conference brochures, panel materials, Derrida’s introduction, and notes from the 1992 colloquium “L’Analyse du génome humain: Libertés et responsabilitiés,” we might want to curb our archival enthusiasm and question the genealogical/genetic imperative, especially with regard to the biographesis of biodeconstruction.

    Despite (and because of) these qualifications, this issue of Postmodern Culture would like to give special acknowledgement to the work of Francesco Vitale, whose lectures, articles, and books—and, not incidentally, his camaraderie—provide a well-versed entrée into deconstruction’s present conjuncture. In his recent book Biodeconstruction: Jacques Derrida and the Life Sciences, Vitale follows the Derridean premise that différance and the trace not only organize and constitute all life, from the amoeba to the human being, but also exceed the divide between life and death. Life as a texture of differential traces is explored in relation to the genome as a mode of writing; unlike François Jacob’s La logique du vivant, which presents a logocentric conception of the genetic code, differential traces allow for an openness to the outside. As demonstrated in Vitale’s analysis of Derrida’s seminar La Vie La Mort, this openness also deconstructs the opposition between life and death: life-death, autoimmunity, death-drive, and cellular suicide are not aberrations, but constitutive of all forms of life.

    The essays in the present issue of Postmodern Culture navigate the conceptual analogues, and often the differend, between philosophy and biology by shoring up the critical force of deconstruction while attending to its limits. What comes into view is a differential materiality that counters the metaphysical tendencies in the philosophy of life and demonstrates that contemporary biology sometimes deconstructs its own positivism. The differential materiality outlined in this issue is partly in tandem with threads of new materialism, but counters the peculiar regressions—essentialism, transcendentalism, and positivism—that often mark that line of thought. Also undergirding the essays, perhaps symptomatically, is some ambivalence about the work of Catherine Malabou and Bernard Stiegler. Malabou’s exploration of plasticity as a philosophical and biological principle and Stiegler’s theorizing of epiphylogenetics as the dynamic at work in the history of technics exemplify two post-deconstructive ventures that take issue with Derrida’s elaboration of arche-writing and the trace. On the one hand, “plasticity” seeks to replace writing or inscription as a model, and on the other, “epiphylogentics” limits the trace to living beings, specifically the human being capable of exteriorized protentions and retentions. “Of Biodeconstruction” attempts to resist the tendency to retreat from or disavow some of the more far-reaching implications of Derrida’s statements about arche-writing and the trace. “Of Biodeconstruction” also hopes to loosen disciplinary strictures as the essays traverse terrain familiar and far-afield.

    In the manner of a textual mitosis, “Of Biodeconstruction” is divided into two parts. Part I situates biodeconstruction within the current critical context and the Derridean groundwork; Part II presents targeted readings in biodeconstruction and an analytic response from Catherine Malabou.

    Part I begins by asking “How do we do biodeconstruction?,” staging a conversation between Vicki Kirby, Astrid Schrader, and Eszter Timár on biodeconstruction as a practice that engages new materialist feminism, feminist science studies, the political economy of nature-culture, and biology as a social allegory. Biodeconstruction intersects with the work of collaborators/antagonists such as Lynn Margulis, Rosi Braidotti, Catherine Malabou, Jane Bennett, Judith Roof, Karen Barad, and Monika Bakke; intersectionality and the intrusion of attendant meta- or master discourses are given careful consideration.

    The next essay, Francesco Vitale’s “Reading the Program: Jacques Derrida’s Deconstruction of Biology,” takes up Derrida’s 1975-76 seminar La Vie La Mort to analyze heredity, memory, and genetic program in relation to the trace and différance. In contradistinction to François Jacob’s The Logic of Life—which emphasizes a fixed program in genetics—Derrida’s intervention (along with George Canguilhem’s “The Concept of Life”) demonstrates that the totalizing closure and self-same identity that characterize the impermeability of “program” to the outside are untenable. The invocation of “writing” in genetics does not by itself produce a deconstructive biology—the risk of logocentrism and metaphysics in fact persists—rather, it pushes Derrida to zoom in further on the differences between arche-writing and writing in the narrow historical sense. Instead of confirming what might already be understood by heredity, genealogy, and memory, Derrida’s discourse on the trace, différance, and the supplement opens up a critique of DNA as fixed genetic program. In the seminar La vie la mort, the analysis of the analogy between cerebral memory and genetic memory, the analysis of the use of analogy in genetics, and the analysis of genetics as analogy expose the logocentric metaphysics imported by the informatic and cybernetic paradigm in biology. Derrida argues that between cerebral and genetic memory, instead of analogy, there is a differential relation: différance and the mnemotechnics of the trace subtend the cerebral and the genetic. Vitale’s essay suggests that for biology this différance means that the “program” is always open to the outside, a suggestion compatible with recent developments in genetics that emphasize environment, such as epigenetics.

    In “Grammatechnics and the Genome,” Erin Obodiac argues for an expanded reading of the trace in relation to plasticity. Revisiting Derrida’s exposition of the trace as originary technicity and originary supplement, Obodiac suggests that understanding genetic writing as “plastic inscription” returns Catherine Malabou’s discourse on epigenetics and epigenesis to what was already intimated in Derrida’s 1967 Of Grammatology.

    Mauro Senatore’s “Leaving a Trace in the World (II): Deconstruction and the History of Life” outlines ways in which the trace deconstructs the metaphysics of life and consciousness. Analyzing a range of texts from Derrida’s 1967 La Voix et le Phénomène [Speech and Phenomena] to the publication of The Beast and the Sovereign (Volume I) in 2008, Senatore follows through on Derrida’s sustained critique of phenomenological and Cartesian discourses on consciousness, temporality, and animality.

    ________

    Forthcoming in “Of Biodeconstruction” Part II, Elina Staikou’s “Autoimmunity in Extremis: The Task of Biodeconstruction” explores the radical dimensions of Derrida’s concept of autoimmunity. Raoul Frauenfelder’s “Biodeconstructing Merleau-Ponty” puts into question the teleological closure reasserted by the phenomenological reading of the living being. Jonathan Basile’s “How the Other Half-Lives: Life as Identity and Difference in Bennett and Schrödinger” sets biodeconstruction against new materialist, genetic determinist, and anthropocentric conceptions of life. Riccardo Baldissoni’s “Of Other Jaguars: Glosses to the Writing of God” reflects upon the continuity between ontotheology and biological science. Part II concludes with a response to “Of Biodeconstruction” from Catherine Malabou.

    ________

    The contributors to this double issue of Postmodern Culture would like to extend special thanks to Lynn Turner, who facilitated biodeconstruction panels at two separate Derrida Today conferences, and to Francesco Vitale, who convened an intensive seminar at the 2017 meeting of the American Comparative Literature Association, among several other biodeconstruction events.

    Works Cited

    • Derrida, Jacques. Of Grammatology. (1967) Translated by G. C. Spivak, Johns Hopkins UP, 2016.

  • Notes on Contributors

    Lily Cho is Associate Professor in the Department of English at York University. She has published essay on vernacular photography in Interventions, Citizenship Studies, and Photography and Culture. Her current project, Mass Capture: Chinese Head Tax and the Making of Non-Citizens, looks at identification photography as a technology through which racialized migrants are excluded from citizenship. She is a member of the Toronto Photography Seminar.

    Christian P. Haines is Assistant Professor of English at Dartmouth College. He has recently finished a book titled A Desire Called America: Biopolitics, Utopia, and the Literary Commons, forthcoming with Fordham University Press. His work has appeared in journals including Criticism, Genre, boundary 2, and Cultural Critique. He is co-editor of a special issue of Cultural Critique, “What Comes After the Subject?” (Spring 2017), and contributing editor for Angelaki: A Journal for the Theoretical Humanities. His current research concerns the relationship between finance capital and contemporary cultural production. Work from this project is coming out in The Routledge Companion to Literature and Economics and Neoliberalism and Contemporary American Literature (University of New England Press).

    Walter Faro specializes in poetics and 20th-century American literature, exploring through practice and theory the ways in which written forms become taxonomized and historicized, while attending to the performative effects of those lasting conceptions. He is currently on leave from graduate work at Pennsylvania State University as he writes his first book, which is about his late father’s life as an assassin and international mercenary, and what it was like to be raised to kill in 21st-century America.

    Akshaya Kumar is Assistant Professor in the School of Humanities and Social Sciences at Indian Institute of Technology, Indore. He is finishing a monograph provisionally titled Provincializing Bollywood: Bhojpuri Cinema in the Comparative Media Crucible, which situates a low-budget media industry in the context of South Asian film and media history. He has published numerous articles on Media and Cultural studies in Social Text, Television and New Media, Quarterly Review of Film and Video, South Asia: Journal of South Asian Studies, and Contemporary South Asia, among others. The current article is part of a work-in-progress project on the various entanglements of media, capital, and politics.

    Guanglong Pang is a second year MA Candidate from the Department of Geography at York University in Toronto. His research interests are Chinese international students and international higher education. His thesis research focuses on the co-constitutive relationships between the experiences of studying abroad, the changing Chinese labor market prospects and one’s family situation in shaping students’ perceptions about their career success and future social position in the People’s Republic of China.

    Isabelle Parkinson is a Teaching Fellow in the Comparative Literature Department at Queen Mary, University of London. Her research focuses on the relations between modernist literary practice and cultural, social and political institutions and on the historiography of the avant- garde. Her doctoral thesis, ‘Whose Gertrude Stein? Contemporary Poetry, Modernist Institutions and Stein’s Troublesome Legacy’ (2017), examined Stein’s place in histories of the avant-garde that find a genealogy outside the modernist ‘institution’ for late-20th- and early 21st-century experimental poetry. She is currently working on a monograph, Modernism’s Homo Sacer, which explores the biopolitics of the right to write in modernist debates about Stein’s authorship.

    Thangam Ravindranathan is Associate Professor of French Studies at Brown University. She is the author of Behold an Animal. Four Exorbitant Readings (forthcoming, Northwestern University Press, 2019), Là où je ne suis pas. Récits de dévoyage (Presses Universitaires de Vincennes, 2012), and co-author (with Antoine Traisnel) of Donner le change: L’impensé animal (Editions Hermann, 2016).

    Megan Ward is Assistant Professor of English at Oregon State University. She co-directs the digital collection Livingstone Online and is the author of Seeming Human: Artificial Intelligence and Victorian Realist Character (Ohio State UP, 2018).

  • Reading Under a Big Tent

    Megan Ward (bio)
    Oregon State University

    A review of Whitson, Roger. Steampunk and Nineteenth-Century Digital Humanities: Literary Retrofuturisms, Media Archaeologies, Alternate Histories. Routledge, 2017.

    The field of digital humanities has had a contentious relationship with the idea of the “big tent,” or a widely inclusive approach that embraces a variety of disciplines, methodologies, and theories. On one hand, pitching such a big tent seems a way toward a more diverse set of practices. On the other hand, academic expertise is sometimes defined by the very smallness of the tent. Roger Whitson’s Steampunk and Nineteenth-Century Digital Humanities is an ambitious, interdisciplinary work that stakes out a very big tent. It ranges from nineteenth-century theories of labor and mechanical calculation to present-day steampunk novels, art, and fandom, approaching these texts from a blend of theoretical perspectives captured by the book’s subtitle: “literary retrofuturisms, media archaeologies, alternate histories.”

    I suspect that – just one paragraph in – readers of this review already have an opinion about this methodological and historical range. And I think that Whitson’s book will appeal deeply to those who find this approach exciting, though I doubt that it will change skeptics’ minds. Whitson unites his disparate approaches under the term “steampunk methodology,” meaning that steampunk’s anachronistic, imaginative repurposings of Victorian culture offer a new kind of scholarly practice. Steampunk, he argues, gives us a new reading practice, one that isn’t constrained by historical period or close reading but instead gives us access to “a startlingly diverse set of narratives about the nineteenth century, themselves a consequence of the objects, cultures, signals, and interfaces used to access that history” (5). I find this to be the most exciting part of Whitson’s project. It opens up an energizing range of possibilities for studying the past in the presentist mode that has recently garnered much attention in Victorian literary studies (see, for instance, “V21 Forum”).

    Whitson practices this methodology in order to create the “nineteenth-century digital humanities” of the book’s title, a back-and-forth process between Victorian studies, digital humanities, and European nineteenth-century culture. At some points, this proves to be digital humanities practiced in ways influenced by nineteenth-century culture, as when Whitson advocates for a non-human form of digital labor informed by Friedrich Engels’s The Condition of the Working Class in England. At other times, this means digital humanities practices that study the nineteenth-century, which might include a digital forum for the Journal of Victorian Culture Online about baking from Victorian recipes or Lego enthusiasts re-making Charles Babbage’s difference engine. While each instance is creative and intriguing, the concept of “nineteenth-century digital humanities” would be more compelling if it were more cohesive methodologically across the book as a whole. For instance, Whitson’s reading of the nineteenth-century origins of non-human digital labor is evocative and would be even stronger if it were better connected to the other chapters. As this chapter is bookended by a chapter on geologic time and one on steampunk fandom, it left me with a sense of great possibility for this approach but without a clear payoff.

    Some readers will enjoy Whitson’s engagement with a wide range of materials, creators, and theories. For me, that is the crux of this book: it offers a methodology that depends upon historical, textual, and theoretical breadth, and that breadth challenges a more traditional approach to scholarship predicated on depth. Whitson’s method and content are deliberate and well thought through, as he sees both the fields of digital humanities and Victorian studies as unnecessarily limited by historical period and by audience. For him, steampunk is a way to undo those limitations, to open up these fields through anachronism.

    This leads me to Whitson’s most provocative claim: that scholarship should look outside the academy for interlocutors, inspiration, and even education. He argues that “publics are already participating in the digital humanities” by “discussing nineteenth-century history on Twitter chats and Google Hangouts, by writing steampunk novels published electronically on Kindle or on individual blogs, and by constructing steampunk technologies displayed at hobbyist and engineering conferences” (6). I find myself hard-pressed to see this as evidence of scholarship, as the intellectual work that Whitson cites tends to be smart and earnest but does not necessarily engage with debates or technologies current in the digital humanities. I admire, however, that Whitson puts his ethos into practice in each chapter, looking to steampunk hobbysists, activists, role players, bloggers, artists, writers, and makers for theories of temporality, materiality, and identity. He interviews steampunk fans, for instance, to argue that scholars of Victorian culture can “lear[n] from the ways steampunk fans appropriate and complicate historical knowledge to make it applicable to their lives” through cosplay, performance, panel discussions, and online chat (164).

    This is not to say, however, that Steampunk itself is not grounded in traditional scholarship. Whitson carefully frames his arguments within contemporary scholarship and employs concepts from media archaeology theorists such as Friedrich Kittler and Jussi Parikka. Traditional scholars of Victorian literature and culture might assume that this book isn’t for them, but that isn’t necessarily the case. Whitson grounds steampunk culture in original readings of Victorian figures such as Charles Babbage, Isabella Bird, and Friedrich Engels as well as in discussions of online platforms for Victorian studies, such as BRANCH and JVC Online. At the same time, scholars of contemporary culture will also find much to enjoy in the discussions of steampunk novels, art, activism, and digital media.

    The book opens with an investigation of machines and time, offering the most cohesive, in-depth exploration of method and text. The first chapter examines temporality in many difference engines, arguing that the industrial efficiency of Charles Babbage’s nineteenth-century mechanical calculator gets revised in William Gibson and Bruce Sterling’s famous 1990 steampunk fiction and in various Babbage engine remakes from the nineteenth century to the present. Chapter Two continues to examine mechanization, first reading Ken Liu’s The Grace of Kings (2015) to develop a steampunk understanding of the way that culture impacts technological development. Whitson contrasts this reading with Isabella Bird’s Chinese Pictures (1900), which, he argues, portrays China as Britain’s ghostly, pre-industrial alternative. In these two chapters, ideas, texts, and objects are in fascinating conversation across time. Whitson weaves together a remarkable breadth of texts, historical moments, and concepts, but there is still a clear thread to follow as we see the multifaceted effects of industrial time.

    The middle of the book shifts focus, moving toward a more diffuse series of topics united by activism. Chapter Three begins with nineteenth-century Scottish geologist James Hutton’s idea that geological mechanisms extend well beyond the time of human understanding. Whitson reads China Miéville’s novel Iron Council (2004), which, he argues, uses computing as a form of human revolutionary action. The chapter concludes with steampunk paintings and repurposing to show different strategies for computing in the face of ecological change. Chapter Four, like Chapter Three, offers invigorating readings, this time in service of the question of labor in steampunk repurposing. Beginning with a reading Friedrich Engels’s theory of labor as a cybernetic blend of human and machine, Whitson moves to Neal Stephenson’s critique of labor in the 1995 neo-Victorian novel The Diamond Age. He concludes with a discussion of steampunk engineers as an alternative to the capitalist-driven Maker Movement, in their emphasis of ecologies over individual profit. The middle section exemplifies both the strengths and weaknesses of Whitson’s approach: the range is admirable, but sometimes it comes at the expense of sustained analysis.

    The final chapter makes the most explicit case for steampunk as an anachronistic methodology by showing it already at work in steampunk fan communities. Using interviews with activists, bloggers, and fans, Whitson argues that steampunk constitutes a queer public – but one that, he emphasizes, is imperfect and subject to oppression. Given this steampunk model, the final section asks how nineteenth-century digital humanities might enable various publics to participate in Victorian scholarship. “Scholarship” here is conceived very broadly – more broadly than I’m comfortable with, but nonetheless in a way that makes sense given the chapters that have come before. For Whitson, interacting with Victorian literature and culture through hobbies, cosplay, and online discussions offers ways to enrich Victorian studies and make it relevant to a broader audience. In the face of an almost non-existent job market and declining English majors, this may be a way to make scholarly work more publicly engaging.

    Finally, the epilogue picks up the thread of temporal frameworks from the beginning of the book, looking to the posthuman Victorian history evidenced in steampunk video games such as Sunless Sea and Bloodborne. Together, these chapters examine the ways that steampunk’s anachronisms and uses of technology might help us imagine different kinds of nineteenth-century studies, including rereading familiar nineteenth-century texts in light of their contemporary remaking. In this way, Whitson writes in the tradition of books such as Jay Clayton’s Charles Dickens in Cyberspace, which helped inaugurate Neo-Victorian studies. Steampunk offers a significant methodological contribution to that field.

    Ultimately, I want to emphasize this book’s ambition and creativity. This is not Whitson’s first book; he also co-authored William Blake and the Digital Humanities. Nonetheless, Steampunk and Nineteenth-Century Digital Humanities is a bold venture, showing impressive range in roaming across periods, media, and theories in order to reveal complex pathways connecting the Victorian period to our own.

    Works Cited

    • “V21 Forum on Strategic Presentism.” Victorian Studies, Vol. 59, No. 1, Autumn 2016.
    • Whitson, Roger. Steampunk and Nineteenth-Century Digital Humanities: Literary Retrofuturisms, Media Archaeologies, Alternate Histories. Routledge, 2017.
    • Whitson, Roger, and Jason Whittaker. William Blake and the Digital Humanities: Collaboration, Participation, and Social Media. Routledge, 2013.
  • “This thick and fibrous now”

    Thangam Ravindranathan (bio)
    Brown University

    A review of Haraway, Donna. Manifestly Haraway, U of Minnesota P, 2016 and Staying with the Trouble: Making Kin in the Chthulucene, Duke UP, 2016.

    Published a few months apart, Manifestly Haraway (April 2016) and Staying with the Trouble: Making Kin in the Chthulucene (September 2016) together attest to the unique, undimmed pertinence of Donna Haraway’s thinking to our “strange and uncertain” times (as Barack Obama recently called them). The three-in-one volume Manifestly Haraway carries reprints of the two essential manifestos—The Cyborg Manifesto (originally published in 1985) and The Companion Species Manifesto (2003)—followed by the transcript of a conversation (“Companions in Conversation”) that took place over three days between Haraway and Cary Wolfe at her Santa Cruz home in May 2014. Absorbing if elliptical, the conversation sets itself the task of thinking together meaningfully the two epoch-making manifestos, revisiting the material-historical-political contexts and thought-worlds that shaped their particular objectives and deep continuities. The dialogue closes with Haraway gesturing toward a third manifesto in the offing—a “Chthulucene Manifesto.” This work appeared a year later under the jauntier title Staying with the Trouble, gathering essays written between 2012 and 2015 and broadly concerned with the theme of multispecies survival in the Anthropocene.

    Thirty years after its first publication, The Cyborg Manifesto: Science, Technology and Socialist-Feminism in the Late Twentieth Century reads just as powerfully. As the “noninnocent” child of socialist-feminism and the Cold War-era of “command-control-communication-intelligence,” the cyborg famously refused to simply reject science and technology, or to dream of lost wholeness. It saw clearly that erstwhile forms of resistance (premised on identities or totalizing theories) were increasingly obsolete, but also that late capitalism’s military-industrial-technological and information systems had the potential to unravel the dualisms historically structuring the Western self and its practices of domination: self/other, organism/machine, mind/body, culture/nature, human/animal, male/female, reality/appearance, matter/fiction. In these conditions, Haraway memorably argued, the socialist-feminist movement needed to resist the “nothing-but-critique” impulse; rather, it needed to recognize its ironic allies in “transgressed boundaries” and “potent and taboo fusions” across gender, race, class, species, method and matter (52). As the organization of labor, market, gender, time, mobility, knowledge, communication, body, skin, and life changed substantively in the Reagan-Thatcher years, “cyborg writing” needed to be alert to the danger of naturalizing and sentimentalizing what was being lost—often inseparable from forms of oppression—and wake to the possibilities emerging from contradiction, unnaturalness and ambivalence. Without question one of the most influential, lucid, electric, thought-rebooting, anti-depressive texts of the late twentieth century, The Cyborg Manifesto described—in acidic, irrepressible prose—the ironic, even “blasphemous” form that the revolutionary struggle against the Western logos would have to assume in order to survive in the military-industrial-cybernetic age: “Perhaps, ironically,” wrote Haraway, “we can learn from our fusions with animals and machines how not to be Man, the embodiment of Western logos” (52).

    How not to be Man was also the concern, one could say, of The Companion Species Manifesto: Dogs, People and Significant Otherness, where “dog writing” is argued for as “a branch of feminist theory”—with Haraway adding, ever the iconoclast, “or the other way around” (95). Seeing in twenty-first-century human-canine companionship an instructive guide for “fleshly material-semiotic” co-evolution and survival, she cautions: “Dogs are not surrogates for theory; they are not here just to think with. They are here to live with” (98). This text, with its greater dose of biography, worldliness, vulnerability, domesticity, sharing, joy, and saliva than The Cyborg Manifesto, (knew that it) risked striking readers of the angry/melancholic twentieth-century anti-bourgeois anti-realist persuasion as less radical. But therein lay precisely the provocation (and dogs’ well-documented talent for warm-and-fuzzily fooling us): man’s best friend is also his most “ecologically opportunistic,” techno-engineered, ironic, protean, ambiguous, co-constitutive, inescapable symbiont—not to say satellite and shadow (my terms). Wolfe does not even need to go into explicit details (or “to the dogs,” as Haraway might put it). As a longtime close reader and companion thinker, his conviction gives Manifestly Haraway its framing hypothesis: however differently they “ramify” (as he likes to repeat), the two manifestos wrestle with very much the same questions. Haraway in turn agrees with his suggestion, when discussing The Companion Species Manifesto, that “the figure of the cyborg was not queer enough for the work [she] wanted to do then” (she adds: “also not intimate enough” (254-255)). To those who might want to ask her “Why did you drop your feminist, antiracist, and socialist critique in the ‘Companion Species Manifesto’?” she answers: “Well, it’s not dropped. It’s at least as acute, but it’s produced very differently. There’s a sense in which the ‘Companion Species Manifesto’ grows more out of an act of love, and the ‘Cyborg Manifesto’ grows more out of an act of rage” (219) (my emphasis).

    Beware ye “dog phobic[s]” and “those with their minds on higher things” (95)! What may appear, in the move from cyborg to dog and rage to love, to be a mellowing (as we too often—pessimistically? ageistically?—tend to call the evolution of things over time) is more likely the opposite. As the conversation proceeds, it becomes clear that Wolfe has been thinking hard about this and is guiding them both towards a very precise set of articulations. For him, the radical politics and irony of The Cyborg Manifesto are “sustained” in The Companion Species Manifesto, but, he ventures, “they’re retooled within a context that I would call more thoroughgoingly biopolitical,” and “that’s a very different context from command-control-communication-intelligence and the military industrial complex” (even if they may overlap) (219). Haraway responds tentatively to this reading at first (“I hope that’s true”); what is at least as true is that—even while her post-Cyborg writings devised (as Wolfe notes) an ever-richer figural and syntactic vocabulary for talking about earthly survival and bodily cohabitation (think of natureculture, becoming-with, response-ability, ongoingness, the Chthulucene, compost communities etc.)—the presence of the biopolitical as explicit frame or word has been noticeably scarce. There are interesting reasons for this (as I see it). For one, to be committed to the biopolitical as lexicon and paradigm is to follow a Foucauldian and/or Agambenian line of analysis that Haraway’s practice of resolutely eclectic, feminist (“My sisters rock!” 283), cross-disciplinary, “kitchen-sink” scholarship and “excessive citation” has always exuberantly overshot (292). For another, her authentic interest in “[h]ow to truly love our age, and also how to somehow live and die well here, with each other” (207)—a stance of “joy” in which she is closest to Isabelle Stengers—has arguably stood her at affective and rhetorical odds with the themes and verdicts of biopolitical thought, at least in its negative dimension (which, until recently, remember, was its main dimension). And then there is the fact that a note to The Cyborg Manifesto dares to declare the biopolitical age (of “medicalization and normalization”) over (“It is time to write The Death of the Clinic“), succeeded by an age of advanced multinational capitalism, networking, automation—calling precisely for cyborg politics (69). Finally, there is something of a genre gap, if one considers the rule first evoked in The Companion Species Manifesto and observed even more seriously in the works that followed: “no deviation from the animal stories themselves. Lessons have to be inextricably part of the story” (109). The resolute preference for love/joy/rage over critique, for stories over theories, for messy multiplicities over neatness is in turn of a piece with an overall poetic and ethical sensibility that runs deep. Haraway has always written against “hygienic distance” (108; “because love is always inappropriate, never proper, never clean,” 275), and to that extent against both biopolitical regimes (that identify, regulate, extract, monocultivate, optimize) and a dominant strand of biopolitical thought (which, in critiquing biopower, inevitably lends it unbearable dominance). Her unembarrassed calls to “forbidden love,” ironic alliances, “oral intercourse” with dogs (yes, literally), infections and miscegenations, “worldings,” “compost” and “humus (over “posthuman,” most recently) have made Haraway to much critical theory what a radical toxic-yard co-op permaculturalist is to certified organic farming. Make kin not babies! would become the credo of Staying with the Trouble. Immune systems, beyond their biopolitical operativities, are for Haraway live ecological archives—blueprints for past and future communities: “they determine where organisms, including people, can live and with whom” (122).

    Wolfe, undaunted, keeps bringing the biopolitical back in—taking his cue perhaps from the tireless retriever for which he can safely bet Haraway would have infinite patience (which brings us to the burning and unaddressed question at the heart of this conversation: does Wolfe have a dog? Or, to put it in Haraway speak, does a dog have Wolfe?). The bee in his bonnet is the fact that the human/dog relation, increasingly regulated and medicalized, “is in fact part of a much larger biopolitical fabric” (245), an instance of life subject to strategic, routinized power, and, as such, for analysis, a problem. Besides, shouldn’t we heed the differences between “pets” (henceforth known as companion species), “pests,” factory farm animals, zoo animals, wildlife, etc., not to say, as Wolfe has recently suggested, between bio and zoë, as this distinction divides different animals? True, in Staying with the Trouble Haraway moves from pigeons to dogs to ants as if this difference does not matter fundamentally. But on the other hand, a chapter in that book titled “Awash in Urine” (whose first version was published in 2012) is surely as dirty an engagement with the biopolitical as they come, retracing the ironic story of the synthetic hormonal drug DES (diethylstilbesterol) harvested from pregnant mare urine and prescribed to Haraway’s dog (Cayenne) for incontinence just as it had been prescribed for years to menopaused (“estrogen deficient”) women—until shown to be linked to increased incidence of breast cancer and heart disease (a cause taken up by women’s movements) and discontinued for human use. In that most personal chapter of the book, Haraway addresses both the multibillion-dollar pet pharmacare industry and the gendered cross-species predicaments produced by a “still-expanding conglobulation of interlinked research, marketing, medical and veterinary, activist, agricultural, and scholarly body-and subject-making apparatuses” (115). She even throws in the words “biopolitical” and “biocapital,” yet no diagnostician’s gloom weighs her down. Rather, she draws from this story yoking her aging self to her aging dog an upbeat lesson in “viral response-ability,” which she defines as

    carrying meanings and materials across kinds in order to infect processes and practices that might yet ignite epidemics of multispecies recuperation and maybe even flourishing on terra in ordinary times and places. Call that utopia; call that inhabiting the despised places; call that touch; call that the rapidly mutating virus of hope, or the less rapidly changing commitment to staying with the trouble. (114)

    She goes on to write in her signature brachylogical prose:

    It is no longer news that corporations, farms, clinics, labs, homes, sciences, technologies, and multispecies lives are entangled in multiscalar, multitemporal, multimaterial worlding; but the details matter. The details link actual beings to actual response-abilities. Each time a story helps me remember what I thought I knew, or introduces me to new knowledge, a muscle critical for caring about flourishing gets some aerobic exercise. (Staying 115)

    “Caring about flourishing” appears here as the delightful, provocative other to the “biopolitical”; certainly “to flourish” is a verb conspicuously absent from the biopolitical theory “canon.” But Wolfe is keen—and has come prepared—to reclaim this decisive duality within biopolitical thought. His last book, Before the Law: Humans and Other Animals in a Biopolitical Frame (2013) had focused precisely on such a fundamental ambivalence within Foucault’s thinking (his “debt to Nietzsche”) and what contemporary biopolitical analyses were doing with it. As noted by commentators such as Jeff Nealon and Maurizio Lazzarato (on whose readings Wolfe relied critically), biopower in Foucault worked on bodies “not always already abjected,” (as they are in Agamben) but”enfolded via biopower in struggle and resistance” (Wolfe 32). Its power necessarily originated in something other than itself; before biopower could affect concrete objects/subjects, it had to be a relation between virtual forces, implying their virtual “freedom.” Thus the potential for something as “creative” and “aleatory” as life “to burst through” biopower’s systematic and thanatological arrangements was already inscribed within biopolitical thought—and not only as an impasse, as Roberto Esposito saw it—but “in ways more and more difficult to anticipate” (Wolfe 32-3). Wolfe’s conclusions in that book—notably his conviction that biopolitical thought has arrived at a “specific juncture” (Manifestly 253)—drive his engagement here with Haraway. For one, he is interested in thinking an “affirmative biopolitics” that would both correct the “almost hysterical condemnation and disavowal of [pre-political] embodied life” in a certain lineage of thinkers—Arendt, Agamben, Rancière, Badiou, Zizek—and avoid the pitfall of simply celebrating positive, undifferentiated life (think deep ecology of the 1970s, or Esposito today) (Wolfe 30, 59). Second, given his own longtime investments and following Nicole Shukin’s sharp analyses in Animal Capital (published in his own Minnesota UP “Posthumanities” series), he is committed to the idea that the analysis of biopower—known to operate ultimately at the level of flesh (rather than person, in which Wolfe agrees with Esposito)—logically and powerfully demands that attention be paid to animal life, yet has tended to ignore it (as its “internal limit,” to quote Shukin). For Wolfe, then, a movement against factory farming “has the potential to actually radicalize biopolitical thought beyond its usual parameters” by drawing attention to the fate of sentient, embodied life (Wolfe 51).

    Spoiler alert! Wolfe easily gets Haraway to agree that she is doing a certain kind of “affirmative biopolitics,” enabled precisely by a “root feminist thinking” that has never been afraid to explore “an affirmative sense of mortal connection with other forms of life” (Manifestly 264-265). In a nice twist, she becomes the answer to Wolfe’s question of “what an affirmative biopolitics would look like.” Haraway’s other lineage here is of course ecological politics (from Val Plumwood to Thom Van Dooren)—another vexed part that Wolfe wants to reconnect to the biopolitical whole. At this point, Wolfe’s highly systematic mind (remember how he made deconstruction and systems theory converse like long-lost cousins in What is Posthumanism?) has him reevaluating feminism and ecology as analogous formations—both extraordinary legacies for thinking mortal life affirmatively and across difference, both limited awhile (until they were thankfully queered) by their tetheredness to reproductive discourses, and both badly needed today to extend, radicalize, and indeed realize the vital critical potential of biopolitical thought—which also means to rethink and sustain “life” and “politics” within it.

    I put down Manifestly Haraway thinking that these two thinkers flourished in concert, precisely because they stretched and entangled and disentangled the branches, the roots, the skins, the antennae of their thought-worlds furthest. At the same time I wondered whether anything had really been said, whether any “becoming-with” had happened at all. For Haraway, in a sense, the whole palaver around biopolitics stems from an historical “misunderstanding” that develops “in a colonial institutional framework, of getting rid of the enemy and managing the subordinate. Sterilization, exclusion, extermination, transportation, so on and so forth” (248-249). Not that this framing of things was not absolutely strategic; the point is rather that this was never how the world actually worked or would continue to work. The biopolitical frame was “the misunderstanding of historical multispecies life,” an impoverished description that stood at every point to be belied by everyday ordinary associations and infections (248). This is why resistance is about (earthly) storytelling more than (unearthly) critique, and why politics is a power struggle over who gets to tell which stories. Here we also find the reason why Haraway remains a keen student of the biological sciences, where a “tectonic shift” is revealing the ways in which earthly life uncannily resembles its most radical tellings: critters are ecosystems, bounded individualism simply does not occur in nature (nor does “nature”), and cyborg/companion species writing was, quite (im)modestly, only refusing to pretend not to know this.

    Because you literally can’t sterilize; the hand-sanitizer thing is a bad joke. The main point is that insofar as biopolitics is concerned, this question of ecosystem assemblages is the name of the game on Earth. Period. There is no other game. There are no individuals plus environments. There are only webbed ecosystems made of variously configured, historically dynamic contact zones. (248-250)

    There is a difference at play here between the two thinkers that is not quite (or not only/wholly) the realist/materialist vs. idealist or the negative vs. affirmative divergence that may divide strands of philosophico-political thought. It is something more like the difference between two understandings of writing’s relationship to its matter. Perhaps one could call it, dramatically, old-fashionedly, the difference between the problematic and the poetic mode—where one critiques an assumed-to-be-existing world that one may reasonably fear is (i.e which nothing in principle prevents from being) uninhabitable, while the other describes a world into being, and in doing so dwells (as its very inscription, if you like) vulnerably and until the end in/with/as it. Endnote #5 of The Cyborg Manifesto had called knowingly for “language poets” (69-70), and Staying with the Trouble repeats ethnographer Marilyn Strathern’s lesson: “It matters what ideas we use to think other ideas” (34). Might there be a case for thinking the stakes of this problem/poem difference as it plays out in critical thinking today, and conditions the potential for our being wholly subjected to biopolitical regimes? Are we not at a juncture where poetry and philosophy can—and must—come together again? Or is it too late to dwell in and with and as the world? Whatever one may think of that question, or of Haraway’s latest recourse to humus and compost as figures for dwelling, there are few thinkers who can say about their thinking what she so exquisitely says to Wolfe: “This is not just the way I work, this is how worlding works” (Manifestly 212).

    “Companions in Conversation” touches on a number of other points of interest to readers in contemporary critical theory, biopolitics, the Anthropocene, feminism and ecology. For instance, Haraway offers a more nuanced argument here than in Staying with the Trouble for her unwillingness to use the term “Anthropocene” (preferring instead “Capitalocene” or, better, “Chthulucene,” from the word for earth—and therefore life and potential—no connection to “misogynist” Lovecraft). While in that book she objects to “Anthropocene” essentially on the grounds that the best natural and social sciences (i.e. biology and philosophy) have by now thoroughly debunked bounded, neoliberal individualism—and therefore human exceptionalism—and that there is therefore no sense in reinstating yet another great phallic adventure tale with Man as its tragic hero (31, 47), in talking to Wolfe she points out that the term seems to suggest a “species act,” “an act of human nature,” whereas what is at issue is “a situated complex historical web of actions—and it could be, could have been, otherwise. But people forget that, partly because of the power of the word” (237-238; my emphasis). In this argument, Haraway is in the company of French historians Christophe Bonneuil and Jean-Baptiste Fressoz, authors of The Shock of the Anthropocene, who argue methodically against the naturalizing powers of the Anthropocene narrative; not only could things have been otherwise, but at every point of history, there are records of alternative forms of knowledge, practice and community (and more sustainable conceptions of world), which certain namable agencies and interests—imperialist, capitalist, fossil fuel, agro-chemical—knowingly defeated. In another fascinating moment, Haraway expands on her debt to the sacramentalism of Catholic theology, and how it set her up to be suspicious of “the various purifications and sortings of the world”—between word and flesh, world and trope, “semiosis and fleshliness,” “mind/body, animal/human, signifier/signified, nyeh-nyeh/nyeh-nyeh” (268-269). Steepedness in Catholic/Peircian material semiotics is something Haraway significantly shares with her two close “companions in thinking,” Isabelle Stengers and Bruno Latour—which leads to a joke about a Catholic takeover via Paris, Brussels and Santa Cruz. As one might expect, the conversation is also remarkable—as is Staying with the Trouble—for the tributes Haraway consistently pays to her many teachers, interlocutors, co-travelers: Lynn Margulis, Octavia Butler, Ursula LeGuin, Anna Tsing, Valerie Hartoum, Vinciane Despret, Vicki Hearne, Strathern, Stengers.

    One must be patient with the “Conversation,” and read it for the deep lines of thought it casts out but, given its format, can examine only gesturally. There are so many places where it inevitably advances by way of shorthand allusions (especially when Wolfe is speaking), “say-no-more”-type responses, incomplete sentences or sentences started by one speaker to be completed sympathetically by the other that one sometimes wishes there were footnotes. The stage-direction-like inserts of laughing, and the reference at one point to deep breaths and some well-aged Scotch, are as incongruous as they are cute; at the very least, this is useful stuff for anyone wishing to reenact the conversation as a play. But the final verdict would have to be that this is a real conversation, and a chance to witness some high-caliber symbiogenesis (to use a Haraway word) between two particularly lucid thinkers of our times. And this was before the 2016 election, when everything still seemed possible. Who is to say? Another day (and more aged Scotch) might even have persuaded Haraway to join Wolfe’s movement against factory farming1, and Wolfe to start writing of flourishing and joy.

    Footnotes

    1. Readers eager for the conversation to address whether Haraway should have been less hard on Derrida in When Species Meet (whose index had featured wryly, under the entry for “Derrida,” the subheading “curiosity, failure of”) will be left unsatisfied. But the question of Haraway’s strongly stated ambivalence to Derrida is an aspect of a much larger question that, precisely because of its glaring centrality and difficulty, Manifestly Haraway both must and cannot manifestly process: what to do about meat. Haraway’s lament in When Species Meet—that Derrida in The Animal that Therefore I Am had failed in “a simple obligation of companion species” (ultimately to care what his cat was doing or thinking that morning) and thus missed “a possible introduction to other-worlding”— appeared itself to miss the real concern of Derrida’s text which was not the neglected companion cat (the latter a stagey alibi, one could say looking back, for getting to the animal question) but billions of zombie animals reared in factories every year to be killed. Wolfe’s unstated question to Haraway throughout here (which I would not put it past her to answer another day) is thus: What would it mean to practice a companion species “curiosity” not in the home but in the slaughterhouse, where it would stand to disrupt the very world order? (When Species Meet 404; 20)

    Works Cited

    • Haraway, Donna J. Manifestly Haraway. U of Minnesota P, 2016.
    • —. Staying with the Trouble: Making Kin in the Chthulucene. Duke UP, 2016.
    • Obama, Barack. Remarks at the 2018 Nelson Mandela Annual Lecture, 17 Jul. 2018, Johannesburg, South Africa. https://www.npr.org/2018/07/17/629862434/transcript-obamas-speech-at-the-2018-nelson-mandela-annual-lecture. Accessed 30 Sept. 2018.
    • Wolfe, Cary. Before the Law: Humans and Other Animals in a Biopolitical Frame. U of Chicago P, 2012.
  • The Existential Drama of Capital

    Christian Haines (bio)
    Dartmouth College

    A review of McGowan, Todd. Capitalism and Desire: The Psychic Cost of Free Markets. Columbia UP, 2016.

    In Capitalism and Desire: The Psychic Cost of Free Markets, Todd McGowan offers a perverse starting point for the critique of capitalism: not the injustices and inequalities produced by capital accumulation, nor the repressiveness endured by the subjects of capitalism, but rather the joy of capitalism – “why so much satisfaction accompanies capitalism and thus what constitutes its hold on those living within its structure” (18). Capitalist subjects, McGowan argues, take pleasure in capitalism, even as it deprives them of their freedom. In a certain respect, this claim recapitulates longstanding theories regarding the relationship between capitalism and pleasure, for instance, Max Horkheimer and Theodor Adorno’s analysis of mass culture as an institution for generating empty pleasures, that is, pleasures that stimulate only insofar as they also rob subjects of reason and autonomy. McGowan takes this line of thought a step further, however, by insisting on the distinction between pleasure and satisfaction. “The problem,” he writes,

    is not that capitalism fails to satisfy but that it doesn’t enable its subjects to recognize where their own satisfaction lies. The capitalist regime produces subjects who cling feverishly to the image of their own dissatisfaction and thus to the promise, constantly made explicit in capitalist society, of a way to escape this dissatisfaction through either the accumulation of capital or the acquisition of the commodity. (11)

    Satisfaction is not always pleasurable, indeed, it can be painful, because for McGowan it has less to do with immediate gratification, or the relative ease of the Freudian pleasure principle, and more to do with freedom, with a commitment to fractured foundations of the subject, to what Jacques Lacan terms jouissance. Satisfaction revolves around loss and failure, rather than contentment and success. It is the stuff of symptoms, not psychic equilibrium. For McGowan, this disjunction between pleasure and satisfaction, promise and freedom, equilibrium and fracture, constitutes the motor of critique.

    The gamble of Capitalism and Desire is to found the critique of capitalism not on futurity and pleasure but on trauma and loss. Critics of capitalism more often than not stake their positions on the promise of a better future, a future in which the barriers to pleasure have been removed. One need only think of Herbert Marcuse’s call for desublimation, Fredric Jameson’s investment in utopianism, or Michael Hardt and Antonio Negri’s faith in the liberatory potential of the multitudes. McGowan wants to do away with this investment in futurity in favor of an acknowledgement of the inextricability between freedom and loss. The point, he makes clear, is not to pivot from pleasure to loss, as if the only solution to the problems presented by capitalism were a plunge into asceticism or an embrace of melancholy. The problem with capitalism is that it conceals the sacrifices that capitalist subjects make to it through the pleasures of consumption. The task, then, is one of interpretation, of seeing how the capitalist system structures desire in a way that necessarily overlooks the dimension of lack and loss in the reproduction of capitalism. Following in the tradition of Lacanian psychoanalysis, interpretation is more than a change of perspective. It is also a change in the coordinates of desire, a restructuring of subjectivity so that the patient (in this case, the capitalist subject) can enjoy loss differently. The title of the book’s conclusion is suggestive in this respect: “Enjoy, Don’t Accumulate.”

    The greatest accomplishment of McGowan’s book is to so sharply pose the question of what enjoyment untethered from capitalism might look like and to do so without relying on the tired claim that the pleasures of capitalism are not really pleasurable. One could speak of this accomplishment in terms of immanence, noting that for McGowan, the end of capitalism is not after capitalism but in its midst. One of the ways in which he frames this immanence is as an abandonment of final causality. Theorists cannot, and should not, predict or prescribe the future after capitalism, but

    they can forge an approach to the world that reveals the unsustainability of the capitalist system and thereby make the alternative readily apparent. This is what transpires when we abandon the final cause that underwrites capitalist productivity [that is, the capitalist ideology of progress] and insist on the means for its own sake and not for what it will produce. … The means is a future that is already present within capitalism, and the task of the theorist – or even the task of the revolutionary – consists not in creating a new system but in identifying the implicit presence of this new system within the existing one. (174-175)

    McGowan does not reject futurity as such but rather the issuance of promissory notes on the future. Put differently, he embraces futurity only insofar as it inheres in the present as the immanent potentiality for rupture. Crucially, McGowan poses this imperative towards immanence as political, rather than ethical, which is to say that he does not suggest that futurity is inherently good, that the end of capitalism secures virtue and pleasure. There is no utopian space of enjoyment, unadulterated by loss, on the other side of capitalist accumulation. McGowan’s approach is both stringently theoretical, in its insistence on formulating the abstract structures of capitalism, and remarkably pragmatic, in its recognition of the messiness of social and psychic life.

    At the same time, I have reservations about the efficacy of two central methodological decisions in McGowan’s Capitalism and Desire: first, the choice to model capitalist subjectivity primarily, indeed, almost exclusively, on the basis of commodity consumption; and, second, the identification of interpretation with radical political action, such that the capacity to subvert or overthrow capitalism depends on a relatively rarefied form of intellectuality. There are moments in the book when interpretation risks becoming a quest for authentic experience, so that the question of labor conditions and the problem of political organization seem almost epiphenomenal in respect to the existential drama of the subject. McGowan is so focused on what Marx calls the theological niceties of the commodity form that he forgets to descend into the hidden abode of production. McGowan does an excellent job of building on the philosophical or speculative element in Marxism, the gear in the critical machinery most associated with German Idealism (with Hegel, if not Kant), but the scientific element (the critique of political economy) and the political element (socialist and communist movements) more often than not seem like afterthoughts.

    I have little interest in faulting Capitalism and Desire for sins of omission, given that there is much to admire in the book. However, the relative dearth of engagement with politics and political economy speaks to a specific relationship to Marxist theory and criticism. In its current formation, Marxist critical theory seems to consist of three relatively distinct fragments: a speculative fragment in which capitalism constitutes a transcendental structure of subjectivity; a political fragment at the heart of which is the question of what kind of historical subject will abolish capitalism (the party? the commune? the riot?); and an economic fragment that asks how the rhythm of capital accumulation – the cycle of crisis – might prepare the way for another mode of production or social system. These are points of emphasis, rather than mutually exclusive objects of thought. Much of what is interesting in Marxist scholarship has to do with the way it mediates between these emphases, the way it not only translates from one to the other but also marks the tensions, the contradictions, between them. McGowan’s analyses of the psychic life of capitalism do not lack for mediation, but McGowan tends to flatten the differences between these registers, applying the distinction between pleasure and satisfaction as a universal, explanatory formula. The messiness of social life operates at the level of the example or the anecdote, but it never quite manages to scale up to the level of the concept. The clarity of McGowan’s speculative propositions comes at the cost of bracketing the complexities of organizational practice (activism, social movements, etc.) and at the cost of leaving the history of capitalism a blur. As McGowan himself admits, his Marxism is more Hegelian than Marx’s, which, in this case, amounts to a valorization of the concept over the messiness of everyday life.

    The Libidinal Deduction of Capitalism

    The undeniable strength of Capitalism and Desire is the way in which it parses the theological niceties of commodity consumption. McGowan takes seriously the ritualistic element of capitalism, the way in which capitalist reproduction depends on a process of transubstantiation whereby loss and poverty become the ever-renewed promise of a better future. McGowan joins Walter Benjamin, Georges Bataille, and Giorgio Agamben, among others, in thinking capitalism as an economy of sacrifice, that is, as a mode of production for which the sacrifice of time, energy, and life is not merely a necessary condition but the very form of its reproduction. The capitalist version of sacrifice is a secularization of sacrifice, which is to say that it disseminates the ritual element of sacrifice so that it no longer occupies a special place in society (the sacred) but is rather coextensive with sociality as such. McGowan writes:

    The migration of sacrifice from the realm of specified rituals to the everyday world of producing and consuming commodities has the effect of obscuring the act of sacrifice. Overt sacrifice troubles the equilibrium of the modern subject, but it becomes completely acceptable in the hidden form that capitalism proffers. In capitalism, subjects can enjoy sacrifice while believing that they aren’t. We can enjoy sacrifice in and through its very invisibility when it becomes secular. (92)

    It would be too reductive to paraphrase McGowan as saying that capitalism is built on sacrifice. His point is more general: sacrifice is capitalism; sacrifice is the essence not only of production – one thinks of the workers at Foxconn factories, assembling products for Apple, when they are not attempting suicide – but also of circulation and consumption. In respect to circulation, one could consider all of the so-called negative externalities of the capitalist economy, not least of all climate change, which accrue in the transportation of commodities from one point of the globe to another. Is not the sacrifice of the planet the ultimate testament to the quasi-divine power of capitalism, which flirts with the apocalypse as if it were no more than a one-night stand? However, it is the sacrificial dynamics of consumption that truly draws McGowan’s attention, the way in which the consumption of the commodity betrays a promise of transcendence not unlike the Christian Eucharist. McGowan argues that the pleasure in commodity consumption exists not despite the element of sacrifice but because of it; we enjoy the loss, the suffering that accompanies our acquisitions. This pleasure in sacrifice speaks to our longing for satisfaction, for an encounter that would shake us out of our equilibrium. It transforms this negativity into a lure through which the normal and normative reproduction of society takes on the air of the forbidden. Capitalism capitalizes on the gravitational pull of negativity that is foundational to human subjectivity.

    It is tempting to think the pleasure involved in sacrifice in terms of a subject-object dialectic, according to which it derives from the sense of mastery involved in consuming the suffering of another. From this perspective, one could speak of the global North and global South as economies of sacrifice: the production of geographically-distributed wealth implies the production of masters and servants, the former comfortable in their fortresses of luxury goods, the latter exposed to the violence of degraded working conditions.1 This frame is a scaled-up version of Hegel’s master-slave dialectic, including the latter’s analysis of the substitution of pleasure for agency, or the dependence of the master’s enjoyment on the slave’s labor. It is an analysis implicit in the Latin American critique of development discourse, in what Cedric Robinson names the Black radical tradition, and in a number of Marxist and postcolonial theoretical practices.2 McGowan does not neglect this differential distribution of pleasure, but he does shift the emphasis of critique away from geographic inequalities and towards libidinal dynamics by arguing that sacrifice belongs to the subject as much as the object, that the economy of sacrifice has as much to do with surrender as mastery, that, in short, the ritual of sacrifice inheres in the act of consumption. McGowan’s bluntest formulation of this claim is as follows:

    Capitalism thrives not because we are self-interested beings looking to get ahead in any way that we can but because we are looking for new ways to sacrifice ourselves. This propensity for sacrifice stems from a recognition that no satisfaction is possible without loss. Sacrifice does not exist just at the margins of capitalist society. It is omnipresent within capitalism and provides the key to its enduring popularity as an economic system.(94)

    The idea of the self-sabotaging subject is a refrain in Capitalism and Desire, because, in its Lacanian framework, self-sabotage is constitutive of the subject. There is no subject without a sacrifice that breaks the continuity between pleasure and satisfaction, that interrupts the animal instinct in the name of the signifier, jouissance, or the (death) drive. If the subject exceeds the pleasure principle, it is only because sacrifice introduces negativity into the force field of positivity. The premise, here, is transhistorical. Sacrifice is constitutive of sociality as such. Capitalism changes the configuration of the ritual, but it is the basic facticity of sacrifice that makes capitalism possible, not vice versa. Sacrifice is the ritualization of the loss that is fundamental to human existence. The “enduring popularity” of capitalism is thus an effect of the way it channels loss through sacrifice, constituting a perpetual alibi for a pleasure that is difficult for capitalist subjects to admit.

    The transhistorical role of loss in Capitalism and Desire gives the book a great deal of its critical power, but it also tends to reduce social and political practice to an existential drama. On the one hand, the mobilization of a dialectic between the transhistorical and the historical pledges the book to the speculative element in Marxism, enabling McGowan not only to pierce the veil of commodity fetishism but also to answer the question, “Why capitalism?” McGowan follows in the footsteps of Slavoj Žižek, among others, in dropping the language of false consciousness in favor of a logic of disavowal. It is not that capitalist subjects do not know the sacrifices entailed by the capitalist mode of production – after so many campaigns to raise awareness of the terrible working conditions in sweatshops, how can we not know? – but rather that they do not know that they know:

    The consumer’s enjoyment of the worker’s sacrifice – the enjoyment of the value given to the commodity by the worker’s sacrifice of time – occurs through an act of fetishistic disavowal. For psychoanalysis, the fetish enables the subject to disavow the necessity of loss. It is a failure of knowing that implies another level of knowledge. In other words, fetishists don’t know that they know and work to ensure that they will never know this.(97)

    The epistemic discrepancy of fetishism confuses necessity with contingency. It does not naturalize capitalism, instead it assumes the sheer contingency of capitalism, offering the comfort that capitalism is merely a product of historical efforts, that the losses associated with it could easily be reversed, if only we chose to do so. In asserting the priority of loss, its role as fundament of human existence, McGowan does not dehistoricize capitalism, but he does acknowledge its cosmic scope, the manner in which it has brought the stars down to earth. The question “Why capitalism?” loses its sophomoric qualities, because the question no longer assumes a teleological framework – capitalism as destiny/destination of human life. Instead, it serves as the beginning of an inquiry that leads to the stubborn fact, as well as the sticky strangeness, of human desire. This is what one might call the libidinal deduction of capitalism, an analysis that dispenses with the poststructuralist suspicion regarding causality and metaphysics, without jettisoning critical reflexivity.

    On the other hand, there is an elision of social and political complexity that is arguably constitutive of this libidinal deduction of capitalism. McGowan’s critique depends on a reduction of phenomenal existence to an exemplification of commodity consumption. The paradigm of capitalism becomes “driving the car off the lot,” that is, the experience of “anticipated satisfaction” (“The joy of shopping lies in the interaction with a seemingly infinite number of promises of future satisfaction”), followed by inevitable disappointment, as sublime promise turns into “an ordinary object that falls far short of our expectations” (226). There is a certain truth to this perspective – after all, the capitalist drive to expand beyond its own limits can certainly be formulated as a desire to consume the world. However, this view leaves little room for a consideration of the ways that capitalist conditions include emergent social formations, the way that, for instance, the social cooperation organized by capitalism can change its valences, becoming the starting point for socialism or communism. Nor does it leave much room for considering the ways capitalism restructures itself in response to crisis, that is, for considering the specific ways in which capitalist institutions transform themselves in order to clamp down on resistance or revolution. It is not so much that these concerns disappear but rather that they become almost incidental or simplistic compared to the vicissitudes of desire. I am reminded of Adorno’s criticism of Heidegger in “The Idea of Natural-History,” namely, his argument that in Heidegger’s destruction of metaphysics, historicity emerges at the expense of history and the pursuit of authentic historical experience, requiring the debasement of natural history.

    McGowan wants to recuperate an authentic experience of satisfaction from the empty promises of capitalism. He does not confuse this authentic experience with utopia, nor does he conceive of it as a resolution of contradiction. If anything, authenticity implies trauma, disruption, the shudder of jouissance. McGowan captures it best in his discussion of love:

    One can never have the love of the other because one loves what the other doesn’t itself have. Even when the other desires us, something in the other remains outside our control. To subdue fully the otherness of the other and master it would effectively eliminate the other as lovable entity. … Love always leaves the subject with a sense of its failure or incompletion, but this incompletion must be experienced as the indication of love’s authenticity rather than its absence.(184)

    Love articulates negativity as an event.3 It introduces a break in the promissory trade of capitalism, a rupture in the circulation of the ever-deferred sublime. It is the moment of the Hegelian Aufhebung, provided that one does not imagine the sublation of capitalist social life as the achievement of equilibrium. Love is never easy. It pulls one outside of oneself, delivers one over to that which in another is irreducible to enjoyment. It demands surrender, shatters the ego. Love transforms sacrifice into the condition of possibility of a life, but this life does not imply health or well-being. Instead, it assumes the loss at the heart of the human. Love teaches us to live with loss, not to seek cheap substitutes for it.

    The Point Is to Interpret It

    Capitalism and Desire is, in many respects, an existentialism. It takes as its premise a negative anthropology, or an image of human nature in which loss, rather than some positive attribute, is the defining feature. It poses radical freedom as the fundamental project of human existence. Although McGowan never quite puts it this way, psychoanalysis becomes a means of reintroducing meaning into human life, even if that meaning involves assuming negativity as the essential condition of raising oneself above animal existence. In focusing on this drama of the subject, McGowan pushes back against the vitalist turn in much recent theory and criticism. He calls into question the reparative impulse that responds to injustice by searching after the conditions for a happy life, for life without injury. McGowan goes a long way towards making the case that life without loss is not only impossible but also undesirable. At least for human subjects, there is no satisfaction without loss, only the endless pursuit of pleasures in a metonymic drift without meaning. Moreover, this insistence on the value of negativity, on negativity as the condition of possibility of a meaningful – or liberated – life, issues a counterargument to the postcritical turn elaborated by Rita Felski, Sharon Marcus, Heather Love, and Stephen Best, among others.4 Postcriticism has warned of the limits and dangers of critique, arguing that the negativity of critique deprives students and scholars not only of the pleasure of aesthetic and social experiences but also of the capacity for affirmation. Critical criticism, it seems, is deadening. It fails to take objects on their own terms, forcing them to become mere vehicles for contextual factors. In contrast, McGowan suggests that nothing is more deadening than the absence of negativity, that it is a lack of interpretation – a failure to get beyond the surface, to move past description into the realm of speculation – that forecloses satisfaction. Postcriticism has its pleasures, but is it really satisfying? All of this is to say that McGowan renews the practice of ideology critique by committing to the transhistorical role of loss, as well as the shattering force of satisfaction.

    Although a great deal of critical prose has been dedicated to desire, Capitalism and Desire stands out for the way in which it rigorously distinguishes satisfaction from pleasure, salvaging a genre of desire irreducible to the equilibrium of the pleasure principle. The problem, however, is that the book is not abstract enough. This might seem a strange claim, given that I’ve argued that McGowan has a habit of reducing sociality to the play of a single structural opposition (pleasure versus satisfaction), but abstraction need not imply lack of complexity. As Louis Althusser argues so forcefully, theory is practice – theoretical practice – and, as such, it possesses its own nuances, its own rich ecology.5 McGowan’s serial analysis of cultural objects, everyday practices, and pro-market ideologies overshadows the relative autonomy of theory. McGowan touches on the perverse complexities of Lacan’s, Hegel’s, and Kant’s theories, but he does not provide that thick description of structures found in work by Kojin Karatani, Kiarina Kordela, and Samo Tomsic, among others. I find myself wishing for more elaborate inquiries into the transcendental structures of subjectivity, into the interplay between the linguistic dimension of the unconscious and the materiality of capitalist reproduction, or into the relationship between the scene of therapy and the scene of revolution. Put differently, Capitalism and Desire puts too much weight on interpretation as such. It valorizes the experience of getting beyond pleasure, of assuming the position of the analyst, but it does not spend enough time dissecting the operative concepts of interpretation or connecting interpretation to other practices. Interpretation risks becoming an end in itself.

    At the same time, McGowan’s resolute commitment to interpretation should be praised for its therapeutic value. In a historical moment – call it the Trump era, the Anthropocene, or late, late capitalism – when the dreadfulness of capitalism seems so overwhelmingly obvious, McGowan wants his readers to train their speculative muscles to look beyond the fetishistic appearances of capitalism, to ask not simply how capitalism works but also why capitalism: Why does it have such a hold on us? Why is it still easier to imagine the end of the world than the end of capitalism? If I describe the value of this contribution to critical thought as therapeutic, it is because it opens up a scene of analysis – a theoretical and practical milieu in which to examine and work on desire, to reconfigure libidinal economies, to insist on the non-identity between pleasure and satisfaction. Capitalism and Desire leaves its readers dissatisfied, which is to say that it allows them to realize how truly miserable capitalism is making them. That is the book’s undeniable power.

    Footnotes

    1. Breu suggests this analytics through the concept of avatar fetishism.

    2. See, for instance, Frank, Robinson, and Lowe – there are, of course, far too many examples to list.

    3. McGowan’s valorization of love, as distinguished from romance, is close to Badiou’s classification of love as a truth-event, especially in In Praise of Love. Berlant, however, offers a much-needed complication of the valorization of love against romance, in Desire/Love.

    4. Two prominent examples of the postcritical turn are Best and Marcus, and Felski. For critical responses to the postcritical turn, see especially Lesjak, Rooney, and Haines.

    5. I am thinking especially of the essays in For Marx as well as Althusser’s contribution to Reading Marx.

    Works Cited

    • Adorno, Theodor. “The Idea of Natural History.” Telos, vol. 60, June 1984, pp. 111-124.
    • Althusser, Louis. For Marx. Translated by Ben Brewster, Verso, 2006.
    • Althusser, Louis, et al. Reading Capital: The Complete Edition. Translated by Ben Brewster and David Fernbach, Verso, 2016.
    • Badiou, Alain, with Nicholas Truong. In Praise of Love. Translated by Peter Bush, New Press, 2012.
    • Berlant, Lauren. Desire/Love. Punctum Books, 2012.
    • Best, Stephen, and Sharon Marcus. “Surface Reading: An Introduction.” representations, vol. 108, no. 1, Fall 2009, pp. 1-21.
    • Breu, Christopher. Insistence of the Material: Literature in the Age of Biopolitics. U of Minnesota P, 2014.
    • Felski, Rita. The Limits of Critique. U of Chicago P, 2015.
    • Frank, Andre Gunder. Capitalism and Underdevelopment in Latin America: Historical Studies of Chile and Brazil. Monthly Review Press, 1967.
    • Haines, Christian P. “Eaten Alive, or, Why the Death of Theory is Not Antitheory.” Antitheory. Palgrave, Forthcoming.
    • Karatani, Kojin. Transcritique: On Kant and Marx. Translated by Sabu Kohso, MIT P, 2005.
    • Kordela, Kiarina. Being, Time, Bios: Capitalism and Ontology. SUNY P, 2013.
    • Lesjak, Carolyn. “Reading Dialectically.” Criticism, vol. 55, no. 2, Spring 2013, pp. 233-277.
    • Lowe, Lisa. The Intimacies of Four Continents. Duke UP, 2015.
    • McGowan, Todd. Capitalism and Desire: The Psychic Cost of Free Markets. Columbia UP, 2016.
    • Robinson, Cedric. Black Marxism: The Making of the Black Radical Tradition. U of North Carolina Press, 2000.
    • Rooney, Ellen. “Live Free or Describe: The Reading Effect and the Persistence of Form.” differences, vol. 21, no. 3, 2010, pp. 112-139.
    • Tomsic, Samo. The Capitalist Unconscious: Marx and Lacan. Verso, 2015.
  • Media Portfolios after Credit Scoring:Attention, Prediction, and Advertising in Indian Media Networks

    Akshaya Kumar (bio)
    Indian Institute of Technology, Indore

    Abstract

    Studying the reconfiguration of the film economy after the rise of satellite television, this essay draws upon media history in South Asia to tease out the repackaging of stardom in a changing media ecosystem, which commands the celebrity function to be more flexible and more willing to mount increasing debt upon its diversifying palette. The rise of calculable creditworthiness and sophisticated systems of prediction thus securitize media portfolios, while de-risking the business at the production end and distributing risk further downstream. The essay shows how targeted advertising comes to reign over this digital network as its preeminent language and what its consequences might be for consumer attention.

    Popular cinema cannot be understood without paying sufficient attention to its publicity economy. It is through strategic publicity that territories are consolidated, economic and technological scale are adjusted, proportionate orders of celebrity are deployed, and a consistent mode of address is offered through adequate narration in genre-specific vocabulary. The key challenge for popular cinema, after all, is that of urgency. Much like the news, film publicity is geared towards drawing the widest possible attention on an immediate basis. Just as news must argue a claim to newness and offer an imaginary of “our world” meticulously updated in newsworthiness, film publicity is designed to ensure that films are watched immediately. Unlike news, though, cinema is not essentially equipped to summon the moral conscience of the citizen-subject. For the appeal to urgency, therefore, popular cinema draws upon techniques from advertising.

    This essay investigates the transformation of Hindi cinema along the axis of promotional economy—an economy that relies mainly on cable and satellite television. Elsewhere, I have argued that the emergence of multiplex malls and the entry of corporate capital led to the rise of genre films, which were able to contain and diversify the risk-prone dwelling of highly performative melodramatic stardom (Kumar, “Animated Visualities”). A battle thus followed between stardom and capital to regulate their counterparts. This essay attends to another aspect of the battle between the emergent digital network and computational capital. Via this battle, we witness the emergence of media portfolios in which risk is no longer a matter of speculation, for the media ecosystem develops sophisticated tools of prediction to measure creditworthiness, which increasingly becomes the definitive essence of stardom. Stardom is the most crucial aggregator of the media ecosystem, while also housing the assembly of advertising, risk, and scale within its body. The media industries deploy stardom to test, challenge, and consolidate their portfolios, but also to recalibrate the consumer profiling that helps them to fragment, consolidate, or abandon platforms and genres. Yet, it is in advertisers’ interest to reinforce hierarchical platform distinctions, address identified demographics, and monetize the product variously at different steps along the value chain.

    As late as the 1990s, Hindi cinema deployed an illiterate villager in remote north India as a test case for its mass appeal. With the rise of systems of rating, scoring, and mining (or selling metrics as big data), the masses ceased to exist as a horizon. We are therefore trying to grapple with the reconfiguration of masses into data sets—consumer demographics mined for targeted advertising. Yet, a vast percentage of users in India remain outside the terrain of computational capital. This is why consumer demographics continue to depend on a mass projection component to realise scalability into the unknown. This explains the persistence of cinema across media platforms; at the same time, television has increasingly become the preeminent platform to address the masses. This essay is centrally concerned with the way in which cinema, having recruited television as an advertising platform, has become the meta-text of media industries.

    The preeminent site of redistribution in the media economy is reality television, which has a twofold structure that fuses distinct media economies. On the one hand, it stands apart from mainstream celebrity circuits and offers its variance by foregrounding the “real” celebrities: emerging singers, dancers, models, comedians, and most crucially, child prodigies. On the other hand, this bracket of “real” stars is occasionally fused with its counterpart; film stars routinely appear to deliver critical judgment and appreciation for the “real” stars. The media economy thus expands by distancing but also fetishizing film celebrities. This self-serving ambivalence is the double-faced essence of reality television, which in effect multiplies the exceptional sovereignty of film celebrity and amplifies its popular appeal by creatively negotiating other media platforms. As a result, reality television has become the promotional index of the release calendar of the film industry. Film stars bring more advertisers to reality television, even as they advertise their own films, and they also promote/advertise lesser “reality” stars. We are thereby served the thrills of negotiating the uneven promotional terrain of an increasingly networked advertising campaign.

    Most of the literature on algorithmic culture, however, gets trapped in the argument that big data and algorithms are tools hijacked by corporate giants. This does not reflect sufficiently on how algorithmic cultures are rooted in control and manipulation, whether of user/voter/consumer choice with targeted advertising in the open market, or via direct surveillance and regulation of benefits. We must acknowledge the role of public policy and infrastructural history in the shaping of specific markets, considering the political-economic bearings of their aesthetic precedents. This essay focuses, via comparative media history, on two key building blocks of media portfolios: attention and prediction, both central to the constitutive prowess of computational capital. Mining and programming data remain crucial tools to regulate, return, or redirect consumer attention, as does predicting behaviours by analysing classified datasets. Because social inequality and categories of communal self-identification play a crucial role in India, class-, gender-, and language-based classification would be irreducible to the psychographic segmentation that is more relevant in the West. Therein lies the relative inability of these tools to achieve the intended purposes, which complicates the subject of this essay: this is not a mere before-and-after story of the way computational capital has reconfigured Indian media, but one of mixed returns and substantial failures.

    I argue that advertising has become the essence of the digital network, to which the stars owe their relative utility as well as their increasing power over the network. The old and the new media economies continue to persist within a film industry that has recruited media platforms as its promotional infrastructure. It could be argued that the crossbreeding between the Internet and digital media has led to two key attributes of the new media ecology: indexing and metrics. Both Google and Facebook reduce our social world by indexing it—simplifying through neat classification and offering easy, legible handles to a world ridden with complexities—and appending it with activity-inviting urgencies expressed in metrics, as Benjamin Grosser explains. Google’s PageRank and Facebook’s NewsFeed algorithms are the most powerful tools: they simplify and rearrange our media sensorium while trapping our attention, predicting our behaviour, and selling that data to merchandise brands as well as to political establishments (see Mager). On the other hand, already simplified user interfaces such as Twitter and Instagram are key forums in which to position celebrity, where the burden of metrics as self-promotion has led to what might be called the follower factories of the Influence Economy (Confessore et al.).

    Denson and Leyda have theorized the shift towards an aesthetic that draws upon “gaming, webcams, surveillance video, social media, and smartphones” as post-cinema (4). In Hindi cinema, this aesthetic, at best, remediates the diversity of media ecosystems, thereby garnishing the melodramatic arc. It was once deployed to upscale the promotional economy via the star as superhero, which we now look towards. At nearly one hundred and fifty crore, Ra.One (2011) was the costliest Indian film made at the time of its production. Shahrukh Khan, a major star and co-producer of the film, went into promotional overdrive, logging in tie-ups with twenty-odd brands. Sony PlayStation launched a game console, Ra.One—The Game. The film merchandising also launched about fifty products, including toys, school items, apparel, caps, and even mobile solar chargers, handycams, netbooks, and a G.One tablet. Khan launched a YouTube channel as a one-stop destination for all promotional videos and special extras for Ra.One, and used Google Plus to interact with fans (Sengupta). In addition to the ritual presence at various TV shows and newspaper interviews, Khan’s promotion made use of Near Field Communications (NFC) technology on Nokia’s new smartphones, for which Nokia set up Ra.One zones at over four hundred Nokia Priority Partner outlets and select multiplexes. Smartphone buyers would get exclusive promotional content by tapping their devices on Ra.One NFC tags (Joshi).

    The film recovered its expenses before the release by selling rights for distribution, satellite television release, and music sale apart from the telecast rights for its music launch, gaming rights, and brand tie-ups. “By the time [Khan] and his team were done, not one person in India needed to watch Ra.One to contribute to its success,” Sunaina Kumar writes. However, an exhibitor in western Uttar Pradesh did not even recover half the money paid on minimum guarantee. Ra.One was not an exception in this regard; major star releases run into profits via contracts even before they are shot. As many as twenty-five revenue streams have opened in the last decade, and music rights alone are distributed across radio, cable and satellite, the web, and mobile ringtones. Even if some of the reported numbers are unreliable (Ganti), they introduce us to a media ecology increasingly built on computation and prediction.

    Stardom in the Digital Present

    Why is stardom an important subject for our concern? In The Cinematic Mode Jonathan Beller argues that with the coming of cinema, capitalism began to monetize attention, working out an adequate mode of address for the post-Industrial Revolution subject. Crucial to the early film economy was the management of the star portfolio owned by the studios. The collapse of the studios in the postwar film economy gave rise to full-blown stardom, in which stars would command much greater autonomy and valuation. In India, however, popular cinema emerged as a mediating institution in which the sovereign authority of the state could be popularly reinstated via male stardom. The 1950s witnessed an alignment between state power and stardom—best manifested in the socialist figurations of Raj Kapoor—though it began to relent by the late 1950s. In this period, stardom held forth for passive revolution, arguing for democratic reforms of state institutions by popular will, propelled by the heady romance of nation-building. Unsurprisingly, this heady romance stoked much fervour across the Middle East, Central Asia, Eastern Europe, and North and Western Africa, where Indian cinema represented a counter-hegemonic narrative that contributed to Kapoor’s international popularity. This began to change radically after the 1970s, during what Prasad calls a “moment of disaggregation” (Ideology of the Hindi), where popular culture began to be occupied by the sovereign voice of the star as an outlaw, whose popular appeal was constituted by the despairing spiral of statelessness. By the mid-1970s, the star became capable of carrying enormous capital through an expanding film industry (Vitali, Hindi Action Cinema), and would earn its political-aesthetic legitimacy by defying the state.

    This expression of political disaggregation was particular to north India. In the southern film industries, stardom remained an ally to state power for much longer, amplifying its capacity to account for the popular mandate. Yet, these hegemonic and counter-hegemonic temporalities alert us to a key economy of scale via which both capital and the state have historically addressed the nation in South Asia. In most other regional contexts, where either capital or the state has been the hegemonic constellation of authority, such an explosion of star-power in popular cinema has not emerged. As Vitali has argued in Capital and Popular Cinema, the successful convergence of the interests of capital and cinema in Hollywood hit a roadblock in the 1960s, when opportunities for capital investments in foreign productions emerged via co-productions, as in the case of Italy, which allowed producers to pump the profits back into more local productions. This process unleashed new lifecycles of radical capital, which was invested in popular cinema from the 1950s to the 70s outside America (where American capital was a key constituent element). In the case of Mexico, Vitali argues that in the 1950s, radical capital was allowed to rule in cinema because the Mexican state acted as a comprador state, “encourag[ing] industrial and financial interests, Mexican and foreign, to run wild, irrespective of long-term infrastructural and social considerations” (Capital and Popular Cinema 120). In this climate, horror cinema occupied the mainstream because short-term financial speculation, irrespective of industry’s long-term interests, became the overarching priority of capital.

    Therein lies the relative uniqueness of the star system and scale in South Asia. In many parts of the world, the spread of American capital since the 1950s shaped the rise of genre cinema. Contrary to this, cinema in South Asia never fully set aside the political-aesthetic relevance of state authority to command the nation, an authority represented by male stardom.1 India’s protected economy restricted the entry of American capital, prohibiting easy genrefication even if action genres thrived in certain low-budget segments (Vitali, Hindi Action Cinema; Prasad, “Genre-Mixing”). The resistance to this formal subsumption, in Marxian terms, conceded substantial ground to real subsumption only in the late 1990s, when genres emerged as the differential economy of neoliberal capital. Genre cinema, subsumed as it is under the aesthetic diversity of capital’s self-classifying force, has struggled ever since to surrender the aesthetic sovereignty of capital to stardom, as has been crystallized in Indian cinema.2

    The case of South Asia opens up curious questions about stardom in relation to capital. While stars are nothing but a manifestation of the prowess of capital-form, the value they extract from popular attention on behalf of capital is not entirely handed over. In other words, the aesthetic-political vocabulary of stardom as sovereignty-effect became so powerful that it threatened to hold the “parent” economic constellation captive. In spite of being capital-intensive, when it is re-grounded not merely in the celebrity-function but also within the imperative of political representation, stardom simultaneously defies capital, slipping out of its control.3 While the manipulation and monetization of attention are central to capital’s relationship with media and its attendant grammar built around advertising, stardom is not merely a subset of this constellation. After all, the wider orbit of attention is not a mere by-product of industrial modernity—capital only tries to out-manoeuver the power relation by investing more authority in the consumer-citizen, as the subject to be persuaded. In other permutations of the attention economy, as in Indian cinema, the star may exceed the persuasive celebrity-function subservient to capital, instead restoring more authority in its icon and commanding the political community it represents. That is why the sovereignty-effect, integral to male stardom in India, and key to translating political inflections into performative ones, remains a key feature of the attention economy without submitting to the command of capital (Kumar, “Animated Visualities”). Unleashing computational capital, as I will show, makes a more qualified and sophisticated bid for capital’s management of stardom as a reliable advertising tool.

    Until around the late 1990s, film stars were concerned with the purity of encounter via theatrical exhibition. With the onset of television dramas, minor television celebrities began to emerge. Radio presenters, television actors, news anchors, and journalists occupied segregated realms, even as they served varying modalities of celebrity. Media operated in relatively autonomous habitats; one could hardly shape the logic of another. Gradually, over a period of time, these islands began to merge (see Punathambekar). Within the digital present, things are no longer the same. Film stars appear on television, the Internet, and FM channels; television soap actors dance on reality shows along with celebrities of all hues. On major religious festivals, television soap operas go into delirious celebrity worship where film stars may promote their upcoming films by dancing to songs from those films. There are also dedicated reality shows, which are mere platforms for film promotion (Comedy Nights with Kapil, Big Boss, Comedy Circus, and several dance/music reality shows). The network modality refuses to let any media platform operate autonomously. Screens scattered across the media ecosystem, however, hold their autonomous contracts with other revenue streams. This diffuses the intensity of the older filmic encounter built upon scarcity and site specificity, thereby bargaining in favour of an aggregated, but differentially monetized, film economy. The filmic too has no claim to autonomy; instead it desperately tries to harness the entire screen spectrum. What sustains this graded circulation of filmic fragments?

    The big story of Indian media has been told from a more comprehensive point of view, in relation to policy, labour, technology, and infrastructure (Athique, Indian Media; Athique, Parthasarathi, and Srinivas). However, my attempt is to look for the conceptual kernel of the media reconfiguration since the 1990s, in relation to the film industry. In the post-liberalisation era, the rise of music videos (MTV and channel V), advertising industry, and satellite television (particularly ZEE and STAR) made two vital inroads: i) they put together an expanding economy of which television was the keystone and which gradually manoeuvred cinema from a competitor to an ally; and ii) even as the film industry began to cultivate television and Internet as allied platforms, these platforms continued to pose the threat of stealing away revenue via informal distribution of cable networks and pirated disks. Between 1995 and 2005, cinema continued to reassess its location and mode of address within the media ecosystem, so that it could maintain a distinction while continuing to harness its competing media platforms. This double bind shaped cinema’s entry into what Beller calls computational capital, centrally concerned with adequate feedback systems anchored by television rating points (TRPs). In the resultant media space, the film industry learned to deploy stars as detachable yet representative publicity infrastructure, which it could loan to other platforms as key advertising tools.

    In the past decade, film stars have hosted game shows and chat shows on television, and film music directors and choreographers have hosted and judged song and dance competitions on reality shows. Additionally, reality television cultivated an intermedia celebrity band in which modest film and television actors, models, politicians, musicians, or quirky online celebrities would come together. It is worth noting here how the televisual economy differed historically from the film economy. Television remained a platform for public broadcasting till the early 1990s. Various filmmakers who had struggled through the 1970s and 80s to make films measured by an alternative commercial scale switched to television. Collaborating with writers and actors aspiring to work outside mainstream commercial cinema, Hindi language content for the state broadcaster Doordarshan offered a fascinating mode of address and a new imagination of the public. The gradual entry of cable television through the 1990s further graduated television and its audiences to a self-sustaining ecosystem. However, owing to the vastly informal long-tail character of the distribution economy, a very small part of the revenues was brought back to the content producers, thereby compelling cable and satellite television to generate further advertising revenues. Even as the channels continued to expand and diversify, they remained heavily dependent on advertising revenues. In fact, channels would pay a significant carrying cost to the cable operators, so as to earn a privileged location on the bouquet they offered to customers. The intense battles between multi-system operators and cable operators have been shown to establish the gradual takeover of a long-tail enterprise by large corporate capital (Naregal, “Cable communications”; Parthasarathi, Amanullah, and Koshy, “Digitalization as formalization”; Parthasarathi and Srinivas “Networks of Influence”).

    It was only after 2006 that the revenues from distribution exceeded those from advertising. It remains a notable landmark in the history of television, because the advertising-driven character of satellite television could now be reconfigured, at least in theory, around the subscribers. In Industrial Dynamics and Cultural Adaptation, Athique, Parthasarathi, and Srinivas note the highly fragmented value chain of distribution and the diffusion of advertising revenues across an increasing number of channels as key factors contributing to “the commercial compulsion to force a switchover from analogue to digital distribution” (152). In spite of the increasing digitalisation and the relative rise in the distribution revenues, however, the dependence across the channel portfolios upon advertising revenues—in correspondence with TRPs—remained unchanged, and not only for the Free to Air channels. In this climate, the stars signify the celebrity universe that overwhelmingly dominates primetime entertainment television, particularly on the weekends.

    Before subscription revenue became significant, television had already figured out how to sell the consumers as the product to advertisers. The splintering of the mass horizon of Hindi cinema began in the mid-1990s—the climate in which television, already invested in a targeted address to the urban middle classes, corrected its ideological balance of content and advertising so that the two appeared to be a natural fit. While cinema, owing to its huge historical and commercial investment in the “unidentifiable masses,” struggled much harder to reorient its radar towards high-value consumers available in the multiplexes since the turn of the century (Athique and Hill, The Multiplex; Kumar, “Provincialising Bollywood?” 64-65), television expanded through the 1990s as the hotbed of cross-advertising. At the forefront of this orientation was music television—particularly MTV—which was the first deployment of television as a film promotion platform. The promotional possibilities opened up by music channels went on to shape the recruitment of television as a film promotion platform and to deploy it further as the site of cross-media alliances.

    The popular singing reality show Indian Idol, based on the British show Pop Idol, broke through the popularity charts in 2004, and Big Boss, based on the British show Big Brother, followed up on its success. Television revenue for one-day cricket telecasts also shot up between 2001 and 2005. Even though reality television was the preeminent site of encounter between film stardom, advertising, and television, the recipe acquired in the process travelled further inwards to soaps. The prehistory of this emergent mode of address would indeed be routed through the emergence of an urban middle class audience in the 1980s and 90s, discussed at length by Punathambekar and Sundar in “The Time of Television.” But of course, the very first instance of integrating television within cinema’s promotional economy goes back to the earliest of Indian television in the 1960s and 70s—to Chitrahar, the longest running and once the most popular television program in India, which featured songs from newly released films. In the new millennium, television was repackaged towards a juridical imaginary distributed across a variety of formal variations, a neoliberal theater of suffering, binding popular governance with entertainment, as discussed in the case of reality television by Anna McCarthy (“Reality Television”). The landmark breakthrough arrived with Jassi Jaisi Koi Nahin (2003-2007), which Roy (“Jassi Jaissi”) studies in rich detail to tease out the wondrous self-discovery—or makeover, as he calls it—of Indian television. Based on a supremely successful Colombian telenovela, the series about the makeover of an ordinary middle-class girl, Jassi, perfected the techniques of product placement, marketing events, triggering social media debates and innumerable product tie-ups, such as the books Jassi’s 7 Steps to Success and My Jassi Colouring Book, both in English and Hindi, as well as mobile phone games teaching managerial skills. Roy writes,

    JJKN [Jassi Jassi Koi Nahin] definitely offered the sponsoring brands a new thematic space, hitherto largely unexplored by Indian soaps, to associate with Jassi’s public image of a young, simple and intelligent woman working in a key sector of global business with strong roots in ‘tradition’… The ‘Jassi’ brand has in fact a great appeal as it proliferates over a wide range of products: Jassi games by Nokia N-Gage and Ericsson, cellphone ringtones featuring the soap’s title music, the ‘7 steps to success’ and other books mentioned earlier, music albums, Jassi dress line by the designer chain Satya Paul, the ‘Kurkure’ advertisements featuring [actress] Juhi Chawla as Jassi… [Another] important strategy was inculcating popular ingredients: hit ‘item numbers’ from Hindi films, cameo appearance of the Hindi film hero Saif Ali Khan as the character he plays in the film Hum Tum, singers from the popular show Indian Idol, the detectives from the serial CID investigating Jassi’s alleged murder by Jessica Bedi, etc. In fact JJKN took the trend of a programme’s referring to other programmes on the same channel, pioneered by Star Plus, to a new height.(38-39)

    Various flash mobs and India forums, websites containing daily updates flooded with discussions on the show’s progress, added further promotional frenzy. Jassi would also meet fans through Reliance WebWorld, where viewers could advise her. As Roy reports, they could also “tune in to Red FM in Mumbai, Delhi and Kolkata to advise Jassi. The best messages were selected by Red FM and played out across all their stations. The lucky winners were treated to an exclusive chat with Jassi herself through video conferencing organized by Reliance WebWorld” (41). At stake was a makeover of Indian television itself, as news television simultaneously witnessed a strategic alignment of editorial, sales, and marketing teams. Reporters increasingly covered the housing boom, new car launches, the availability of easy credit, and higher education to secure advertising from banks, automobile companies, and private colleges (Kumar, “The Unbearable”). Jassi’s makeover became an intense point of convergence: it was a proxy for not merely stylistic, but substantive transition to a consumer economy saturated with products, events, feedbacks, and endorsements cutting across delivery platforms. And evidently enough, advertising became the organizing principle of this economy as it spun relentlessly around the promotional wheel. Yet a network flourishing with promotional activity is also occupied with the problem of leakages.

    The Ordering and Leakages of Value and Attention

    In spite of its apparent horizontality, the digital network remains a carefully ordered system, which follows the gradient along the differential of capital and time. The value of a commodity, therefore, is proportional to the urgency raised by the publicity infrastructure. Value must then be created across time and platforms, so as to harvest graded consumer attention as per demographic profiling. The promotional campaign hierarchizes anticipation by withholding information and deferring the encounter with the commodity, monetizing the delays across platforms. The leakage is therefore a constitutive problem of the network, which is significantly threatened by a possible disruption of this order, as mandated by production and distribution strategies. The pirate network, seen as the preeminent threat, is one of those systematic disruptions against this ordering of value.

    With the advent of computational capital, it is the hoarders of massive data, such as Google and Facebook, that are least perturbed by any leakages for they are in the business of monetizing free services for advertising. Smaller networks of the media economy are proportionately anxious, not so much about the leakage of content as about their inability to gather data on the pirate activity and monetize it with predictive systems. It is worth noting then that the most opaque systems, which constitute what Pasquale calls “black box society,” appear to provide maximum “freedom” and cannot be bothered about leakage. Pirate media, after all, also advertise the leaked commodity so as to recruit the pirate consumer onto the digital network, but independent productions greatly suffer because they are not integrated into the mining of black box console use and cannot sell it to potential advertisers for the next commodity iteration. It is therefore the anxiety of capital to regulate and order the process of value-extraction via anticipation and advertising that gave birth to the data-intensive regime of computational capital. Beller grapples with digital culture, which is central to the network modality, by arguing that it is predicated upon computational capital—a shift from image to code, which is to be understood within the broad thrust of financialization, thus making the screen/image programmable (“Informatic Labour”; “The Programmable Image”). Drawing Media Studies outside platform fetishism, Beller urges us to understand media platforms and technologies within computational capital. This requires him to expand on Marx’s idea of the commodity, which, he argues, could be “constituted through derivative forms (in all senses of that word) of enterprise and still be treated as the commodity-form by capital. What is effectively being priced is a social relation, one summed up in the idea of risk” (“The Programmable Image”). These derivative objects are produced in the “social factory” and sold on the “attention markets.” He adds:

    Financial derivatives and digital media platforms—monetized on bank and shareholder speculation facilitated by attention metrics—are among the new calculi of value. They are not as different from the speculative leap into buying early commodity-forms as we may imagine. These digital metrics, media of risk management that are also modes of extending the logistics of quantification and valuation, emerge directly from and in turn facilitate new distributed forms of commodity production in the social factory.(“The Programmable Image”)

    Computational capital produces value anywhere on the network navigated by the programmable image, which means that

    at any moment along the circuit from monetized capital investment to monetized profit, a value productive transaction is possible—each movement or modification generates new data…there are today many more ways not to pay for labor. The labor of production is, in short, distributed across multiple sites: e.g., hundreds of thousands of software writers, tens of millions of historically devalued (mostly female, mostly Asian) hands, billions of screens attended to by billions of operator-functionaries such as ourselves, and finally the whole media-ecology and economy of images and information.

    If we follow Beller, we can see that computational capital as the driving force behind data traffic across the platforms looms large over media that thrives on i) screen data accumulation, ii) user feedback loops, and iii) risk portfolios. Within this matrix, film represents the most capital-intensive commodity-form, where risk and attention markets are the most vigilant. The differential topology of the media landscape is anchored by its gradient against the film economy. The film stars’ pre-eminence is thus predicated upon this gradient, for they must appear to descend onto other media platforms as promotional agents, even as they hedge the risk invested in their pre-eminence.

    The network is thus constituted by a differential scale of celebrity, fumbling for stability within the new calculi of value anchored by attention metrics and incessant promotions. This is best represented, according to Beller, through fractals—an expanding symmetry of geometric patterns with indeterminate dimensions. In other words, as we zoom into specific portions of the media network, the apparently simple topography expands and becomes increasingly difficult to grapple with.4 Contemporary media economy, therefore, rests upon the vitality of what Beller calls the fractal logic of celebrity (particularly ascendant on platforms such as Facebook, Instagram, Tumblr, YouTube), constituted by the bridge between the commodity-form and the programmable image-form of the digital network.5

    Securitization and Credit Scoring

    Ivan Ascher also theorizes financialization to understand the stage where money in itself becomes a determinant of value. He conceptualizes a portfolio society in which a new division “separates those who are free to run the race from those who are free to bet on its outcome,” those whose credibility must be calculable, from those with the power to calculate (Portfolio Society 124). In this economy driven by the mode of prediction, portfolios come with the promise that risk can be decreased by diversifying holdings. The resultant shift towards portfolios reduces singular entities to their credit scores, which score credit worthiness, thus quantifying the risk that could be mounted upon them. Predictably then, new and multiplying asymmetries are regularly introduced into the system as the diversifying imperative slips in the ideological cul-de-sac: beyond a threshold, certain portfolios become “too big to fail.”

    Once credit worthiness becomes the preeminent value, the labor in media markets is expected to raise its credit score by being available as debtors who carry the risk around. As “reliable” or credible carriers of risk prediction, stars tie capital to its own future, thereby making it calculable. They allow the network to hedge its risks while they are deployed as carriers of portfolios spread across fashion, travel, food, and merchandise, apart from media. Stardom thus appears in at least two separate brackets—let us call them low and high bandwidth stardoms. What has been described above is the former, while in the case of latter, the stars cross a certain threshold so that they become “too big to fail.” This is the stage when their credit scores rise so high that their own portfolio appears to be the superset within which their film stardom is contained. Typically, all major stars who qualify for the high bandwidth co-produce their films. They do not only remain the means to hedge risks, signify credit worthiness, and allow capital to predict its future—they firmly grip the entire supply chain. High bandwidth stars buy stakes in the film by investing their own capital, and promote the entire portfolio across platforms to raise their credit worthiness. In this way, high bandwidth stars end up alongside the corporate players playing the paradoxical debt-credit game, which Ascher describes thus:

    the creditor finds himself in a position not only to extract interest from his debtors, but also to borrow (and bet) more money than he has lent—as if somehow by appropriating other people’s promise-making abilities he had become more credible himself.(“Moneybags” 14)

    The Marxian analytic of the alienation of labor power does not sufficiently explain this. Within Ascher’s framework, however, neoliberal celebrities have increasingly little choice but to exercise their right to make promises, thereby making their probability available to others for gambling purposes. What Ascher does not fully account for, in our case at least, is the differential within. To put it more simply, the high bandwidth stars have a formidable portfolio, while the low bandwidth stars are on the diversified portfolios of production companies, which is why the former can yet gamble on the promise-making ability riding on their own person, whereas the latter surrender their probabilities to the companies for their speculative manoeuvers. The low bandwidth stars’ credibility does not matter much, provided that the company can score the credibility of its own portfolio. After all, it owns the necessary means of prediction—a comprehensive feedback loop including box office data, TRPs, social media “likes,” comments, shares and footfalls, and pilot studies conducted in carefully sampled key cities and towns, alongside “all the computing power and elegance of modern mathematical finance” (“Moneybags” 15).

    The high bandwidth star manages to exceed the trap because he also has a certain means of prediction at his disposal. Through corporate firms and strategic deals struck with television and FM channels, production and distribution companies, web-based platforms, and the numerous brands that he endorses, the multifractal habitus of the star envelops, absorbs, and processes massive quantities of data to manage his own future. The “too big to fail” star is abundantly endowed to securitize intricate patterns of his celebrity and to combat the production studios if they happen to be stepping on his interests. The case of Ra.One discussed at the beginning could be a good example here. Khan, as the biggest star at the time, produced the film entirely via Red Chillies Entertainment. Running one of the longest publicity campaigns for nine months, the film publicity was also overwhelmingly dominated by Khan. Addressing every possible media platform and buying numerous campaign tie-ups, he extended his celebrity as the glue connecting the multifractal system carefully built over months. Yet, the most expensive Indian film of the time, released on the Diwali weekend in the highest number of screens, including then-unprecedented prints in Tamil and Telugu, was a box-office disaster.

    The most elaborate promotional campaign did not make the film successful, but it provided a masterplan of securitization to the industry. By definition, securitization refers to an asset-backed investment that is secured by a collection of mortgages. Khan deployed his multifractal celebrity as the clinching asset to back a mind-boggling collection of mortgage-like tie-ups. As a result, the film remained successful entirely because of its vast portfolio. The key site of the loss it incurred was the only asset backing it all—Khan’s credit score. Ever since the failure, he could not secure any project of comparable size.6 The media portfolio of the film made it too big to fail, but his celebrity had its wings clipped because by multiplying his portfolio with that of the film, he amplified the predictions unmatched by the results. While the battle was won in the simpler bracket of profits over production cost, the compound rationale of the prediction economy cut Khan’s celebrity to size. As Beller would put it, computational capital triggers the universal Turing machine and adjusts the new calculi of value after every transaction, thereby recalibrating the credit scores of all sorts of agents.

    If we were to consider, on the other hand, relatively smaller films, often released only in multiplexes, in about one-tenth the number of screens as Ra.One, their commercial viability depends on co-productions and media partners, apart from pre-sale of rights. Here, no one asset is usually significant enough to support the securitization of the project. Instead, the project is constituted by the campaign, which acts as an adhesive across fragments, only representing a small part of various portfolios held by small to large corporations. Hansal Mehta’s films featuring Rajkummar Rao, for example, are co-produced by five-odd production companies that diversify their portfolios via the film. Even if the film does not command a portfolio, it distributes risk among several small players whose own credit score would not lean too heavily on the film.

    Alternatively, consider Yash Raj Films (YRF), India’s largest media conglomerate—the leading production and distribution company in India, and one of the largest in the world. With about twenty-five subsidiaries, YRF has its own music, merchandise and fashion labels, VFX studio, home entertainment division, televisaion production company, and units handling talent management, post production, licensing, and brand partnerships. YRF also has a subsidiary called Y-films, which produces and distributes films strictly for youth and has already released five web series and four feature films. As the owner of the most comprehensive portfolio possible, YRF is introduced on its website (www.yashrajfilms.com) as if it were the industry.

    YRF has a portfolio with enormous risk-appetite. Its small films routinely fail at the box-office, even though the big budget blockbusters rarely do. The impact of small films on YRF’s own credit score being negligible, they nearly operate outside the credit score economy. In effect, their failure has already been accounted for and makes little to no difference to the vast portfolio of YRF. Even for a small experimental film with heavy risk of failure otherwise, YRF is the safest possibility of patronage. But even as its portfolio aggregates platforms, demographics, genres, and technologies, it remains a studio known for big budget romantic melodramas featuring major stars—an image that the company consolidated under filmmaker Yash Chopra through the 1980s and 90s and that it variously rehashes in its new productions. Celluloid classics are pitched as advertising masterstrokes, while new productions update the aesthetic configurations as per the analytics of the target demographic.

    The Platform Question

    In this last section, I would like to establish the extent to which various media are shaped by the public function they serve as platforms. Owing partially to their distinct histories within the media economy, media are not only constituted by their formal and aesthetic constraints, but also continue to uphold an ideological function. Television, for example, developed in India as a broadcast medium. Its intersection with middle-class domesticity further ensured that the state was built into the imaginary it offered to law-abiding citizens. This imaginary was not substantially overwritten by the emergence of cable and satellite television in the 1990s. Notably, while all Indian films have to be passed by a Censor Board for Certification, the censorship of television is far stricter. Films certified with an “Adult” certificate, for example, cannot be screened on television. Those with a “Universal” certificate go through further censoring that is often arbitrary and severe (see Jha, “The Manual”).7 Television, therefore, operates on a stricter contract with the state than does cinema.

    The web, on the other hand, is taken to be an island of freedom, which is the main reason web series across the spectrum often include sexuality, ribaldry, abusive language, and intoxication. The wedge between television and the web therefore determines what is fundamentally an ideological separation mandated by state censorship and the threat as well as promise of mass media. Let us consider a recent web series distributed by Amazon Prime, Inside Edge (2017). The series is ridden with layers upon layers of securitizing moves. It speculates over the portfolio of the Indian Premier League—a multifractal system including celebrity formations in cricket, media, fashion, advertising, journalism, and big business, but also rumoured to be the hotbed of drug abuse, sexual indiscretion, illegal betting, and match-fixing. Multiplying a whirlwind of attractions, the series features semi-retired and struggling film actors alongside new entrants into the media complex. The series packages its own portfolio of securities, all with modest credit scores, that draws upon well-known scandals to maintain a generative relation to reported “reality.” In effect, however, the series reaffirms the pre-eminence of cinema within the media economy, in which T20 cricket has come to hold a seasonal spot.

    For about a decade now, cable and satellite television have subsidized ventures into film. Films comprise nearly twenty percent of television content across languages. The sale of cable and satellite rights, which contributes heavily to low-budget experimental films, has been undergoing correction since 2013 (Ficci-KPMG; Jha “Satellite Rights”). The viability of smaller projects would be drastically reduced and the investments in such projects may gradually shift to web-based platforms. The bloated pricing of cable and satellite rights emerged on account of new channels “launching with the aim of acquiring films to buttress content or networks getting into a sort of bidding war over who bags the biggest film or the biggest star” (Jha). As is evident, then, high bandwidth stardom is responsible for driving the overall prediction both upwards and downwards, and is also key to the platform wars between web-based and television programming.

    Before we conclude, however, attention must also be paid to the preeminent platform of the celluloid economy—the single screen theater, which remains vital to the measure of the box office valuation, even though the available means of prediction fail to fully account for these theaters. Operating on ad hoc agreements with local distributors, these estimated six thousand theaters—as opposed to twenty-one hundred multiplex screens—are still immensely relevant (Deloitte). While the low-middle budget films are not released in these theaters, the blockbusters unfailingly capture a large chunk of them. Even if a significant percentage of these theaters now rely on digital distribution, the ticketing is very often on paper and footfalls are under-reported. The vast majority of single screen theaters are located in the southern states, where the array of regional cinema stars and their competitive fan clubs have a long history. Taking this into account, we encounter the limits of computational capital. Even as attention metrics gradually take over, we must not overlook the persistence of the old within the new.

    Conclusion

    This essay has recounted, via comparative media history, how the film industry in India reconciled with the rapid growth of satellite television, recruiting it as a promotional platform, and thus forging together a media economy in which the film star aggregates the digital network as a constitutive outside, as the weekend exception that holds together the everyday celebrity horizon of the promotional economy. While corporate capital and stardom evolved as competing agents trying to regulate their counterpart during the post-liberalization maturation of the film economy, this essay has argued that tools of prediction consolidate and support aesthetic-political modalities, while content and layouts are remediated across media networks.

    Often, however, digital and web-based media are taken to be interchangeable. This is misleading to the extent that the digital takeover of old media industries has been a drive towards formal subscriptions (Parthasarathi, Amanullah, and Koshy, “Digitalization as Formalization”), whereas web-based media navigate the realm of “free” user activity, mined for targeted advertising. The wedge between subscription-and advertising-based revenue models requires closer assessment. The modest growth of Netflix and Amazon Prime alongside the rise of “independent” platforms (Hotstar, ALT Balaji, Voot, TVF, Arre) might suggest that the media industry wants to exit the promotional superhighways to develop subscription-based content. However, the battle over platforms should not distract us from the aggressively embedded advertising within the emerging content. The inability to exit the promotional superhighways marks the peculiar destiny of media in the time of computational capital, which also resonates with the destiny of billions who are trapped in the self-promotional frenzy of social media, where one wilfully deposits one’s private lifeworld into networks with porous boundaries.

    The preeminent distinction between advertising and subscription-based media is that the former relishes the openness of the network whereas the latter seek a strategic isolation from it. Suspended between the two modalities, the digital network, with its embedded tactics of control and cross-advertising, remains a key site to negotiate a new deal between the private and the public. Regardless of the threat of data theft, the thrill of selling one’s privacy in controlled public-private environments—supposedly, on one’s own terms—allows the consumer a distinct resonance with the celebrity-function, itself an outcome of surrendering privacy for increased public attention. The media network, drawing its cues from the same, has increasingly become a pride parade of celebrity posturing, unwittingly intensifying the war cry of neoliberalism. Consumer attention is trapped within its deceptively shape-shifting ecosystem, where event, content, celebrity, merchandise, and “reality” are routinely camouflaged and cross-dressed.

    Algorithmic cultures in the media economy enable compound, integrated, and recursive camouflaging. The consumer is offered a new deal—between subscription and promotion, between products and services—with a blurred horizon. We are thus invited to dwell in a habitus where the consumer is the only stable product. The consumer’s choices are closely computed to reinforce and amplify the predictive systems, while everything else appears to be a collage of promotional interests. The split subject could therefore only lay indirect claim to itself via a portfolio of interests. The debt-carrying capacity of the credit-scored consumer must be underscored by the aesthetic-political profiling of his/her world.

    To confirm the grim future of media networks, we must revisit the case of news, because the news business has not only lost its grip over what is newsworthy—what is news or instead, what is not news—but has also become subservient to advertising. When both the credible and the incredible offer relatively equal quotients of newness, the sheer volume of labour spent in making news credible forces it down the urgency ladder. The marketability and the scalability of the incredible as news—a news-advertising hybrid unleashed by the news factories playing with attention, computation, capital, and predictions—has therefore reduced credible news to mere liveness: the event as its bare self, immediate, transparent, and pleading for attention towards its truth-claim (Kumar, “The Unbearable”). In the midst of this, what has anchored the ethical cache of news is actually the spectre of the unidentified masses, who, it seems necessary to believe, must value the analytical truth.

    Psychographic classifications and behavioural data mining, however, break down even that last layer of doubt, which has perennially held together the foremost argument for truth-claims. The collapse of that spectre leaves every information vulnerable to computational capital and targeted advertising. Without the “protection” of the horizon of the masses, computational capital hacks the social code and reassembles it as interest-group clusters with a keen eye to their vulnerabilities, serving the truth with an “appropriate” dressing. What confronts the media after credit scoring, after the systematic disaggregation of the invaluable horizon of unidentified masses, is quite worse. Computational capital targets algorithmically what capital does via direct advertising; while both are deeply invested in multifractal stardom, the former is significantly more efficient at stripping stardom down to its celebrity-function via portfolios, predictive systems, and the differential interiority of the network.

    Footnotes

    1. While it is possible to see action cinema as the dominant genre in India, such classification reveals far too little. In Hindi Action Cinema, Vitali, for example, establishes the debt of Italian Peplums in the popular Hindi films featuring wrestler Dara Singh. While these are wrestling films that highlight muscularity and strength, such features were mounted upon a popular genre template in Madras-based film production: folklore films, often narrating the return of the abandoned but rightful heir of the throne via the popular will of the masses. Action films across the spectrum tend to be far more contemporary in their styling, and yet it would be misleading to overlook that they are re-grounded in a “local” aesthetic configuration.

    2. This essay focuses on male stardom in Indian film industries, reflecting its primacy. While female stars tend to have significantly shorter lifecycles and are entrusted with substantially less advertorial attention, several of them enjoy similar privileges across the network.

    3. The most eccentric of stardom’s achievement has been discussed by Prasad in Cine-Politics, a historical-theoretical investigation of how certain stars of the early post-independence era went on to acquire enormous political surplus in southern Indian states, with two of them even remaining chief ministers of the respective states over multiple terms.

    4. An aspiring model on Instagram could, for example, appear in full control of the libidinal economy of the platform. Apparel brands and budding fashion designers would rent her body for advertising, for she appears “untainted” by celebrity. However, someone else affording the same “lifestyle” could flaunt it without any career aspiration, appearing within the same (fractal) pattern of celebrity-advertising-fashion-corporeality. The indeterminate dimensionality and expanding symmetry of fractals within the network thus become almost recognizable, but not quite.

    5. Playback singers for film songs, like Ankit Tiwari and Neha Bhasin, whose corporeality had been hidden, now run YouTube channels to reclaim their celebrity. They can feature in their music videos and collaborate with fashion designers, actors, and choreographers, seeking offers for live concerts and other events.

    6. In a move to offset such damage, when actor Salman Khan’s Tubelight (2017) did not deliver on market predictions, he returned the distributors’ money (60 crores). Tamil star Rajinikanth did the same after the relative failure of Lingaa (2014). The small distributor, without any means to hedge his risks, is thus compensated as a goodwill gesture. Khan thus restored trust in his own creditworthiness by going against the logic of financialization.

    7. It is not uncommon for parents in small-town India to forbid their children to watch films in theaters, but then to allow them to watch the same films on television later. While there are other parameters at stake, the practice does indicate a differential social contract with media platforms.

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  • Can curation free the anthology? Giorgio Agamben’s apparatus and Against Expression: An Anthology of Conceptual Writing

    Isabelle Parkinson (bio)
    Queen Mary, University of London

    Abstract

    This article analyzes the failure of Against Expression: An Anthology of Conceptual Writing (2011) to fulfil the critical action it claims to achieve through curation. Deploying Agamben’s concept of the apparatus, the article looks beyond the editors’ claim that curation enables an avant-garde resistance to the canonizing force of the anthology form, using data visualizations to render visible Against Expression‘s covert enactment of the canonization it claims to avoid. In doing so, the article also questions the potential for curatorial practices to represent any real challenge to the status quo, given curation’s current function as a primary apparatus of the market.

    Craig Dworkin and Kenneth Goldsmith’s Against Expression: An Anthology of Conceptual Writing appeared in 2011, when the mode had gained international prominence as an influential strand of “innovative” or “avant-garde” literary production.1 Situated alongside other contemporary publications such as Vanessa Place and Robert Fitterman’s Notes on Conceptualisms (2009), Marjorie Perloff’s Unoriginal Genius (2010), and Goldsmith’s Uncreative Writing (2011), Against Expression consolidates the arguments for the significance of conceptual writing as a literary category. For the editors, however—in keeping with their characterization of conceptual writing as avant-garde and so resistant to the dominant culture and cultural domination—Against Expression is also an attempt to problematize the anthology form by deploying détournement strategies of appropriation and repurposing.2 In their wide-ranging discussion of the American anthology tradition, Joe Lockard and Jillian Sandell describe the kind of anthologizing that Against Expression seeks to challenge:

    By spatializing and historicizing bodies of knowledge into meaningful categories, anthologies consolidate new or existing canons of literature. The organization of materials in anthologies often implies a telos of development, and the anthology comes to embody a collective bildungsroman. (242)

    The editors of Against Expression want to resist the canonizing, teleological function that ratifies a dominant narrative, instead presenting their work as an act of curation analogous to the literary practices of conceptual writing that reframe, decontextualize, or juxtapose existing cultural artefacts to generate a new set of meanings. This mode of meaning-making operates through action in and on the cultural sphere, mutely revealing rather than directly articulating a critique of dominant cultural, social, and political forms. Meaning is generated in the knowledge of this process; thus, Against Expression offers a dismantled version of the anthology as a practice of curation that lays bare its own processes to reveal itself as critical action.

    Rather than succeeding in this endeavour to resist canonization, however, Against Expression in fact activates it, as demonstrated by the publication of a number of subsequent anthologies. In 2013, Norton produced a new edition of Postmodern American Poetry: A Norton Anthology, which represents just the kind of canonizing, developmental mode Dworkin and Goldsmith claim to problematize and includes twenty-two of the authors represented in Against Expression (Dworkin and Goldsmith among them and prominently featured in the preface and introduction). In 2012, Les Figues Press published I’ll Drown My Book: Conceptual Writing by Women (edited by Caroline Bergvall), a direct response to Against Expression‘s version of conceptual writing. In 2015, What I Say: Innovative Poetry by Black Writers in America came out from the University of Alabama Press (edited by Aldon Lynn Nielsen and Lauri Ramey). In the same year, Out of Everywhere 2: Linguistically Innovative Poetry by Women in North America & the UK was published by Reality Street (edited by Emily Critchley). What I Say is the second volume of “the anthology project that began with Every Goodbye Ain’t Gone,” and Out of Everywhere 2 is a follow-up to the 1996 publication of the same name (edited by Maggie O’Sullivan). Although they don’t respond directly to Dworkin and Goldsmith’s anthology, these two publications reflect anxiety about the potential marginalization of some writers in Against Expression‘s endorsement of a distinct form of innovative poetry. On the whole, the succession of “revisionist” anthologies evinces a conviction that Against Expression reproduces one of the most significant outcomes of canonization: the exclusion of women and minority writers. This wave of anthologizing therefore begs the question: why has Against Expression produced an effect in the cultural sphere that so roundly contradicts its intention?

    To answer this question, some theorization of the formal and editorial possibilities of the anthology is necessary, and I want to use Agamben’s notion of the apparatus as a way of conceptualizing a genre that remains undertheorized.3 In “What is an Apparatus?,” his 2006 gloss on Michel Foucault’s “decisive technical term,” Agamben characterizes the apparatus (dispositif) as a “network” established between elements in “a heterogeneous set” that includes “discourses, institutions, buildings, laws, police measures, philosophical propositions, and so on,” and “appears at the intersection of power relations and relations of knowledge” (3). In Agamben’s development, Foucault’s original “heterogeneous set” is broadened to include “literally anything that has in some way the capacity to capture, orient, determine, intercept, model, control or secure the gestures, behaviours, opinions, or discourses of living beings” (14). From this broader starting point, Agamben’s discussion extends Foucault’s theory by drawing on Heidegger’s concept of installation: the “gathering together of the (in)stallation [Stellen] that (in)stalls man, this is to say, challenges him to expose the real in the mode of ordering [Bestellen]” (qtd. in Agamben 12). Agamben defines “installation” as the function of the apparatus. In his formulation, installation is the result of the meeting of the “two great classes”: “beings” and “apparatuses.” For Agamben, “living beings are incessantly captured” in the apparatus, and the engagement—the installation—of living beings in the apparatus creates the “third class, subjects” (14). Thus, subjectivity is defined as a process of constant installation, the capture and recapture of the living being in the apparatus as it moves from one form of engagement to another. As well as broadening its scope, Agamben also makes the definition of “apparatus” narrower and more specific. His example of the mobile phone indicates that he uses the term to denote individual instantiations (that is, apparatuses rather than “the apparatus”), junctions at the intersection of a number of vectors that install the subject as one nodal point in the network. This development of Foucault enables the analysis of an object in terms of its function as apparatus, and provides a framework for discussing the forms and processes of the subject’s installation in the system it intersects.

    The literary anthology is a significant object of analysis on Agamben’s terms because it operates at the intersection of knowledge and power and across multiple vectors: as discourse, as institution, and as a method of distribution that circumscribes, validates and manages an area of knowledge. Agamben’s ideas are especially germane to Against Expression because the practice of conceptual writing is itself one of denaturalizing, a laying bare of the apparatus. One of the primary functions of the conceptual work is to expose the ways in which knowledge and power intersect in the construction of the subject.4 Dworkin and Goldsmith’s desire to confront the anthology as such is consistent with the defining mode of the conceptual writing they anthologize and define as the contemporary manifestation of the avant-garde. Indeed, this practice (of revealing the processes of subjectification) forms the basis of their assertion that the late-nineteenth and early-twentieth-century avant-garde has been subdued or repressed by the hegemony of the mainstream lyric that naturalizes the subjectivity (in Agamben’s terms) constructed in the capture of the “living being” in the apparatus.5 Because of the overarching emphasis on mode, the conceptual writing movement can claim a resurgent avant-garde position. For Dworkin and Goldsmith, its function is to lay bare both its place in the “network” of Agamben’s apparatus, and the field of literary production as such in relation to the broader cultural and socio-economic landscape. Conceptual writing is avant-garde because it ruptures the existing paradigm by drawing attention to it, thereby breaking the unspoken rule of collusion: the “forgetting” of the truth of its constructedness that enables a writer to produce work within the apparatus. This forgetting is concisely characterized by Dworkin’s description of the typical contemporary work of literature as “the hundred-thousandth lyric published this decade in which a plainspoken persona realizes a small profundity about suburban bourgeois life” (xxxix). In Dworkin’s caricature, the very act of writing upholds and obscures those social and cultural constructions challenged by the avant-garde. The lyric form in particular is highly problematic for conceptual writing because it presupposes a sincere subject position and an authentic voice that expresses something genuinely felt (hence, the anthology is “against expression”).6 Dworkin’s ironic alliteration emphasizes the qualities of this position: “plainspoken,” “persona,” “profundity.” His critique of contemporary literary production is also a critique of the institutionalized position it occupies, reflects, and perpetuates, indicated by the reference to “suburban bourgeois life”: a representation of its passive assimilation into the bourgeois worldview and its attendant institutions. The relevance to Agamben’s apparatus is apparent: the naturalization of the subject position as such is the function of the contemporary literature Dworkin critiques. In this paradigm, the work of conceptual writing is to denaturalize the subject and reveal the methods of its construction. To keep faith with this defining practice, and to resist the dissolution of the reader into a state of unexamined and docile subjectification, Against Expression must also therefore draw attention to its own construction and constructedness.

    Dworkin and Goldsmith attempt this denaturalization by characterizing Against Expression as an act of curation, a self-reflexive practice that enables a critical engagement with its material. Curation has arguably become the primary cultural practice of the twenty-first century, moving beyond the cultural sphere to represent one of the main modes of social life—from the curatorial turn in journalism through social media to education.7 As art historian Terry Smith argues, “curating is everywhere being extended, encompassing every kind of organising of any body of images or set of actions” (17). In tracing the development of curation as a cultural practice in visual and especially in conceptual art, Paul O’Neill’s The Culture of Curating and the Curating of Culture(s) starts with the historical avant-garde (for example, Dada, Surrealism and constructivism) and ends in the 2010s, when “discursive, pedagogical and dialogical approaches to exhibition production are becoming more prevalent.” For O’Neill, curation can be “used as a means of contesting the critical and aesthetic autonomy of art and the mediation of aesthetic value”; he picks out as exemplary those acts of curation where “the curatorial framework and its structural contestations are made more manifest” (129). Against Expression follows this understanding of the role of curation in contesting and making more manifest the relations of power and knowledge. Dworkin’s introductory essay on “The Fate of Echo” recognizes that “the paratext always suggests a perspective from which to read,” and explicitly takes hold of the paratextual element of the apparatus to present it as the embodiment of a self-conscious argument (xxiv). He is also concerned that, in resistance to the reifying potential of the anthology, Against Expression does not represent a definitive statement or a canon. He presents the anthology as an extension of the online UbuWeb Anthology of Conceptual Writing, whose “curatorial premise” is to “look beyond received histories and commonplace affiliations” (xxiv). This claim aligns Against Expression‘s curatorial practice with the utopian practices of the 1960s, when “curators were beginning to make visible the mediating component within the formation, production and dissemination of an exhibition” (O’Neill, “Curatorial Turn” 13). Dworkin’s critique of “received histories and commonplace affiliations” also resonates with O’Neill’s characterization of the shift in curatorial practice in the 1990s, when the “ascendancy of the curatorial gesture … also began to establish curating as a potential nexus for discussion, critique and debate” (13-14). Like these art curators, Goldsmith and Dworkin speak critically from within the “institution”8—the universities of Pennsylvania (Goldsmith) and Utah (Dworkin)—and Against Expression likewise claims a critical position on established canons at close range, temporarily assembling a series of texts to offer a consciously-constructed argument for literary affiliation that challenges established literary and art histories. The claim to an overt composition and the foregrounding of the act of curation appears to get around the problem of the anthology’s authority by treating it explicitly as a temporary assemblage that is in itself a part of the emergence of the category. Dworkin characterizes his own activity as “assembling the present collection” (xli). As he says,

    This anthology documents the explosion of publications since the turn of the millennium under the sign of the conceptual … to offer a snapshot of an instant in the midst of an energetic reformation, just before the mills of critical assessment and canonical formation have had a chance to complete their first revolutions.(xliv)

    In other words, the anthology seeks to recognize the category without fixing it, without contributing to its authorization. Dworkin’s diction—”snapshot,” “instant,” “midst,” “energetic”—indicates that the anthology is not definitive, but is rather an immediate, temporary sketch of a phenomenon as it moves. In order to differentiate itself from the authorizing or textbook anthology, Against Expression also defines itself against the activity of canonization in the contrasting image of the “mills”: weighty, destructive and inexorable machines that process the original practices through the culture industry’s discourses and institutions.

    Ironically (and tellingly), the canonizing function of the anthology that Dworkin and Goldsmith wish to resist is enacted in the 2013 Norton Postmodern American Poetry, in which they both appear. Editor Paul Hoover denies the possibility that conceptual writing can or should represent a challenge to the continuum of literary history, asserting that “For all the triumphal claims of conceptualism, no one is drowned but Icarus and the ship of history sails calmly on” (lvi). He follows this up with a reminder that “History determined that Rae Armantrout, an experimental lyric poet and close observer of human experience, won the Pulitzer Prize for 2010” (lvi). Hoover’s inclusion of Dworkin, Goldsmith, Place and Fitterman’s work in an anthology that repudiates both conceptual writing’s rejection of the lyric form and its resistance to institutionalized literary histories is problematic, particularly given conceptual writing’s attention to modes of production and distribution as its defining concern. As Place and Fitterman put it, in conceptual writing practices, the “primary focus moves from production to post-production. This may involve a shift from the material of production to the mode of production, or the production of a mode” (Notes on Conceptualisms, 16). The anthology as such is very much a “mode of production” that, in ratifying a version of literature, is also “the production of a mode” that Against Expression wants to both expose and counter. The explicit function of the Norton Postmodern American Poetry is to canonize, periodize, and legitimate what Hoover calls “the ‘other tradition’” (xxviii). This function is unequivocally articulated in the preface and introduction. Hoover celebrates the achievement of the first edition of Postmodern American Poetry (1994) in “canonizing new practices such as language poetry and honouring the avant-garde in general”; establishes a historical model that eternalizes and assimilates innovation by declaring “as happens with every generation, the new wins the day and the broader writing culture is altered by its theories and practices”; and asserts the criterion of newness as the primary measure of value in claiming that “in 1994 the newest poetics was that of language poetry. Today the new is represented by conceptual poetry, Newlipo, cyberpoetry including Flarf, and the postlanguage lyric” (xxxvii). Hoover places this canon of the “other tradition” in the context of a historiography of supersession and so justifies the new edition as an extension of the original’s historical parameters. In this way, the logic of the avant-garde is assimilated to the model of the canonizing anthology. Moreover, his triumphant conclusion that “the book was a great success in its first trade season and became the classroom standard for teachers and students” presents problems for conceptual writing in particular, invested as it is in the production contexts of texts as the site of critical intervention (xxviii). The easy assimilation of “trade” and “the classroom standard” into the discourse of avant-garde cultural production appears to signal the failure of the avant-garde to challenge the status quo. Hoover resolves this contradiction by accepting institutional validation as a criterion of value for the avant-garde. Against Expression tackles it by using a practice of curation that enables Goldsmith and Dworkin to keep faith with the resistant project of conceptual writing without capitulating to the discourses it critiques.9

    Against Expression deploys a number of paratextual devices to carry out its critique. First, it repurposes a common feature of the anthology: the headnote. Rather than introducing the author and offering a potted history of their life, work, and activity on the literary scene, the headnotes in Against Expression present an argument for the work’s inclusion. The traditional form of the headnote overwritten by Against Expression can be seen in Hoover’s Postmodern American Poetry, in keeping with its function as a periodizing, canonizing anthology. Hoover’s headnotes are written in full, formal sentences, and are generally structured to formulate a literary-historical biographical narrative. The entry for Charles Bernstein—who is also included in Against Expression—begins by noting his date of birth, where he was born, that he attended Harvard University, and that he “studied with the philosopher Stanley Cavell,” offering a biographical precis that emphasizes his relationships with an important institution and an important man. Hoover’s assertion that Bernstein was “The leading theorist of language poetry” reflects the discourse of hierarchy that is a common feature of the headnotes in this anthology (517). The final paragraph details his involvement in establishment production contexts and his working relationships with other editors and academics, consolidating the emphasis on institutional legitimisation and moving Bernstein from his role in a radical poetry movement to his position in academia, following a narrative of development. The headnote for Bernstein in Against Expression operates very differently. Formally, the style is much looser and more irregular, as in this very long and unwieldy sentence, an asyndetic list jammed with information and riddled with parenthetical asides:

    In addition to the Inkblot Record, “I and The” also recalls less procedural works based on restricted or specialist vocabularies: Hannah Weiner’s Code Poems (composed in the semaphore of the maritime International Code of Signals for the Use of All Nations); Aaron Kunin’s translation of Ezra Pound’s “Hugh Selwyn Mauberly” into the 170 words of Kunin’s own private sign language (“You Won’t Remember This,” The Mauberly Poems [New York:/ubu Editions, 2004]); Jackson Mac Low’s The Pronouns and CK Ogden’s translation of Joyce (both of which confine themselves to the 850 words of BASIC English) and – perhaps closest to Bernstein’s poem – Laura Elrick’s “First Words” (sKincerity [San Francisco: Krupskaya, 2003]) and Kit Robinson’s Dolch Stanzas (San Francisco: This Press, 1976).(88)

    Rather than offering any sense of development, either literary-historical or biographical, the sentence moves across time in a dynamic engagement with a swathe of texts connected only by the argument of the sentence that gathers them. Moreover, the lack of attention to historical context is reflected in the fact that half of the texts mentioned are undated. Instead, Bernstein’s works are described by referring to conceptual writing’s varied and historically disparate practices and precedents, and the selected examples suggest how these practices might be drawn together—that is, as a working hypothesis rather than a definitive statement. The use of listing and parentheses enhances the feeling that the anthology is a temporary assembly of comparable practices. These techniques are employed in all the headnotes, implying that the selections in the anthology are not fixed, definitive, or authoritative. In this way, Against Expression seeks to resist the hegemonic relations of power and knowledge represented by both the canon and the academy, the two institutions implicated in Dworkin’s wish to evade “canonical formation” and “critical assessment.”

    The “curatorial premise” borne out in the headnotes also shapes the other prominent paratextual devices deployed to counteract institutionalizing forms or processes. First, the anthology is organized by author in alphabetical order. As well as echoing the many examples of conceptual writing that use the alphabet to order material or as a constraint, this creates a levelling effect because it randomizes the sequence in which the authors appear.10 Second, there is no indication in the contents page of publication dates, nor does the page say when the authors were—or are—writing. The absence of any indication of their chronological relationship becomes an overt declaration of resistance to ideas of development or periodization, so the contents page looks like a refusal to offer a genealogical account of the category. In the baldest interpretation, it embodies a refusal to engage with literary history at all, providing instead a decontextualized field of works connected only by their relevance to the category of “conceptual writing.” In addition, so many writers are included, and so many more are mentioned in the headnotes, that the impression is of a levelling inclusiveness determined only by a general category. This is an equalizing field constructed—or deconstructed—out of a flattening of both history and hierarchy.

    Despite its disruptive techniques, however, the failure of Against Expression to trouble relations of power and knowledge is revealed in the success of its canonization, as reflected in its editors’ inclusion in the Norton and by the production of those subsequent anthologies that so quickly read it as another example of cultural domination and exclusion. The reasons it fails have to do both with the inescapabilty of specific aspects in the mode of anthologizing, and with the fragility of the political commitment offered by the practice of curation. Dworkin’s desire to present a seemingly immediate, temporary, and authentic record of “tendencies” suggests that, in this anthology, the material is not mediated in the same way as in an authorizing anthology. In fact, this presentation serves to underplay the activity of selection and combination necessary to produce any anthology. It points to a significant aporia in Against Expression as a whole, one that is marked perhaps most distinctly in the unresolved contradiction in the claims that it is both a “snapshot” and an “argument.” The anthology represents an uneasy and compromised adoption of the curatorial mode O’Neill celebrates, evident in the tension between the apparently objective documentation of the “snapshot of emerging tendencies” and the declaration of a subjective project to construct a category that actively “reframes” literary history. Against Expression is unable to keep faith with the demystification it promises, withdrawing it at the moment of articulation in convoluted expressions of the editor’s agency. Rather than foregrounding and laying bare their choices and their implications, the paratextual elements of this anthology obscure those choices and the role they play in installing the reading subject in the network of meanings they embody.

    Using methods of data visualization, we can examine the other, less overt paratextual features that mediate the reader’s engagement with the writers and the texts in the anthology and construct a representation of conceptual writing as a movement. Visualization allows us to trace the vectors and networks in the apparatus that are not in plain sight, but play a significant role in regulating the reader’s agency. These elements are arguably more significant in the “installation” of the living being precisely because they are hidden; they do not work at the conscious level and so deny the reader the autonomy that seems to be offered in the foregrounding of Against Expression‘s intervention in knowledge production. Beginning with the question of canonization, a dataset can be gathered from the paratextual apparatus—the introductory essays and the headnotes—in order to trace how contemporary writers are networked into the category of avant-garde poetics. I focus on the patterns created by the frequency, placing, and juxtaposition of author names, unavailable on a single reading but emerging gradually over repeated and variable engagements with the text. In the reader’s experience of Against Expression, the patterns of repetition and combination of author names encourage the reader to “know” that some writers are influential, significant, or connected. The more names an author is associated with, the more likely the reading subject is to perceive them as a prominent influence, nodal point, or typical practice (given that the headnotes reference “like” practices). A canon certainly does materialize when the data is visualized as the totality of underlying patterns of influence and hierarchy created in the headnotes and essays. Attending to the patterns of affiliation (who is named, in relation to whom, and how often), we can plot these relations as a network of names (see Fig.1).11

    Fig 1.
    The network of names in Against Expression: An Anthology of Conceptual Writing. Shapes represent the author’s gender: circles = male, triangles = female. Colours are randomized.

    The visualization follows the flattening of history that the anthology achieves when it decides not to date the authors, instead presenting us with the system of associations created by the references to those authors throughout the text. In the map, arrows “out” denote the names associated with those writers in their own headnotes, and arrows “in” denote references made to them in the headnotes of other writers.12 The way these names are selected and combined through cross-reference and association reflects a process of reciprocal identification: Dworkin and Goldsmith draw conceptual writing into the category of the avant-garde by constructing a network of mutual validation. The twenty-first-century writers are therefore legitimized in this underlying network both through their connections with earlier writers and in their associations with each other. Some figures are prominent, and some are more marginal. Stephane Mallarmé, Andy Warhol and John Cage, and 80s Language poets Charles Bernstein and Ron Silliman—with lots of arrows “in”—are given greater prominence as central influences often recognized in other writers’ headnotes. These figures generate their own distinct yet connected “spheres” of influence. Contemporary writers Nathan Austin and K. Silem Mohammad—with many arrows “out”—have other writers drawn more tightly into clusters around them, which presents them as conduits or networking figures. The network plot follows the explicit remit of the anthology, making a case for the status of conceptual writing by connecting it to the poetry of the earlier iterations of the avant-garde. What becomes visible is the active construction of a literary field where authors are placed in relation to each other in an imaginary atemporal space of positions. While Gertrude Stein occupies a position of influence parallel to Marcel Duchamp’s, the most populous coterie on the network is made up of predominantly male writers. Moreover, thirteen of the thirty women in the anthology appear in this network as outliers. Not only are women underrepresented in the anthology (just thirty out of 111, or 27.9%); they are also marginalized within its network of validations. The names in the cluster assert the extant male canon of avant-garde art and literature (Warhol, Cage, Bernstein, MacLow) while drawing into their orbit the new writers that Goldsmith and Dworkin ratify as their legitimate inheritors (such as Austin, Mohammad, and Bök). This hierarchy of influence and connection radically revises the “levelling” enacted in the contents page (which was designed to resist the processes of canonization and exclusion), instead reasserting those processes through other paratextual means.

    Second, by reinstating the chronology that the Anthology avoids, we can show how this new avant-garde attaches itself to a traditional reading of literary periods. In visualizing the data from the introductory essays and headnotes as a graph with a timeline as the x axis, a pattern appears (Fig. 2).

    Fig 2.
    Number of references to and from authors in Against Expression: The Anthology of Conceptual Writing, graphed over time.

    Looking at the spread of works included as examples of conceptual writing over ten-year blocks from 1900 to 2010, we see that the anthology expresses an underlying periodization in the clusters of associations around moments in a chronology. With clusters of works through the 1910s and 20s, in the 1960s, and again in the late 1970s and into the 1980s, this chronology reinstates the boundaries of modernism, pop art, and postmodernism. Its examples of conceptual writing, therefore, gather around literary moments already considered significant in the genealogy of the avant-garde. In this way, the anthology asserts an already well-established narrative of an interrupted or resurgent avant-garde, and presents a literary genealogy in order to establish the legitimacy of the movement.13 Its construction also reveals that, while the literary history of conceptual writing manifests as fluctuation or interruption, the general trajectory is that of growth. The sense of a bourgeoning movement is implied because, with each example of “resurgence,” the number of works increases, indicating an increase in the number of writers engaged in conceptual writing over time. In the contemporary resurgence, the number of writers occupying the same position is so great that it appears on the graph as a tangled knot of names. Despite its interrupted trajectory, the anthology therefore provides a developmental model of evolutionary proliferation. This underlying formation naturalizes its construction through a pattern of precedent and heredity, an evolutionary model of proliferation in which a successful “species” multiplies over time.14

    The deployment of names also shows how the hidden paratext creates an underlying genealogy. On the same chart, the y axis indicates the number of times an author is mentioned in the anthology as a whole (Fig. 2). The higher the point, the greater the number of references to the author in the anthology. Thus Andy Warhol and John Cage are the highest points on the chart, having ten and nine mentions respectively. The size of the point on the chart reflects the number of other authors referred to in that author’s headnote.15 The number of times an author is mentioned (their level on the y axis) indicates the level of influence they exert, and the relative size of the points indicates their role as a conduit or connector of like practices, a drawing in rather than a handing down. A closer look at the twenty-first-century corner of the chart reveals a proliferation of connecting figures (Fig. 3).

    Fig 3.
    Twenty-first-century positions on the field.

    This part of the chart, with its greater number of larger, “fraternal” points—for example K. Silem Mohammad, whose headnote mentions nine other authors—shows that the anthology ratifies conceptual writing by connecting its twenty-first-century writers to each other and to the other authors in the literary genealogy it constructs. Most of the recent figures are situated low in the field, reflecting the fact that many of them are mentioned only once or twice in the anthology as a whole. However, two figures emerge from this scrum, distinguished by height and size, so both are mentioned more than other contemporary writers and are connected to more of them: in the field laid bare, the editors of the anthology, Kenneth Goldsmith and Craig Dworkin, dominate their contemporary scene.

    Dworkin and Goldsmith’s construction and ratification of a primarily male canon is challenged in the 2012 anthology I’ll Drown My Book: Conceptual Writing by Women. In her introduction, Laynie Browne defines this anthology as a response to conceptual writing’s fast-moving consolidation, expressing a fear that women will be “written out of the project.” Noting that “it is often at the stage of anthologizing that numbers start to shift so that women are not adequately represented,” her characterization of the typical situation of women in literary movements is entirely apposite to the representation of conceptual writing in Against Expression. Moreover, in reflecting and refracting the language used in Against Expression‘s prefaces—with “take shape,” “crystallize” and “documented” echoing Dworkin’s purpose to “document” the “energetic reformation”—her anthology offers a direct challenge to its potential hegemony (14). Browne argues that the “lack of representation of women is in some sense invisible until we come to moments where codification starts to happen. To many then, this writing women out of the canon is invisible until after the fact” (15). This description of the processes of canonization applies to Against Expression, whose latent structures begin to codify a version of conceptual writing that sends women writers into the background. Caroline Bergvall’s introduction to I’ll Drown My Book connects the problem of canonization to conceptual art’s inability to problematize the author function. For Bergvall, “the all-important business of stripping the artist’s social identity, or even denuding artistic persona itself, investigating the artist’s ‘authorial function’” has “proved largely beyond the frame.” Instead, in Bergvall’s view, “the artistic persona found itself neither intercepted nor sabotaged by conceptual methodologies” and “Conceptual Art turned quickly into a small coterie of largely given, largely male, largely white art stars” (19). The relationship between the author function and canonization is relevant to the paratextual choices in Against Expression. Because the authors’ names are stripped of other determination, the author function is foregrounded in favor of, for example, the historical, geographical, generic or political contexts of the text’s production. The proliferation of references to and the connectedness of Warhol or Bernstein, as visualized in the network plot (Fig. 1), consolidate their significance purely in terms of the author function: in Foucault’s original iteration, “the ideological figure by which one marks the manner in which we fear the proliferation of meaning” (“What is an Author?” 119). In this respect, Against Expression fears the proliferation of meaning outside the institutions it claims to be “looking beyond,” as we can see in the centre-periphery model revealed in the network plot.

    And what of the claim for the practice of curation as distinct from the traditional anthology? By comparison, the looser assembly, the overt insistence on impermanence, and the self-reflexive approach do seem to offer a more active readerly participation, or at least a chance for readers to “intervene in their own processes of subjectification,” as Agamben puts it (24). The resistance to chronological ordering in the contents page foregrounds the active choice of the anthologist, rather than imposing a history. The large number of names suggests inclusiveness rather than a defined and narrow genealogy. The inclusion of Warhol, Cage and other practitioners previously identified more as artists than writers troubles the category of the literary text. Indeed, the insistence on writing as a much looser category seems to resist the institutions of “author” and “literature,” disrupting the scholarly disciplines that “separate” and “capture” human activity (17). The very refusal to deal in other categories foregrounds the emphasis on the central category of conceptual writing, and, in making one big claim, Against Expression draws attention to its own “mode of ordering” and lays bare its function in controlling knowledge. But if “the apparatus itself is the network that is established between … elements,” then Against Expression is an apparatus that draws together a network of forces in order to assert and authorize its legitimacy (2-3). It brings together discourses (of the avant-garde; of conceptual art; of evolutionary development) and institutions (the canon; the literary period; the literary genealogy; the author function) to control the reader’s engagement with knowledge and construct the reading subject. This is significant in light of the disproportionate number of white male writers represented in Against Expression as a whole, and is expressed most notably in the way these authors dominate the patterns of significance and legitimization revealed in the data analysis. The reader is installed in her identification with “important” writers whose legitimacy is conferred through the insistent repetition of their names and associations with each other: the well-worn processes of a long history of hegemony. By deploying a narrative of curation that obfuscates its canonizing role, Against Expression enacts the subjectification of the reader of the hidden paratext as Agamben defines it in his discussion of the processes of installation. With only a limited and partial understanding of the way the text operates, the reader is not afforded the agency the Anthology seems to offer. Much like the apparatuses that Agamben critiques, the experience appears to be one of self-determination because the reader is made to feel like she is “in the know” and so in control of her own reading choices. As my analysis reveals, however, like the “user” of the mobile phone in Agamben’s example, the reader is the passive recipient of a system in which her choices are delimited and controlled by silent instructions that bypass conscious recognition. The subjectification that occurs here is, therefore, in the predominant contemporary form of the apparatus: the “reader” is in fact locked into what turns out to be a regulatory project by the very illusion that she is in control.

    This illusion also marks and sustains the contemporary activity of curation as practiced beyond the art world. Kate Fowle, a director of Independent Curators International, says of contemporary curation: “as the curatorial imperative gains momentum around the world, its form is mutating and becoming untethered from its modern precedent” (9). This can also be said of the way curation has entered the broader cultural sphere, becoming integrated into social, economic and political life and increasingly taking more discrete and specialized forms. “Untethered” from its precedent in visual art, curation has “mutated” to become the primary practice of the market, constructing marketized identities on Facebook and Instagram and curating content as an aspect of “social selling,” hooking the logic of capital into the intimacies of social life. As the Scoop.it Content Marketing Blog asserts, “The very best curation done via social selling is a way for salespeople to demonstrate their value and uniqueness. They have an exceptionally effective—and human—way to build trust and to prompt feedback. Both of which are at the core of building a relationship … and making a sale” (Neely). Feeding into the curated identities of sales “prospects” through content curation is therefore a way of “leveraging your social network” and represents the marketization of “human” relationships and “trust” (Brevet). Curation is thus the primary contemporary exemplar of the apparatus Agamben critiques. Once denoting a practice of institutional preservation and conservation, it became a self-reflexive art practice that seemed to enable institutional critique, but is now a method to capture and construct subjectivity as a collection of temporarily congealed surfaces. The temporary nature of these forms of curation reflects precisely the continuous process of installation and reinstallation that makes subjectivity a negative state. As Agamben argues, “processes of subjectification and processes of desubjectification seem to become reciprocally indifferent, and so they do not give rise to the recomposition of a new subject, except in larval or, as it were, in spectral form. In the nontruth of the subject, its own truth is no longer at stake” (21). The mechanism of curation enacts an infinitely unfinished process of reassembly that sustains a yearning for subjecthood and a belief in the subject as a product of consumer preferences ratified in the assemblages of other consumers.

    The role of the anthology in perpetuating and stabilizing an exclusionary canon also plays into contemporary fears about the erosion of the canon and anxieties about the “preservation” of literary studies in the rapidly-changing globalized higher education marketplace. In his 2012 The Global Future of English Studies, James English’s survey of tertiary English programmes across the US, Europe, China, South Africa and Australia, finds that “there is less divergence than we might imagine from the canon of classic British and American works,” and that “the place of this canonical literary study within the baccalaureate degree program as a whole … is surprisingly uniform throughout the world” (117). For English, “the newer, more ‘foreign’ programs emerging with globalization are if anything more committed to the familiar canon of Great Authors than are the established programs of the Anglophone sphere.” As a result, “rather than pulling the discipline apart, the process of global massification is affirming its cohesion around a common core.” English’s discussion reflects the way that this very valid anxiety might paradoxically work against a pluralistic, self-reflexive model of literary studies. The security of the “cohesion” around the “core” of “Great Authors” here stands in for the preservation of English literary studies as such (174). English later recognizes the potential for universities outside the US and Europe to shift the balance of the centre-periphery model, concluding that “it is time for us at the presumptive centre of things to begin paying more attention to the forms our discipline is taking at these sites of rapid expansion” (191). In the context of the global education marketplace, however, the anxieties rather than the subtle conclusions of English’s study will probably form the leading edge. The mass marketing of English studies may well end up seriously compromising its main achievement in the last forty years: the recovery and/or appreciation of writers not previously considered to be “Great Authors,” including women writers, minority writers, writers of popular fiction and, ironically, the authors of world literature in English. Thus, both the “massification” and marketization of English studies and the desire for homogeneity generated by the fears it prompts are very pressing reasons to be wary of the canonizing anthology.

    The desire to assuage panic about the future of English literary studies has also recently merged with optimism about “curation” as a way of preserving the value of the discipline. In her introduction to the 2016 special edition of New Literary History, Recomposing the Humanities—with Bruno Latour, Rita Felski argues for a new emphasis on curatorship, one that echoes in interesting ways the argument set out in Against Expression. Felski asks, “To what extent are humanists engaged in practices of making as well as unmaking, composing as well as questioning, creating as well as subverting? … In this spirit, I advance four possible terms—curating, conveying, criticizing, composing” (216). She argues for curation as a practice of making, one grounded in the need to preserve but aware of the responsibility of those choices, imagining the humanities “as a series of actions, practices, and interventions” rather than the result of the functioning and countering of a range of rigid institutions (217). I would argue that this is a problematic solution, given the current function of curation as the primary apparatus of the market. In the global commercialization of higher education (HE), curation and massification are brought together in troubling ways. For example, Pearson—”the world’s learning company”—is a powerful, extensive, and expanding provider for English-medium HE institutions across the globe. One major innovation in their format is “Pearson Collections,” a site that enables “educators” to “Engage Students with Custom Content” and “Create a Collection for Your Course” with an “easy-to-use curation tools” in order to “choose the chapters you want from any Pearson product.” Accompanied by signifiers of agency (“you have your own way of teaching”) and freedom (“you can freely mix and match”), the site deploys the narrative of curation as a creative practice that liberates the individual from regulatory structures and gives them control over the system, enabling them to survey the apparatus and operate beyond its dictates.16 The model of curation is the model of the globalized higher education market: the curation of commodities in an archive of products limited by economies of scale.

    Like Pearson’s decoy of “custom content” curation, curation in Against Expression too becomes a decoy, presenting a convincing surface structure to displace the underlying apparatus of its value system. This parallel demonstrates the hazardous position of the avant-garde vis-à-vis the dominant culture: the avant-garde is capitalism’s critic and its coeval. To be worth the hazard, it must maintain a delicate relation of immanent critique. This function and its attendant constraints are clearly manifested in the method of detournement that forms the basis of conceptual writing practices, a methodology developed out of the necessity to refuse an external standpoint from which to articulate its challenge. The discourse of curation presented in Against Expression, however, claims to offer just such a position, speaking from a critical space outside the institutions it critiques. The dangerous “naivety” (in Agamben’s sense) in this positing of a blameless utopian space from which to speak is perilous for the avant-garde project to denaturalize discourse and expose its function in the network of power and knowledge.

    Footnotes

    1. Dworkin offers a short history of Conceptual Writing’s reputation in his “An Overview / Chronology of Conceptual Writing” for the Harriet Blog.

    2. For an extended definition of détournement, see Guy Debord and Gil Wolman, “A User’s Guide to Détournement” in Ken Knabb’s Situationist International Anthology.

    3. See, for example, Jeffrey Di Leo: “while anthologies are a pervasive and dominant part of academic culture, they have not been given sustained analysis by cultural theorists” (6). Against Expression itself clearly contributes to the theorization of anthologies, which has developed since 2004, yet “most American anthology and canon revision has focused on author and text selections but little on the anthology editorial apparatus” (Aull 38).

    4. One expression of this function can be found in Notes on Conceptualisms in the notion of the “sobject,” the subject-as-object of modernity, the “properly melancholic contemporary entity” that “exists in a procedural loop” exposed by conceptual writing’s “radical reframing of the world” (38-9). See also Fitterman on repurposing: “[the] use of repurposed source materials or identities isn’t meant to replace a more direct investment in identity but, rather, to complicate any of our positions by addressing how our subjectivities are shaped, compromised, or borrowed” (1).

    5. See below. See also, for example, Marjorie Perloff, 21st-Century Modernism, 3-7.

    6. The way the term “lyric” has been deployed in definitions and defences of conceptual writing has been heavily contested. Judith Goldman, for example, has argued that this version of the lyric is a “straw man” invoked by the editors, as detailed in her article “Re-thinking ‘Non-retinal Literature.’” Goldman shows that this statement about the lyric draws heavily on the Language poetry manifestos of the early 1980s without acknowledging them. For more on this debate, see also Marjorie Perloff, “Towards A Conceptual Lyric: From Content to Context.” What interests me here is the use Dworkin makes of the lyric (and everything he takes it to represent) to position conceptual writing as a practice.

    7. See for example Eliot Van Buskirk’s “Overwhelmed? Welcome the Age of Curation”; Anita Howarth’s “Exploring a Curatorial Turn in Journalism”; David Balzer’s Curationism; Xuan Zhao et al., “The Many Faces of Facebook,” and Claudia W. Ruitenberg, “Toward a Curatorial Turn in Education.” Perhaps the most telling expression of twenty-first-century curation is the explosion of internet “content curation” tools, used in particular in branding and marketing. Advice on how to use content curation tools now proliferates on the web. See Rohit Bhargava’s “The 5 Models of Content Curation”; Patrick Armitage’s “10 Content Curation Tools Every Marketer Needs”; and Ross Hudgens’s “The 3 Most Effective (And Overlooked) Content Curation Strategies.”

    8. Note also that Against Expression comes out of a prestigious university press.

    9. Although Against Expression is also published in an “institutional” context, it claims a form of immanent critique with typically “conceptual” emphasis on the mode of production. Hoover expresses no such intention.

    10. Examples in Against Expression include Rory Macbeth’s The Bible (alphabetised), Dan Farrell’s Inkblot Record, and Louis Aragon’s poem “suicide.”

    11. All graphs are produced in collaboration with Amy Macdougall, Medical Statistics, National Heart and Lung Institute, Imperial College University of London.

    12. The algorithm that determines the layout of the nodes is called “Fruchterman Reingold,” and is an instance of “Force directed graph drawing.” Nodes are conceptualized as objects in space. Typically, spring-like attractive forces based on Hooke’s law are used to attract pairs of endpoints of the graph’s edges (the nodes) towards each other, while repulsive forces like those of electrically charged particles are simultaneously used to separate all pairs of nodes. If two nodes are linked (in this case, if an author’s headnote references another author), it is as if they are joined by a spring. The strength of the spring is greater if they have referenced each other. Nodes therefore attract one other (if they are linked via “springs”) and repel each other via imagined electro-magnetic force. The algorithm simulates a physical system using these predefined attraction/repulsions, and finds a state of equilibrium. This is how the positions of the nodes are defined. The eventual positions depend on their (random) starting points, which is why there is no unique solution.

    13. For example, Marjorie Perloff, 21st-Century Modernism.

    14. In order to provide a picture of as much of the data as possible on a single chart, in Figure 1, Mallarme (1874) and Diderot (1796), the two earlier authors, are not included. Moreover, because they are single representatives of their own moments, they appear more as rogue elements, originals rather than originators, and so not drawn into a literary genealogy as precursors in the same way as Stein and Duchamp, who are located as signifiers of the “avant-garde” phase of modernism.

    15. Stein’s name is in the introductory essays rather than in a headnote (because her work is itself is not included in the anthology), so it appears here in a form which reflects that. Each author included in the introductory essays is given two extra “points” to reflect the “fraternal” connection and significance this affords them in relation to all the other authors in the introductions. Stein, Pound and Duchamp are all mentioned in the introductory essays. Neither Stein nor Pound features in the anthology itself, so they do not have headnotes, and although an excerpt from Duchamp’s “notes” is included, no other author is mentioned in his headnote. The names of these three writers, therefore, appear in the same size. This reflects the fact that they are all included in the introductions but are not directly linked with other authors through their own headnotes.

    Works Cited

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  • Agential Orange:Immortal Performatives and Writing with Ashes

    Walter Faro (bio)
    Pennsylvania State University

    Abstract

    This essay is a case study of the author’s late father and his processes of coming to know himself through a relationship with Agent Orange, a deadly and untraceable chemical. In performatively demonstrating the agential forces of nonhuman others at work, the essay troubles idiomatic written forms in order to navigate the personal and professional sites of Agent Orange’s emergences in this man’s life, which were confined neither to the hospital nor the home, the social nor the material, health nor sickness, and which blurred the lines between any such binaries. In the end, a way forward, even in death, is conceptualized through the paradigm of a social-material world.

    The horrors of the Vietnam War are well documented, as are the ripples of trauma and chemical infection that continue to radiate from it. Agent Orange was the primary chemical deployed by the US in acts of chemical warfare against the Vietnamese people between 1961 and 1971. According to McHugh, it “contain[s] a type of dioxin labeled TCDD (2, 3, 7, 8-tetrachloro-dibenzo-para-dioxin), which is the most toxic human-made substance” (194). Not only was this deadly DNA-reconfiguring chemical blanketed over the land for over a decade, but vast amounts of it were abandoned in storehouses and military bases, allowing it to continue to leak into the ecosystem (Dwernychuk 117). The Vietnamese people remain devastated by the existence of Agent Orange and its severe effects, as the President’s Cancer Panel clearly indicates in its 2008/2009 report, which notes that “approximately 4.8 million Vietnamese people were exposed to Agent Orange, resulting in 400,000 deaths and disabilities and a half million children born with birth defects” (78). Far more consideration and care are needed for those whose death resulted from ingesting the chemical, including children who died and children who were born with birth defects, and the lasting impact of Agent Orange use on following generations. American soldiers like my father were also doused with these chemicals, and were similarly assured that they were harmless to humans.

    When the US sought to destroy Vietnamese crops and defoliate their jungles in a strategic act of chemical warfare, they crucially ignored the fact that the environment is a dynamic field of human and nonhuman material. This became most clear to my father and to his unit (First Cavalry Division: Company A, Second Battalion, Seventh Cavalry) when they would get together after the war and discuss the fact that their shins tended to boil up mysteriously with scabs in the summertime. Their shins: the area most directly exposed to the crops and grasslands.

    On the north-side beaches of Lake Michigan, in the oddly hot Chicago sun, I watched my dad pick at scabs on his tan, hairy forearms. Mistaking his pocked skin for the effects of sunburn I ran across the sand to our towels and coated my body with a thick second coat of sunscreen. The poorly blended white paste didn’t contrast much with the fair Scandinavian skin I had inherited from my mother, but my father couldn’t help but notice my spontaneous and frantic basting. Guiltily, I explained that I didn’t want to end up with skin like his. This prompted him to tell me about his postwar shins and how those leg scabs had slowly, over the years, started to surface everywhere on his body. Contact with his old unit substantiated the suspicion that his case was not anomalous.

    The scabs serve as an inscription of my father’s relation to the Vietnamese environment, but they also can be seen to foreshadow Agent Orange’s more radical action. This process began when my father was the victim of dental malpractice: an oral surgeon forgot to remove the plastic wrappings on a set of dental implants inserted into my father’s mouth. The dentist then recommended my father to a postoperative inspector whom he had bribed to sign off on the procedure. This led to a horrific infection that spread rapidly throughout his body. I was two years old when this process began, and over the next nine years, my father would experience the removal of his gallbladder and the majority of his pancreas, a handful of strokes, more than one cardiac arrest, and a litany of kidney and liver issues. In just one particularly complicated year he suffered forty-two emergency room visits.

    Sickness is that which prevents us from doing what we want to do, but it in no way stops us from doing, from existing as a force in the world. As rivers flow, dance, evaporate, and congeal, so does all else exist in constant movement: the ungrounded ground that constitutes existence in space/time. Now, this does not mean that threads of some abyssal sinew afflict our every atom, rendering us meaningless, unintelligible, and endlessly restrained. On the contrary, the process of knowing that we can only ever intra-act in the past (in the sense that we can never say now in the Now), or imagine as future possibility, assures us of the vast wealth of meaning in the present. As all actors become (humans, nonhumans, more-than-humans) we can only reflect and make cuts, as Karen Barad calls them, in the oceans of experience flowing through us (816). Those cuts are both a part of our acting and of our decisions, and also a part of affect. Some component of the world makes itself intelligible to be cut in the first place. This is performativity in the most colloquial sense of the word: it is a dance. Just as dancing is constituted by conscious choices and forces of unintelligible agency (gravity, momentum, energy), so are our processes of becoming and knowing. We take a step, we move, we swing within an excess of forces.

    I seek to analyze Agent Orange’s agential role in my father’s ongoing process of becoming. In the process, it should be clear that Agent Orange is a moving actor of his biology. More precisely, Agent Orange’s material-discursive practices were enmeshed in every strand of my father’s identificatory practices. This is not merely because of its biological entanglement with his cells, or because it potentially altered his very DNA, but because Agent Orange consistently eluded doctors’, friends’, and family’s efforts to isolate it as merely biological. Reports on Agent Orange before and after the Vietnam War frequently denied that the chemical had had any conclusive negative effects on the human body. Because of these reports, medical treatment has had no choice but to exclude its effects as a possibility (“Health Effects”). Despite the fact that far more recent analyses have significantly contested those initial reports, we are not, especially in the current US political climate, likely to see the US government significantly undertake further reconciliatory processes for the atrocities committed against the Vietnamese people and environment that are still struggling to recover.1 This is evidenced by the reaction of Congress in 2010 to the President’s Cancer Panel Report, which substantiated proof of Vietnamese suffering from Agent Orange. Well over ten billion dollars were given to US Veterans Affairs while a fraction of a percentage of that was given to the Vietnamese.2

    My ambition is not to expound upon scientific research to prove the harmful effects of Agent Orange, but instead, to take up my father’s life as a case study of its material-discursive agency. Because the aforementioned studies contemporary to Agent Orange’s initial deployment claimed to be inconclusive, the duration of my father’s existence was marked by a relationship with a phantom: a DNA-altering agent within his body, the potential of which still remains largely unknown. In order to conduct this analysis, I tell the story of my father using Stacy Alaimo’s term “trans-corporeality.” With a chemical as mysteriously devastating as Agent Orange, there is no better way to parse its acting than to understand my father’s “human corporeality as trans-corporeality” (238). As Alaimo describes, trans-corporeality refers to the human as “always intermeshed with the more-than-human world [where] the corporeal substance of the human is ultimately inseparable from ‘the environment’” (238). Furthermore, the structure (or lack of structure) of Agent Orange’s emergences in my father’s life is trans-corporeal: it was confined neither to the hospital nor to the home, the social nor the material, health nor sickness, and, in fact, it blurred the lines between any such binaries. As Alaimo states, “movement across human corporeality and nonhuman nature necessitates rich, complex modes of analysis that travel through the entangled territories of material and discursive, natural and cultural, biological and textual” (238). Therefore, the structure of my writing will be as entangled in the personal and professional, the narrative and theoretical, as is the object of my study.

    The multiplicity of systems of any being coordinate with one another in constant movement, and in a biological body like the human, the circulatory system coordinates with the respiratory, which coordinates with the reproductive, and so on. A being such as my own takes place in consequence of the coordination of my father’s systems (and my mother’s), which are all constituted in DNA altered by Agent Orange. Thus, Walter Sr. coordinates Walter Jr. Luckily for me, I was spared from the horrific birth defects that have plagued Vietnam since the onslaught of Agent Orange took root in nature. That chemical lurched, docile in my father’s body until just after my second birthday, when it emerged at the prompting of a gum infection and opened the floodgates for all other agents to hollow my father out. It was enmeshed in his acting sicknesses while remaining both invisible (as under-researched) and intelligible (as having effects in his body and in Vietnam simultaneously). The doctors were forced to ignore Agent Orange even while my father’s material-discursive voice screamed: “that chemical ‘in Vietnam’ destroying uncountable beings is also inside me!” How am I to do a trans-corporeal reading of Agent Orange without looking at my father’s body, and furthermore, without assuming that I am soaking in this chemical that could have affected me the way it has so many others? How else can we read a chemical that is certainly material, but whose effects are completely interminable?

    In Vibrant Matter, Jane Bennett provides a reading of Adorno’s concept of nonidentity, which she describes as matter that is always elusive, that defies humans’ ability to conceptualize it, and that acts upon us nonetheless (14). It is through her reading of the initial impulses of Adorno’s concept that she proposes the importance of the cultivation of a “capacity of naiveté,” which is a repudiation of the human capacity to conceptualize matter, to think ourselves separate from it without first thinking ourselves a part of it: “both to receive and to participate in the shape given to that which is received” (17). For Bennett, this process enlivens the world, making it livelier and more poetically stimulating: endlessly fascinating. As my father’s case shows, an endless “fascination” and inability to conceptualize is often the only option. It is this fascination, which I would argue is more of a frustration in this case, that allows me to provide a reading of Agent Orange at all. Indeed, it ought not always be the case that we remain fascinated with matter, but that we examine the ways in which the matter has become fascinated with us. Remaining in suspension, or as Bennett says, remaining “naïve,” is the purgatory imposed upon all those who have come in contact with Agent Orange.

    As my dad wrestled with the elusive toxin in his body that was both doing nothing at all and that was also inhibiting doctors, restricting his hormones, affecting his mood, as well as destroying the Vietnamese ecosystem—killing children, animals, plants, and insects—the rest of the people in his life attempted to get to know him. As his son, I had to learn what it meant to be one hundred percent disabled from PTSD: to announce my presence before every interaction with my father, never to sneak up on my father, never to wake my father, never to threaten my father, never to overwhelm my father. On more than one occasion the intelligibility of my body disappeared when my small hand surprised my dad: he would spring into action and, with his hand around my throat, have me dangling in the air. The milliseconds of those experiences taught me that I was not constant; that the world as it was intelligible to me was not as it was for him.

    I remember my dad’s eyes as they changed from vacant to seeking and how he would bring me into his arms and ask me to forgive him, reminding me to be more careful for my own sake. It was simple as a child to understand that the person I knew to be my dad was a small part of the forces materializing as him and bringing forth his performance.

    My father considered himself many things: an international mercenary, a martial artist, an assassin, a loving father, a husband. Manifest in all of those mystical titles was the founding force of his identification as a Vietnam veteran. When he first voluntarily enlisted in the US Army in 1968 he was physically too short, at five feet four inches, to enter the forces, but his height was altered on the physical examination paperwork (which required soldiers to be five feet six or above) because the Army needed more men to navigate the tight Vietnamese tunnel systems. Then, despite having been trained in heavy artillery during boot camp, he was sent into the dark holes of the Vietnamese jungle to deal with close combat and booby traps. My father was only nineteen years old at the time, but the Vietnamese who guarded the tunnels were often far younger. Because of that, my father killed an untold number of children in over 270 firefights as a solider in the Vietnam War. These atrocities were always described to me as part of a chain of command, as an order that took the form of an explicit threat: “kill or be killed.” The commands that interpolated him as a soldier were, in his mind, still actively speaking in all of his practices.

    When I was growing up I often imagined that Agent Orange was some evil spy: a literal agent. I wondered as a child what Agent Orange might sound like if it spoke. I wondered if my dad was always sick because it was giving him commands and reminding him that he was a soldier. It turns out that this is exactly what was happening. Agent Orange was always speaking: in his body, with his singing, through his movements, and in his sleep.

    Some people sleep with their eyes open. Usually, this is thought to be a characteristic of hardened veterans or people who have somehow trained themselves to sleep this way, and although I cannot speak to that process, my father certainly did sleep occasionally with his eyes wide open. What was more anomalous, though, was that my father could not speak Vietnamese while he was awake, but there were times while he slept when Vietnamese language came out of his mouth. This language further alluded to the dynamism of agencies within which he was enmeshed: the voices that scream in Vietnam, that screamed before and that are yet to scream, that cannot be contained. They erupted from my father, and he did not control that emergence. They are phenomena. My father is connected to Vietnam in that he took actions there that continue to act, to have effects there; Agent Orange is acting in a field of matter, and it does not discriminate. Within that field, I, my father, other western soldiers, Vietnamese people, and all beings it has intra-acted with (other humans, nonhumans, and more-than-humans) are entangled. That entanglement is quantum, so my father is just as likely to be screaming out the voices from a moment somewhere within his memories as he is to be screaming in synchrony with those in Vietnam across, but not separated by, space-time. Barad explains such an entanglement this way: “Entanglements are not the interconnectedness of things or events separated in space and time. Entanglements are enfoldings of spacetimematterings” (139). In this way, Agent Orange is intralingual: it translates only unto itself and it adapts.3 Agent Orange does not need a human natural language to act, but it is nonetheless material-discursively co-constitutive through my father’s processes of becoming. It is speaking in my father’s body, and in whatever ways my father speaks, so does it (although certainly not alone).

    The first time I watched my father speaking Vietnamese in his sleep, I was perhaps the most scared I have ever been. I worried for him. I worried what wars were being waged inside (in/with) his body as he slept. Something in him, I knew, was not sleeping. I had woken up in the middle of the night. A dream had just been coming over me: I was standing on the branch of a tree peeing into the setting sun. Realizing with a flash of lucidity that this might mean I had wet the bed again, I frantically sprung from sleep and scraped my hands over the sheets in the dark, trying to feel for wetness. Thankfully nothing. Suddenly though, a voice became audible to me.

    The long hallway outside my room was lit by a single nightlight, and looking down it I saw the familiar shifting lights that meant Dad was either still awake watching TV or had fallen asleep doing so. After some tiptoeing in the dark I found myself standing over him.

    His eyes are wide, shifting all around, and sometimes he’s mumbling, sometimes barking the language into the empty room. Light rises and falls, illuminating him at random, the screen reflecting off of his wet gaze.

    Is he looking at me? Not at me exactly, but through me, like a stranger. He’s speaking the whole time. His face is tense, and his raspy voice growls the way it does after he’s been trying to cough up tar. I’m not supposed to wake him up. He said never to wake him up. The television lights reflecting off his eyes seem to be flashing faster. His speech is getting more urgent, and now he’s repeating the same phrase over and over again, louder. Looking at me more. The unrecognizing stare disappears in shadow, then reappears with the whites of his eyes full, his stare aflame.

    "Dad…"
    Approaching the couch, I touch his foot lightly and say again, "Dad?"
    No change in him. Incoherent. I take a step closer.
    "Hey, Dad."
    I grab his shoulder. "Dad!"

    His eyes snap to me. His hands are on me. Screaming, staring into my eyes, he pins me down. His eyes are black. I couldn’t understand a word.

    In this moment, I had no concept of what Vietnamese sounded like when spoken. For at least the next few days I believed that one particular question I had asked myself had been answered: what might Agent Orange sound like if it spoke? Quite literally it seemed that inside my father was a social world he could not understand and could never hope to be conscious of. In order to expand my notion of Agent Orange’s intralinguality, I take up Vicki Kirby’s call to “interpret ‘there is no outside of language’ as ‘there is no outside of Nature’” (229). Agent Orange proves that even an artificial, human-made chemical operates outside of human abilities to capture, measure, limit, and understand it. It is performative; it has effects of its own. This artificial chemical has become in/with all things it has encountered. It communes amidst all other cells in the plants, earth, insects, animals, and humans it has encountered. The internal processes taking place in such a case bring me to one of Kirby’s most difficult questions: “why is it so difficult to concede that nature already makes logical alignments that enable it to refer productively to itself, to organize itself so that it can be understood … by itself?” (232). If we take language in the performative sense as not primarily referential but as having effects, then when we observe intra-action on any level, or agency in any capacity, we can conclude that what is taking place is something social. This is what I take Kirby’s interpretative leap to offer. The process through which the material negotiates the introduction of Agent Orange to its biology is a social one, where effects take place and changes continue to happen. Agent Orange does not become unified with the beings it communes with: it does not translate itself to become one with another cell, and yet it remains within the social structure of cells and changes take place. Kirby makes this point: “When we posit a natural object, a plant, for example, we don’t assume that it is unified and undifferentiated: on the contrary, this one thing is internally divided from itself, a communicating network of cellular mediations and chemical parsings” (232).

    Alaimo’s work helps us to think about Agent Orange in relation to other illnesses that are also elusive, trans-corporeal, and implicated in a world of political and ethical concerns. What makes the mystery of this artificial chemical similar to chronic illnesses, such as the autoimmune diseases that Alaimo mentions, is that they both continue to resist the possibility of a “crystalline understanding,” regardless of any dynamic research conducted, precisely because “there are (how many?) forces continually intra-acting?” (250). Furthermore, Alaimo’s conception of “toxic bodies,” which points to the present reality where seemingly nothing on Earth is not already contaminated in some way, extends our lack of any totalizing knowledge limitlessly. Not only are the boundaries of beings blurred in the constant motion of materialization in space-time, but in those lines of flight other strands of being are threaded-in. It is not then that these beings (chemicals, toxins, or literally anything in the world) are being written into identity as if they can be thoroughly traced and read, but instead they are speaking all the time. Intra-acting reveals the toxic body as material-discursively loud with the social world of becoming. This does refer to a oneness, but to that of a tremendous crowd. Together, Kirby and Alaimo’s work reveals that currently, only the performative concept of language is able to factor into the material-discursivity of identification, where certain voices are heard over others and notions of identity become intelligible amidst the loudness of our being in/with the world.

    At the electricity of affect the effects of an always-already flowing epistemological waterfall are pouring, and when your eye flits or your finger connects, the entirety of reception is swept up. There is no still water. To think that any intra-action will yield “the One, the flourish of stars which perhaps comprise the unattackable body of Truth,” as Édouard Glissant so elegantly puts it, is to resign oneself to narcissism (7). You lay down in a field of grass and stare up at the stars and marvel, but you receive nothing of your own volition. Certainly less when you try to ascribe language, either in thought or in action, to what you receive. There is no force that will stop the waterfall’s cascade from beneath, where you are, but that which you cannot do is less important here than what is possible; you may try the most difficult of tasks: to stop all forces from cluttering the electricity bringing forth you in/with the world. You may, as Maurice Blanchot says, attempt to be where “only being speaks—which means that language doesn’t speak any more, but is. It devotes itself to the pure passivity of being” (27).

    Truly, my father was rendered passive in the inability to recognize an enemy to fight in order to progress. He quite literally died by allowing the chemicals to decide, once and for all, whether he would continue to exist. He rendered himself passive to the agencies upon which he could never impose silence. A bullet would not find the agent, but maybe another agent might.

    One day my father overdosed with a gun in his hand. Peaceful at last, I wasn’t sure if dying this way meant he was fighting to live or fighting to die: a soldier to the end. Here, expression and intention revealed their co-execution. They coordinated one another’s function and decapitated one another in the process. I will never know if my father was selfish. Whether he wanted to tell his wife and son: “If you find me dead, know I was trying to fight it,” or whether it was: “know that I would have taken myself out one way or another.” In expressing intent or intending to express, both falter amidst the possibility of otherwise. But my father was, in fact, not going to be dead as long as Agent Orange was enmeshed within his ongoing being. Agent Orange survives six feet underground. It would continue to vehiculate its contamination through its ongoing decomposition of my father’s body. Maybe it would make it into your plants and into your bodies. Maybe my father would go with it and be with you as well: immortalized as a vast cellular network raining down on all the world. Maybe my father contemplated this first, because as my mother and I read his will for the final time it instructed his cremation. As if all the drugs, surgeries, radiation, and guns in the world had proved that Agent Orange could not be killed, now he wanted to turn it all to ash. Today my father’s body is perched in an urn on my desk, but could there be a malevolent orange genie trapped inside? Of course not. It haunts his legacy; it haunts my name. It still kills, steals, and destroys. It is still a devil unseen and unbelievable. But it is not only that. I hate that this part of my father survives, and yet that is why I write about him: to ensure it is not the only part and to show that nothing is singular.

    Even the overdose is entangled in years of attempts to kill the pain of sicknesses and surgeries. Not only was every treatment my father received ultimately unsuccessful due to some mysterious force at work, but he also developed quick immunities and allergies to pain killers. Hydrocodone, Vicodin, OxyContin—you name it, he could not take it. Codeine specifically caused my father to have a heart attack almost immediately upon its first prescription. The only pain medication that his body seemed to cooperate with was morphine, which is not intended to be used for years on end due to its highly addictive properties. Once more, doctors searched for an alternative method of relief that could float my father through his own dissection, and once more they were baffled by their inability to do so. Eventually, there were no doctors who would continue my father’s morphine prescription, and he was left to cope with pain unmedicated. Marinating in the biological warfare for which his body became the stage was too much for him to handle without any weapons to fight back. This led him to use illegal narcotics instead and, well, you know the rest. Self-prescription lasted five weeks.

    The language that refused to recognize the Vietnamese people by calling them “the enemy” refused to recognize the dynamic field of matter called “the environment,” and refused to acknowledge the actions of their own soldiers (“them” being the organizing militant forces of the US government) by calling those soldiers “the forces, the troops, the ARMY.” This follows the constitutive gaze of the West. However, once the soldiers returned home, neoliberal discourse instituted once more a recognition of individuality: the responsibility to fend for yourself. This ironic paradox claimed my father first as an included part of one body (a static field of bodies: the military) and next as a severed limb. Furthermore, my father’s attempts to map a private, individual singularity as severed from the acting body of the military became increasingly more difficult amidst the ongoing war beneath (and on the surface of) his skin. As Alaimo explains, “if one cannot presume to master one’s own body, which has ‘its’ own forces, many of which can never fully be comprehended, even with the help of medical knowledge and technologies, one cannot presume to master the rest of the world, which is forever intra-acting in inconceivably complex ways” (250).

    What Agent Orange ultimately did—through his isolation from the body that ushered forth his violence in Vietnam—was orient him amidst a cultural network: a shared community of suffering in/with Vietnam. He could not negotiate his inclusion within this space while also knowing that he was enlisted by the oppressive forces that had created it in the first place, while also knowing that he had chopped through crops with a machete and cut through humans with knifes and bullets. He could not forgive himself, grant himself entry into that space, but his quantum-entanglement with it evacuated such a choice nonetheless. Treatment for PTSD and treatment for bodily sickness became inseparable. As Kirby puts it, “the logic of causal separation and the presumption that there are different moments in time, different places in space, and a very real difference between thought and material reality” simply does not hold (220). Further, she argues, “to suggest that one affects the other in a way that renders them inseparable doesn’t confound the nature of their difference (respective identities) so much as it emphasizes that these differences are joined, or connected in some way” (222).

    I know that while my father was alive there was no way he would ever have been able to step foot on Vietnamese soil again, despite his connection to it. I wish that he had, though. I wish that he had pursued the community that he could never avoid. Whether he was castigated and exiled or embraced and forgiven, allowing the possibility of that process to take place in an intelligible way for once may have unmoored him from negotiating it endlessly with “himself.” A nature-culture like that established by Agent Orange, which forcefully inaugurates a community around the entanglements of humans and nonhumans, provides the possibility of a space for toxic bodies to advocate rejuvenation in/with an ever-materializing world. My father’s identity is not unlike all others: “it” is scattered amongst, and entangled in/with spacetimemattering. However, trying to make “connection and commitments,” as Barad calls them, within those nature-culture entanglements would likely have been generative for him (150).

    It is not about “him” in the end. It took Agent Orange assassinating my father, over the course of decades, invisibly and for all the world to see, for me to think through the entanglements of humans and nonhumans. We can be sure that the Vietnamese people will never forget such material-discursive agencies for similar reasons. Surely, as Alaimo concludes, “(toxic bodies) encourage us to imagine ourselves in constant interchange with the ‘environment,’ and, paradoxically perhaps, to imagine an epistemological space that allows for both the unpredictable becomings of other creatures and the limits of human knowledge” (262). Yet we might also observe that be-ing and coming-to-know are in the constant intra-play of self-forgetting. In Meeting the Universe Halfway, Barad calls this an “ethico-onto-epistem-ology,” which she describes as “an appreciation of the intertwining of ethics, knowing, and being—since each intra-action matters—(where) the possibilities for what the world may become call out in the pause that precedes each breath before a moment comes into being and the world is remade again” (185). I have attempted to discuss this earlier through metaphor, but Barad’s description is more efficient. Such a complicated proposal is not just an option, but perhaps is merely the case, as Barad’s work exemplifies.

    As humans, we may come to know ourselves performatively through our effects, and through the always-already reciprocal effects of the intra-active world. This overwhelmingly causes us to critically engage with every step we take within the performative dance of spacetimemattering, but also frees us of this overwhelming pressure by registering the ways in which the nonhuman world engages with us. What does the nonhuman world tell us about ourselves? About our actions? How are we oppressing so many (humans, nonhumans, more-than-humans) by forcing them to have this awareness? How do we come to obfuscate our awareness of our intra-active materialization in/with all beings? Largely, I would argue, by believing we can stop time, space, or matter.

    My father, to be both mystical and honest, still lives in spacetimematter. Even ash does not simply cease to exist but moves, fluctuates with temperature and gravity. I can see it; it is in front of me, intra-acting with me now. It is with ash that I write. The conception of performativity I have articulated here, where the agential intra-activity of all beings both frustrates and fascinates, enlivens and destroys, refuses the notion that death is the end, and instead affirms the liveliness of the world. I cannot put an end to the agential orange I hate, which haunts me and so many others, but if I did this text would not exist; I would not exist. I also cannot put an end to my father. If dioxin was never invented in the first place and never proliferated, then, of course, that would be wonderful. But time-traveling impulses are only ever wrestled with in a quantum entanglement that situates us in the future’s execution of the past: the present that never is. In this way, I may have never known my father, and he may have never come to know himself, but I sure do love getting to know him.

    Footnotes

    1. For recent scientific work conducted, see Ngo, et al. and Committee to Review the Health Effects in Vietnam Veterans of Exposure to Herbicides, et al., Veterans and Agent Orange: Update 2004 (and subsequent updates). For a more thorough understanding of Vietnam’s ongoing struggle with Agent Orange, see McHugh’s work on the Aluoi Valley in “More than Skin Deep: Situated Communities and Agent Orange in the Aluoi Valley, Vietnam.”

    2. See Nguyen and Hughes, “The Forgotten Victims of Agent Orange.”

    3. Intralingual is the process by which a language is translated, sometimes radically, within the confines of itself in order to adapt to different circumstances. This is not the same as interlingual, which refers to multilingual ability. Agent Orange does not speak natural languages like Vietnamese or English—that would be absurd—but it is nonetheless enmeshed in the material-discursive practices of speaking. On the differences between intra and interlingual, see Zethsen.

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    • The President’s Cancer Panel, “Reducing Environmental Cancer Risk: What We Can Do Now?” National Cancer Institute, National Institutes of Health, US Department of Health and Human Services, Apr. 2010. deainfo.nci.nih.gov/advisory/pcp/annualreports/pcp08-09rpt/pcp_report_08-09_508.pdf.
    • Zethsen, Karen. “Intralingual Translation: An Attempt at Description.” Meta, vol. 54, no. 4, 2009, pp. 795–812. Erudit, doi:10.7202/038904ar.
  • A translation of 曹美贵(Lily Cho), Darkroom Material:Race and the Chromogenic Print Process

    Guanglong Pang (bio)
    约克大学(York University)

    摘要

    本文针对暗房技术人员,尤其是被种族化了的暗房技术人员进行思考并展开了有关摄影历史化和理论化的争论。通过对暗房技术人员关键作用的分析来挑战把摄影发展视为仅仅是机械或技术过程的观点。图像制作的过程代表着一段过渡时刻,其照亮了摄影图像总体上的不稳定性,尤其是那些带有种族和侨民色彩的照片。种族化和侨民化的身份是在不断的过渡,分裂和分散的过程中被构造出来。本文聚焦中国人的摄影印刷工艺,探讨了影响摄影技术和工艺的文化历史。本文继而从一个发展过程的角度来理解摄影,揭示了摄影生产和侨民群体构造之间的强大链接。

    文本(Text)

    改色

    改色是我父亲在大多数白天和夜晚所做的事情。这是他继文革时期从古拉格集中营逃出来后在香港等待加拿大入境文件审批期间所学到的技能。这也是他继上世纪70年代在白马市(Whitehorse)所经营的中餐馆香格里拉 (Shangri La) 生意倒闭后一直做的事情。他十分擅长这种暗房工作(我是这样听说的),并且他很幸运地在阿尔伯塔省政府的视听部门找到过一份暗房技术员的工作。他在那里工作的时间超过了十五年, 然而历经省政府策划的一次大规模裁员以及数码摄影的兴起这两大灾难之后(至少对于我们来说是灾难),他永久失去了工作。尽管如此,多年以来,那是他的日常工作。晚上的时候我叔叔会打电话叫我爸爸去他的地方改色。我的叔叔在加拿大阿尔伯塔省埃德蒙顿经营一家小杂货店,而在店面的后面就有一个专业的摄影工作室。摄影工作室对于叔叔来说不仅是生意,更是一份激情。他主要拍摄的是家庭和婚礼照片。他几乎总是忙于这项工作。无论何时何况,人们总是找他拍照。我的阿姨和我的表姐弟们顶着门面经营杂货店。几乎每天晚饭后我爸爸都会接到叔叔的电话叫他去暗房那里帮忙处理和印刷照片。我哥哥和我经常一起去商店玩耍或者帮忙,直到我爸爸工作完毕。人们告诉我,爸爸他在暗房里很有天赋。

    这项工作是我日常生活的一部分。我虽然不被允许进入暗房,但我知道那是一个很特殊,很神奇,并充满了工艺和艺术色彩的地方。这是我家庭生活中必不可少的一部分。黛博拉·威利斯(Deborah Willis)主张”摄影为传记”,解释了她对”视觉化记忆”以及对描述黑人生活此类批判性工作的独特见解(22)。关于种族和摄影的思考使我联想到了这段私密的历史,它让我能够永远感受到暗房的魔力,以及改色过程作为摄影的一环完整而分 散的特点 。 暗房又是摄影的一部分。用威利斯的话说,传记可以表现出暗房工作是一个复杂体,也是一个被种族化的、关系到侨民群体的争论点。

    本文将对暗房进行理论阐述。在此过程中,本文把暗房视为一个生成空间,借此理解种族和摄影之间的关系。暗房不仅很大程度上在当代的摄影文化批评中缺席,而且它也是一个被常态化了的”白色”空间。仪器、化学品和纸张都是依据白色为参照物校准的。 “世纪中叶的电影是由白人技术人员设计,并根据白色皮肤进行优化的” (彼得斯Peters 65)。当时电影对色彩的敏感性和处理标准导致深色皮肤的受镜者在阴影或深色背景的图像中被扭曲或者隐形。思瑞塔·麦克法登(Syreeta McFadden)讲述了黑人摄影师如何”教会摄像机”看到黑色皮肤:

    通过经验,我们适应了电影技术——模拟技术和数字技术——而这些技术并没有适应我们。我们通过确保被拍摄物体在光照下处于良好的位置来弥补胶片乳液固有的缺陷;我们购买更加昂贵的镜头来允许更大的光圈范围,确保我们在拍摄期间能够最大化的引入光照;我们购买速度更快的专业级胶片,或者使用仅限于在室内荧光灯或者钨丝灯条件下拍摄的特殊胶片。我们接受了白人摄影指导员的糟糕建议,让我们在牙齿和皮肤上添加凡士林,或者使用与我们的肤色不匹配的光敏化妆品。

    有时,这些约束会生产出美丽的作品。例如罗伊·迪卡瑞瓦 (Roy DeCarava),

    这是一位对胶片和种族光学的不足作出回应的摄影师。他在他的照片中占据低色调范围,且不用曝光或显影来补偿。《纽约时报》评论家维姬·戈德堡(Vicki Goldberg)形容迪卡瑞瓦的照片为柔和而阴郁,”令人困惑的黑色,弥漫着沉静” (肯尼迪Kennedy)。科尔(Cole)曾说过:”相反于试图点亮黑色,迪卡瑞瓦违背了人们的期望,选择让黑色愈发黑暗。黑色既不是空白的,也不是空虚的。事 实上,它充满了智慧的光泽,只要耐心观察,它就会光芒四射 (Known and Strange 147).(彼得斯Peters 65-66)

    迪卡瑞瓦凭借着在影像设置中对黑人的偏见制作了一系列些美丽的图片。直到20世纪70年代末,柯达才推出了一款名为”黄金Max”的胶卷,它提高了对深色色调的感光性。

    长期以来,黑人摄影师一直在努力解决摄影和种族之间的矛盾。身为艺术家和作家的米歇尔·皮尔森克拉克(Michèle Pearson Clarke)在可可褐(Coco Fusco)关于摄影分化种族的著名言论的影响下观察到,”摄影…从没怎么记录过黑色世界的现实,相反却构建了一种我们想要观察黑色的方式 (2)。因为种族歧视深深地嵌入在摄影实践的历史中,克拉克认为我们很难能够以正确的方式来观察黑色:

    这种故意编造黑人形象的档案已经存在了175年。这对于对任何当代摄影师来说都是一个巨大的障碍。当我看到任何一张拍摄黑色躯体的照片时,或者想象任何人看到我自己的照片时,我会深刻地意识到这种档案的存在,它就像一个厚厚的滤镜,模糊和复杂化了视野。(3)

    克拉克和可可褐想必记得肖恩·米歇尔·史密斯(Shawn Michelle Smith)曾在论述中揭示摄影行业、生物种族主义和优生学交织产生的遗产,以及一种相应而生的”新型视觉真理的社会层次结构 (史密斯Smith 4)。对于克拉克来说, 正是黑人摄影师的工作实践, 特别是蒂娜·劳森(Deana Lawson)、大武·贝(Dawoud Bey)、玛拉·格林(Myra Greene)、鲁托娅·卢比·法力茨(LaToya Ruby Frazier)、 和吉拉尼·摩根(Jalani Morgan) 这些从业者在使用大画幅胶片时的拍摄选择, 使我们在审视摄影时得以移除那掩盖种族歧视的”厚滤镜”。尽管摄影技术的历史如此,一些最具创新和煽动性的当代黑 人摄影师选择了以类比的形式来实践,并产生了克拉克所称的类比摄影的”情感决心”。简言之,这种”情感决心”便是”体现黑人具在的亲密感和情感现实的那种细微情感的摩擦 ,因为我们所感不一, 所见不一” (6)。 克拉克对于类比摄影实践的坚决主张不仅点明了影像的触感,也指出了思考摄影全过程的必要性。

    我想以克拉克的呼吁为基础来考虑暗房技术人员的工作,特别是暗房技师作为一类侨民和种族化主体的可能性和能动性。当我们明确暗房技师(不同于摄影师)在摄影图像的制作中起到的关键作用时,会对摄影产生什么新的见解? 当我们把技师视为一种种族化的人物,理解他们在摄影作品中融入的各自的历史和技术时,又会发生什么? 在暗房安全灯深红色的辉光下独自作业的技术人员们鲜少被当代摄影理论的文献所提及,然而直到最近的数码摄影时代,没有暗房的工作都不会有照片的产生。即使随着数码摄影的兴起,正如克拉克对于当代黑人摄影师的类比实践的调查所表明,许多种族化的摄影师们最著名的照片仍然采用了湿法,或者说是暗房技术,包括相片,固定,显影,放大,和浸泡图像。暗房里的流程十分重要,在思考种族和摄影时尤甚。

    暗房物质性

    以暗房技术人员的形象和工艺来将暗房工作理论化,这使摄影师和被摄影对象之间的二元关系发生动摇。更重要的是,对暗房作业的思考可以跨越多个文化源并揭示暗房技术的同质化趋势。即使技术人员使用同样的放大镜、打印机、纸张和液体,他们在不同的地方使用它们的方式也不同。与柯达和依尔福不同的是,暗房作业对我爸爸而言是改色,结合了完全不同的知识和工艺的过程。尽管洗相片的过程对摄影来说是不可或缺的,但它们很大程度上仍未被理论化。

    我对暗房过程的理论研究是以摄影批判中的唯物主义转向为指导并进行延伸的。这种唯物主义的转向产生于蒂娜·卡布特(Tina Campt)与英国黑人摄影大师英格丽·波拉德(Ingrid Pollard)就摄影底片问题的对话中:”摄影作品有一种有形性,一种当它们以印刷形式呈现时常常被我们所忽略的物质性,而底片使我们记起这种物质性” (128)。伊丽莎白·爱德华兹(Elizabeth Edwards)和贾尼斯·哈特(Janice Hart)观察到,”一张照片是三维的,而不是二维的图像” (1)。尽管这个观察看起来很明显,

    通常的趋势是,照片被理解为一种将图像和物体重叠却偏重于前者的视觉行为 。因此,照片脱离了它们的物理属性,继而脱离了常被掩饰为中性 的物质性的功能背景。(爱德华兹与哈特2)

    麦金农试图超越这一模糊的概念,他问道:”如果我们把摄影作为一种物质本体论事件来考虑,我们的讨论如何才能超越长期以来奠定摄影评论的既定的主客体性呢?” (150)。麦金农的问题打破了长久以来与摄影的本体论方法有关的非物质性。安德烈·贝金(Andre Bazin)在其1958年的标志性散文《摄影图像的本体论》(The Ontology of the photographic Image)中除去了对图像制作有着必要性的物质过程的中介作用。不同的是,贝金细心考虑了照片与其对象之间的内在联系,以及照片消除表现障碍的力量:

    在客观世界的复杂结构中,我自身能力是无法决定照片的内容是潮湿人行道的反射还是一个孩子的姿态。只有无感情镜头,能够把它的对象从所有审视它的方式中剥离出来,最后把它以圣女般纯洁的姿态呈现予我和我的所爱。(贝金 8)

    贝金这种哀歌歌颂了照相机捕捉物体的客观和客观力量,有力地标志着一种远离麦金农式物质性思想的转变 。对于贝金来说,” 照片和物体本身都有一个共同的存在,就像指纹一 样” (8), 而对于麦金农来说,指纹需要关注墨水的粘稠度,更确切的说, 需要关注照片超乎印迹的存在。

    这一转变将摄影批评的范围扩大到摄影者和被拍摄者之外,正如艾瑞拉·阿祖莱(Ariella Azoulay)所建议的那样,照片已经成为一种事件(15)。麦金农将阿祖莱对摄影事件的看法扩展到摄影的生产材料中:

    从唯物主义者的角度去思考摄影便是承认那些参与拍摄或者制作照片的机构。拍照使得某些物质条件被提取和交换,这些物质条件使图像得以形成。不论是考虑到构造摄影设备本身所采集和合并成的元素材料,例如银、铝、钢或石油,还是按快门捕捉瞬间时眼,手,身体,和远程自动化操作的协调工作,图像只有在所有因素都具备且共同作业的情况下才方可生成。因此,图像凭借许多渠道,包括光学和其他途径来展开它的作业和随后的处理。(153-54)

    麦金农不仅关注拍摄的过程也注重图像制作的过程。他坚持唯物主义观点中关注于媒介的可能性,

    人类摄影师不是图像的唯一制作者。在整个摄影事件中所有参与制作过程的物体都在相互作用。照片呈现的仅仅是在整个复杂的拍摄过程中黑匣子里所记录的一小部分。(154)

    麦金农的观点主要集中在图像捕捉的设备和相关的技术材料上,好比”摄像机的装置上记录着全球分工和财富分流,使其在技术人文主义的外表下得到认可…那些负责采集相机制作所需原材料和在遥远的配件组装车间工作的人们是相机主体的一种延伸和远程机构” (155)。唯物主义,在这里被定义为”专注于制作所用的原材料的一种观点,例如生产的过程和相应的权力关系、组装零件的工人和其他一切能够使摄影事件成为可能的隐秘的复 杂互动”。这种观点有助于我们发现摄影制作过程中所用到的媒介 (麦金农 150)。虽然这种唯物主义转向使人们能够超越摄影者和被摄影者之间的关系理解与摄影相关的媒介,但是它所关注的焦点仍旧遮蔽了暗房里的工作过程。

    这种对于暗房过程的排斥和令人好奇的不可见性在卡加·西尔弗曼(Kaja Silverman)看来可谓是”化学摄影的工业化”并且这种”视觉摄影”在1888年达到了顶峰,也就是乔治·伊斯曼(George Eastman)开始制造干燥、透明、灵活的胶卷并发布了第一台柯达相机”的时候 (82)。这款相机的广告语是”你只需按下按钮,剩下的就交给我们了” (qtd in 西尔弗曼, 82),相机在出厂时里面就已经装了一百张底片。顾客们现在成为了自己的摄影师,只需要简单的按下相机快门,然后”把相机连胶卷一起送回伊士曼(Eastman),这样就可以处理底片,打印和装裱了。随后照片的成片随着重新装好的照相机一同被返还到客人的手里” (西尔弗曼 82)。柯达相机大受欢迎,它使暗房的工作变得隐形并削弱了暗房在摄影图像制作中的媒介作用。被简化为工厂组装的技术过程之后,暗房工作不再作为一种工艺、艺术和媒介的现场运作。

    通过将摄影减少到三个预先设定的步骤,乔治·伊士曼(George Eastman)用柯达系统代替了”自然之铅笔pencil of nature”。这把摄影师从”照片制作的化学步骤过程”中释放出来,同时也封闭了摄影的液态智慧。最后,通过在工厂的印刷和洗片, 伊士曼创造了一种幻觉,那就是客人们认为他们从邮件中收到的的照片与他们当时与相机一同寄出去的底片完全为等价物,也就是说摄影的指导原则变成了”千篇一律”。(西尔弗曼83)

    柯达系统并没有用心的去关注湿法过程的特性和不稳定性,而是选择了消除摄影的差异,这样一来,就抑制了摄影所具有的挥发性(而非机械性复制)的记忆功能。

    将暗房的物质性作为摄影场景的中心,是为了重新激活杰夫·沃(Jeff Wall)所认定的摄影的”液态智慧” (109)。这种智慧使麦金农的理论种所提倡的摄影和记忆之间的关系得到更深刻的重新评估。与理查德·特尔缔幔(Richard Terdiman)所说的”材料记忆”,(35)相呼应的是,麦金农认为,对摄影图像的思考可以使我们想起它产生的物质过程:

    从唯物主义的角度来看,记忆超越了图像的图形表面并深深地嵌入到了设备和材料的核心中。在合成图像的表面来对某个物体进行怀旧是一种否定其组件记忆的行为,同时否定了那些捕捉了事件现场并超越那一抽象瞬间的记忆。(155)

    在由 原材料开采和殖民主义的各类力量(矿业开采、器械组装的物理过程)塑造成为物理对象的相机,以及 你拿在手里或是在墙上看到的照片之间,存在着杰夫·沃所说的一种古老的知识形式:

    水的古老和液体的化学物质以一种重要的方式将摄影与过去、与时间联系起来。在这里,我把水叫做”仿古主义”,意思是它体现了一种记忆的痕迹——尤其古老的生产过程——洗涤、漂白、溶解等等,这些都与工艺的起源有关……从这个意义上说,摄影中水的回声唤起了它的史前历史。(沃 109)

    这种液体智慧的物质记忆持续并在继续产生着回响。正如沃观察到的那样,它是摄影图像制作技术工作、悠久记忆过程痕迹和生产之间的联系。在数字化时代到来之前,水和生产绝大多数摄影作品所必需的化学浴使摄影回归到了一个只出现在溶液中的物质性过程。贝金的本体论中的”无表情的镜头”不仅剥去了摄影对象的”精神尘埃和尘垢”,同时也淡化了湿法本身的液态智能。沉浸,沐浴,并最终固定在多重成分的复杂溶液中,照片的物质性携带着已遭冲刷过的过程的痕迹。

    对摄影的思考要在印刷过程这种极其不稳定和不固定的时刻来进行。在它被印出来之前,照片实际上就已经在在暗房的黑色液体中进化。在安全灯红色和栗色的光束中可能正在发生很多事情。许多决定已经在此刻做出。每一个决定都会改变图像。每一幅作品都将携带着技术人员无形的痕迹。他们不断调整光线、染色和对比,以追求最终效果的图像——但这也绝不是最终的效果,因为还有另一道印刷工艺有待完成。在这种不定性和永恒的校准中,暗房是一个转瞬即逝,充满可能性和物质媒介的地方。

    湿法程以及颜色观察的负面历史

    尽管这篇文章致力于寻找暗房过程作为媒介的可能性,特别是对于种族化和离散的侨民主体,但我也深刻地意识到摄影是如何被用于服务殖民主义和种族主义的。正如摄影学者和实践者所展示的,彩色摄影,尤其是显色印刷过程,已经成为歧视和暴力的工具。具体来说,在彩色摄影方面,洛娜·罗斯(Lorna Roth)关于色彩平衡的工作和柯达彩色摄影的过程直接触及了c-print过程中种族主义的核心。罗斯进行了广泛的研究,特别是她对柯达公司用来指导暗房技术人员和摄影师色彩调和过程中所谓的”雪莉卡Shirley cards”的研究。她的研究表明,显色打印过程充斥着种族编码,因为它使白色具有规范性,并能模糊黑色。正如罗斯解释的那样,”雪莉卡”就是

    以一个穿着色彩艳丽高对比度服装的”白人”妇女为准的标准参照卡作为测量和校准照片印刷中皮肤色调的基础。继第一种试色卡模型之后这种浅肤色女性标准被摄影行业男用户们称为”雪莉”,并被公认为自北美模拟摄影实验室20世纪初以来最理想的皮肤标准。这种标准至今仍旧代表着主流。(112)

    罗斯指出了几个促使乳剂发生变化的关键因素。在20世纪50年代,学校的照片开始有规律地把黑人和白人孩子放在一起拍成一张照片。只要孩子们被单独拍照,不同肤色可以通过”补偿照明”和”通过经验学所到的技术来调整”, 来容纳不同肤色。但在集体照中”这些技术并不能解决摄影中偏向”白人”皮肤的问题…最终的相片显示了白人孩子脸上的细节,但抹去了深色皮肤孩子们脸上的轮廓和细节,仅剩他们的眼睛和牙齿” (119)。罗斯极力证明这种不平衡是在持续的种族歧视和性别歧视的历史下生产出的技术和材料,比如说 “对薄膜乳剂化学的改进从来都不是物理或化学的专有问题,而是文化选择的结果” (118)。

    即使雪莉卡不存在,专业摄影师也早就意识到了彩色胶卷里的这种偏见。1977年,让-吕克·戈达尔(Jean-Luc Godard)在莫桑比克旅行期间拒绝使用柯达胶卷,并宣称该胶卷是”种族主义” (欧图尔O ‘Toole 373)。艺术家亚当·布鲁伯格(Adam Broomberg)和奥利佛·查纳利(Oliver Chanarin)继承了戈达尔的观点并设计了一幅在昏暗光线下所拍摄的一匹黑马细节的作品。这是一场记录了他们曾在加蓬的一次旅行中以雪莉卡和柯达胶卷为原型拍摄摄影展。此摄影展强调图像物质性的重要性以及常常被图像制作过程所忽略掉的种族歧视的历史 。摄影展的标题来源于”柯达高管曾试图委婉地暗示他们的新彩色胶卷能够更好地代表各种肤色时使用的一个表达语” (欧图尔 373),

    尤其是布鲁伯格和查纳利的作品提醒了我们宝丽莱(Polaroid) ID-2相机所呈现的种族主义,该相机被刻意修改以便能够发出额外的光束来照亮黑人的特征(欧图尔379, 摩根 525)。为了控制和管制南非黑人的行动,南非种族隔离政府曾使用这种照相机来制作银行存折中的身份证照片。为了能够快速的拍摄身份照,ID-2有一个按钮,可以发射额外的光束来捕捉深色皮肤被拍摄者的特征(欧图尔378)。在宝丽莱和南非的种族隔离之 间的联系被揭发后,宝丽莱的工人到处张贴传单,宣称”宝丽莱在60秒内囚禁黑人” (摩根 524)。这些抗议最终导致宝丽莱公司在1977年从南非撤出,同时揭露了彩色摄影过程中种族主义的复杂性(摩根 546)。

    在南非的背景下,彩色摄影携带着其独特的道德性。詹妮弗·拜加尔阁(Jennifer Bajorek)对大卫·戈德布拉特(David Goldblatt)和理查德·莫斯(Richard Mosse)彩色摄影的讨论揭示了彩色摄影如何附有一种复杂的道德的、或是拜加尔阁所说的”超道德”的维度。戈德布拉特在种族隔离时期拒绝拍摄彩色照片且直到种族隔离后才开始拍摄彩色照片。但拜加尔阁克警告说,不要轻易将颜色与种族隔离结束时的”甜蜜”联系起来:

    每个人都喜欢图像美学品质与其主题和摄影体之间恰当的对应关系。然而,对于戈德布拉特的彩色作品来说这样的关系是错误的。关于戈德布拉特后种族隔离时期作品的那些见解混淆了色彩的”甜美”与种族隔离结束的”甜美”。他们没有涉及到它最有趣的理性难题,然而我敢说,这与它对民主本质的深刻反思有关。(拜加尔阁 226)

    拜加尔阁延伸了他的反思,并最终提出,

    色彩……既不属于道德话语,也不属于政治话语。我们应该问的问题不是颜色是否太甜或太诱人, 不是颜色是否让我们选择被动地接受政治信息或是成为言语 “艰难的现实” 的政治角色;我们真正要问的是颜色是如何能够让我们以不同的方式来想象这些现实, 或者来问新的问题? 什么时候,在什么地方,在什么图像中,颜色允许我们提问、思考、看到并做出一些新的事情?(234)

    拜加尔阁的问题矛头不仅指向观察颜色的经验,也指向生产颜色的经验。对生产颜色这一问题的思考就是针对印刷过程和暗房工作的思考。

    在暗房里,摄影图像的处理开启了交互、缩减和平衡。为了生产出美丽的彩色印品,暗房技术人员(有时是但不一定是摄影师本人)必须通过红、黄、蓝交融的互动达到色彩的平衡,然后慢慢地缩减它们(通常是红色和黄色),直到图像展现为正确或者真实的颜色。

    颜色修正和暗房作业的替代方式

    充分理解暗房技术人员和显影人员是有潜在涵义的,原因在于他们在被从摄影师群体中被分离出来的同时又与摄影环境相结合。有时,摄影师会自己制作照片。但多数情况并不如此。暗房技术人员的工作通常是不被看见的。这种工作进行而且必须进行在没有人见证的地方。这种工艺似乎缺乏摄影师所能够运用的所有权,但它仍以复杂的决策、工艺和艺术性著称。与他们的头衔有出入的事,暗房技师的工作绝不仅仅是技术层面的。暗房工作并不是单纯的一种以不变的方式来大批量自动印刷的过程。

    就像摄影师一样,暗房技术员必须熟练运用一系列的设备和材料。比方说放大机。打印机。相关的化学物质和纸张。以及相关引用和索引。这些大多都被雪莉卡取代了。当然我也相信雪莉卡是必不可少的,但我从没在我父亲的暗房里见过。他告诉我他从来没有用过雪莉卡。他是在上世纪60年代末在香港接受的培训。在从被囚禁了5年的古拉格集中营里逃出来之前他在另一个古拉格集中营关押过2年。随后他被一个人收养为教子。收养他的这位恩人曾在香港中环行医。即使这么多年过去了,我父亲仍然记得每一个细节。他就睡在办公室。他告诉我,医务室里有着这么一个小的暗房,因为医生们认为自己照x光片这样更效率也更节约成本来。就是在那里,我父亲学会了如何处理和打印相片。他着迷于在暗房里调和图像的方式。

    就像摄影师一样,暗房技术员必须熟练运用一系列的设备和材料。比方说放大机。打印机。相关的化学物质和纸张。以及相关引用和索引。这些大多都被雪莉卡取代了。当然我也相信雪莉卡是必不可少的,但我从没在我父亲的暗房里见过。他告诉我他从来没有用过雪莉卡。他是在上世纪60年代末在香港接受的培训。在从被囚禁了5年的古拉格集中营里逃出来之前他在另一个古拉格集中营关押过2年。随后他被一个人收养为教子。收养他的这位恩人曾在香港中环行医。即使这么多年过去了,我父亲仍然记得每一个细节。他就睡在办公室。他告诉我,医务室里有着这么一个小的暗房,因为医生们认为自己照x光片这样更效率也更节约成本来。就是在那里,我父亲学会了如何处理和打印相片。他着迷于在暗房里调和图像的方式。

    如果对我父亲当时在暗房里做的转换工作进行思考的话,那么思考一下中国和北美摄影实践的区别是很有帮助的。过去和现在的中国摄影都不同于欧洲和北美的摄影。伍美华(Roberta Wue)和吴宏等评论家写了大量关于中国摄影历史和传统独特之处的文章,并概述了其与祖先肖像和山水画的密切关系。尽管如此,吴宏还是告诫人们不要陷入简单的二元主义。即东西方对于摄影的概念本质上是不同的,而不是一种更复杂的差异和相互衔接的组合。对东西方美学分歧的怀疑是有道理的。

    与此同时,中国的肖像摄影有着悠久而有力的传统,这种传统的确影响了摄影在中国的兴起,其方式与国外的摄影不同。正如顾伊所指出的,”虽然我们可能会淡化强调’中国特色’,其只是殖民焦虑的一种反映,但在很多华工的照片中,都可以看出文体差异的痕迹” (122)。在意识到中国摄影的独特性的情况下,顾伊试图深度探究摄影在中国的不同名字,它们的演变,以及这些名字对于探索一种可以被确定为中国特色的摄影,而非陷入二元主义。

    通过她的调查,顾伊使人们注意到中国绘画和摄影之间的亲密关系。”在中文中,摄影的第一个名字——英香、潇湘、小照——都是肖像画的前身” (顾伊 121)。中国与摄影的接触需要被理解为是一个更广泛及复杂的视觉实践中的一部分,在这个过程中,绘画和摄影不是完全对立的,而是同步的。

    如果说中国摄影中存在着反自然主义的特征,那么它们既不是中国摄影媒介的专一性所表现出来的理解上的欠缺,也不是对媒介专一性的自觉抵制。最初用于摄影的名字都是肖像绘画的先存词,这一事实凸显了中国的一个历史时刻,摄影属于一个快速变化和不断扩大的视觉实践领域,被方便地称为”绘画”。(122)

    顾伊的介入打破了中国视觉实践中摄影与绘画的界限。她对中文摄影术语的研究引起了人们对北美和欧洲背景之外产生摄影传统给予特殊的关注。

    暗房在中文里就是所谓的改色,同时揭示了我父亲带到暗房里技能的特殊性。改,作为第一个字符是一个动词,意为修正、修改、改进或改造。色,第二个字符是一个名词,意思是色彩 、色调,但也存在着对形体、身体上美的渴望。这一措辞类似于英语国家对同一技术的术语完全不同的表达:湿法 (wet process) 或冲洗照片 (developing the photograph)。事实上是在汉语而不是英语中,改色一词透露了更深层次的差异。这是化学摄影工业化以外出现的术语。正如西尔弗曼观察到的,”我们通过媒介来概念化的大多数术语都是为我们自己而制造的,就像我们的设备和材料一样” (70)。改色开辟了一个不同的概念。在摄影产业化需求之外循环的改色提供了另一种液态智力路线的照片。

    改色是暗房工作的一个明显文字术语。当如此之多的摄影实践术语是由隐喻和类比所主宰(底片制作和拍摄影片),改色确切的描述了为了能够制作正相所需的底片方面的工作流程。作为一个术语,改色表明所谓的”拍摄”需要大量的进一步作业才能印刷为一个 完整的图像。此外,它假设照片是在经过修正过程后才算完成的。也就是说,相片总是需要修正的。直到相片经历了一个平衡和修改的过程后它才算是完成的,正确的,或真实的。

    摄影充满了发展、变化和进步的语言。摄影有一种内在的未完成的本质,以至于它的进化似乎与它的使用者的进化构成联对:

    摄影图像不是一种表征或索引,而是一种类比,而且其发展过程中所用的流体媒介也是一种类比。这个过程不是在我们决定它应该开始的时候开始,也不是在我们命令它结束的时候结束。摄影是和我们一起发展的,是对我们的回应。它具有历史上可读的形式,当我们放弃它们的储蓄能力时,它就会转移到别处去。这些形式最早的痕迹是针孔相机,这种相机是被”发现”而不是被发明的。它先演变成光学相机暗箱,接着重生为化学摄影,随后迁移到文学和绘画中并最终以数字形式继续存在。直到我们结束它才会结束。(西尔弗曼 12)

    西尔弗曼很快转向了隐喻,但她小心翼翼地避免过度主张发展是一个线性过程。正如莎拉·卡夫曼(Sara Kofman)所警告的那样,摄影中转向隐喻的转折需对任何过于线性的发展语言保持警惕。

    卡夫曼拒绝使用线性方法来理解底片转换成正片的过程。在描述弗洛伊德对摄影隐喻的使用时,卡夫曼指出,尽管他声称自己是科学的,但”弗洛伊德的文本仍然未能避免与神学和形而上学对立的传统体系:无意识/意识、黑暗/光明、消极/积极” (26)。这些对立似乎会以从无意识到意识的过程,以及从消极到积极的过程而最终导致线性。”积极的形象还是消极的双重都暗示着’结尾的东西已经在开头了’” (卡夫曼 26-7)。如果有人 遵循这一思路,那么暗房的工作就无关紧要了:”相片制作的过程并不会增加什么;它只能使黑暗变成光明” (27)。对于这种错误的解读,卡夫曼认为,

    从底片到正片的过渡既不是必要的,也不是辩证的。这种进程有可能永远不会发生。压抑是创新过程中的一些无法挽回的残余,一种永远无法获得意识的东西。死亡驱力作为一种广义的经济学原理,防止我们把弗洛伊德的否定与黑格尔(Hegel)的否定混为一谈。更重要的是,当有一条通向意识的道路时,它并不依赖于逻辑标准,而是依赖于一种涉及非拨号力量之间冲突的选择。最后,从底片到正片的转变是不去意识到一个已经存在的意义,光,或一个原因本身的真理……通向光明之路的过程不是理论的,而是实践的:分析治疗。与马克思所言相近,只有力量平衡的转变才能带来清晰。从黑暗到光明,并不是要重新发现已经存在的意义,而是要构建一个从未存在过的意义。重复是有限度的,就像完整的意思从来没有出现过那样。重复即是创新。(27-28, 我的着重点)

    在这段非凡的思考中,卡夫曼追溯了一条从类比和隐喻到实践的道路。她坚持暗房过程的积极和深刻的创造性作用。从底片到正片的过程不仅仅是倒置和印迹的机械过程。它充满了冲突。它不是线性的。这是一个需要平衡的过程。更重要的是,图像的真相并不只是简单地等待一个技术或机械过程来使其完整或可见。相反,它一直在建设中。每一个印刷即是重复的也是原创的。重复即是创新。

    要是能够坚持每次重复的原创性,要求注意每一幅摄影作品的差异,我们就能在每一幅作品底片的痕迹中找到一种看待摄影种族歧视的方式,这也就是所谓的以底片来生产影像的过程。每一次重复,每一次印刷,都是不同的表达。正如堪陪特(Campt)所理解的,摄影底片

    让我们正视摄影自身的局限性同时使我们正确认识到摄影是为了简化对种族和侨民身份认同和隶属关系上所采用的一道工具。凭借着图像上可见的痕迹以及对视觉索引的分辨和联系能力,我们过于依赖图像自身的能力来判断那些关于种族和侨民不言而喻的假设…照相底片的物质性提醒我们,即使种族的差异能够在摄影印刷后清楚地呈现出来,这种视觉性是技术、材料、文化在反复塑造和修复过程后的产物。在这期间,图像的化学物质和技术物质——照相底片——必须抹除种族,以便使其以可辨认的形式重新出现。(128)

    如果每张照片都是一个先让种族消失再以一种稳定而固定的形式使其重新出现的例子,那么停留在每一张重印上的差异就可以显现出照片从负面走向正面的可能性。它为种族化的再现创造了一个很大程度上看不见的空间:那些没有存从白人规范和惯例制作照片的非白人的暗房技师的工作 。

    卡夫曼坚持每一张照片的原创性的观点,打破了任何把照相印刷缩减为机械复制的理念。卡夫曼让我们看到暗房过程不仅仅是技术上的,而是从根本上具有创造性的。卡夫曼的分析纠正并平衡了摄影的隐蔽性,正是基于这种隐蔽性贝金可以考虑摄影的本体论,从而消除了对暗房的思考。卡夫曼则将暗房过程隐喻化,借鉴弗洛伊德对相机的隐喻使用。她的论点清楚地表明了暗房的工作不是一种机械过程。

    在暗房里,父亲改正了颜色。但他做的远远不止这些。他也对图像进行了修改和改进。他重新塑造了图像。他这样做并不仅仅是因为颜色,而是因为理解了颜色也是它自己的形式,拥有它自己的躯体。颜色自身即是美,是对于美的渴望。

    在暗房里,父亲改正了颜色。但他做的远远不止这些。他也对图像进行了修改和改进。他重新塑造了图像。他这样做并不仅仅是因为颜色,而是因为理解了颜色也是它自己的形式,拥有它自己的躯体。颜色自身即是美,是对于美的渴望。 工作最终又是平衡的。更重要的是所有的色彩作品都有一个共同的基础,因为每种颜色都是三种基本颜色的混合:洋红色、青色和黄色。

    暗房技术员在操作时处理并看到照片最不稳定的状态。在制作期间,印刷品是非常脆弱的。它易受到光和热的影响。它必须经过一次又一次的洗涤才能达到它的最终状态。它的形成层是裸露的,是开放式的操作,其中包含破坏,过渡和变化。

    尽管拜加尔阁,罗斯和欧图尔完全准确地解释了彩色印刷的过程过分依赖白色是一种排斥其他种族的视觉规范,我希望这次对于暗房物质的初步探索能够打开对湿法技术媒介性的理解。与所有技术一样,这种技术也是容易被操纵的。这是一个技术过程,但从根本上说,是一个关于多种技术的过程。就像我父亲所做的那样,他通过一系列潜在的方式校正颜色,寻找美。

    结论: 安全灯下的预期光谱和液态智能

    我想以我父亲的自肖像来作结 (图片. 1).

    片 1.
    曹家迪(Richard Cho);的自肖像

    在这张照片里,颜色完全浸透了画框。我的父亲在奔放的蓝色、黄色和紫色的共同作用下显得格外突出。这种色彩的魅力与他为这幅画摆出的悠闲姿势形成了鲜明的对比。他拄着胳膊肘。他在吸烟。他的目光集中转向画面左边。仅仅透过这幅自画像,你是不会知道这是一个刚从被囚禁多年的古拉格集中营逃脱、每日曾在那里饱受饥饿、受尽各种各样意想 不到的剥夺和折磨的人的自肖像。我父亲很为这幅画骄傲。他声称发明了制作这张图片的过程。他告诉我,他是在暗房里随便试着玩儿的,在显像过程的不同阶段过度曝光照片。这张照片告诉了我一些在国家迫害的创伤中幸存下来的事情。它告诉我,在黑暗中,一个人仍然可以找到方法,用如此多的光亮填充整个画框,以至于甚至阴影都完全充满了色彩。它告诉我,父亲是如何看待自己在那些恐怖事件之后的自己的,这是一整个过程中的一小部分,在一个黑暗的房间里发生的事情可以超越相片框架的束缚。

    值得强调的是摄影的显影是一个过程。它是发展的过程,因此是易犯错误和可被修复的。把暗房认作为摄影活动的一个重要地点来仔细品味就是关注照片最脆弱之处,即是它已经存在但还没有成形的时候。关于显像过程的物质性的探讨也将我们引导到非物质性——照片可以成为别样之物,而不是它即将成型之物。它是一个预期的光谱。显像中的照片不被过去的事物所困扰,而是被它可能即将变成的事物所困扰。

    困扰 (Haunting) 是”关于未来的争辩” (戈登Gordon 3),它关注的不是过去,而是被限制和放弃的可能性。赫伯特·马尔库塞(Herbert Marcuse)写道”我们被历史的选择所困扰” (戈登5)。在这种困扰下, 艾弗里·戈登(Avery Gordon)在出版近十年后重新反思她在Ghostly Matters中的作品成果, 戈登这次把目光转向于社会和政治维度的困扰来改进她的思想,具体来说就是监禁。在监狱生活的余波中,以及那种令人陶醉的自由感只是一种一线希望般的可能性。我父亲的自肖像是从一场对未来的争夺中浮现出来。这幅自画像捕捉并固定了摄影发展变化的瞬间,使其他未来的想法变得清晰可见。如果更多的洋红色被用于图像当中结果会是什么呢?如果他下巴上的那条蓝色部分在变成那种蓝色之前就已经固定了,结果又会如何?这幅自肖像的色彩不受中性和规范性的平衡模式和 指数化准确性的束缚,它充满了过分的固定成分,即使只是暂时的,也被允许从它们最熟悉的那些地方解放出来。

    要使这幅图像成型,技术人员必须对相片进行多次浸泡和曝光。如果还有人怀疑我父亲液态智慧的独特性,那么让我和你们分享一下他制作这个图像的个人步骤。过程如下(图片. 2):

    图片 2.

    在他制作自肖像将近50年后为我写下了这些指示。指示中没有雪莉卡。他现在已经是一个老人了,但他仍然记得如何重新构造出这幅肖像,而且是用生动而精确的细节。我选择不翻译他的个人步骤。他的方法的不同,这些步骤和他所经历过的生活之间联系的深度比 过程本身的技术性更重要。这些步骤告诉我,一次浸泡不够,在开发过程的不同阶段,底片必须通过多个过滤器曝光。

    我还没有写过他从古拉格逃脱的事。这不是我要讲的故事。我不知道这是不是一个可以流传下去的故事。但看看这些步骤,我现在可以看到,这种特殊的摄影发展之路是他自己的故事。他穿过下水道,然后游到澳门重新获得自由。他穿过黑暗的海水并多次潜入水中。每一次重复即是创新。

    这幅自肖像描绘了过去的种种可能性,而这些可能性将不再停留在过去。戈登”使用了困惑这个词来形容那些奇异而重复的情况。这些情况是当你熟悉的家庭变得陌生时,当你的轴承在世界失去方向时,是当你已经完成的事情又从新开始时,是当你清楚的认知了某件事情时” (2)。在每一个颜色和色调转变的边缘,这幅自肖像都是暗房技术的一个典范也是失去平衡和控制的一个实验。考虑到这种消逝,就会预想到视野之外徘徊的灵魂。在古拉格集中营里,若干年过去了都没有明确的结局。除了一遍又一遍地凝视着时刻困扰现在的那种艰难莫测的未来,我们无法看到过去被剥夺了什么。

    我父亲的自肖像揭示了一种对与自我的革新和重新塑造,而这种变革和重新塑造正是我所期望的。它预见了这样一种即在监禁、酷刑和迫害之后,仍然可以过上正常生活的想法。它预见并机智地驳斥了暗房仅仅是一个技术和机械复制的地方的观点。它关注着卡夫曼对重复即是原创的理解。更重要的是,它把重复设想为预期。这幅自肖像以一种引人注目的方式展现了暗房过程的不稳定性,从而使得这种重复过程充分的展现了它的原创性。看看左上角的栗色和紫色的漩涡。看看左下方和右上方蓝绿色、黄色和橙色和乳白色的爆发。这张照片捕捉到了摄影液态智慧的内在动力和不可预测性。这幅自肖像事先就已明晰自己已经不能再被复制了。在它的化学漩涡和彩色破裂中,自肖像展现了一种液体智 慧的景象,这种智慧阻碍了全部的可再现性。这个图像是奇异的。更重要的是,即使用底片来重印它,也需要认识到每一次印刷的区别。其生产的化学条件不能完全复制。这就是重点。

    这一知识已深入到每一张模拟照片中。把照片看作是机械复制的对象所掩盖的真相就是每一次重复都是有区别的重复。这种差异影响着摄影的再现性。它的预期光谱显示了暗房的物质性。

    这种预期光谱是一种媒介形式且最有力地出现在侨民的形成过程中。侨民并不是凭空出现的,但他们所出现的”某个地方”总是令人担忧又极具复杂性。同样,照片(即使是数码照片,就像安娜·帕赛克(Anna Pasek)在故障美学和后液体智慧中分析出的结构一样)也不是凭空出现的。他们存有自身的发展过程。他们进入这个世界的过程和海外的侨民们一样复杂。每一个侨民身份的形成都是对更古老、更原始形态的重复,同时也是完全而必然的原始形态。侨民的流落他乡就是不断地挣扎于各种形式的重复,而这些重复也总是新的。侨民社区是对起源和家乡概念上不完美的重新塑造,这些想法总是存在于其他地方,但总是在当下重新构建。这一改造预期了它自己的原创性。它事先知道,丢失或遗留的东西是无法复制或重新制造的。

    对摄影发展工作的思考需要专注于照片最不稳定的时刻,即它在不固定的和过渡的时候。这种时刻说明了摄影图像总体上的不稳定性,同时也点明了摄影对于种族和侨民的敏感性。种族化和侨民身份总是在分裂和分散的过程中被构建出来。他们永远处于不固定的危险之中,且总是处于过渡状态。把摄影作为一种发展过程的角度来揣摩需要在这些不稳定的脆弱之中生存。

    鸣谢:这篇文章首先要要归功于我在”重塑家庭摄影(Reframing Family Photography)”学术座谈会议上的同事: 妮可·弗利特伍德(Nicole Fleetwood);, 萨拜娜·加狄胡可(Sabina Gadihoke)巴克瑞斯·摩尼(Bakirathi Mani)和利雷·瑞福德(Leigh Raiford)。如果没有与他们早期的对话,以及随后与米歇尔·皮尔森·克拉克(Michèle Pearson Clarke)与加布里埃尔·莫泽(Gabrielle Moser)的对话,我根本不会写出这篇文章。感谢家庭摄像机网络使这些对话成为可能。我事先知道这篇文章将由Eyal Amiran精心编辑,这才让我有了想出版它的想法。同时,也感谢三位匿名同行评论员的严谨和细心。莎拉·罗珍伯格(Sara Rozenberg)在最后一刻提供了不可或缺的研究援助。非常感谢后现代文化(Postmodern Culture)愿意用中文发表这篇文章,同时也非常感谢庞广龙(Guanglong Pang)出色的翻译。我对曹家迪(Richard)以及梁燕群(Gwen Cho)感激不尽,他们在把一个世界留在背后的同时为我创造了一个新的世界。

  • Darkroom Material:Race and the Chromogenic Print Process

    Lily Cho (bio)
    York University

    Abstract

    This essay argues for the need to historicize and theorize race in photography by attending to the interventions of darkroom technicians, especially those who are themselves racialized. Understanding the crucial role of the darkroom technician challenges the idea that photographic development is merely a mechanical or technical process. The photograph in development represents a moment of transition that illuminates the instabilities of photographic images in general, and those that attend to race and diaspora in particular. Racialized and diasporic identities are constructed out of and despite ongoing processes of transition, fragmentation, and dispersal. This essay focuses on Chinese approaches to photographic development, exploring the cultural histories that inform the technique and craft. Engaging with photography as a process of development uncovers a powerful connection to the construction of diasporic communities.

    改色

    改色 (gaisè), to correct color: this was what my father did most days and most nights. This was the skill he learned in Hong Kong after escaping from a gulag during the Cultural Revolution, while waiting for his papers so he could emigrate to Canada. This was what he did after the failure of the Shangri La, a Chinese restaurant he ran in Whitehorse in the 1970s. He was gifted at this darkroom work (so I am told) and caught a lucky break when he got a job as a darkroom technician with the audio-visual department of the Government of Alberta, where he worked for over fifteen years. He lost his job and became permanently unemployed during the twin calamities (in my household at least) that were the massive job cuts engineered by the provincial government of the time, and the rise of digital photography. But for many years it was his day job, and at night my uncle would call and ask him to come over to his place to 改色, to correct color. My uncle owned a small grocery store in Edmonton, Alberta, with a professional photography studio in the back. The studio was both a business and a passion for my uncle, who mostly did family photographs and weddings. No matter their circumstances, people still wanted their pictures taken. He was almost always busy with this work, and my aunt and my cousins ran the grocery store out front. Almost every night after dinner, my dad would get a call and head over to my uncle’s darkroom to help process and print photographs. My brother and I often went along and played or helped out in the store until my dad was done. I was not permitted into the darkroom, but I knew it was a special, magical place of craft and artistry. This work was a part of the daily rhythm of my life, and an essential part of my family life and livelihood. Deborah Willis argues for “photography as biography” in her demand for the critical work of “visualizing memory” and portraying black lives (22). Thinking about race and photography has brought me to this private history of perpetual proximity to the magic of the darkroom, and to the specific work of color correction as an integral yet disaggregated part of the process. In Willis’s terms, biography can reveal how the darkroom is itself a site of complexity and contestation for racialized and diasporic communities.

    This essay theorizes the darkroom. In doing so, it attends closely to the darkroom as a generative space for understanding the relationship between race and photography. Not only has the darkroom been largely absent from contemporary cultural criticism on photography; it has also been a space of normativized whiteness. Its equipment, chemicals, and paper are calibrated for representations of white subjects: “Mid-century film was engineered by white technicians and optimized for white skin” (Peters 65). Film sensitivity and color processing standards resulted in images that left dark-skinned subjects distorted or rendered them invisible in images with shadows or dark backgrounds. Black photographers have long grappled with the problematic intersection of photography and race. Syreeta McFadden describes how they had to “teach the camera” to see black skin:

    Through experience we adapted to film technology—analog and digital—that hadn’t adapted to us. We circumvented the inherent flaws of film emulsion by ensuring that our subjects were well placed in light; invested more in costly lenses that permitted a wider variety of aperture ranges so we could imbue our work with all the light we could; we purchased professional-grade films at faster speeds, or specialty films with emulsions designed for shooting conditions strictly indoor under fluorescent or tungsten light. We accepted poor advice from white photo instructors to add Vaseline to teeth and skin or apply photosensitive makeup that barely matched our skin’s undertones.

    Sometimes this constraint produces beautiful work. For example, Clorinde Peters describes how Roy DeCarava “responded to the inadequacies in film and the optics of race by occupying the low tonal range in his photographs, rather than compensating with exposure or development. DeCarava’s images are tender and somber” (65). New York Times critic Vicki Goldberg describes them as “bafflingly dark, suffused with stillness.” Teju Cole writes that “[i]nstead of trying to brighten blackness, [DeCarava] went against expectation and darkened it further. What is dark is neither blank nor empty. It is in fact full of wise light, which, with patient seeing, can open out into glories” (147). DeCarava made beautiful images out of the bias against black subjects embedded in the available film technology; it wasn’t until the late 1970s that Kodak introduced Gold Max film, which improved the emulsion sensitivities for darker tones. Parallel to Coco Fusco’s much-cited discussion of how photography produces race, artist and writer Michèle Pearson Clarke observes that “photography… did not so much record the reality of Blackness as signify and construct a way of seeing it” (2). Clarke understands the profound difficulty of seeing Blackness given the histories of racism embedded in photographic practice:

    This ongoing archive of willfully fabricated Black representation is now 175 years old, and represents a formidable obstacle to any contemporary photographer. When I look at any image of a Black body, or I imagine anyone looking at one of my own images, I am profoundly aware of the presence of this archive, operating as a kind of thick filter, obscuring and complicating the view. (3)

    Clarke and Fusco have in mind Shawn Michelle Smith’s work, which uncovers the intertwining legacies of photography, biological racialism, and eugenics that established “social hierarchies anchored in new visual truths” (Smith 4). For Clarke, attending to the formal practices of Black photographers—in particular the choice of practitioners like Deana Lawson, Dawoud Bey, Myra Greene, LaToya Ruby Frazier, and Jalani Morgan to shoot in medium and large format film—offers one way to remove the “thick filter” that obscures race in photography. Some of the most innovative and provocative contemporary black photographers choose to work with analogue photography despite its history, producing what Clarke calls “affective grit,” the “friction produced by its granular textures [which] conveys the embodied intimacies and emotional realities of Black people, because we feel differently, we see differently” (6). Clarke’s insistence on the importance of analogue photographic practice points not only to the haptics of these images, but also the need to think through photographic processes themselves.

    I want to build on Clarke’s call by considering the work of the darkroom technician and, in particular, their potential agency as a diasporic and racialized subject. What happens when we understand the darkroom technician as separate from the photographer, but playing a crucial role in the making of a photographic image? And what happens when we think about that technician as a racialized figure who might bring their own histories and techniques to bear in photographic production? Working alone in the deep red glow of the darkroom safelight, the technician has not occupied much of the discussion in contemporary photography theory. Yet until the recent era of digital photography, there would be no photographs without the work of the darkroom. Even with the rise of digital photography, many of the most celebrated images by racialized photographers have remained aligned with the wet process: the darkroom technologies of film, fixative, developers, enlargers, and images in solution (as Clarke’s survey of contemporary Black photographers who choose analogue reminds us). What happens in the darkroom matters. And it matters particularly for thinking about race and photography.

    Darkroom materiality

    Theorizing darkroom work through the figure and craft of the darkroom technician destabilizes the binary between the photographer and the photographic subject. More, understanding that the work of the darkroom can manifest across multiple cultural registers opens up the homogenizing tendencies of its techne; even when technicians used the same enlargers, printers, papers, and fluids, they used them differently in different places. To think of the darkroom process as my father did, as 改色, is to put in place radically different circuits of knowledge, craft, and practice than those dominated by Kodak and Ilford. Even though developing processes are integral to photography, they remain curiously under-theorized. My theorizing of the darkroom process is guided by, and extends, the materialist turn in photography criticism. This materialist turn emerges in Tina Campt’s conversation with the Black British photographer Ingrid Pollard on the subject of photographic negatives: “photographic images have a tangibility, a materiality that we often lose sight of when we engage them only in print form, and negatives remind us of this materiality” (128). As Elizabeth Edwards and Janice Hart observe, “a photograph is a three-dimensional thing, not only a two-dimensional image” (1). While this observation seems obvious,

    [t]he prevailing tendency is that photographs are apprehended in one visual act, absorbing image and object together, yet privileging the former. Photographs thus become detached from their physical properties and consequently from the functional context of a materiality that is glossed merely as a neutral support for images. (Edwards and Hart 2)

    Attempting to push beyond this glossing, Lee Mackinnon asks, “How might consideration of photography as a material ontological event allow us to go beyond the well-established subject-object positions that have long underpinned photographic critique?” (150). Mackinnon’s question disrupts a longstanding immateriality connected to ontological approaches to photography. In his formative 1958 essay on “The Ontology of the Photographic Image,” André Bazin removes the intermediary role of any material processes necessary for the production of the image. Instead, he dwells on the intrinsic relation between the photograph and its object, and the power of the photograph to remove barriers to representation:

    It is not for me to separate off, in the complex fabric of the objective world, here a reflexion of a damp sidewalk, there a gesture of a child. Only the impassive lens, stripping its object of all those ways of seeing it, … [is] to present it in all its virginal purity to my attention and consequently to my love. (8)

    This elegiac ode to the impassive and objective power of the camera to capture its object powerfully signposts the turn away from precisely the kinds of material considerations to which Mackinnon returns. For Bazin, “[t]he photograph as such and the object in itself share a common being, after the fashion of a fingerprint” (8); for Mackinnon, the fingerprint demands attention to the viscosity of the ink and, more pertinently, to the ways in which the photograph is much more than an imprint.

    In this turn to enlarging photographic criticism beyond the photographer and the photographed, the photograph has become an event, as Ariella Azoulay suggests (15). Mackinnon expands Azoulay’s approach into the materials of production:

    To think as a materialist is to acknowledge the agencies that participate in the act of making, or taking, a photograph. Taking a photograph indicates the extraction and exchange of certain material conditions that allow the image to come into being. Whether considering the constitutive material elements of devices that are mined, extracted, or otherwise amalgamated, such as silver, aluminum, steel or oil, or the shutter at the moment of its capture in conjunction with eye, hand, body, or remote automated operative, the image is made only in respect of all that has been taken in order to make it possible. The image thus begins its journey through numerous channels, optical and otherwise, that proceed to process it. (153-54)

    In attending to the processes of making the photograph, Mackinnon asks us to consider the agential possibilities of a materialist approach in which

    the human photographer is no longer the sole agency that authors the image. Agency lends itself to all features of the photographic event as they interact, and the photographic image is a narrow section through the complex black box of such an event. (154)

    Mackinnon focuses primarily on the materials that make up the black box of the camera itself: the “apparatus of the camera bears the inscription of global divisions of labour and wealth, sanctioned behind a veneer of techno-humanism… Those who mine its raw materials, those who fit its components in remote sweatshops are the camera’s extended functionaries and its remote body” (155). For Mackinnon, materialism—defined as “a decision to focus upon the materials of engagement, such as the processes of production and their subsequent power relations, the workers who build components, and the otherwise black-boxed complexity of interactions that make the photographic event possible”—makes agency visible (150).

    While this turn to materialism enables an understanding of agency that extends well beyond the relationship between the photographer and the photographed, its focus still occludes darkroom processes. This occlusion, the curious invisibility of the darkroom’s processes, can be located in what Kaja Silverman tracks as “the industrialization of chemical photography” and the “ocularization” of photography, which “reached its zenith in 1888, when George Eastman began manufacturing dry, transparent, flexible, photographic film and released the first Kodak camera” (82). Marketed under the slogan “You Press the Button, We Do the Rest,” the camera arrived with the film already loaded for one hundred exposures (82). The customer, now also the photographer, simply used the camera and then “sent it back to Eastman with the film still in it so that the negatives could be processed, printed, and mounted. The camera was reloaded, and returned to the owner with the prints” (82). Wildly popular, the Kodak camera made darkroom work invisible and diminished its role as an agent in the production of the photographic image. Reduced to a factory-assembled technical process, the work of the darkroom ceases to operate as a site of craft, artistry, and agency:

    by reducing photography to three predefined steps, George Eastman substituted the Kodak system for the “pencil of nature.” By releasing photographers from “the chemical steps of the process,” he also sealed off photography’s liquid intelligence. Finally, by printing as well as developing the negative at the factory, Eastman created the illusion that the photographs that arrived in the mail were the exact positive equivalents of the negatives that were in the camera when it was shipped off – that the governing principle of photography is “sameness.” (Silverman 83)

    Rather than celebrating the idiosyncrasies and instabilities fundamental to the wet process, the Kodak system flattened photography’s differences. In so doing, it suppressed the possibilities of photography as a site of volatile – rather than mechanically reproduced – memory.

    In contrast, to embrace the materiality of the darkroom as central to the photographic process is to reactivate what Jeff Wall identifies as photography’s “liquid intelligence” (109). This intelligence allows an even more profound revaluation of the relationship between photography and memory that Mackinnon’s materialism demands. Echoing what Richard Terdiman calls “materials memory” (35) in reference to the persistence of the knowledge of social processes embedded into the construction of objects, Mackinnon asks that considerations of the photographic image recall the material processes of its production:

    In materialist terms, memory extends beyond the pictorial surface of the image and is embedded in the core of devices and materials. To invest the surface of its resultant image with the nostalgia of the subject is an act that negates the memory held in these components, or the memory of those who were present at the event of capture and who experienced the extended context of that moment beyond the instant of its abstraction. (155)

    Between all the forces of extraction and colonialism (the mining of materials, the physical processes of assembly) that come with the production of the camera as a physical object and the photographic image that you hold in your hand or see framed on a wall, there is a passage through what Jeff Wall identifies as a form of archaic knowledge:

    This archaism of water, of liquid chemicals, connects photography to the past, to time, in an important way. By calling water an ‘archaism’ here I mean that it embodies a memory-trace of very ancient production-processes – of washing, bleaching, dissolving, and so on, which are connected to the origin of techne… In this sense, the echo of water in photography evokes its prehistory. (109)

    The materials memory of this liquid intelligence also persists and reverberates. As Wall observes, it connects the technological work of producing the photographic image to older processes of memory and to production. Water—and the chemical baths necessary for the production of most photographic images prior to the era of digitization—calls the photograph back to the materiality of a process that emerges only, and precisely, in solution. It is not only the “impassive lens” of Bazin’s ontology that strips the photographic object of “spiritual dust and grime,” but also the liquid intelligence of the wet process itself. Immersed, bathed, and finally fixed in the complexity of multiple solutions, the materiality of the photograph carries the traces of processes that have been rinsed away. The print process therefore demands thinking about photography at a crucially unstable and unfixed moment. Before it is printed, in the black waters of the darkroom, the photograph is literally in development. Much can happen here, in the red glow and maroon shadows of the safelight. Many decisions are made, and each one will alter the image. Each print will carry the invisible traces of the technician who adjusts light, color, and contrast in pursuit of what will be a final image (but never truly so, because another print can always be made). In this uncertain and perpetual calibration, the darkroom is a place of fleeting possibility and material agency.

    Wet process and the negative histories of seeing color

    Despite my commitment to locating the agential possibilities of the darkroom process, especially for racialized and diasporic subjects, I am keenly aware of the ways in which photography has served colonialism and racism. As the work of photography scholars and practitioners shows, color photography has been an instrument of discrimination and violence. Lorna Roth’s work on color balance and the Kodachrome process gets to the heart of the racism in the chromogenic print process. Roth’s extensive research shows that the process is racially coded in that it makes whiteness normative and works to obscure blackness. Roth focuses on the so-called “Shirley cards” used by Kodak to instruct darkroom technicians and photographers on color balance and process. The “Shirley card” is a

    norm reference card showing a “Caucasian” woman wearing a colourful, high-contrast dress [and] is used as a basis for measuring and calibrating the skin tones on the photograph being printed. The light skin tones of these women – named “Shirley” by male industry users after the name of the first colour test-strip-card model – have been the recognized skin ideal standard for most North American analogue photo labs since the early part of the twentieth century and they continue to function as the dominant norm. (112)

    Roth identifies several factors that forced a change in the emulsions. In the 1950s, school photographs began to depict black and white children together. Different skin tones could be accommodated through “compensatory lighting” and “technical adjustments learned through experience” as long as the children were photographed individually, but in a group portrait, “these techniques could not resolve the problem of the film bias in favour of ‘Caucasian’ skin… the picture results showed details on the white children’s faces, but erased the contours and particularities of the faces of children with darker skin, except for the whites of their eyes and teeth” (119). As Roth is at pains to show, this imbalance is the result of a sustained history of racial and gender biases that contributed to the development of the technical materials, such that “refinements to the chemistry of film emulsions have never been issues of physics or chemistry exclusively, but have been the result of cultural choices as well” (118).

    Even without Shirley cards, professional photographers had long been aware of this bias in color film. Jean-Luc Godard famously refused to use Kodak film during a 1977 trip to Mozambique and declared the film to be “racist” (O’Toole 373). The artists Adam Broomberg and Oliver Chanarin pick up Godard’s statement in To Photograph the Details of a Dark Horse in Low Light, a 2012 photographic exhibition based on Shirley cards and dead Kodak film stock used on a trip to Gabon that produced only one successful image. The title is taken from “an expression used by Kodak executives to euphemistically allude to the ability of their new color film stocks to better represent a wide range of skin tones” (O’Toole 373), and the exhibition insists on the materiality of the image and the history of racism over which so much image-making had glossed. In particular, Broomberg and Chanarin’s work refers to, and recalls, the racism of Polaroid’s ID-2 camera, which had been deliberately modified to produce an extra burst of light to illuminate the features of black people (O’Toole 379, Morgan 525). the South African apartheid government used this camera to produce identification photographs for passbooks that controlled and regulated the movements of black South Africans. After discovering the connection between Polaroid and apartheid in South Africa, workers at Polaroid posted flyers that declared “Polaroid Imprisons Black People in 60 Seconds”—the time it took to produce the image (Morgan 524). These protests ultimately lead to Polaroid’s withdrawal from South Africa in 1977, revealing the complexity of the racism of color film processes (Morgan 546).

    In the South African context, color photography carries its particular morality. Jennifer Bajorek’s discussion of the color photography of David Goldblatt and Richard Mosse reveals its complex moral dimension—what Bajorek calls an “extra-moral” dimension. Goldblatt refused to photograph in color during apartheid, and only began to shoot in color post-apartheid. But Bajorek cautions against making easy connections between color and the “sweetness” of the end of apartheid:

    Everyone likes a felicitous correspondence between the aesthetic qualities of an image and its theme or subject matter. Such a correspondence is, however, in the case of Goldblatt’s colour work, false. Interpretations of Goldblatt’s post-apartheid work that confuse the “sweetness” of colour with that of the end of apartheid fail to engage with its most interesting interpretive challenges, which are, I would venture, connected with its probing reflection on the nature of democracy. (Bajorek 226)

    Bajorek goes on to offer just such a probing reflection, ultimately suggesting that

    Colour, it turns out, belongs neither to a moral nor to a political discourse. The questions we should be asking are not whether colour is too sweet or too seductive, or whether it distracts us from passively receiving a political message, or from engaging as political actors with “hard realities,” but whether and when it allows us to visualise these realities differently or to ask new questions about them? When and where, in what images, does colour allow us to ask, to think, to see or to do something new? (234)

    Bajorek’s questions point not only to the experience of seeing color, but also to its production. To think about producing color is to think about the print process and the work of the darkroom. In the darkroom, the processing of the photographic image turns on interaction, subtraction, and balance. To make beautiful color prints, the darkroom technician (who is sometimes, but certainly not always, the photographer) must balance the colors by creating an interaction between the three main colors (magenta, yellow, and cyan), and then slowly subtracting them (usually magenta and yellow) until the image colors are correct or true.

    Correcting color and alternative modes of darkroom production

    There are implications for understanding the darkroom technician both as potentially disaggregated from the photographer, and as integral to the photographic situation. Sometimes photographers develop their own images, but often they do not. The darkroom technician’s work is usually invisible; it happens where there is no witness. While it seems to lack the panache of the auteurship wielded by the photographer, this work too is marked by complex decision-making, craft, and artistry. Despite the job title, the darkroom technician’s work is never merely technical, not simply an automated process of churning out contact sheets and printing images through a prescribed formula. Like the photographer, the darkroom technician must master an array of equipment and substances. The enlarger. The printer. The chemicals and the paper. And the norm references or indexes. It matters where and in what context a photography technician learns their craft; like photography itself, photographic development processes are not neutral.

    Much has been made of the Shirley cards, and I’m sure they were essential, but I never saw one in my father’s darkrooms. He tells me he never used them. My father’s route to acquiring darkroom skills occurred outside of commercial photography or amateur darkrooms across North America, where tools such as the Shirley cards were standard practice. He was trained in Hong Kong in the late 1960s. After escaping from a gulag where he had been imprisoned for five years, and a different gulag before that for two years, he was given shelter by a man who adopted him as a godson. This benefactor had a medical practice in the central district of Hong Kong. Even all these years later, my father still remembers every detail. He slept in the office. He tells me that a small darkroom had been installed in the medical office because it was more efficient and less expensive for the doctor to develop his own x-ray images than to send them out. There my father learned how to process and print, and he was captivated by the way an image could be manipulated in the darkroom. Where the makeshift darkroom in the medical office in Hong Kong offered a preliminary space of learning and shelter, he honed his skills in the semi-professional darkroom in the basement of a grocery store in Edmonton. His diasporic route was marked first by seven years in the dark room of Chinese state persecution before an escape to a literal darkroom shelter in a British colonial protectorate, and then by yet another darkroom in the refuge of a small city in a British settler colonial country. His darkroom skills had to be translated across these cultures and geographies.

    In attending to the translation work that my father had to do in the darkroom, it is helpful to consider the differences between photographic practices in China and those in North America. Photography in China was and is not the same as photography in Europe and North America. Critics such as Roberta Wue and Wu Hung have written extensively about the distinctness of photographic history and tradition in China, outlining its close relationship to ancestor portraits and landscape paintings. Still, Wu Hung cautions against falling into easy binarisms that characterize eastern and western conceptions of photography as intrinsically different rather than as a more complex combination of difference and mutual articulation. The skepticism over any kind of intrinsic east-west aesthetic divide is warranted, but at the same time, it is absolutely the case the Chinese portraiture has a long and robust tradition that influenced the rise of photography in China in ways that differ from the emergence of photography elsewhere. As Yi Gu posits, “While we may downplay the emphasis on ‘Chinese peculiarity’ as a mere reflection of colonial anxiety, traces of stylistic distinction were manifested in a good many photographs of Chinese sitters” (122). Gu recognizes the specificity of Chinese photography without falling into binarism through a rigorous investigation of the Chinese names for photography, their evolution, and the way they illuminate an approach to photography that could be identified as specifically Chinese. Gu draws attention to the intimate relationship between painting and photography in China: “The first names for photography in Chinese – yingxiang, xiaoxiang, xiaozhao—were all preexisting terms for portrait painting” (Gu 121). China’s encounter with photography needs to be understood as part of a broader complex of visual practices in which painting and photography are synchronous rather than diametrically opposed:

    If there are antinaturalistic traits in Chinese photography, they neither indicate a lack of understanding by Chinese photography’s media specificity nor demonstrate a conscious resistance to it. The fact that the names first used for photography were all preexisting words for portrait painting highlights a historical moment in China when photography belonged to a rapidly changing and expanding field of visual practice that was conveniently dubbed “painting.” (122)

    Gu’s interventions break down the divide between photography and painting in Chinese visual practices. Her examination of the Chinese terms for photography calls attention to the specificity of photographic traditions outside of North American and European contexts.

    Similarly, the Chinese term for darkroom process, 改色, reveals the specificity of the skills that my father brought to the darkroom. The first character, 改, is a verb that means to correct, alter, improve, or remodel. The second character, 色, is a noun that means color, tint, or hue, but also form, body, beauty, and the desire for beauty. This phrasing differs radically from Anglophone terminology for the same work: wet process, or developing the photograph. Further, 改色 is terminology that emerged outside of the industrialization of chemical photography. As Silverman observes, “Most of the terms through which we conceptualize the medium were manufactured for us, just like our equipment and material” (70), but 改色 opens up a different conception. Circulating outside of the imperatives of the industrialization of photography, 改色 offers an alternative route to the liquid intelligence of the photograph. 改色 is notably literal as a term for the work of the darkroom. When so much of the terminology for photographic practice is dominated by metaphor and analogy (developing the negative, shooting the film), 改色 describes exactly the work that must be done in order for the negative to be printed as a positive image. As a term, 改色 understands that the film that has been “shot” requires a great deal of further work before it can be printed as a finished image. It also assumes that the photograph is only finished after this process of correction. That is, the film is always already in need of correction; it is not simply finished, correct, or true until it has undergone this process of balance and modification.

    The language of development, of the fluidity and change and progress, pervades photography. There is an inherently unfinished nature to photography such that its evolution seems twinned with that of its users:

    Not only is the photographic image an analogy, rather than a representation or an index, but analogy is also the fluid in which it develops. This process does not begin when we decide that it should, or end when we command it to. Photography develops, rather, with us, and in response to us. It assumes historically legible forms, and when we divest them of their saving power, generally inputting them to ourselves, it goes elsewhere. The earliest of these forms was the pinhole camera, which was more “found” than invented. It morphed into the optical camera obscura, was reborn as chemical photography, migrated into literature and painting, and lives on in a digital form. It will not end until we do. (Silverman 12)

    Silverman moves quickly to metaphor, but she is careful not to insist on the necessity of understanding the idea of development as a linear process. As Sara Kofman warns, the turn to metaphor in photography demands a wariness of any language of development that is too linear. She refuses a linear approach by which a photographic negative is transformed into a positive, printed image. Writing of the use of the photographic metaphor in Freud, Kofman notes that, despite its claim to science, “Freud’s text nevertheless fails to avoid the traditional system of mythical and metaphysical oppositions: unconscious/conscious, dark/light, negative/positive” (26). These oppositions imply linearity by marking the passage from unconscious to conscious, and from negative to positive, where “[t]he positive image, the double of the negative, implies that ‘what is at the end is already there in the beginning’” (Kofman 26-7). If we were to follow this line of thinking, then the work of the darkroom would become irrelevant: “Development adds nothing; it only enables the darkness to be made into light” (27). Against this reading, Kofman argues that

    the passage from negative to positive is neither necessary nor dialectical. It is possible that the development will never take place. Repression is originary, and there is always an irretrievable residue, something which will never have access to consciousness. The death drive, as a generalized economic principle, prevents us from confusing the negative in Freud with that in Hegel. What is more, when there is a passage into consciousness, it depends not on logical criteria, but on a selection involving conflicts between nondialectizable forces. Finally, to pass from negative to positive is not to become conscious of a preexisting meaning, light, or truth of a reason diverted from itself… The passage to light takes place through a procedure which is not theoretical but practical: the analytic cure. As with Marx, only a transformation of the balance of forces leads to clarity. To pass from darkness to light is not, then, to rediscover a meaning already there, it is to construct a meaning which has never existed as such. There are limits to repetition inasmuch as full meaning has never been present. Repetition is originary. (27-28, my emphasis)

    In this extraordinary meditation, Kofman traces a path from analogy and metaphor to practice. She insists on the active and deeply creative role of the darkroom process. The passage from negative to positive is not merely a mechanical process of inversion and imprinting. It is full of conflict. It is not linear. It is a procedure and a process that demands balance. More, the truth of the image is not simply already there waiting for a technical or mechanical process to make it complete or visible. Rather, it is always under construction. Each print is a repetition that is also original. Repetition is originary. In attending to the passage of the negative into a positive print as a process that is not simple inversion, Kofman’s analysis corrects and balances the occularization of the photograph whereby Bazin could contemplate an ontology of photography that eliminated the darkroom from consideration.

    To insist upon the originality of each repetition, to demand attending to the difference in each photographic print, enables a way of seeing race in photography that embraces the trace of the negative in each image, and thus the process of producing an image out of that negative. Each repetition, each print, is an articulation of difference. As Campt understands, photographic negatives

    confront us with both the limits of the photograph and our desire for it to simplify the work of racial and diasporic identification and affiliation by doing it for us. We rely all too often on images to confirm our unspoken assumption about race and diaspora through their capacity to materialize the visible traces and visual indexes of difference and affiliation… the materiality of the photographic negative reminds us that even when race seems clearly visible in a photographic print, its visuality is the creation of technical, material, and cultural processes of conjuring and fixing, where the very chemical and technological matter of the image – the photographic negative – must disappear race in order to make it reappear in recognizable form. (128)

    If each print is an instance of making race disappear only to make it reappear in a stable and fixed form, dwelling in the difference of each reprint, each repetition, can make visible the potentiality of the photograph’s passage from negative to positive. It opens up a generative space for racialized representation that has been largely invisible: the work of darkroom technicians who are not white, and who do not print and produce photographs according to norms and conventions of whiteness.

    In the darkroom, my father corrected color. But he did much more than that. He altered and improved on the image. He remodeled it. And he didn’t do so only in terms of color, but by understanding that color is also its own form, a body of its own. It is beauty and the desire for beauty. He did this work through a process of interaction, subtraction, and balance. That is, the darkroom technician understands that there is no image without interaction; that color emerges, paradoxically, from the removal of color; and that this work is ultimately one of balance. What is more, all color work shares a common ground in that every color is a mix of the three foundational ones: magenta, cyan, and yellow. The darkroom technician handles and sees the photograph in its most unfixed and unstable state. In mid-process, the print is terribly fragile. It is vulnerable to light and heat. It must be bathed again and again in order to emerge in its final state. The layers of its formation are laid bare and are open for manipulation, destruction, transition, and change. Although Roth, Bajorek, and O’Toole are absolutely right to point to the ways in which the color print process fails racialized peoples in its reliance upon the visuality of whiteness as a norm, I hope that this preliminary exploration of darkroom materiality opens up the possibility of a more agential understanding of the wet process. This technology, like all technologies, is open to manipulation. It is a technical process, but one that is fundamentally about a multiplicity of techniques. To correct color, as my father did, is to deploy a range of formal possibilities in the search for beauty.

    Conclusion: anticipatory spectrality and liquid intelligence in the safelight

    I would like to close by looking at a self-portrait of my father (Fig. 1).

    Fig 1.
    Self-portrait by Richard Cho. Used by permission.

    In this photograph, the colors completely saturate the frame. My father is lit up in bold washes of blue and yellow and violet. The electricity of the color contrasts with the leisurely pose he has adopted for this portrait. He leans on an elbow. He is smoking. His gaze is turned away, off to the left of the frame. You wouldn’t know that this a self-portrait of a man who has just escaped from years of imprisonment in a gulag where starvation, deprivations of all sorts, and torture were the horrifically regular facts of daily life. This image tells me something about surviving the trauma of state persecution. It tells me that, in darkness, one can still find ways to fill a frame with so much light such that even the shadows are completely charged with color. It tells me that how he saw himself in the aftermath of that horror was part of a process where the things that happen in a darkroom can transcend the captivity of the frame.

    My father is very proud of this print. He claims to have invented the process for making this image. He tells me he did it by playing around in the darkroom, by over-exposing the photograph at different points in the development process. To arrive at this image, the technician must undertake several submersions and exposures. If there are still doubts about the otherness of my father’s liquid intelligence, let me share with you his own instructions for how to make this image. His process (Fig. 2):

    Fig 2.
    My father’s instructions.

    He wrote these instructions for me nearly fifty years after he made the image. There is no Shirley card here. He is now an old man, but he remembers in vivid and exacting detail how to make that portrait again. I have chosen not to translate his instructions. The difference of his approach, the depth of the connection between these instructions and the life he led, matter more than the technicalities of the process itself. These instructions tell me that one submersion is not enough, that the film must be exposed through multiple filters at different stages in the development process. Looking at these instructions now, I can see that his particular route to photographic development is its own story of the self. I have not yet written of his escape from the gulag. It is not my story to tell. I do not know if it is my story to pass on. He escaped through sewage tunnels and then swam to freedom in Macao. He passed through dark waters and multiple submersions. Every repetition is originary.

    Photographic print processes are processes of development, and are thus fallible and alterable. To pay serious attention to the darkroom as a crucial site of the event of photography is to attend to the instances where the photograph is at its most vulnerable, already in existence but not yet formed. It is to understand that the materiality of the process also draws us to the immaterial – the instances where the photograph could be something else, something other than what it will be. It is anticipatorily spectral. The photograph in development is not haunted by what was, but rather by what could be. Haunting is this “contest over the future” (Gordon 3). It is not about the past, but rather about possibilities curtailed and foregone: “We’re haunted, as Herbert Marcuse wrote, by the ‘historic alternatives’ that could have been’” (Gordon 5). In this take on haunting, Avery Gordon reconsiders the work she accomplished in Ghostly Matters. Nearly a decade after its publication, Gordon refines her thinking to insist on the social and political dimensions of haunting, specifically that of incarceration. In the aftermath of imprisonment and the heady experience of a freedom that was only ever a glimmer of possibility, the spectrality of my father’s self-portrait emerges out of a contesting of futures that could have been. Capturing and fixing a moment of photographic development in flux, this self-portrait makes visible the idea of other futures. What if more magenta had been allowed here? What if the blue along his jaw line had been fixed before it became that particular shade of blue? In its embrace of color untethered from the neutral and normative modes of balance and indexical accuracy, this self-portrait is charged with the excesses of fixatives that have been, if only for a moment, allowed to be unfixed from their usual places. It animates possibilities of pasts that will not remain in the past. Gordon “used the term haunting to describe those singular and yet repetitive instances when home becomes unfamiliar, when your bearings on the world lose direction, when the over-and-done-with comes alive, when what’s been in your blind field comes into view” (2). On the edge of each shift in color and tone, this self-portrait is at once exemplary of his technical mastery of darkroom technique, and an experiment in allowing for the loss of balance and control. Allowing for this loss anticipates the ghosts that hover just beyond the field of view. There is no way to see the dispossession of a past marked by years in a gulag with no clear end in sight, other than to look again and again at the contested futures that haunt the present.

    My father’s self-portrait reveals a reformation and re-making of the self that anticipates so much. It anticipates the idea of a life that can be made in the aftermath of imprisonment, torture, and persecution. It anticipates and beautifully refutes the idea that the darkroom is merely a place of technical and mechanical reproduction. It anticipates Kofman’s understanding that repetition is originary. More than that, it posits that repetition is anticipatory. This repetition, this portrait produced in a way that so spectacularly visualizes the instability of the darkroom process, anticipates its originality. Look at the swirl of maroon and purple in the top left corner. Look at the opalescent bursts of turquoise, yellow, and orange in the bottom left and top right. This photograph captures the innate dynamism and unpredictability at the heart of photography’s liquid intelligence. This self-portrait knows in advance that it cannot be made again. In its chemical swirls and chromatic ruptures, the self-portrait makes a spectacle of the knowledge of the liquid intelligence that stymies total reproducibility. This image is singular. More than that, even reprinting it from a negative demands a recognition of the difference of each print. The chemical conditions of its production cannot be perfectly reproduced. That is the point.

    But this knowledge is embedded in every analogue photograph. To think of the photograph as an object of mechanical reproduction risks occluding how every repetition is a repetition with a difference. This difference haunts photography’s reproducibility. Its anticipatory spectrality makes manifest the darkroom’s materiality. This anticipatory spectrality is a form of agency that emerges most powerfully in diasporic formations. Diasporas do not emerge from nowhere, but the somewheres of their emergence are fraught and complex. Similarly, photographs do not emerge from nowhere (not even digital photographs, as Anna Pasek’s unpacking of glitch aesthetics and post-liquid intelligence uncovers); they are developed. They come into the world through a process as fraught and complex as diaspora. Each diasporic formation is both a repetition of an older, earlier form, and also utterly and necessarily original. To be in diaspora is to grapple perpetually with forms of repetition that are also always new. Diasporic communities are imperfect re-formations of ideas of origin and home that are always elsewhere, but are perpetually re-made in the present. This remaking anticipates its own originality. It knows in advance that what is lost or left behind cannot be copied or made again. Attending to the work of developing photographs calls for a focus on one of the moments when the photograph is most unstable, when it is unfixed and in transition. Such a moment illuminates the particular instabilities of photographic images in general, but also photography that is attentive to race and diaspora specifically. Racialized and diasporic identities that are constructed out of and despite processes of fragmentation and dispersal are always in process. They are perpetually at risk of becoming unfixed and always in transition. Understanding photography as a process of development demands inhabiting the vulnerabilities of these instabilities.

    Acknowledgments

    This essay owes its first debt to my fellow panelists at the “Reframing Family Photography” conference: Nicole Fleetwood, Sabina Gadihoke, Bakirathi Mani, and Leigh Raiford. Without these early conversations, and the ones that followed with Michèle Pearson Clarke and Gabrielle Moser, I would not have written this essay at all. Many thanks to the Family Camera Network for making these conversations possible. Knowing that this essay would be in the very fine editorial care of Eyal Amiran made it possible for me to imagine publishing it. Thanks, also, to the three anonymous peer reviewers for their rigour and care. Sara Rozenberg offered indispensable research assistance at the eleventh hour. Huge thanks to Postmodern Culture for their willingness to publish this essay in Chinese and to Guanglong Pang for this beautiful translation. Thank you to Richard and Gwen Cho who left behind one world to make a new one for me.

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  • Notes on Contributors

    James Belflower is Teaching Assistant Professor at Siena College. As a poet/critic, his current research and creative projects employ artistic models to investigate how we mingle with matter. His most recent book is the multimedia project Canyons (Flimb Press 2016) with Matthew Klane. Past projects include The Posture of Contour (Spring Gun Press 2013) and Commuter (Instance Press 2009), among others. He also edits Fence Digital, the electronic imprint of Fence Books.

    Carol Colatrella is professor of literature and co-director of the Center for the Study of Women, Science, and Technology at the Georgia Institute of Technology. She has published three books: Evolution, Sacrifice, and Narrative: Balzac, Zola, and Faulkner (1990); Literature and Moral Reform: Melville and the Discipline of Reading (2002); and Toys and Tools in Pink: Cultural Narratives of Gender, Science, and Technology (2011). She edited Technology and Humanity (2012) and coedited (with Joseph Alkana) essays published in honor of Sacvan Bercovitch, Cohesion and Dissent in America (1994).

    Martin Harries teaches at UC Irvine and works on twentieth-century theater, modernism, and theory. He is the author two books, Forgetting Lot’s Wife: On Destructive Spectatorship (2007) and Scare Quotes from Shakespeare: Marx, Keynes, and the Language of Reenchantment (2000). His book in progress about the impact of mass culture on postwar drama is called “Theater after Film.”

    Tracy Lassiter is an Associate Professor at the University of New Mexico-Gallup. Her predominant research area is petrofiction, and she has published on this topic in Imaginations: Journal of Cross-Cultural Image Studies and a 2015 anthology entitled Energy in Literature. She also has a co-authored chapter in the 2018 book, Library Service and Learning: Empowering Students, Inspiring Social Responsibility, and Building Community Connections.

    Nidesh Lawtoo is Assistant Professor of Philosophy at KU Leuven and Principal Investigator of the EU-funded project Homo Mimeticus. His work focuses on the transdisciplinary concept of mimesis as key to reframing (post)modern subjectivity, culture, and politics. His books include The Phantom of the Ego: Modernism and the Mimetic Unconscious (2013), Conrad’s Shadow: Catastrophe, Mimesis, Theory (2016) and (New) Fascism: Contagion, Myth, Community (2019).

    Murray Leeder holds a PhD from Carleton University and is an Adjunct Assistant Professor at University of Calgary. He is the author of Horror Film: A Critical Introduction (Bloomsbury, 2018), The Modern Supernatural and the Beginnings of Cinema (Palgrave Macmillan, 2017) and Halloween (Auteur, 2014), as well as the editor of Cinematic Ghosts: Haunting and Spectrality from Silent Cinema to the Digital Era (Bloomsbury, 2015) and of ReFocus: The Films of William Castle (Edinburgh University Press, 2018). His work has also appeared in Horror Studies, The Journal of Popular Culture, The Journal of Popular Film and Television and other periodicals.

    Lucia Palmer is an Assistant Professor of Communication at Heidelberg University in Ohio. She has published articles in journals such as International Journal of Communication, Studies in Popular Culture, and Studies in Spanish and Latin American Cinemas. Her interests primarily revolve around the intersections between media, culture, and constructions of nationality, gender, race and sexuality. Currently, her research focuses on how cultural and political movements use media, in particular alternative and independent formats, to struggle over meaning production.

    Katarzyna Paszkiewicz lectures in the Modern Languages and English Studies Department at the University of Barcelona. She is a member of the Research Centre ADHUC–Theory, Gender, Sexuality (UB). Her research focuses on film genres and women’s cinema in the USA and Spain. She has published book chapters and journal articles on Kathryn Bigelow, Sofia Coppola, Nancy Meyers, Kimberly Peirce, Icíar Bollaín and Isabel Coixet. She co-edited, with Mary Harrod, Women Do Genre in Film and Television (Routledge, 2017). Her monograph Genre, Authorship and Contemporary Women Filmmakers has been published by Edinburgh University Press (2018).

    Tano S. Posteraro is a PhD Candidate in the Philosophy Department at Penn State. He works at the intersection of continental philosophies of nature and contemporary innovations in the life sciences. He is co-editor of Deleuze and Evolutionary Theory (forthcoming, Edinburgh). His dissertation, The Virtual and the Vital, rereads Henri Bergson as a philosopher of biology in dialogue with the evolutionary theory of today.

    Stacy Rusnak is an Associate Professor of Film at Georgia Gwinnett College. She received her PhD in Communications/Moving Image Studies from Georgia State University. She also holds an MA in Spanish Language and Literatures. Her publications include book chapters on Giorgio Agamben’s concept of the state of exception in Children of Men, the role of MTV and the music video during the 1980s satanic panic, and the intertwining of cannibalism and Mexican urban identity in Somos lo que hay. Most recently, she contributed an essay on the women of Twin Peaks to a book of essays (forthcoming).

  • To Save Materialism from Itself

    Tano S. Posteraro (bio)
    Penn State University

    A review of Grosz, Elizabeth. The Incorporeal: Ontology, Ethics, and the Limits of Materialism. New York: Columbia UP, 2017.

    “Materialism” functions today as an obligatory academic shibboleth. Against the somatophobia of the Western philosophical canon, many consider this a welcome relief. Elizabeth Grosz has herself done much to emphasize the force, significance, and ineliminability of the biological body in her analyses of everything from gender, to art, to political futurity. It is worth noting, then, that her latest book orients itself differently, arguing for nothing less than a turn to everything that is not material, not in order to leave materialism behind, but rather to complete it and to save it from itself. “Every materialism,” Grosz writes, “requires a frame, a nonmaterial localization, a becoming-space and time, that cannot exist in the same way and with the same form as the objects or things that they frame” (28). It would be wrong, of course, to spin this declaration in opposition to her earlier work. But it would be just as wrong, I think, not to see in it a punctuating point in a newer phase of Grosz’s thinking. Either way, in the end, one may be left wanting more than the series of figure studies that make it up.

    The pragmatists used to insist that philosophy realizes itself most fully only in the attempt to ensure that the future will differ from the past—for the better, one hopes. They meant this at least in part as an indictment of metaphysical speculation. The Incorporeal pursues this precept, but argues for its location in the realm of ontology: “This is a book on ethics,” Grosz tells us early on, “although it never addresses morality, the question of what is to be done” (1). That’s because it is a book, more obviously, about ontology—”the substance, structure, and forms of the world” (1)—that attends not only to how the world is but more significantly to how it might be, in what ways it is open to change, in what those changes might plausibly consist, and through what processes they are brought about. The Incorporeal is a book about ethics in the sense that it seeks to secure, at the ontological level, the possibility for change in political, social, collective, cultural, and economic life. Grosz calls this “ontoethics.” It does not ask the (moral) question of what is to be done, but attends rather to the conditions that underwrite and direct the myriad (ethical) ways by which that question might be taken up and carried out.

    These claims are far from novel. In making them, Grosz remains in the comfortable if crowded company of the feminist new materialists—Karen Barad, Jane Bennett, Diana Coole, Rosi Braidotti, and others—who have been deploying similar neologisms for at least a decade (Barad 2007: 90). To be fair, Grosz’s own Volatile Bodies: Toward a Corporeal Feminism may be considered one of the movement’s founding texts. And this is part of what makes The Incorporeal feel new. The subtitle of the 1994 text designates corporeality as its theoretical aim. Twenty-three years later, it is that very same corporeality that is now to be completed with its opposite number. In this respect, The Incorporeal, even as it remains a work in ontoethics—and even while many of its sources as well as the overarching purposes to which they are put remain continuous with the work of the other new materialists—nonetheless represents a marked departure from the rest of the field.

    The incorporeal is Grosz’s name for what is immaterial but not anti-material; what it is that conditions the material without itself being material; what is ideal, not as an objection to or a transcendence over the material, but as a production out of materiality that simultaneously frames, orients, and completes what produces it. The point, for her, is that the corporeal finds the principle for its creativity, its openness, and its futurity, in the incorporeal—and so it is to the incorporeal that an ontoethics ought to turn. The Incorporeal traces something of a subterranean history of the elaboration of that concept.

    This history begins with the Stoics. They are presented at the outset as the poster children of ontoethics. It is in them that Grosz finds the first example of a thoroughgoing materialism that, far from dismissing or devaluing ideality, posits it as the necessary condition for the intelligibility of the material as such. It is in the Stoics, too, that Grosz finds an early indication of her ontoethical thesis that “our views of what the world is and how it functions make a difference to how we understand ourselves and our place in relation to other living beings and the cosmos itself” (18). This is so, for the Stoics, because the ethical task—the task of living well, in accordance with nature—is coincident with the rational pursuit of understanding ourselves as bodies causally imbricated within a corporeal order that exceeds and determines us without fully exhausting what we are capable of. Grosz endorses that position wholesale.

    Two of the Stoics’ ontological doctrines matter most for this project: their account of bodies and causes, and their postulation of the incorporeals. To be a body is to be capable of acting or being acted upon (24). Activity and passivity are not designators of different kinds of material, but qualities of the causal relations between bodies made of the same sort. They are all informed and activated by an animating breath—pneuma, the creative principle of Stoic ontology. This principle is itself material, and works to distinguish the Stoics’ world of flux from the aridity of an inert mechanism; it does not inform matter from the outside, but rather runs through the distinctions between active and passive bodies. All bodies are particular, since abstract categories are incapable of causal effectivity. The universal “animal” cannot be acted upon, so it is more like an error in reasoning, a reification of what appears common across a set of individuals (27). Any materialism of this stripe requires a thoroughgoing nominalism. Everything that is, is a body, but the real is not exhausted by everything that is. Bodies are situated in space, their fluctuating relations are measured temporally, and at the limit of corporeality exists the void, the absence of body. Space, time, and the void are all instances of what the Stoics call “incorporeal,” that which is not capable of being touched, that which can neither act nor be acted upon. These three incorporeals frame and condition all of corporeality.

    There is (at least) one more incorporeal in Stoic ontology, this being the one most important for Grosz’s project: “lekton” (30). If all corporeal bodies are causes, then they cannot cause each other, at least not as causes do effects. They connect instead as causes to other causes in order together to produce changes in another ontological register. These are changes in a body’s predicates, what is “sayable” of it—what the Stoics call lekta. Grosz rehearses Deleuze’s favorite example, the relation of a cutting body to a body cut by it. The first does not relate to the second as a cause does to an effect; they are both causes, together, of a change in the attributes or predicates—i.e., in “what can be said”—of each. These predicates are not corporeal, not of the body, because they can neither act nor can they be acted upon. They are pure effects, epiphenomena, subsisting at the surface of the bodies of which they are predicated, causally inert and yet not nothing. In the event of cutting, the cut body acquires the predicate “being-cut” while the cutting body acquires an “is-cutting.” These predicates subsist or insist “on top of” bodies, but they do not exist in them (28). The production of sense is in the event of an alignment of a body with the predicates that hover over and exist outside of it. Even though the predicate “being-cut” does not come to be or pass away with any one particular act of cutting, that particular act, in aligning a wounded body with the predicate that designates its wound, institutes a novel relation of corporeal and incorporeal; it is an event of sense.

    The effects of corporeal causes are incorporeal predicates. Language apprehends those predicates in order to materialize them, because speaking, listening, writing and reading are all bodily acts (38). The sense of that which is spoken, heard, written, or read is, however, strictly incorporeal—as distinct from the act of speaking it as is the predicate “cutting” from the particular event of a knife’s doing what it does. This means that predicates subsist independently of the minds that would contemplate or ascribe them. Grosz considers this among the Stoics’ most important insights, that there is more to the real than the material, but that this excess of ideality is not indexed to contemplating minds, experiencing subjects, or intentional acts. Importantly, this is not a dualism. The ongoing concatenation of causes that constitutes the material world is constantly throwing off incorporeal effects the way a running engine lets off steam. Thought orients itself toward those effects and language materializes them.

    Fate is what the Stoics call the corporeal operation of all causes on each other (27). Grosz takes this to be one ethical implication of their ontology of bodies, that human life is sundered between a corporeal determinism and an incorporeality of sense that hovers over the chain of bodies and causes that make up the material world. Ethics is about the affirmation of incorporeal events, the alignment of bodies and sense. Freedom is about cultivating the ability to desire what happens, to bring one’s own nature into accordance with nature as such. The more we understand that causal order, the better we become at distinguishing what it is that we can control from what it is that we can’t. We can control our responses to what happens; we can cultivate our nature, our behavioral dispositions. We cannot control nature as such, and so the best we can do is to affirm its order (52). This motivates a shift from the depths of our own bodies to the surface of corporeality across which incorporeal events flash as the various transformations our bodies undergo. This is the Stoic lesson, that the rational concurrence of our nature with the natural order is attendant on the implication of the ethical in the ontological.

    The Incorporeal follows a study of the Stoics with Spinoza, beginning, again, with Deleuze, who did perhaps more than anyone to secure the revolutionary implications of Spinoza’s ontology of immanence. But this is nothing new, and one can’t help but ask here the awkward question of audience. This chapter reads like a neatly written rehearsal of well-known Spinozan themes in a well-known Deleuzian tone. Who is it for? It might serve as an introduction were it not for the decidedly Deleuzian slant. But no one already familiar with Deleuze has much to learn from it. And it would surprise me to hear that most of Grosz’s readers don’t already know something about him. Grosz does at times try to position Spinoza in terms of her larger theoretic aims, and in so doing, she does, to be fair, occasionally move beyond a summary of the Deleuzian interpretation; the trouble here, however, is that the insights and lessons Grosz draws from Spinoza in this register don’t seem to add much to her reading of the Stoics. Points of disagreement aside, both serve for Grosz above all else as thinkers who see rational self-understanding as a tool for the extension and intensification of our capacities within a nature causally ordered. They both think the human being as ineluctably embodied and affectively engaged with the bodies around it, and they both take the situation of the human being as a living thing within a larger whole as an ethical challenge to be resolved through ontological analysis.

    The next chapter, on Nietzsche, is unfortunately beset by a similar set of issues. Much of it consists in familiar themes, redescribed now in terms of incorporeality. Take the will to power. Grosz reads it as an incorporeal condition for material wills instead of the set of all their conflicts (111). This counterintuitive interpretation seems to rely on two closely related claims. First, if we understand individual bodies as material, then we have to conceive the impersonal field out of which they take shape, are oriented, and into which they dissolve as necessarily immaterial. Second, material bodies require a principle of individuation; they have to be bounded, delimited, particular, otherwise it makes little sense to call them material or corporeal. Since the will to power is supposed to designate precisely that which exceeds the individual—”a monster of energy” in continual self-transformation without beginning or end—then it is best understood as incorporeal, at least qua impersonal and undelimited (112). The eternal return, the overman, fate, and amor fati all receive similar treatments. In the end, Nietzsche comes out sounding a lot like Spinoza (maximize joyful encounters!), who comes out sounding a lot like the Stoics (affirm what happens to us!), all of whom sound unsurprisingly a lot like Deleuze, the subject of the next chapter (121).

    While incorporeals abound in Deleuze’s work—Difference and Repetition‘s virtual and its intensities, A Thousand Plateaus‘s Body without Organs and the Nonorganic Life traverses it—Grosz focuses instead on What is Philosophy? and its concepts of the concept and of the plane of immanence. Her analysis departs from typical accounts of Deleuze’s metaphysics in order to bring together the ontological (plane of immanence) with the ethical (ethology of affects). Grosz reads What is Philosophy?‘s plane of immanence as the abstract coexistence of ideas and concepts in an order of eternality not unlike the realm in which the Stoics’ lekta subsist independently of their alignments with spatiotemporally determinate bodies (137). The plane of immanence is, for Grosz, the plane proper to a thought unbound from particular thinkers and from individual events of thinking (139). It is traversed by concepts, which are fabricated out of the components of other concepts, emergent from out of the histories of their elaboration, and internally consistent, i.e., sufficiently autonomous from their conditions of creation for them to assume a place on the plane of immanence. Concepts on the plane are incorporeal, available to divergent actualizations across space and time and ingredient in different events of thought while remaining irreducible to each (145). Concepts are produced and affirmed by particular bodies in particular conditions. They bear witness to forms of life or styles of living (149). Thinking is another way of navigating the world. Ethics is about learning to do that more joyfully, less resentfully, more powerfully, less sadly. And just as that involves a learned style of bodily comportment away from the toxic and towards the enlivening, so too does it require a form of affirmative thought, a production and coordination of the right concepts.

    Here, again, is the relation between the corporeal and the incorporeal, between ethics and ontology. A compelling move, no doubt—but a simple one. And it isn’t exactly clear what the chapter’s other preoccupations—Uexkull’s ethology, the brain-subject—are supposed to add to it. The Incorporeal pivots around this chapter. It’s followed by dense introductions to the work of Simondon and Ruyer, both of whom play serious roles in Deleuze’s early metaphysics, but neither of whom seems to have all that much to do with the book’s first three chapters. They may prove illuminating studies for some readers, but one can’t help but wonder again whether any such reader really exists for a book like this one. For the Deleuzian, they are redundant. For anyone else, they might seem interesting, but no real argument is provided for why one ought to concern oneself with them outside of their importance for understanding Deleuze. Grosz’s chapter on Simondon runs through his theory of individuation, his endeavour to explain the generation of individual things outside the Aristotelian scheme, his postulation of the preindividual, and his taxonomy of phases of individuation. While Grosz does provide the reader a few hints at what a Simondonian ontoethics might look like, it isn’t clear what role incorporeality is supposed to play in that project, and one is left wondering again about the significance of the chapter outside of Deleuze studies.

    Simondon repurposes a concept from thermodynamics in order to describe the state of preindividual being as “metastable,” retaining unexhausted potentials for the generation of various orders of individuality (173). Metastable being resolves itself in the individuation of an extensive entity; that individual thing realizes and cancels the instabilities that initially catalyzed it (179). Biological individuation is open-ended. Life comes correlative with a distinction between interiority and exteriority—a membrane—that places its internal system in communication with a milieu outside it. This communication lasts as long as does the living thing. Psychic individuation, or thought, emerges from another order of complexity, out of the tensional relations and instabilities between a living body’s affects and perceptions (188). Perception orients the body in a world by simplifying that world into an action space; affect allows that body to feel its way through that space. The psyche continually recalibrates these distinctions and their relations to the world outside them, placing the living thing once again in circuit with the preindividual potentials from which it arose.

    This process involves the implication of a living thing within a collective, which affords it the ability to consider possible points of view, other perceptions and affections, and to orient itself in terms of this excess of others over itself. The further the individual extends itself in these directions, the more it “transindividuates” itself, losing its identity with itself in order to gain access to a richer field of preindividual potentials (193). This gain heralds the introduction of the ethical into human life as the task of making resonate higher and higher orders of potentiality, of “sett[ing] off new becomings in the processes of (endless) individuation” (206). Ethics, for Grosz, is nothing other than this affirmation—of amplitude, openness, and creativity, all immanent to the ongoing individuation, that is, the becoming, of the living being (207).

    In her final chapter, Grosz discusses the work of Raymond Ruyer, who is just beginning to enjoy something of a revival today due almost entirely to his status as an influence on Deleuze. So it’s no surprise to see him placed up against Simondon. They do share a number of theoretical concerns, but most important for Grosz is Ruyer’s relatively unique aspiration to save a concept of finality from the advances of an increasingly popular mechanistic biology. That biology goes wrong, on his account, in its limitation to the spatiotemporally determinate, the corporeal. As with Simondon, Ruyer thinks that the explanation of individuation requires a preindividual field. Ruyer calls it the “transspatial” (226). It’s made up of themes, patterns, or potentials that underwrite the actualization of particular individuals.

    Actualization eludes exhaustively causal specification. Causes operate determinatively; they are actual, localizable in space and time. The equipotentiality of the embryo (and of the brain) is not itself a property, but the state of being able to realize a multiplicity of different properties. The presence or absence of what embryologists call “chemical organizers,” which are causal artifacts of the genetic composition of the embryo, can be construed as triggers of potential themes, which once invoked by them pass into spatiotemporal actuality (233). But they cannot be considered causes; invocation is something else entirely. It operates vertically, drawing into the actual relevant themes from the mnemic, the transspatial. Triggers, or “invokers”—pressure, temperature differential, chemical gradient—act like smells that recall memories.

    The brain retains the equipotentiality of the embryo; it is the embryo in the adult, just as the embryo is its own brain. Thought occurs in the brain’s invocation of sense, ideas, and values—all incorporeal, the domain of themes and potentials. Goal-directed action would be impossible were it not for these. In orienting ourselves toward potentials in acting we cannot but feel, as Grosz has it, “the pull of the future, of an ideal to be accomplished or a goal or purpose to be attained” (244). The ideals that orient us are not imposed from without like moral precepts but rather suffuse and direct the world’s myriad becomings, luring it from the future into different and new creative transformations. Ethics, Grosz suggests again, is about experimenting with these possibilities, affirming the excess of the world over itself, the inexhaustible potentials into which life is endlessly resolving itself (248).

    Ruyer calls this “neofinalism,” a theory of ends that casts them not ahead of us but in another ontological register that allows them to fully saturate the corporeal world as the fiery pneuma of the Stoics does the bodies of their plenum. These ends also comprise a reservoir from which new forms of life can be drawn, whether in technological innovation, aesthetic stylization, the creation of institution and collectives, or indeed in the act of thinking itself. Since Ruyer’s ethics of creativity relies upon his postulation of incorporeal ends, and since those incorporeal ends (or themes) themselves are responsible for the creativity of the world right down to its basic components, he stands, I think, as perhaps the book’s best example of an ontoethical thinker. The Incorporeal presents itself as an attempt to theorize a neglected ontological domain by uncovering its existence across a selective genealogy of thinkers. But sometimes it seems as if what we get is just another book on Deleuze—how easily it could have been reframed and retitled Deleuze and the Incorporeal—whose chapters begin with summaries of his monographs and commentaries (the Stoics, Spinoza, Nietzsche), pivot around his own work, and conclude with analyses of some of his lesser known inheritances (Simondon and Ruyer), without doing all that much besides. Some of the chapters work well as pillars for Grosz’s project—as with the Stoics and, to a more complicated extent, Ruyer—but others feel forced into relation with each other and with the thrust of the book as a whole.

    In the end, The Incorporeal seems to hesitate between the development of an original ontology and a work of Deleuze scholarship. It seems to hesitate just as waveringly between a set of introductions and a creative trajectory of recharacterizations. Grosz’s latest effort is at its strongest when it is thematizing the subterranean ontological importance of its title concept across Deleuze’s history of philosophy; it is at its weakest when it tries to press from that ontology an ethics consistent across thinkers as diverse as Nietzsche and Simondon, or Spinoza and Ruyer. The direction of the text is promising, no doubt, but one is left hoping that in her future work Grosz will be able to detach the elaboration of some of its themes from the figure studies that make it up.

  • The Swarming of Mimesis

    Nidesh Lawtoo (bio)
    KU Leuven

    A review of Connolly, William. Facing the Planetary: Entangled Humanism and the Politics of Swarming. Duke UP, 2017.

    Despite—or rather because of—the cosmic scope of William Connolly’s latest book, Facing the Planetary does not propose a reflection on universal, transcendental ideas about what the planetary condition is, or should be. Nor does it encourage readers to advance to “the edge of the universe” (13) in search of alternative, habitable planets. It is rather from within a gravitational pull of immanent forces faithful to planet Earth that Connolly, in his singular and plural voice, invites us to explore “a series of attempts to face the planetary” (9) and to reevaluate the dicey entanglements of political, cultural, and natural processes that are currently giving new speed to the age of the “Anthropocene.”

    Adopting the eagle-eyed perspective of a political theorist who remains true to the ancient vocation of this term (theory, from theaomai, to behold, and horaô, to see), Connolly aspires to make us see our fragile and beautiful planet from the temporal distance the Anthropocene imposes. He does so by plunging, with intellectual courage, theoretical sophistication, and deeply felt appreciation for the human and nonhuman forces that tie human destinies to what he calls “the planetary,” by which he means “a series of temporal force fields, such as climate patterns, drought zones, the ocean conveyor system, species evolution, glacier flows, and hurricanes that exhibit self-organizing capacities to varying degrees and that impinge upon each other and human life in numerous ways” (4).

    The task of articulating the plural modalities in which self-organizing planetary processes impinge on human processes of becoming, while humans are simultaneously acting as aggressive geological forces on the planet, calls for an open, experimental, and transversal disciplinary approach. Swimming against mainstream academic tendencies that all too often still confine research to narrow territorial turfs, Connolly establishes much-needed “heterogeneous connections” that straddle the science/humanities divide. In particular, he draws on a “minor tradition of Western philosophy” (from Nietzsche to Whitehead, Foucault to Deleuze) “that resists dominant nature/culture and nonlife/life division” (97), while at the same time engaging with recent developments in the earth sciences, evolutionary biology, and the neurosciences. This cross-disciplinary assemblage allows him, in turn, to face a multitude of entangled (non)human problematics central to the contemporary condition as diverse as climate change, tectonic plates, the ocean-conveyor system, neoliberal capitalism, free will, consciousness, and different spiritual creeds by moving back and forth between macro- and micro-politics. “My aspiration here,” he writes, “is to face the planetary while connecting that face to regional, racial, and urban issues with which it is imbricated” (33).

    Connolly’s aspiration rests on a pluralist, materialist, and immanent ontology that will be familiar to readers of his latest books—Pluralism, A World of Becoming, and The Fragility of Things—and that continues to inform Facing the Planetary as well. At the most fundamental level, this political ontology is succinctly articulated in the opening affirmation that this book posits the “primacy of forces over forms” insofar as these human and nonhuman “forces . . . both enable and exceed a stability of forms” (6). For Connolly, then, there is an excessive, protean, and unpredictable power animating planetary forces that always threatens to disrupt the equilibrium of rational human forms. Creatively convoking advocates of an ontology of becoming to face the specific challenges of rapid human-induced climate change and its devastating effects (global warming, polar ice-cap melting, ocean acidification, rising-sea waters, hurricanes), Connolly posits an unstable world of immanence over a stable world of transcendence; the power of a material world that has been considered ontologically “false” in the past over intelligible ideal “Forms” that are currently proving illusory in the present; horizontal, rhizomatic assemblages over vertical unitary ideas; in short, forces over forms. While the ontological opposition could not be clearer, the agonistic (yet respectful) confrontation could not be more ancient—and contemporary.

    It is thus no wonder that Connolly does not open his book by proposing a stabilizing, unifying meta-theory of the planetary. Instead, he steps back to what a longstanding idealist tradition in political philosophy has tended to dismiss as false, namely, myth, in order to reveal the visionary power of myth to foresee potential threats that are already present. In particular, in the Prelude, “Myth and the Planetary,” Connolly reframes the Book of Job in the Old Testament by going beyond anthropocentric or theocentric readings, and reminding us that the Nameless One addressing the suffering Job is actually not speaking from peaceful heaven but from a catastrophic “tornado.” This shift of perspective from the Voice of God to the voice of a tornado, in turn, opens up an immanent, a-theological and “cosmic” reading of a myth that sounds strikingly contemporary, for “the Anthropocene,” Connolly writes, “has become the Whirlwind of today” (7). This mythic scene is thus at least double: it addresses not only Job, or his friends, whose stable image of the cosmos the Voice threatens, but stretches into the present to interpel contemporary climate change denialists who, believe it or not, are still not alarmed by the increasing power of hurricanes enough to “see” and “feel” that “we have now become playthings of planetary forces, forces that a few regimes have agitated but none controls” (7).

    And so, the attentive reader might wonder: is this a divine Voice bellowing through a major catastrophic force outside of us? Or is this rather a minor human voice that, with different intensities and tonalities, is already speaking from within us? Connolly does not advocate between these alternative positions, and for at least two reasons that orient the whole book. First because from the immanent, materialist, and non-anthropocentric perspective he adopts, humans and nature are “made of the same stuff” (8). Hence, new interdisciplinary collaborations between the human sciences and the hard sciences—what he calls “entangled humanism”—are needed to think across reified binaries such as nature/culture, mind/body, center/periphery, sacred/secular, etc. And second, in an invitational pluralist gesture dramatized by the stylistic register of his narrative voice, Connolly encourages different, often competing, yet potentially complementary constituencies to join forces at both the micro- and macropolitical levels in order to unite in a “new pluralist assemblage organized by multiple minorities from different regions, classes, creeds, age cohorts, sexualities, and states” (9)—what he calls the “politics of swarming.” Facing the Planetary is the singular-plural voice that, from these two entangled currents, cautions us that “we are playing with a wildfire and it is playing with us” (161).

    In recent years, several studies in the burgeoning fields of environmental studies, ecocriticism, political theory, and continental philosophy—that is, fields in which Connolly has been one of the most active and influential players over the past fifty years—have been emphasizing the precarity and fragility of our condition. Facing the Planetary stands out for its interdisciplinary scope, political engagement, and life-affirming power. The planetary challenge Connolly urges us to face is specific. It does not simply “emphasize the central role of mankind in geology and ecology” characteristic of the Anthropocene (Crutzen and Stoermer 17), but also stresses that planetary forces—tectonic plates, glacier flows, the ocean conveyor system, among others—operate as “agentic,” “self-organizing” processes that can enter into “fateful conjunctions with capitalism, socialism, democracy, and freedom” (30). This is a crucial point that gives a specific timbre of urgency to the voice addressing us. Contrary to, say, advocates of deep ecology who believe that “if we lift the human footprint nature will settle down into patterns that are benign for us” (20), Connolly draws on post-1980s developments in the new earth sciences (oceanography, geology, climatology, evolutionary biology) that reframe the doctrine of “gradualism”—the idea that prior to the Great Acceleration in the 1950s the environment changed gradually—in light of new and compelling evidence that the environment was punctuated by rapid changes well before entering the Anthropocene. Thus, in an untimely echo of Nietzsche’s proclamation of the death of God at the twilight of the nineteenth century, Connolly’s poignantly renews the prophetic call at the dawn of the twenty-first century as he asks elsewhere: “Haven’t you heard? Gradualism is dead!” (Connolly and Lawtoo).

    This temporal shift of perspectives does not leave humans off the hook. Quite the contrary. As Connolly shows in detail in Chapter 4, “Distributed Agency and Bumpy Temporality,” self-organizing process like the ocean-conveyor system operate on a temporality that is not linear and gradual but “bumpy” (106) and unpredictable instead. In fact, if a tipping point is reached, such processes can serve as “amplifiers” (104) that will accelerate human-induced climate change even further, with unexpected, catastrophic, and potentially irreversible consequences. For instance, in Facing the Planetary we learn that a growing number of oceanographers are now convinced that “If [the ocean conveyor system] were to close down, … a rapid, extreme cooling period would settle into Europe and northeastern America, though climate warming would probably continue elsewhere” (103). The general political lesson Connolly draws from the latest research in the earth sciences is as simple as it is fundamental: “be wary of accounts in the human sciences on the Right, Center, or Left that revolve around themes of sociocentrism” (92), that is, accounts that explain “social process by reference to other social processes alone,” thereby treating nature as a stable background or a “deposit of resources to use and master” (16), rather than a force with an agentic power of its own.

    The ethical, political, and ontological consequences of this central realization are drawn from the “case studies” that constitute the book. Thus, in Chapter 1, “Sociocentrism, the Anthropocene, and the Planetary,” Connolly steps back before the onset of the Anthropocene to classical figures in political philosophy as diverse as Jean-Jacques Rousseau, Karl Marx, and, more recently, Isaiah Berlin and Friedrich Hayek who, despite their diversity, shared a sociocentric notion of human “belonging” that is all too human insofar as it fails to consider the agentic—albeit not necessarily conscious, or intentional—power of the nonhuman. Extending his conception of entangled humanism, first articulated in The Fragility of Things, Connolly sets out to agonistically and respectfully “challenge human exceptionalism by coming to terms with bumpy processes of planetary self-organization that interact with each other and with human cultures” (33).

    And yet, critique is not the main focus of this book; it is rather the first step necessary to propose positive and affirmative alternatives. Thus, in Chapter 2, “Species Evolution and Cultural Creativity,” Connolly folds “sociocentric” cultural concerns with freedom, consciousness, responsibility, and creativity within the broader dynamic of species evolution out of which humans emerged. What makes us culturally distinctive, he argues, cannot be dissociated from “evolutionary accounts of how the most complex capacities arose” (40); and conversely, theories of evolution cannot be dissociated from the cultures from which such theories emerged. Deftly avoiding the Scylla of “reductionism” and the Charybdis of “sociocentrism,” this chapter establishes a bridge between new biological research on dynamic evolution and philosophers of the “open cosmos” (Nietzsche and Whitehead, Deleuze and Bennett) in order to propose a view of creative (“teleodynamic”) drives that “projects differential degrees of agency into multiple, heterogeneous, interacting systems” generating vibrant assemblages that resemble an open rhizome rather than a closed organism (44). Such rhizomatic connections, in turn, open up conceptions of “freedom,” “consciousness,” and “creativity” that foster what Connolly, echoing Nietzsche again, calls an “ethic of cultivation” (57)—that is, an ethic in which the evolution of a thought, a self, a relation, or a political assemblage is not driven by a solipsistic ego, let alone a reductionist genome, but rather, as Nietzsche puts it, “‘grows up in us like fungus,’” thereby leading the creative thinker to be “‘the gardener … of the plants that grow in him’” (qtd. in Connolly 57).

    This ethics of cultivation is further expanded in Chapter 3, “Creativity and the Scars of Being,” which operates a shift of perspective from the creative evolution that roots humans in nature to specific intersubjective relations that bring us back in touch with the body. The main connection forged in this chapter is one between current research on “mirror neurons” in the neurosciences and the “tactics of the self” that operate on unconscious that responds viscerally to fluxes of affective contagion that operate on bodies and minds. Tapping into a conception of the unconscious that is “not organized by repression” (72) but rather, as Giacomo Rizzolatti and his team have shown, has mirroring bodily reflexes (or mimesis) as an empirical manifestation, Connolly zeroes in on what a minor, and often marginalized Nietzschean tradition in critical theory considered the via regia to a mimetic unconscious: namely, mirroring “embodied responses to nonhuman and human agencies that usually fall below the threshold of awareness” (71). The chapter subsequently sets out to establish heterogeneous connections between Alfred North Whitehead’s non-agentic conception of “creativity” (65), Herbert Marcuse’s notion of “instinct” as “socially encoded” (70), and Gilles Deleuze’s diagnostic of the “power of the false” as an unrealized “affect-imbued thought” (79). The political tactic here is to encourage citizens to work actively on the habitual register of cultural life in order to “augment perception of nonhuman beings” (73) and, in the process, “better appreciate how the nexus between creativity, freedom, and presumptive generosity is crucial to critical theory and collective action” (77).

    While Chapter 4 sharpens our understanding of the systemic implications of the distributive agency at play in nonhuman amplifiers already mentioned, Chapter 5, “The Politics of Swarming and the General Strike,” most clearly and forcefully advocates for collective political action. Given the book at hand, it should come as no surprise that Connolly does not find an effective tactic for facing the Anthropocene in an ethnocentric vision of anthropos that is literally at the center of the problem. Rather, he finds a mimetic source of inspiration for micropolitics in nonhuman assemblages that constitute what he calls a “swarm.” Honeybees in particular function as the paradigmatic exemplum for people, if not to passively mimic, at least to actively and creatively capture. Although Connolly does not rely on etymologies to support this heterogeneous connection, it is interesting to note that ethnos in Greek originally meant “people” but also “throng” or “swarm of bees.” The connection might not only be linguistic and symbolic but material and biological. Anyway, when honeybees relocate to a new hive they do not immediately swarm in unison. Rather, they send out specialized female “scouts” that explore possible locations and return to assemble other bees, in a progressive expansion predicated on a “decision-making assemblage without central coordinator” (124). Transpose this decentered, yet specialized process of communication from nonhuman to human forms of collaboration, and a “politics of swarming” could potentially emerge in which citizens draw on their specific knowledge in order to generate “pluralist assemblages” at the level of not only the family, schools, and neighborhoods, but also factories, churches, and hospitals. Connolly is here productively reworking Michel Foucault’s conception of the “specific intellectual” by expanding its scope beyond the walls of academia to include all “specific citizens” who can rely on their “expertise and strategic position to call into question rules of normalization” (126). Specific citizens who respond to the everyday challenges of micropolitics might, if assembled, not only “become part of a rhizomatic complex with considerable growth potential” (128); they could also trigger “cross-regional general strikes”—a nonviolent tactic that could effectively spread, by mimetic contagion, across national boundaries and help us, if not to avoid completely, perhaps at least to contain tragic and violent possibilities that loom large on the horizon.

    Is the emergence of a general strike realistic? Connolly does not claim that it is. He speaks of an “improbable necessity” instead, and stresses that in view of the acceleration of climate change, “it is wise to scale back utopian images of human perfection while simultaneously upping the ante of militancy against extractive capitalism and the world order it promulgates” (122). True, given the radical individualism endemic to neoliberal capitalism, which already turned culturally embedded instincts of consumption into second nature, Homo sapiens might have a long way to go to come anywhere near honeybees’ collaborative swarming, a model that, while fully immanent, seems at times to occupy the position of an ideal, albeit rhizomatic form of cooperation. And yet, since humans are, nolens volens, mimetic animals driven by mirroring and plastic drives, our instincts are potentially open to creative rewirings shaped by the models that surrounds us. Animal models of swarming could, in principle, open up lines of flight on which the politics of swarming gathers speed, intensity, and momentum.

    There is, however, a second, more insidious danger nested in the model of the swarm, a mimetic danger which should be faced in a network society in which scouting is predicated on human, all too human political models that are far from exemplary but whose power of impression is amplified via all kinds of new media endowed with infective potentialities. In fact, while relying on molecular/mimetic modes of communication that include affect, contagion, and mirror neurons, members of a swarm behavior have the potential to turn into its negative, nihilistic, and destructive counterpart—that is, a crowd behavior driven by irrational, exclusionary, violent, and potentially catastrophic actions that spread contagiously across the body politic, generating resentful movements that are not decentered by informed citizens but centered on dangerously misinformed new fascist leaders. And it is precisely at this decisive turning point that we should pause, and hesitate—before a pluralist politics of swarming tips into its negative double: namely, the swarming of fascist mimesis.

    This hesitation is internal to the philosophical tradition Connolly convokes. As a careful reader of Gilles Deleuze and Félix Guattari who took it upon himself to further their reflections about a pluralist, deterritorializing “cosmos” that is not immune to the territorial danger of “fascism,” Connolly is fully aware that there are at least two sides to the politics of swarming. As Deleuze and Guattari put it in A Thousand Plateaus (arguably the major source of inspiration for Facing the Planetary): Observe a “swarm (essaim) of bees: here they come as a rumble of soccer players in striped jerseys” (34). Or consider a “swarm (meute) of mosquitos: . . . . Sometimes it is a specific animal that occupies the borderline, as leader of the pack (meute)” (271). The lesson, for Deleuze and Guattari is double: “The rhizome [like the swarm] includes the best and the worst” (8). In the process of becoming animal, then, human swarms or packs can indeed be attracted to mimetic leaders that serve as models for the best and for the worst. Perhaps, then, the pluralism of swarming indicates that Elias Canetti’s influential distinction between crowd and pack (or swarm), on which Deleuze and Guattari draw, might not be as stable as it appears to be—if only because the micropolitics of swarming, characterized by what Canetti calls “men in a state of excitement whose fiercest wish is to be more” (93), can, in the age of Facebook, Twitter, and endlessly rhizomatic new media, potentially gather in the “great number” of the fascist crowd, a mimetic crowd characterized by a “state of absolute equality,” which, as Canetti puts it (echoing a long tradition in crowd psychology), is willing to “accept any goal” (29).1

    Now, in Facing the Planetary Connolly is primarily concerned with the liberating, life-affirmative and revolutionary dimension of the politics of swarming. The emphasis is thus on promoting a horizontal micropolitics of resistance rather than on denouncing the danger of a vertical macropolitics of oppression, on stressing the importance of differentiation of roles rather than on diagnosing the mimetic equality of contagious affects, on promoting active dissent rather than condemning passive submissions. And yet, if we read closely, we see that from the distance characteristic of the specific citizen Connolly senses the disconcerting mimetic efficacy of the pathos of political leaders like Donald Trump to trigger a state of pathological excitement into crowds aspiring to be part of a (new) fascist movement. Writing before the 2016 US presidential election, when few took this possibility seriously, Connolly states, for instance: “today we face the risk of neofascistic reactions to the perils of climate change” (131), adding crucially that the working class “respond viscerally together to the body language, thinly veiled threats, and aggressions of Donald Trump at a campaign rally” (73). The lesson internal to this (un)timely diagnostic is as ancient as it is fundamental. Mimetic behavior, just like the mythic tales that incite it, cuts both ways, depending on the model we mirror: if it can potentially turn a specific citizen into a model of resistance at a distance from power, it can also turn a democratic assemblage into a neofascist crowd under the hypnotic power of a leader’s pathos. Hence the need for what Nietzsche called a “pathos of distance” (12) to diagnose the spiraling loops generated by the swarming of mimesis.

    In a sense, then, what we see at play in the politics of swarming brings us back to the mythic insights with which Facing the Planetary starts. Just as ancient myths can be convoked to challenge the modern myth of sociocentric progress, a politics of swarming can effectively be assembled to counter the politics of fascist crowds. As what used to be considered an exemplary democracy is now led backwards to reproduce nationalist, racist, sexist, territorial, militarist, and anti-environmental myths (or lies)—while at the same time becoming increasingly vulnerable to the swirl of catastrophic hurricanes of unprecedented magnitude—cross-regional strikes perhaps have the potential to turn from an “improbable necessity” into a necessary probability. “Situations,” Connolly foresees, “can arise when radical modes of opposition to prevailing practices become imperative” (58). We are now inevitably entangled in such human and nonhuman situations that give speed, substance, and power to the Whirlwind of the Anthropocene. In the wake of Donald Trump’s election and his subsequent rapid withdrawal of the United States from the Paris Agreement, we can also sense that a minor swarm in favor of environmental forces can be slowed down by mimetic crowds subjected to a politically dominant anti-environmental ideology. Either way, we’d better face it: we are all nolens volens, entangled in the catastrophic forces induced by rapid anthropogenic climate change that casts such a long shadow on the Anthropocene.

    If the voice speaking from Facing the Planetary tactically emphasizes the revolutionary power of the politics of swarming, readers of Connolly’s protean work should have no reason to fear a univocal diagnostic. Quite the contrary. In a deft inversion of perspective that furthers tragic possibilities already incipient in Facing the Planetary, Connolly’s new book, Aspirational Fascism—which appeared with the speed of a lightning bolt—already provides a timely and illuminating diagnostic of the swarming of mimetic, all too mimetic forces that now cast a shadow on democratic ideals. It is also an invitation to assemble a plurality of voices to counter new forms of fascism—and side with The Planet.

    Acknowledgment

    This review is part of a project that has received funding from the European Research Council (ERC) under the European Union’s Horizon 2020 research and innovation program (grant agreement No 716181, HOM—Homo Mimeticus: Theory and Criticism).

    Footnotes

    1. I have argued elsewhere that, prior to Canetti, a marginalized mimetic tradition that includes fields as diverse as crowd psychology (Gustave Le Bon, Gabriel Tarde), continental philosophy (Friedrich Nietzsche, Georges Bataille), literature (Joseph Conrad, D. H. Lawrence), and psychoanalysis (Sigmund Freud, Trigant Burrow) had insightfully diagnosed the propensity of crowds to capitulate to the hypnotic will-to-power of fascist leaders. See Lawtoo, Phantom.

    Works Cited

    • Canetti, Elias. Crowds and Power. Translated by Carol Stewart, Farrar, Straus and Giroux, 1973.
    • Connolly, William E. Facing the Planetary: Entangled Humanism and the Politics of Swarming. Duke UP, 2017.
    • —. Aspirational Fascism: The Struggle for Multifaceted Democracy under Trumpism. U of Minnesota P, 2017.
    • Connolly, William, and Nidesh Lawtoo. “Rhetoric, Fascism, and the Planetary: A Conversation between Nidesh Lawtoo and William Connolly.” The Contemporary Condition, 9 June 2017, http://contemporarycondition.blogspot.de/2017/07/rhetoric-fascism-and-planetary.html.
    • Crutzen, Paul J., and Eugene F. Stoermer. “The ‘Anthropocene.’” IGBP Newsletter, No. 41, 2000, pp. 17-18.
    • Deleuze, Gilles, and Félix Guattari. A Thousand Plateaus: Capitalism and Schizophrenia. Translated by Brian Massumi, Continuum, 1987.
    • Lawtoo, Nidesh. The Phantom of the Ego: Modernism and the Mimetic Unconscious. Michigan State UP, 2013.
    • Nietzsche, Friedrich. On the Genealogy of Morals. Translated by Douglas Smith, Oxford UP, 1996.
  • Inherent Enchantments

    Tracy Lassiter (bio)
    University of New Mexico-Gallup

    A review of Cohen, Jeffrey Jerome. Stone: An Ecology of the Inhuman. U of Minnesota P, 2015.

    Stone is a book to engage with on one of those days: a day when something happens to make you feel your age, or when a series of mundanities is sufficient to wear you out, or when banality or harsh weather makes you crave something poetic and imaginative. Read some passages from Stone and before long you compare your human age against lithic formation. Or read it to recognize that the mundanities that wear on you are even more fleeting than your life, and question whether they’re truly worth your exhaustion. Pick up Stone to ponder lines such as this one: “A dense nexus of unpredictable relation-making, stone discloses the enchantment inherent to things, the powers of which cannot be reduced to history, use value, contextual significance, or culture” (165). Decide for yourself if you agree that this is so, and to what degree.

    How wonderful, to pause at the idea of the enchantment inherent to things. Cohen’s lyrical style makes its way into your thinking with statements like these, and soon you find yourself taking life’s matters at a slower, more considered pace. More importantly, Stone is, as Jeffrey Jerome Cohen admits, “something of a thought experiment, attempting to discern in the most mundane of substances a liveliness” (6). A Medievalist by training, Cohen mobilizes the belief in rock as a living entity to which we are connected in holistic ways:

    Medieval writers knew well that the world has never been still . . . [H]umans may dream a separation from nature, may strive to exalt themselves from the recalcitrance of stone, but remain earth formed from earth, living upon the earth through alliance with earthen matter, returning at death to earth again. (6)

    In contrast with contemporary literary scholarship that focuses on the post-human, the cybernetic, and the dystopic, Stone reminds us of our fundamental terrestrial and lithic connection, a connection that begins with the very composition of our bones. In this and other ways, Cohen wishes to remind us that stone is never completely inert. It remains a living substance in some regards, even though our comparatively short lifespan alongside lithic formations means we often fail to apprehend this. Cohen’s book follows similar object studies he has undertaken, such as those included in Inhuman Nature, an anthology of essays based on an “ecologies of the inhuman” roundtable held in 2012.

    Stone‘s text is often as dense as its namesake. It forces you to move through it slowly, in a style reminiscent of glacial creep or of the time it takes water to erode a rock face. This is no accident. As Cohen states in the introduction, “Because of its density, extensiveness, tempo, and force, there is something in rock that is actively unknowable, something that will not surrender itself to stabilities…. In that reproach inheres a trigger to human creativity and a provocation to cross-ontological fellowship” (8). Departing from other texts like Manuel DeLanda’s “Inorganic Life,” Cohen is interested in recognizing stone as an ally in humanity’s long history of material production; Stone wants to remind us that nature is not separate and apart from human life. Thus, in Stone we see the geological, the ontological, the material, and the epistemological. It’s a large undertaking, but one that Cohen handles thoughtfully, using literary and cultural-studies analyses to help readers gain a perspective of geologic time and relative human existence.

    Earth’s cosmological history is difficult to grasp beyond the superficial understanding that its age contains a lot of zeroes. It’s like trying to get one’s head around the national debt: thinking in terms of trillions is rather abstract until the figure is fully written out, down to the fourteenth digit. Likewise, it’s difficult to apprehend Earth’s formation and evolution from the perspective of our own comparatively recent emergence from the primordial soup. Cohen uses cultural references, including to literature and architecture, to help us realize that long view because he connects human experience with the terrestrial. While geology as a field attempts to give us a sense of Earth’s ancient past by demarcating epochs, strata, and materials, Cohen’s approach is humanistic, not scientific. He moves from the teleologic to the ontologic, linking stone’s history with moments from human history, so our sense of the eons becomes more discernible. Reckoning with such scales of time can be unsettling, as Cohen acknowledges when he writes, “Stones are the partners with which we build the epistemological structures that may topple upon us” (4). Cohen believes it’s important to showcase “an aeonic companionship of the ephemeral and the enduring, the organic and the material” (17). Cohen offers us an important reminder that the earth will survive long past us. Scientists and others1 argue that considering the Anthropocene and its consequences requires an epistemological shift, one that notes that climatic and other environmental processes, as well as geopolitical borders, are irrelevant. Since the Industrial Revolution, humans have made an irreversible mark on the global biosphere. Stone reminds us that lithic materiality is largely immune to this impact, despite our interaction with and use of it.

    As we ponder the lithic, so much that makes us human becomes evident. We use stone to build houses and cathedrals; we use stone to heal and to punish; we mine stones; we use stones for exchange, memorials and recreation; to sculpt, to dam waters, to pave roads. So many things that reflect our cultural–our human–values begin with stone, yet this book reminds us that stone will endure beyond us and any human society that interacted with it. Cohen’s study presents examples that reveal the myriad ways we have connected with stone throughout our history. He sets up the book’s chapters not chronologically or by genre but according to poetic ways he considers stone–in a chapter subtitled “the weight of the past,” for example, or “a heart unknown.” I especially enjoy his analysis of events or stories we’ve long heard about but never paid particular attention to with regard to stone’s role. For example, in his chapter “Soul,” Cohen analyzes Chaucer’s “The Franklin’s Tale” from The Canterbury Tales, noting the scholarship that connects the ancient rocks in the tale to the Welsh people whom Chaucer never acknowledges; instead, he relegates them to a past that pre-dates him. Such instances of “Chaucerian appropriations occur only to petrify the British history from which they are plundered . . . What stirred for a moment—geological and indigenous history, the possibility of enduring geological and indigenous life—is stilled into drowned stone” (199-200). The erasure of the Welsh from Chaucer’s text is one example of how cultures have been written out of—or used to “petrify”—literary or cultural history. In another essay, Cohen explains that, to medieval citizens, minerals and gems were far from inert or immobile; rather, stones could influence the world and even sought alliances with organic beings (“Stories” 59). In the example above, Cohen revives Chaucer’s stone from its “drowned” past by reminding us of stone’s “in/organic alliance” with the human and, thus, the latent stories it may contain (Stone 198).

    Other of Cohen’s arguments leave me less interested as when, for example, he uses his personal travel as an opportunity to discuss stone. In the book’s conclusion, Cohen describes visiting Iceland, because to “journey Iceland is to traverse a landscape thick with story, a topography known already through medieval sagas” (253). Cohen has visited Iceland, he claims, in order to finish writing the book, but besides noting that the “[h]uman trace is far more recent” there than in landscapes in Ireland, Britain, and France, he concludes that due to its volcanic activity and mountains of ice, “Iceland reminds that stone like water is alive, that stone like water is transient” (255-56). Cohen references volcanic activity because it suggests stone’s “liveliness,” and he sees in the rocky terrain “art catalytic to the project’s instigation” (255). However, his analysis ends here without providing a literary connection–to, say, one of the Icelandic sagas he mentions–that makes reading the book so informative. Instead, the connection of the human to the lithic is glossed, with Cohen remarking simply: “Except for the occasional remains of a farmstead’s hearth, fire and stone collaborating to send story forward, the landscape holds few lithic communication devices” (256). After insisting so long that the lithic seeks alliance with the organic in “cross-ontological fellowship,” it seems odd that Cohen would focus on where that connection is absent. Here, stone is simply a remnant, marking its temporary usefulness in a home.

    Additionally, Cohen strays from his purpose with some of his analyses. For example, he includes a scene from History of English Affairs where a passerby hears a party taking place inside a small hill. The traveler is welcomed into the party by the revelers, and as soon as he drinks the cup that’s offered to him, he flees, taking the goblet with him. Cohen poses a series of rhetorical questions concerning the narrative—e.g., “What would have unfolded if the drunken traveler had joined the celebration instead of pilfering the tableware?”—yet the episode has little to do with stone per se except that the celebration is held underground (204). The goblet is made of an unknown material, which perhaps could be a reference to an unusual clay or other earthen material, yet the passage seems to focus on “otherworldliness” and the subterranean as a potential portal to such a place. In contrast to many other instances where Cohen makes the lithic central to the literary or cultural encounter, it seems the role stone plays in this event is oblique. He is retelling the story and so has no control over its content. However, had the goblet been created from a particular stone that was believed to contain certain powers, or had it included precious gems, it would have seemed more in line with earlier examples. Cohen uses the scene to suggest that the hillock has been transformed “from a local landmark of no great significance to a space at once alien and racialized” given the multiplicity of partiers (205). Yet this seems a tenuous connection to stone, which otherwise features so substantially in his other analyses.

    Stone appears at a literary time when humanity’s connection to natural and virtual worlds is diversely fictionalized and analyzed. As Cohen states, Stone can, therefore, serve as “an interlocutor in some lively critical conversations: ecotheory and environmental studies, posthumanism, medieval studies, and the new materialism” (16). The recent Dirt: A Love Story also focuses on material earth. The scientists, authors, artists, and others who contributed to that anthology consider soil from myriad perspectives, just as Cohen does with the lithic. Like Dirt, Stone‘s various perspectives provide scholars with multiple ways to academically, morally, and philosophically consider the natural world that surrounds us yet remains unseen. A similar text is Arts of Living on a Damaged Planet: Ghosts and Monsters of the Anthropocene, a transdisciplinary anthology that invites readers to “encounter ants, lichens, rocks, electrons, flying foxes, salmon, chestnut trees, mud volcanoes, border zones, graves, radioactive waste” and other forms humans share the planet with in this environmental stage. But scholars have studied the relationship between organic and inorganic life for decades, analyzing how they work together in the sort of alliance medieval citizens envisioned. In “Nonorganic Life,” for example, DeLanda describes the “[s]elf-organizing processes [that] drive the geological cycle,” and argues for taking the time to study rocks, which appear to remain stable and permanent but really contain “migrating atoms” and fissures that constantly form and propagate (142). Studying these processes is said to allow us to gain the “‘wisdom of the rocks,’ a way of listening to a creative, expressive flow of matter for guidance on how to work with our own organic strata” (143). What distinguishes Stone from DeLanda’s work is Cohen’s sole focus on stone and his emphasis on the organic-inorganic alliance. He combines his knowledge of Medieval paradigms with scientific scholarship to show how this alliance might be manifest, such as with crystals or other stones that have healing powers. The scope of Cohen’s material, from biblical texts to modern film, demonstrates how much work like this remains unexplored.

    Roger Caillois published The Writing of Stones in 1970, two decades before DeLanda’s work. In Writing, he analyzes rock samples and cross-sections and ascribes to them an ability to tell stories, create microcosmic landscape “paintings,” and depict planetary orbits. Caillois offers what he calls “a series of reflections on what I have learned from familiarity with certain stones,” interpretations that seem to be based less on rationality than on “mysticism”—or the simple human impulse for pattern recognition (ix, xiv). Cohen’s work is more rational than Caillois’s in that he shows the long interconnection between the human and the stone through minerals and elements, but also through history and culture. He doesn’t impose humanistic interpretations on geologic formations, like seeing a “landscape painting” in mineral formations, as Caillois does. However, he does seem to take from Caillois a sense of the poetic. While Caillois states, “Stones possess a kind of gravitas, something ultimate and unchanging, something that will never perish or else has already done so” (1-2), for Cohen “the lithic offers passage into action, a catalyst, a cause” (5). It is easy to believe that Cohen took inspiration from Caillois, and indeed his text, like DeLanda’s, appears in Stone‘s bibliography.

    If the future is more cybernetic, our connection with the earth will become even more profound as metals and elements-based wiring support human life systems more fundamentally and organically than they do now. As scholars consider the Anthropocene, the posthuman, the virtual and the natural worlds, Stone reminds us of our connection to the lithic—its presence in our life and our alliance with it. If one were to ask Cohen about our human-lithic connection, I imagine he would say it’s a beautiful thing. After all, as he notes, “We love stone, and the marks we make upon stone, and the marks stone makes upon us. Stone insists not because it is so different from we who build families of whatever kind against cataclysm, but because of its deep affinity, its enduring tectonicity . . . its strangely inhuman (I don’t know what else to call it) love” (73).

    Footnotes

    1. For example, see Crutzen and Stoermer and Schellhuber (cited in Peter Verburg, et al.) and Louis Kotzé.

    Works Cited

    • Caillois, Roger. The Writing of Stones. Translated by Barbara Bray, U of Virginia P, 1985.
    • Cohen, Jeffrey Jerome. “Stories of Stone.” Postmedieval: A Journal of Medieval Cultural Studies, vol. 1, no. 1-2, 2010, pp. 56-63. doi:10.1057/pmed.2009.1.
    • DeLanda, Manuel. “Nonorganic Life.” Incorporations. Edited by Jonathan Crary and Sanford Kwinter, Zone, 1992, pp. 129-167.
    • Tsing, Anna Lowenhaupt, Heather Anne Swanson, Elain Gan, and Nils Bubandt, editors. Arts of Living on a Damaged Planet: Ghosts and Monsters of the Anthropocene. U of Minnesota P, 2017.

  • Audiences, Publics, Speech. A review of Adair Rounthwaite, Asking the Audience:Participatory Art in 1980s New York

    Martin Harries (bio)
    University of California Irvine

    A review of Rounthwaite, Adair. Asking the Audience: Participatory Art in 1980s New York. U of Minnesota P, 2017.

    Audiences speak. This assumption is essential to the method and to the argument of Adair Rounthwaite’s Asking the Audience: Participatory Art in 1980s New York, and around that assumption the book’s considerable strengths and occasional weaknesses constellate. In her commitment to pursuing archival traces of audience responses, Rounthwaite produces a textured account of a carefully selected set of works. Her pragmatic attachment to what individuals say or have said about their experiences as part of an audience also raises questions about what it means to speak for, or to speak as, an audience. Do audiences speak?

    As the book’s subtitle suggests, Rounthwaite is interested in art that foregrounds the potential for participation. “Participatory” might seem redundant when applied to art, but here the word takes a strong form. Participation is at once a description for the kind of engagement audiences commit, and a goal to which certain kinds of art aspire: participation is responding to art as doing or praxis– or, at the very least, as dialogue. Asking the Audience, then, describes both the mode of certain kinds of participatory art and the method of this book, which is to ask members of audiences to speak about what they thought about events in which they participated. Rounthwaite’s focus is compellingly narrow. Her objects are collectively curated exhibits put together in 1988 and 1989 by the Manhattan collective Group Material, and a similar exhibition from 1989 by the artist Martha Rosler. These exhibits happened at the Dia Center, and marked departures both for the artists, who unusually affiliated themselves with the wealthy institution, and for the Dia, which had been, and largely remains, dedicated to a more austere abstract and minimalist tradition, what Rounthwaite calls Dia’s “antisocial sublime aesthetic” (77). She is especially interested in the “town-hall meetings”–Rounthwaite herself uses quotation marks when first using the term–that were part of these exhibits. At these town-hall meetings, the artists invited people to talk about issues relevant to their exhibits, including education in New York City, homelessness, and AIDS. Archived recordings of these meetings are crucial to what Rounthwaite calls her “archivally substantiated understanding of audience experience” (7).

    A critique of existing art history grounds her practice: “Contemporary art history is dominated by accounts in which scholars and critics align themselves with the radical goals of the artists without paying equally close attention to how those goals turn out in practice” (11). Close attention to the archival traces of “audience experience,” she contends, can illuminate “how these goals turn out.” The projects on which she focuses are notable for the sheer volume and remarkable richness of the archives that concern them, but surely she is right that more scholars could seek out and pay close attention to more extensive archives of responses to works beyond the reviews of a few privileged critics. (This criticism applies well beyond her field of art history.) For Rounthwaite, this task is also urgently specific to her objects because the kind of participatory art she studies explicitly makes the claim that audiences or viewers participate– and yet rarely do the archives of such participation receive much scholarly attention. Participatory art, she writes, “confronts the scholar with living people” (25). That these works anticipate what Nicolas Bourriaud has dubbed “relational aesthetics” to describe the practice of such artists as Thomas Hirschhorn is also important to the stakes of this argument and points beyond the moment of Group Material and Rosler. Rounthwaite, indeed, sees this moment as an important precedent for a range of art practices since the late 1980s, the period on which she focuses.

    Living people confront the scholar, but in what form? Mediated in what ways? Rounthwaite’s unpublished archive includes two main sources: recordings and other written, printed, and photographic remains; and interviews conducted and emails exchanged in the years leading up to the publication of her book. Her archive, then, is substantially divided between records in several media from almost forty years ago and interviews conducted thirty-five or more years later. The contemporary records illustrate the contentious and sometimes tumultuous exchanges around these pieces. Rounthwaite’s documentation of interventions at the town-hall meetings is especially intriguing; the recordings she consulted show that participants sometimes responded in rebarbative ways. Her discussion of the artist Cenén’s contribution to the town meeting on “Homelessness: Conditions, Causes, Cures”–a contribution that included a scream–is a vivid example of the thick description that follows from her painstaking listening and attention to archival traces of powerful affect (67-70).

    A central term here, “participation,” remains under-theorized. Or it may be that the term is multiply over-theorized: so many accounts of what participation might be attach themselves to the term that one is unsure in the end what the word means. Participation involves the generation of information (8, citing Hans Haacke); participation is a matter of co-presence (57) and “live input” (87); of “an affective materiality generated by the audience” and of the connections produced by affect (23); of sheer proximity (64); and so on. It is around the ideal of participation that Rounthwaite does not escape the critical trap she describes so well: assumptions that stem from the critic’s alignment with “the radical goals of the artists” she studies are taken as axiomatic. A longer passage illustrates both the skepticism that Rounthwaite brings to her analysis and the axiomatic thinking underlying it:

    On the one hand, the collaboration between Group Material and elite Dia … raised legitimate questions about how the project’s socially engaged address related to its institutional frame. Group Material members, with their own investments and positions, also retained a privileged role relative to audiences. On the other hand, Group Material’s choice to set in motion a democratizing process by bringing attention to the audience’s input and live experience staged the impossibility of ever achieving experiential satisfaction relative to that goal. What exactly does a democratizing process feel like? … Not only does pedagogical-art-practice-as-open-ended-communication resist measurement in terms of concrete outcomes, but the participatory artwork collapses any distinction between the work itself and how it feels to participants. (96)

    The axiom shared by artists and critic here is the belief that, for all its faults, Group Material had put a “democratizing process” in motion. But is “bringing attention to the audience’s input and live experience” itself such a process? Shared affect becomes itself a measure of potential praxis. The notion of the collapse of the distinction between the artwork and “how it feels to participants” recalls the phantasm of theatrical participation that Jacques Rancière critiques in “The Emancipated Spectator.” Rancière’s description of the desire driving much theatrical activity after Brecht and Artaud applies also to Group Material: “Even if the playwright or director does not know what she wants the spectator to do, she at least knows one thing: she knows that she must do one thing–overcome the gulf separating activity from passivity” (Rancière 12). Rancière’s intervention challenges just this opposition:

    Emancipation begins when we challenge the opposition between viewing and acting: when we understand that the self-evident facts that structure the relations between saying, seeing and doing themselves belong to the structure of domination and subjection. It begins when we understand that viewing is also an action that confirms or transforms the distribution of positions. (13)

    Rancière’s recuperation of viewing does not solve the problem of how to theorize the politics of embodied art forms, but his questioning of the desire for the transformation of spectatorship into action, and of the binary between passive spectatorship and salutary action that underwrites this desired transformation, might have provided a way to rethink the theory of participation here. Rounthwaite never claims that attendance at one of the town meetings was simply political action as such, and she is bracingly self-conscious about her own desires for what these works might have been (e.g., 189). An oscillation between descriptions that assume a democratizing politics and theoretical passages skeptical of these very assumptions is a mark of the critical self-reflexivity of this book; this oscillation is also, sometimes, frustrating.

    Partly because of the archival richness of their documentation, the town meetings are the focus of much of Rounthwaite’s book. But one senses that she also devotes so much space to them because they seem to her the most vivid demonstration of “the democratizing impulse.” Around the town meeting especially a few terms cluster that indicate the shape of the problem: democracy, social space, community, exchange, dialogue. The artist Tim Rollins’s boyhood in a small town in Maine appears to have inspired the use of the town-meeting form (87). No doubt there is some danger in romanticizing this political form– and Rounthwaite might have thought more about the history of, and fantasies surrounding, this form of local government–but from the start, the “town meeting” staged in downtown Manhattan can only distantly resemble the town meeting in a small town. Do town meetings have “audiences” at all? What town met under the auspices of Group Material, and what decisions could it make? In what were those present participating? The works of Group Material and Rosler, Rounthwaite writes, “mark the first public emergence at Dia of an explicit articulation of the importance of audience conceived as a broad, nonspecialist public” (33). What emerges, in public, is a conception of the public: the almost tautological shape of that formulation indicates a blurring of the difference between the desire for a certain public and actually reaching or producing that public. Some pages later, the words of a grant application submitted to the NEA by Dia are somewhat jarring: “while the primary audience must necessarily be the New York art community in all their diversity, artists and the art world as they are represented across the country will be involved as much as possible” (61). Is this town the art world? What system represents “artists and the art world”? While Rounthwaite is alert to the contradictions that might underwrite such engagements with publics, she largely remains committed to an ideal of art as a “goad” to democratization: her implicit argument that these works achieve that ideal is not fully convincing. This commitment is most visible often not when she reflects theoretically, but when she describes pieces: sometimes description, a mode she champions, erases theoretical caveats and complexities, as if the works had subsumed difficulties of which she is otherwise aware.

    The unexamined axiom that underlies Rounthwaite’s project as a whole is the association of other forms of aesthetic experience with non-participation; these forms are even, simply, outside of public experience. “For Group Material, outreach and dialogue were the artwork” (110). By contrast, and thinking immediately of the other kinds of work Dia sponsors, she writes: “the minimalist sublime that forms its aesthetic heart is conceptually and practically antonymous to publicness as such” (108). Richard Serra is Rounthwaite’s representative figure of this anti-public sublime aesthetic (108). There is no doubt something to this, but the history of what counts as public and what doesn’t is a complicated one. In the decade leading up to the experiments of Group Material documented in this book, Serra was, indeed, a key figure in debates about public art in New York: the controversy around the destruction of his Tilted Arc, a massive sculpture in the city’s Federal Plaza, was, to use Rounthwaite’s terms, about whether that “minimalist sublime” was indeed “conceptually and practically antonymous to publicness as such” (cf. Weyergraf-Serra and Buskirk). Surely those who dismantled the sculpture agreed that it was practically opposed to their conception of what public art should be and of what “the” public is. The “outreach and dialogue” Group Material and Rosler fostered and the kind of publics that interest Rounthwaite are of a very different order from what Serra imagined as the public of his monumental public art. All the same, it might be more useful to think of antinomies between kinds of publics–about publics and counter-publics (Warner)–rather than asserting that one aesthetic is plainly “antonymous to publicness as such” while another encourages it.

    The ideal of the town meeting is inextricable from Rounthwaite’s notion of what makes a real public: “The town-hall meetings held for Democracy created a relational plane for live social interaction at the heart of the work itself” (201). The exhibit “ran from September 1988 to January 1989 and was followed by Martha Rosler’s If You Lived Here . . . from January to April, 1989″ (1). There were four separate town meetings during this period; the archives of those meetings are very rich. But these vivid records of speech and dialogue also raise the question of what has become of all those experiences that left no trace in the archives, of the visitors who came to Dia when town meetings were not happening, and did not attend the meetings, or of those who attended them and did not speak. Were they excluded from “the heart of the work”? Did they not participate?

    Works Cited

    • Rancière, Jacques. “The Emancipated Spectator.” The Emancipated Spectator, translated by Gregory Elliott, Verso, 2009, pp. 1-23.
    • Warner, Michael. Publics and Counterpublics. Zone Books, 2002.
    • Weyergraf-Serra, Clara, and Martha Buskirk, editors. The Destruction of Tilted Arc: Documents. MIT P, 1991.
  • On Media and Mortality

    Carol Colatrella (bio)
    Georgia Institute of Technology

    A review of O’Gorman, Marcel. Necromedia. U of Minnesota P, 2015.

    My engagement with information technology encompasses necessity and distraction. Times I am frustrated by my inability to stop engaging with social media alternate with periods of appreciation for technical capacities to increase my productivity and to be aware of unfolding events. Most recently, I learned from Facebook that a college classmate has a friend who inherited a Miele vacuum cleaner from Jean Stapleton; my former classmate posts amusing collages of the deceased actress, his dog, and the vacuum. His creations prompted me to think about whether my household’s Miele vacuum will last beyond my death: “will I take care of my vacuum so that it has a life beyond mine?” This question bedeviling me is a quotidian, overly personal, and rather morbid version of the one posed in the publicity release for Necromedia: “Why does technology play such an important role in our culture?” Marcel O’Gorman’s latest book falls in a genre of critical theory works that consider how technology and cultural anxiety become linked in digital and material objects and theories about them.

    Examples of similar critical works include Mary Anne Moser’s and Douglas MacLeod’s Immersed in Technology: Art and Virtual Environments (1996), Peter Lunenfeld’s Snap to Grid: A User’s Guide to Digital Arts, Media, and Cultures (2001), Margot Lovejoy’s Digital Currents: Art in the Electronic Age (2004), Richard Rinehart’s and Jon Ippolito’s Re-collection: Art, New Media, and Social Memory (2014), and Melissa Langdon’s The Work of Art in a Digital Age: Art, Technology and Globalisation (2014). These texts, some anthologies and some monographs, look at the ways in which digital technologies and art are enabled and constrained by their technological and social legacies. Other recent works in media studies discuss the convergence of media technologies–computer, television, mobile phone, e-reader, printed book, video game–in identifying design conventions and opportunities such as Janet Murray’s Inventing the Medium (2012) and in distinguishing specific products within the field of media archaeology such as Augusta Rohrbach’s Thinking Outside the Book (2014) and Lori Emerson’s Reading Writing Interfaces (2014). These critical texts provide systematic considerations of digital media, explaining the interrelationships of design aesthetics and cultural values and referencing humanistic debates about the evolution and immortality of technology; however, they skirt the central topic of Necromedia, which provides a distinctive account of digital technologies related to human fears of death.

    O’Gorman’s book focuses on technology’s abilities to distract us from mortality and to help us withstand its blows. A volume in the Minnesota series Posthumanities, Necromedia alternates the author’s accounts of diverse digital media projects, including his own, with his careful theorizing about how technology and culture are intertwined in our own day around our interest in death. Chapters in Necromedia build on concepts from media theory, posthuman animal studies, and the philosophy of technology, including object-oriented ontology, to pay “close attention to two universal and inevitable elements of human being: death and technicity” (4). Although O’Gorman explains that technology falsely promises us “immortality,” a state “facilitated by our technologically mediated ability to vanquish time and space” (10), he also offers diverse examples of how technology enables humans, consumers, to manage the finitude of human life, at least virtually.

    Since popular culture’s fascination with death and the after-life serves as the basis for many narratives, O’Gorman discusses popular television programs looking at death. He claims that “on any given night I could watch a death program on cable television” (38). He sets aside gangster shows like The Sopranos, pointing instead to shows that depict the business of death: Dead Like Me (2003), a Showtime series about “a lovable grim reaper”; Six Feet Under (2001), a HBO 2001 show about “a terminally dysfunctional group of undertakers”; Family Plots (2004), an A&E series about “a quirky and lovable family of undertakers”; and the HBO mini-series Angels in America about the AIDS crisis in New York (38). O’Gorman also notices a broader set of media and popular cultural products that “register technological anxieties”; he coins “the term necromedia as a philosophical neologism to describe the relationship between death and technology” and uses it “to describe films, literature, and other cultural artifacts” (39). Necromedia is a category including murder mysteries, procedurals, hospital drama, or shows incorporating supernatural figures such as zombies, vampires, or ghost hunters. Following Jeffrey Sconce’s Haunted Media (2004), O’Gorman considers cultural anxieties about death in postmodernist theories related to spectacle (Guy Debord), surveillance apparatus (Michel Foucault), and hyperreality (Jean Baudrillard). The book’s comprehensive bibliography and useful topical index enable readers to trace references to these and other theorists.

    O’Gorman describes the development and reception of some fascinating digital art projects, including his Border Disorder based on filming his border crossing from Canada to the US in the days following 9/11 (chapter 2), his research presentation Dreadmill performed while he ran on a treadmill (chapter 4), and his collaboration Myth of the Steersman, which incorporated restoring a cedar-and-canvas canoe as part of an exhibition about the disappearance of “the iconic Canadian painter Tom Thomson” (chapter 8). Discussions of his own art and of media art created by others are touchstones for O’Gorman’s philosophical meditations on technology. Addressing contemporary cultural concerns about terrorism, political inequality, and sustainability, along with reminding us of historical circumstances affecting the development of media technologies, O’Gorman’s blending of art and media criticism with philosophical, historical, and cultural analyses could become tedious in its piling up of references; however, the book’s compelling personal anecdotes and its rigorous, careful analysis of art, media, and culture sustain its focus on the question of how technology staves off and reminds us of death.

    A number of critical theorists and philosophers inform O’Gorman’s account. He finds inspiration in the work of Ernest Becker and draws on Cary Wolfe’s discussions of Jacques Derrida’s logic of the specter applied to recording, David Wills’s recognition that such an archive enables human memory, and Bernard Stiegler’s claim “the human invents himself in the technical by inventing the tool—by becoming exteriorized technologically” (12), which is a claim for immortality. A discussion of the film American Beauty becomes “an excellent backdrop for investigating the role that technology plays in the cultural pathologies laid out by Kierkegaard and Becker” (43), while acknowledging the technophobia surrounding the development of the telephone. O’Gorman describes our current “collective consciousness”: “Technological gadgets of all sorts—driven by an economy that capitalizes on human attention and abides by the law of progress—are designed to distract us from any sort of existential contemplation,” a claim that builds on Marshall McLuhan’s ideas about technologies as “social extensions of the body” and Sherry Turkle’s conclusion that “individuals seek to be alone and distracted” (47). Later in the book, O’Gorman describes Nicholas Carr’s claims that the printing revolution caused cognitive changes in human consciousness and that our current preoccupation with “the Internet, which fosters sound bites, video clips, text browsing, and hyperlinking, is transforming our print-oriented brains” (144). Carr’s claims about the inability of students to read whole books match what Katherine Hayles and O’Gorman see in their classrooms.

    O’Gorman has a clear political goal for his readers: to resist “the commodification of attention demanded by a capitalist technocultural system” (24). He regards Necromedia as proposing “a technical therapeutics that treats the toxicity inherent in our current technocultural hero system” (25). Applying “the cognitive habits of humanities research” could be part of the prescription, while another element involves encouraging humanities scholars to “learn to think and work more like artists,” without sacrificing traditional humanities research (143). In addition to paying “attention to language, deep reading, and history” as Alan Liu recommends, O’Gorman argues in the chapter titled “Digital Care, Curation, and Curriculum” that “applied media theory takes shape through an integration of phenomenology and poesis, research and creation” (148).

    The final chapter of Necromedia, “From Dust to Data” builds on the book’s preceding considerations of thinking about things and making things to take up “a discussion of the relationship between terror, horror, technoculture, and contemporary philosophies of being, including, but not limited to object-oriented ontology” (172). O’Gorman connects ethical concerns about the non-human (who speaks for the dust?) while distinguishing between terror and horror. He does so by tracing the history of the distinction from Anne Radcliffe and Edmund Burke to Adrianna Cavarero’s comparing suicide bombing and the Holocaust and to Cary Wolfe’s statement agreeing with Cora Diamond that nonhuman animals should not be thought of “as bearers of interests or rights holders but rather as something much more compelling: fellow creatures” (184).

    The ethical dilemmas raised by digital technologies are shaped by and shape human understanding of one’s own identity when confronted by death, whether real or virtual, and one’s sense of social responsibility. For example, Michael Nitsche’s 2008 Video Game Spaces describes a video gamer who establishes a “growing relationship with the game world” by playing Silent Hill (Kitao and Gallo 1999), a game that “takes the player into ever-deeper pits of horror,” forcing one of Nitsche’s friends to decide whether to “kill” a “formerly friendly game-controlled character” that turned into a “zombie character” (47); the gamer found this dilemma tested his human capacities. Evoking Anastasia Salter’s What Is Your Quest? (2014), a history of quest games, Meg Wolitzer’s latest novel The Female Persuasion (2018) provides an imagined example of a compelling video game that would bring a player in contact with a deceased loved one. Wolitzer’s character Corey Pinto pitches his idea for a game to a prospective angel investor: “What if you were on a quest to find the person you love, who’s died? . . . You search and search, trying to find the person through dreams. . . . through whatever means you can find. . . But in the game version, in our version, which for the moment I’m calling SoulFinder, you might actually stand a chance of finding them” (418). The prospect of using technological mechanisms to overcome death has been the basis of fictions since Mary Shelley’s novel Frankenstein (1818), which represents the deadly consequences of a budding scientist’s attempt to create life within a plot that connects birth and death. If we accept Janet Murray’s persuasive claim that “All of human media can be seen as an elaboration of the baby’s gesture of pointing at something in order to draw the caregiver’s attention to it” (14), we recognize that a caregiving relationship, with its ethical obligations, is foundational for developing and appreciating the context, content, and design of media.

    Such concerns about how the prospect of death affects human relationships and ethics are woven through O’Gorman’s work. In sum, Necromedia offers an elegantly argued account of how technological innovations and cultural preoccupations with mortality define humanity in the age of the posthuman. The author threads discussion of other media theorists, artists, and philosophers whose ideas help contextualize the provocative digital media projects showcased in alternating chapters. Necromedia provides a useful overview of digital humanities practice and theory that promotes the value of incorporating artistic creativity into humanistic study of where technology and culture meet. The book has helped me to better understand the needs driving many of us to use social media and teaches that being playful with media–creating, constructing, and curating it–ought to be the drivers that guide our engagement with technology.

  • The Unsettled Surface of the Document:Seams, Erosion, and After-images in Charles Reznikoff’s Holocaust

    James Belflower (bio)
    Siena College

    Abstract

    The psychoanalytic trope of “unsettlement” in American postmodern documentary poetry typically aims to narrate the emotional intractability of historical records into an impasse: a position of emotional unintelligibility designed to interrupt a reader’s conventional modes of empathic identification with trauma. However, the affective dimension of this impasse—and its capacity to reconfigure the emotional negotiations required for empathic response—remains largely under-examined. This essay theorizes that impasse by arguing that Charles Reznikoff’s documentary poem Holocaust rewrites it as an affective surface on which emotional contracts are unsettled by a textual materiality inflected by affect’s somatic “touch.”

    Can a poem have a surface? Jean-Luc Nancy suggests that it can. He frames a mingling of sensory surface and sign as a system formed in part from language’s material dynamism: “words are nature and matter, order of place, changing place and force” (Fortino 113). Words swell and undulate, pressing on consciousness and touching us in a very physical way: “Words exert pressure. They go straight ahead of meaning, pressing at its sides: they sway themselves. The poem is a swaying of words” (Fortino 113). At the distended thresholds of the poem, the motion and matter of language’s pressure disclose its lively materiality and transmute it into sensory expression; the poem is a place where “words are no longer just words, language is no longer just language. It touches its limit, and displays it” (Nancy, Finite 28). In this essay, I ask what constitutes the sensory pressures of this limit and how it displays the material maneuvers of language that “move” the reader in Charles Reznikoff’s Holocaust (1975), an exemplar of one form of American postmodern documentary poetics. American postmodern documentary poetry “moves” the reader by drawing attention to the materiality of this limit as a genre trope.1 In this essay, genre operates through Lauren Berlant’s definition of it as “a loose affectual contract that predicts the form that an aesthetic transaction will take” (847).2 For Reznikoff’s Holocaust, and documentary poetry generally, the material of this affectual contract consists of found text from corporate, governmental, and/or institutional archives. The text is typically reorganized and scored, then juxtaposed with more figurative language to narrate and excavate “diverse constituencies”: alternative discourses, emotions, and social injustices from within the unspoken or silenced voices that linger in the historical record.3

    The sensory limit of the documentary contract is equally defined by narrating maneuvers—the motions of Nancy’s “sway”—which predict that readers will undergo processes of emotional signification. Chief among these processes is the event of emotional emplotment: the organization of linguistic trajectories that attempt to forecast a reader’s emotional response to the text. Although emplotment plays a large role in much postmodern documentary poetry, the techniques I focus on gravitate toward the fragmentary end of the spectrum, where the cause and effect sequences common to conventional forms of emotional emplotment are disrupted. Though diverse in their approaches, poets working in this vein (such as M. NourbeSe Philip, Robert Fitterman, and Mark Nowak) generally employ linguistic configurations that attempt to “unsettle” vicarious adoptions of the victim(s’) subject position, no matter how mundane or extreme the subject matter.4 However, these approaches often result in an emotional impasse, a threshold at which the narrative of emotional identification is occluded by language’s failure to voice it. For much documentary poetry, this event of the “unspeakable” is ultimately designed to elicit empathy from the reader. However, because this impasse is typically theorized linguistically, it disregards sensory experiences that remain untranslatable but crucial to the reading event. Encountering such unintelligible emotional impasses, the text seems to suggest, is to realize the breakdown of emotional codification that aims toward empathy and thereby represent trauma’s extremity more accurately. But the emotional impasses predicated on this breakdown are better understood as perceptual contact zones, sensory transactions that ultimately form a surface of affect. Affect is, of course, distinct from emotion; it cannot be intended, but its perceptual atmosphere can be shared socially.5 In addition to inflecting matter, its sensory dynamism presses on words and their referents. As Brian Massumi explains, language “can resonate with and amplify [affective] intensity at the price of making itself functionally redundant . . . Intensity is qualifiable as an emotional state, and that state is static—temporal and narrative noise. It is a state of suspense, potentially of disruption” (25-26). For this essay, affect emerges in the way words distend their semantic fields when they are pushed to the limit of their capacity to qualify emotion. By mapping this affective “sway” in the text, I reveal its capacity to inflect alternative forms of transaction between reader and text, and demonstrate how these transactions alter the typically narrow contractual prediction that emotional emplotment must lead either to identification or to unintelligibility.

    In Reznikoff’s Holocaust, affective maneuvers are often transversal, splitting referential seams, eroding cause and effect narratives, and flickering after images of violence through presupposed emotional contracts to reveal that the impasses defined by these transactions are not decided, but are yet-to-be-determined experiences, guided as much by asignifying perceptual phenomena as by signifying processes. Holocaust chronicles the Jewish experience of World War Two, from the forced deportation of German Jews in 1933 to the few prisoners and students who escaped to Denmark in 1945. Unlike more popular accounts such as Elie Wiesel’s Night trilogy, Holocaust is composed exclusively of court transcripts from the Nazi Criminal war trails in Nuremberg (1945-46) and the Adolf Eichmann Trial (1960). Although Reznikoff had used similar methods in his two volume Testimony: The United States (1885-1900), he did not reduce that source material as drastically and left much of it in prose. For Holocaust, he employed a meticulous practice of “selecting, editing, scoring, and rewriting” over 100,000 pages of court transcripts (Franciosi 249).6 He did not add new imagery or language. Editing consisted mostly of redacting traces of authorial interpretation and judgment from the testimony by eliminating rhetorical embellishments and reducing emotional signals. Using techniques from his early training as a journalist and writer of trial summaries for the law encyclopedia Corpus Juris, he organized much of the testimony into short, pithy scenes, where surprising juxtapositions of time, space, and violence are linked, delinked, and reshaped by the gaps that separate them.

    What remains is a book-length poem so stripped of rhetorical appeals to emotion that Reznikoff’s wife, Marie Syrkin, claims it expunges “any subjective outcry” over the violent torture and genocide of Jewish prisoners during the Holocaust (Syrkin 64). Paul Auster’s description of the pre-verbal world of Holocaust is comparable, though more generous: Reznikoff’s Holocaust “yields a style that is pristine, fastidious, almost stiff in its effort to say exactly what it means to say” (161). Robert Alter challenges the book’s purpose, arguing that it lacks the imagination necessary to repsychologize its traumatic history: “the ultimate breakdown of his whole problematic relation to the past is starkly evident in the flattened landscapes of disaster that take the place of round imagined worlds” (132). And David Lehman asserts that Reznikoff “leaves unspoken the emotions” so that a reader “may be counted on to provide [emotion] for himself” (39). Though their diction—”flattens,” “stiff,” “expunged,” and “unspoken”—speaks to their attitude toward Reznikoff’s rhetorical choices, it also implies an empathic emotional structure necessary for approaching the text: emotion that manifests itself through subject/object recognition is “expunged;” emotion cannot be produced in response to a style that does nothing to elicit it, and emotion remains unspoken without imagination. Lacking this emotional architecture, it would seem that Holocaust is flat; it does nothing aesthetically to frame the “round imagined worlds” required to predict empathic encounters. However, by attending to the emergence of affect that resides in these same configurations, I suggest that an empathic encounter confronts the reader with a surface where emotional limits meet affect’s insistent sensibility.

    Affect’s Tonal Seams

    Throughout Holocaust, Reznikoff stacks tonal registers edge to edge. Like his sentences, these registers operate paratactically, binding and loosening emotional connections to the content like an affective seam. This content is generally presented in a detached tone: almost clinical descriptions of the horrors of daily camp life. For example, the diction in the section titled “Gas Chambers and Gas Trucks” remains relatively impartial in the first two lines of the passage. Its tone is informative and objective, the traditional voice for legal documents designed to reduce tonal fluctuations almost completely. However, because it is the voice of a speaker, we must consider that alternative tones linger, and that they unsettle the objectivity of this narrative of Nazis industrial genocide.

    The bodies were thrown out quicklyfor other transports were coming:bodies blue, wet with sweat and urine, legs covered with excrement,and everywhere the bodies of babies and children.Two dozen workers were busyopening the mouths of the dead with iron hooksand with chisels taking out teeth with golden caps;and elsewhere other workers were tearing open the deadlooking for money or jewels that might have been swallowed.And all the bodies were then thrown into the large pits dug near the gas chambersto be covered with sand. (Reznikoff 31)

    The passage describes the plundering of Jewish bodies by Sonderkommando, and although it begins impartially, a subtle sense of urgency floats into the speaker’s voice as it indicates that the bodies were thrown out “quickly.” 7 This urgency reappears when the speaker describes the “busy” scene where “two dozen workers” dissect the dead for valuables. In both instances, clinical diction describes the decay of the bodies, their color (blue), the types of excrescence that occurred during and after death, and how they were mined for valuables. At first, this visceral content eclipses the subtly urgent tone of the opening passage. However, the frank diction of violent dissection—”opening … with iron hooks,” “chiseling… teeth,” “tearing open”—inflects that urgency with a note of despondence. For this reason, it is difficult to interpret whether the speaker has witnessed so many identical scenes that typical emotional reactions have been exhausted, or if the objective voice of the court glosses other, more subdued tonal timbres in the testimony. In both examples, the objective/despondent tone resonates in part from the generalization of “bodies,” signifying an unknown quantity and identity. However, after the first colon, the coordinating conjunction (“and”) distinguishes specific bodies—”women” and “children”—who are “thrown out” from the transports into an unspecified space, and the tone changes. The awkward syntax of the speaker—who places “everywhere” before identifying specific bodies—delicately contributes to the timbre of despair by amplifying its tone of hopelessness, quelling further emotional motion as the speaker is confronted with the magnitude and rigor of the scene. Despair murmurs again in the final line, a grainy sigh that reverberates into the inevitable future (“to be covered”) with the sound of sand sliding into the mass grave as it covers the dead.

    These small modulations of tone stacked using coordinating conjunctions reveal where the seams of emerging emotional structures separate from narrative forms. To put it another way, the tonal sway throughout this scene fluctuates so minimally that it almost completely eliminates emotional expression in the passage. Although tone is minimized, its micro-fluctuations form an intensive series, Gilles Deleuze’s term for a sequence of motions that tend toward a critical instant (Cinema 1 87). As tone minimally emplots emotion into the speaker’s narrative, it also marks how it unfastens determinate exchanges of feeling and resists establishing an emotional contract with the reader in spite of the passage’s visceral subject matter. The scene “moves” me, but not because its narrative sequence predicts my capacity to respond emotionally; I can’t determine much of its emotional motion. So what moves me? Affect moves me here, tonally pushing me against the magnitude, mass (both size and material density), scale of genocide, and efficiency of murder. To be clear, I am “moved,” but I do not move, because that would require emotional cognition. The tension of exchange remains, for I cannot yet identify the emotional currency of this scene. Rather, for a moment, I am wound in the seams of its affective economy by the absence of the expected motion toward emotion.

    Of course, the passage requires further analysis to identify its emotional trajectories, which would, no doubt, yield further labels. The important point, however, is that affect accompanies these tonal undulations, rending obvious emotional trajectories from narrative flow. In this more autonomous condition, affect signifies emotional static. A similar indeterminate suspension of emotional motion often emerges with(in) more overt tones, as in this description of an honorary dinner for the Nazi officials of the camp:

    At a dinner to honor the officials of this camp—and others like it—the Professor of Public Health was making a speech:”Your task is a duty, useful and necessary.Looking at the bodies of all those Jewsone understands the greatness of your good work—all its greatness! Heil Hitler!“And the guests shouted, “Heil Hitler!“(Reznikoff 31)

    In this scene, the “Professor of Public Health” gives a speech that reframes the brutal business of the previous episode into a National Socialist narrative of “good work.” The tone of the Professor’s speech is overt; its diction is celebratory, lauding the camp officials (“your task is…useful and necessary”), and decidedly exuberant when the guests and the Professor exchange salutes. In addition to the Professor’s tone, at least two other tonal strata in this passage correspond with the witness and reader. The narrative starts with an unidentified speaker, who we might assume also witnessed the atrocities in the previous stanza. The speaker’s tone is flat, objective like the previous speaker’s, and only quietly supplemented with another tone of despondency when s/he mentions the large number of camps “and others like it” (Reznikoff 31). This flat tone is stacked in blunt juxtaposition to the celebratory salutes of “Heil Hitler” (Reznikoff 31). A third tonal stratum emerges if the reader aberrantly decodes the Professor’s speech as an expression of verbal irony, an interpretation implied by the genocidal labor in the first stanza, where “Good Work” becomes a euphemism for state-sanctioned “Public Health” services.8 However, it is not possible to determine whether the speaker who expresses this quotation inflects it with irony. As a result, the tone is doubly encoded and registers meaning not by antiphrasis, but by a relational process of differentiating and combining both explicit and implicit meanings that emerge from at least three different discursive contexts. The first discourse is judicial and flattens the tonal peaks into the objective voice of the witness. The Professor’s diction in the second discourse is earnest, evoking a range of emotions from his sense of national fraternity (“your task is a duty”) to feelings of collective pride (“one understands the greatness of your good work”) (31). In the third discourse, verbal irony becomes situational irony; readers are confronted with the fact that they perceive the Professor’s tone ironically, although no rhetorical devices support this reading. Tone thereby becomes structural, maneuvering a rhetorical surface on which affective seams flatten a movement toward emotional “depth:” the capacity to adopt perspectives from tonal emplotment that lead to identification (or—in the case of the Professor—the attempt not to adopt them).

    Instead, in this passage, tone both rubs against and opens onto moments of affective intensity, drawing attention to the problems inherent in how we appraise the emotional structures through which we feel what another person feels. In the passages I have examined so far, emotional vantage points remain subdued, suggesting that empathy does too. However, empathy is a highly elastic phenomenon—so elastic that affect’s unfastening of the necessary rhetorical conventions of situational irony in the previous passage might undercut a move from emotion to empathy. This cut reveals another dimension of empathy, one with less access to the cognitive or emotional possession of another’s subject position, in which we feel the affective seams between these perspectives whether or not we can empathically adopt the viewer’s or the speaker’s perspective. Affective seams “move” us by suspending empathy’s adoptive vantage points and instead instantiating functionally redundant feeling that binds us sensorily in the moment: “two sidedness as seen from the side of the actual thing” (Massumi 35).

    Affective Erosion

    Affect also emerges in Holocaust through the erosion of humanizing and dehumanizing referents. In an episode that shows more of the genocidal labor of the camps, one prisoner drags another toward a wagon that will carry his body to a mass grave. Note the repetition of many different pronouns, but particularly the way the identifying terms “man” and “body” erode into near meaninglessness.

    From “Work Camps”

    Once a transport came from another camp.
    Something had gone wrong with the gas chambers there
    and those who came spent the night in the open courtyard.
    They were almost skeletons:
    did not care about anything 5
    and could hardly speak.
    When beaten, they just sighed.
    The Jews working in the camp
    were ordered to give them food;
    but those who had come had trouble just sitting up 10
    and stepped on each other
    to get what little food they were given.
    Next morning they were taken to the gas chambers.
    In the courtyard where they had spent the night
    were several hundred dead. 15
    Jews of the camp they had come to were told:
    "Undress the bodies
    and carry them to the wagons.
    "But these Jews were too weak to carry the bodies on their shoulders
    and had to drag them, 20
    take them by the feet and drag them along;
    and the Germans beat those who dragged to go faster.
    One Jew left the body he was dragging to rest for a moment
    and the man he thought dead
    sat up, 25
    sighed and said in a weak voice,
    "Is it far?"
    The Jew dragging him
    stooped and put his hand gently around the man's shoulder
    and just then felt a whip on his back: 30
    an S.S. man was beating him.
    He let go of the body—
    and went on dragging the man to the wagons.
                                                                                                       (Reznikoff 42-43)

    Starting in line three with the demonstrative pronoun “those,” the iterations of “man” and “body” alternately humanize and dehumanize the various stages of a prisoner’s dying moments. “Bodies” [17] refers to the dead who had arrived and died overnight. The second iteration of “bodies” [19] refers to the previous “bodies” [17]. However, the third repetition [23] destabilizes this link, strongly associating the dragged “body” with connotations of death and the erect “man” with connotations of life: “One Jew left the body he was dragging to rest for a moment / and the man he thought dead / sat up” (Reznikoff 25). A similar destabilization occurs in the final iterations. As the Jewish prisoner comforts the dying “man” [29], referring to the “man he thought dead,” he is whipped by the S.S. “man” until he continues dragging the “body” and “man” to the wagons [30-33]. The pronouns here are not exactly reversed; instead, the tragic absurdity of the dragged man’s question (“is it far?”) perturbs this binary relationship. “Body” in this iteration is paradoxical, implying a kind of living death. As the prisoner lets go of the “body,” the term also releases any humanizing associations accumulated in its previous iterations. In the final iteration, “man” returns like a hyponym of “body”; a “man” becomes a type of body, its humanizing diction eroded, and, like the bodies thrown into the wagons, made indistinct from them in the semantic field of the poem.

    This type of referential disruption is common in postmodern documentary poetry. Among other things, it revives the materiality of the language, foregrounding alternative connections within its semantic field. Additionally, emotional emplotment is disrupted when referents are delinked and reoriented, and emotional structures founded on cause and effect relationships are often reconfigured, as when the prisoners who have just arrived to the camp “just sigh” in response to beatings (42). In many cases, this disruption can lead to emotional impasses in the text, areas where emotional identification is muted because its emplotment appears arbitrary. However, following my reading of an affective materiality in Holocaust, these impasses can also be read as formalized affect. To understand this from the vantage point of affect, we must recall that the prisoners who sigh when beaten are historically called Müselmann. Jean Améry describes the Müselmann’s condition in the camps:

    The so-called Müselmann, as the camp language termed the prisoner who was giving up and was given up by his comrades, no longer had room in his consciousness for the contrasts good or bad, noble or base, intellectual or unintellectual. He was a staggering corpse, a bundle of physical functions in its last convulsions. (qtd. in Agamben 41)

    Without the capacity to cognitively structure reality using emotional responses, the Müselmann’s sigh indicates the erosion of a typical cause and effect relationship with the brutal beating. Although the sigh may be read as an emotional signifier, this reading overlooks the fact that even though it is elicited by the beating, it is equally an asignifying noise, a merely physical function: two sidedness as heard from the side of the person.9 In fact, the Müselmann’s sighing sonically expresses Améry’s condition of dissociation by formalizing the physical convulsions of affect. Read in this way, the sigh testifies through sensory non-language to the inadequacy of language to represent the Müselmann’s condition, and likewise to the auditory potential in noise to give witness to that condition without reducing it to the expression of a psychological state. This is an important point, because if the affective sigh discloses the threshold where language erodes into noise, then by attending to what was considered extraneous to the system (the sigh), language can insist on this threshold as a crucial part of redirecting empathic processes of identification along this affective seam.

    Affective After-Image

    With haptic seams that tighten and loosen empathetic bonds, and noise that erodes and inflects the signification of emotional trajectories, affect interrupts our felt responses, revealing the complexities of the emotional contract we enter into by reading Holocaust. In addition to these affective structures, Reznikoff also employs an after-image of the face, a flickering image more felt than seen that troubles the legibility of one of the most semantically-encoded signifying systems in literature.10 Historically, the face is considered the most complex signifying surface of the body because its features are assumed to express the activity of the mind behind it. As a literary trope, the face is typically understood to represent the internal psychology of a character through a wide range of facial expressions. Faces appear throughout Holocaust, often in encounters directly preceding murder: “The German looked into their eyes / and shot them both” (Reznikoff 20); “And he lashed her across the face with his whip / and drove her into the gas chamber” (30). Many encounters show that the face of the victim was forcefully attacked or destroyed, but other scenes do not mention the face, instead focusing on small motions of the head: “Then he aimed at her: took hold of her hair / and turned her head around. / She remained standing and heard a shot / but kept on standing / He turned her head around again…” (21). These scenes usually operate antithetically; they imply parts of the face through synecdoche, initiating the empathetic exchange commonly associated with viewing a face only to have that moment of identification cut short. Yet, rather than end the exchange there, in the lingering after-image I propose, parts of the face emerge through motion toward a trajectory of emotion, without forming a “round imagined” image. The following scene is no exception:

    As always, S.S. men were walking about with pistols loaded
    to shoot at those too weak to climb the steps leading to the vans.
    And one of those on the night shift
    saw a girl about ten
    coming from a heap of dead bodies 5
    and beginning to walk feebly—
    an S.S. man shot her in the neck;
    saw a little boy,
    half naked,
    quietly sitting in the middle of the path. 10
    The S.S. man, head of his group—
    the Jews among themselves called him "grandfather"
    because he was elderly—
    tried to shoot the little boy in the neck.
    The little boy turned his head 15
    and just managed to say the first two words of the prayer orthodox
    Jews about to die say
    when he was killed,
    and his body thrown on one of the trucks.
                                                                                                            (Reznikoff 35)

    The murder of a young girl and boy in this episode are particularly violent moments, because they emplot a more recognizable emotional series that aims the reader toward a tragic encounter with the young boy’s face. Synecdoche associates the girl’s execution style “in the neck” with the proximity of her face, and anticipates the identical execution style of the little boy later in the scene (35). Likewise, the spatial intimacy required for the guard to carry out such specifically targeted executions shares an oxymoronic conceptual closeness to the familial nature of his moniker: “grandfather.” Lest we dismiss this as verbal irony, which we could not do in previous passages, Reznikoff includes the reason behind the guard’s moniker: “because he was elderly.” As in other passages, he abuts a banal detail against the objective description of the guard’s murderous “familial” narrative, suspending a judgmental tone that might sharply define and thus elicit a presupposed emotional response.

    Any determinate emotional state is further suspended because the familial associations signaled by “grandfather,” combined with his murderous narrative path through the scene, initially parallel the emotional trajectories leading to the visual intersection of the gun and the after-image of the boy’s mouth in prayer. However, the intersection of these trajectories does not ultimately qualify an emotional event, but an intensive, affective one. Reznikoff’s editing destabilizes the parallel trajectory between emotional and narrative motions in this passage. Of utmost importance to this disruption is the fact that the boy’s face is not initially seen in the final sentence, but rather evoked through synecdoche, causing a facial outline to emerge. In contrast, Reznikoff subtly troubles the narrative certainty of his death, noting that the guard tries “to shoot the little boy in the neck,” his weapon aiming at the turning profile of the child’s head as the boy speaks (35). The sequence of sensual perceptions—the turning outline of the bewildered boy’s face, the movement of his mouth in prayer, the resonance of his spoken words, the crack of the gun, the damage to the boy’s face, his falling body, and his body being thrown onto the trucks—does not result in an imaginative leap into a round imagined “I,” through which an image of the boy’s face responds to or expresses an emotional state. Instead, the series of uncertain movements, particularly the boy’s minor ones—turning head and moving mouth—assemble into an affective after-image of his sensory presence that lingers after he is killed.

    Crucially, just as the boy’s face never entirely appears, the spoken words of the boy’s prayer are not included in the text. The first two words of the Hebrew Vidui—the prayer before dying—are “I acknowledge,” a declaration that brings the boy’s mouth, and the associated after-image of his face, into greater conceptual and visible relief. This statement (“I acknowledge”) is one of the most affirmative enunciations of a prisoner’s identity in the text. Yet because the boy’s final utterance remains unwritten, which also effaces his capacity for (a culturally recognizable) subjectivity, readers are obligated to “fill in the blank.” In this way, the after-image operates like the affective seams discussed above. While the flickering outline of the boy’s face stitches readers into a contract of confrontation with the affective after-image of the boy’s face, the fact that the prayer’s text is not printed reworks this contract by distinguishing readers who do not know Orthodox Hebrew custom from those who do. In a sense, their act of response—mouthing the words of the Orthodox prayer or trying to imagine what that vocalization might be—visually and vocally stitches them into a “witnessing” position. And this is vantage point which has become more of an intensive series than a qualitative one because it lacks a qualifying emotional configuration. Much as they do the Müselmann’s non-referential sigh, readers feel the visual and auditory transition from a signifying to an asignifying chain in this affective moment more than they can identify its emotive demands.

    Because of the overt sensory nature of the boy’s after-image, this intensive series establishes a relationship between affect and ethics. The boy’s flickering profile evokes Emmanuel Levinas’s well-known theory of the intersubjective encounter. Levinas argues that perceptual judgments can become capable of justifying murder, because they rely on a reductive logical grasp of the profusion of sensory experience. In opposition to this reductive grasp, affect is a type of perceptual “interruption” that counters sensory logics predicated on control and domination.11 In this system of control, the face is as much a sensed affective intensity as a qualifiable sensory experience, and thus always exceeds the grasp of perception. For Levinas, the resistance of this affective excess to qualitative logic produces an ethical resistance to murder. The resulting “epiphany of the face” exceeds consciousness, and as a result, actualizes an intensive insistence—an undeniable, unqualifiable encounter with the presence of another that is as affective as it is material (Levinas 199). The after-image of the boy’s face is this actualized affective insistence. The boy’s after-image “interrupts” perceptual judgment’s qualifying narrative and emotional clutches to emerge affectively. His face flickers to the extent that its insistence remains felt more than cognizable. And this affective flicker of the face appositionally accompanies the delicate narrative indeterminacy Reznikoff weaves through what is an otherwise inevitable sequence of murder. In essence, this perceptual unsettlement is the affective material of the ethical, the “unique matter” of the face that inherently resists the industrial ideology of murder in this scene and throughout Holocaust (Levinas 199).

    The Surface of the Document

    I have argued that Holocaust formalizes a surface of affective blocks, seams, and after-images by unsettling presumed intersections between emotional and narrative emplotment. This reading reveals that the contract between reader and emotion is affectively formed and unsettled by the sensory surface of American Postmodern Documentary Poetry. Most importantly, noting documentary poetry’s affectual contract with trauma in Holocaust reveals how affect can redistribute what we sense in a text and reorient emotional structures of response; we haptically sense a young boy’s after-image in the moment of his murder, we hear the testimony lingering in a Müselmann sighing, and we feel the sensory sway of National Socialist fervor. In reading for affect, I do not suggest that emotional structures are inadequate for interpreting Holocaust. Rather, I claim that by contending with the seamed, eroded, and after-imaged unsettlement of presumed parallels between narrative and emotional trajectories, our reading does not culminate in impasses, but instead travels across affective surfaces on which presupposed emotional exchanges are renegotiated. Emotional contracts in this exchange resemble a “sustained ‘act of attention,’” in which active listening, feeling, and seeing constitute as much or more of our engagement with the representation of suffering than does identification (Gubar 9).

    But what do we gain by revealing a type of affective cognition in the surface of this genre of documentary poetry? What is the benefit of tracing the seams, erosion, and after-images that formalize affect’s pressures? And, in attending to these fluctuations between typical emotional structures, what do we learn by showing how affect resists the impulse for identification through emotional classification? Reading Holocaust as a text with a surface discloses a “nervous system” connecting the somatic and the social, demonstrating how the public voices of eyewitness testimony intertwine the private embodied experience of the reader within a larger socius.12 The testimonies demand that we contend with the contiguity of representation and represented—think body/human. To be sure, affective cognition emerges from this contiguity, specifically from the growing awareness that reading embeds us in an event that both inflects and reorients the ways in which we identify with its content. As Michael Davidson believes, Reznikoff’s use of eyewitness testimony from court transcripts “produces a kind of collective witness” that can “transcend [a reader’s] local conditions” (151). In addition to Davidson’s focus on the symbolic dimension of this collectivity, I would argue that an affective contract musters this collectivity and presses readers into the apposition of representation and represented. Given that the surface of much of American postmodern documentary poetry is crisscrossed by the transmission, translation, and transformation of affect, it might plausibly capture affective residue across time and space. Theresa Brennan, theorizing the transmission of affects, suggests that they are contagious, “carried in the blood, and with them is carried the presence of the other and the social in the system” (139). Similarly, affect could be transported by a linguistic contagion transmitted with, through, and across readers embedded in affect’s transhistorical seams, erosion, and after-images. Read this way, Reznikoff’s Holocaust discloses “the presence of the other and the social” in the historical document by establishing the conditions for a collective event of emotional negotiation that exceeds socio-cultural and historic boundaries, because its affective intensity lingers in the document whether it emerges or not. What Reznikoff transmits through Holocaust is thus the potential for a type of affective cognition to reinscribe the historical particulars of the court transcripts into a contingent materiality, a surface that, because of its unsettled nature, is capable of transforming a reader’s emotional contract to the Holocaust by confronting them with the influences of affect on their emotional production. Ultimately, Reznikoff’s emphasis on the surface of the document—where affective cognition reorients the processual nature of empathetic identification—reveals how an emotional relationship to the victims of the Holocaust must begin anew in each episode through one of the many faces of testimony.

    Footnotes

    The excerpts from Holocaust cited herein are © 2007 Charles Reznikoff/Black Sparrow Press.

    1. The American postmodern documentary poetics I examine share these aesthetically productive techniques for sequencing, rearranging, and selecting from the historical document with “Investigative Poetics,” the genre defined by Ed Sanders in his manifesto Investigative Poetry (1976).

    2. Raymond Williams’s seminal work on the “structures of feeling” in Marxism and Literature (1977) also inflects my essay. Throughout this analysis I emphasize the nascent formation of Williams’s explanation. Structures of feeling are “a kind of feeling and thinking which is indeed social and material, but each in an embryonic phase before it can become fully articulate and defined by exchange” (131).

    3. In Ghostlier Demarcations, Michael Davidson describes a similar sensual contract with Reznikoff’s text, noting that the work is composed of “surfaces of identification” on which understanding is constructed (138). These surfaces are also political for Davidson. He explains that in the 1930s, the new documentary culture of the American Left, of which Reznikoff was a part, read “American history not as a narrative of Adamic discovery and perfectibility but as a material record of diverse constituencies” (140).

    4. “Empathic unsettlement” is Dominick LaCapra’s term for aesthetic techniques in a text that trouble empathic modes of identification that tend toward an occupying strategy of victim subject positions.

    5. Theresa Brennan looks primarily at the social forces of affect in The Transmission of Affect, but her argument that affects are “carried in the blood, and with them is carried the presence of the other and the social in the system” does support reading as an historicizing moment of meaning making, and therefore a part of the social forces she theorizes. For my purposes, this means that reading documentary poetry draws us into a particular type of presence of the other and thus makes possible a particular type of affective transmission (139).

    6. In “‘Detailing the Facts:’ Charles Reznikoff’s Response to the Holocaust,” Robert Franciosi describes Reznikoff’s four-part writing process:

    Selection: This involves the reading of many volumes of law records (in the case of Testimony literally thousands of volumes) to find suitable material…Editing: Reznikoff cuts the selected testimony to a core of material that he feels has poetic value. Often he reproduces the legal language verbatim, but he does not hesitate to alter it for the sake of clarity and direction. Scoring: The edited law case is lineated, typed out as verse. Those details Reznikoff wants to emphasize are strategically placed, both within the line itself and in the entire selection. Rewriting: This process may consist of a number of drafts and is essentially a honing of the rhythms, lines’ and details in order to enhance the intended emotional and poetical effects. (249)

    7. The SonderKommando were work units made up of prisoners. They were composed almost entirely of Jews who were forced, on threat of their own deaths, to aid in the plunder and disposal of gas chamber victims during the Holocaust.

    8. “Aberrant decoding” is Umberto Eco’s term for interpreting a text or other communication with a different code than the source code used to create it.

    9. In Remnants of Auschwitz: The Witness and the Archive, Giorgio Agamben describes the Müselmann’s erosion through “biopolitical caesuras,” the Nazis’s state sanctioned reduction of a prisoner’s biological continuum to the point at which there is no more possibility for degradation. For Agamben, the Müselmann’s existence testifies to “the emergence of something like an absolute biopolitical substance that cannot be assigned to a particular bearer or subject, or be divided by another caesura” (85). Though he emphasizes the biopolitical dimension of this degradation, his concept applies equally to the reductive linguistic movement I have traced in the passage above. There, the reduction of identifying terms to an indeterminate position between functional and non-functional reference diminishes their capacity to identify a particular subject or be further divided with semantic distinctions. In other words, by the end of this passage, the terms “man”/”body” do not evoke a psychological depth characteristic of emotional or intellectual signification. In this limit condition, they “identify” the Müselmann as an organism to which orienting terms can only loosely adhere. Ultimately, to think the Müselmann is not to fix the terms into a designation that establishes a classical subject, but to attend to the ways the transition from signification to its limit sustains a tensile surface of indecipherability between language and extra-linguistic intensities.

    10. I draw on both Gilles Deleuze’s and Emmanuel Levinas’s theorizations of the face in this section; respectively, they delineate the two fields of theory from which my analysis benefits: film and ethics. I employ Deleuze’s framing of the face in cinematic terms as a “reflecting surface” where “micro-movements” create intensive affective series that tend toward the open-ended processes of virtual and material actualization. I employ Levinas to frame the face as an ethical encounter with the affective and signifying dimensions of another’s face. See Deleuze 87-101 and Levinas 194-219.

    11. Levinas writes, “The very distinction between representational content and affective content is tantamount to a recognition that enjoyment is endowed with a dynamism other than that of perception” (187). Although Levinas recognizes the pleasurable aspects of affective content, his explanation of the affective dynamic interruption of perception can equally be applied to trauma.

    12. “Nervous System” is Michael Taussig’s concept for a text’s stylistic embodiment of the relationship between content, historical event, and reader. “[The Nervous System] calls for an understanding of the representation as contiguous with that being represented and not suspended above and distant from the represented—what Adorno referred to as Hegel’s programmatic ideas—that knowing is giving oneself over to a phenomenon rather than thinking about it from above” (10).

    Works Cited

    • Agamben, Giorgio. Remnants of Auschwitz: The Witness and the Archive. Translated by Daniel Heller-Roazen, Zone Books, 1999.
    • Alter, Robert. “Charles Reznikoff: Between Present and Past.” Defenses of the Imagination: Jewish Writers and Modern Historical Crisis. Jewish Publication Society of America, 1977, pp. 119-135.
    • Auster, Paul. “The Decisive Moment.” Charles Reznikoff: Man and Poet. National Poetry Foundation, U of Maine at Orono, 1984, pp. 151–165.
    • Berlant, Lauren. “Intuitionists: History and the Affective Event.” American Literary History, vol. 20, no. 4, Winter 2008, pp. 845-860. EBSCOhost, doi:10.1093/alh/ajn039. Brennan, Theresa. The Transmission of Affect. Cornell UP, 2004.
    • Davidson, Michael. Ghostlier Demarcations: modern poetry and the material world. U of California P, 1997.
    • Deleuze, Gilles. Cinema 1: The Movement-Image. Translated by Hugh Tomlinson and Barbara Habberjam, U of Minnesota P, 2006.
    • Franciosi, Robert. “Detailing the Facts: Charles Reznikoff’s Response to the Holocaust.” Contemporary Literature, vol. 29, no. 2, 1988, pp. 241–264. EBSCOhost, doi:10.2307/1208439. Gubar, Susan. Poetry After Auschwitz: Remembering What One Never Knew. Indiana UP, 2003.
    • LaCapra, Dominick. Writing History, Writing Trauma. John Hopkins UP, 2001.
    • Lehman, David. “Holocaust.” Poetry. vol. 128, no. 1, 1976, pp. 37-45, JSTOR, www.poetryfoundation.org/poetrymagazine/browse?volume=128&issue=1&page=49. Levinas, Emmanuel. Totality and Infinity: An Essay on Exteriority. Translated by Alphonso Lingis, Duquesne UP, 1969.
    • Massumi, Brian. Parables for the Virtual: Movement, Affect, Sensation. Duke UP, 2002.
    • Nancy, Jean-Luc. A Finite Thinking. Edited by Simon Sparks, Stanford UP, 2003.
    • —, and Virginie Lalucq. The Overflowing of the Poem. Translated by Sylvain Gallais and Cynthia Hogue, Omnidawn Publishing, 2004, pp. 100-189.
    • Reznikoff, Charles. Holocaust. Black Sparrow, 2007.
    • Syrkin, Marie. The State of the Jews. New Republic Books, 1980.
    • Taussig, Michael. The Nervous System. Routledge, 1992.
    • Williams, Raymond. Marxism and Literature. Oxford UP, 1978.
  • X-Ray (1981), the Final Woman, and the Medical Slasher Film

    Murray Leeder (bio)
    University of Calgary

    Abstract

    This essay discusses the declining academic and continued popular currency of Carol J. Clover’s concept of the Final Girl, and examines the term through X-Ray or Hospital Massacre (1981), a film of the first slasher cycle with a more mature protagonist than most. It extends Clover’s ideas by showing how X-Ray is heavily concerned with medical issues, in particular the Foucauldian “medical gaze.” The titular X-ray becomes a structural model for the invasive, destructive gazes deployed throughout the film, both by its villain and by the medical environment itself.

    Carol J. Clover’s phrase “the Final Girl” has penetrated public consciousness in a way few academic terms have. Introduced in her 1987 article “Her Body, Himself,” it was popularized by her 1992 book Men, Women and Chain Saws: Gender in the Modern Horror Film. In recent years, there have been films called both Final Girl (2015) and The Final Girls (2015). The page for Final Girl on the popular culture website TvTropes.com has hundreds of entries and only a smattering of acknowledgements of Clover. The concept itself is simple: a slasher film supplies many “girls,” most of whom are killed off by the slasher until only one remains:

    She is the one who encounters the mutilated bodies of her friends and perceives the full extent of the preceding horror and of her own peril; who is chased, cornered, wounded; who we see scream, stagger, fall, rise, and scream again. She is abject terror personified. (Clover, Men 35)

    And yet she is also generally the one who battles the killer, alone or with help: “Finally, although she is always smaller and weaker than the killer, she grapples with him energetically and convincingly” (40). Arguing that she is boyish–often with an androgynous name, like Laurie (Jamie Lee Curtis) in Halloween (1978)–and phallicized, Clover resists reading the Final Girl as legitimately female, but rather sees her as a figure of transvestitism, a boy in drag: “to the extent that she means ‘girl’ at all, it is only for purposes of signifying male lack . . . To applaud the Final Girl as a feminist development . . . is, in light of her figurative meaning, a particularly grotesque expression of wishful thinking” (53). Although Clover’s concept has come to roost in popular culture, it has been roundly critiqued in academia. Barbara Creed argues that the Final Girl should not be understood as the phallicized “false boy,” but as an incarnation of the femme castratrice (158). Other scholars have tried to recuperate the Final Girl as a potential figure of female or feminine agency and resistance, against Clover’s objections (e.g. Pinedo 1997, Short 2006). Perhaps the most trenchant critiques–for example, by Richard Nowell and Janet Staiger—suggest that the concept is simply not accurate, that Clover’s corpus of films is too small and her interpretation of the character type too selective. In slasher films, Staiger writes,

    [w]omen are usually the victims and the heroines, but they are not always ‘Final Girls’ in the strong sense Clover implies. They may be quite feminine. Boyfriends, fathers or father figures, even other women and children, often support and aid them. They learn from those people so that they do take control of their battle with the killer. And they are rewarded not just with survival but also with romance. (222)

    Similarly, Jeremy Maron notes the presence of male characters in the structural position of the Final Girl, and suggests that “Final Subject” is more apt.

    The decline of the Final Girl as the dominant explanatory framework for the slasher film is a positive development, allowing us to explore the genre’s diversity more fully. But do we still need the Final Girl paradigm, or should we consign it to popular culture? I argue that critics should not discount Clover’s ideas altogether, but rather explore their possible extension through connections with other discourses. Here, I examine an obscure slasher film that both fits within and extends Clover’s model of the Final Girl. Directed by Israeli director Boaz Davidson and distributed by exploitation specialists Cannon Films, it was released both as X-Ray and Hospital Massacre in 1981, in the thick of the first slasher cycle triggered by Halloween.1 Never discussed by Clover or other early thinkers on the slasher film like Vera Dika and Robin Wood, X-Ray is almost absent from the now-voluminous scholarship on the slasher film. Certainly, many of the character dynamics of Clover’s model are at play in X-Ray, especially in the relationship between the “assaultive” and “reactive” gazes. Yet its setting in a thinly-populated urban hospital—in contrast to the rural and suburban settings of most slasher films, but constructing a similar dynamic of isolation—permits those gazes to operate within the paradigm of a Foucauldian “medical gaze.” In so doing, X-Ray invokes a range of anxieties about masculine medicine, its spaces, and its practitioners.

    Medical Gaze, Medical Horror

    Wood distinguishes between two related cycles in the 1970s and 1980s that he calls the “teenie-kill pic”—largely coterminous with the later constellation of the slasher film—and the “violence against women movie,” a higher-rent and glossier (though often more misogynistic) variant associated with filmmakers like Brian de Palma (194). X-Ray is a hybrid of the two: it borrows structurally from the slasher film, but involves older characters;2 has the stock sexually frustrated villain, but no emphasis on virginity or promiscuity; and sexualizes its protagonist Susan (Barbi Benton) significantly more than most slasher films sexualize their protagonists, making her the only woman to appear naked in the film. X-Ray also fits within a longer history of horror in medical contexts. Its villain echoes the deranged surgeons of Golden Age films like Mad Love (1935) and The Raven (1935), both motivated by twisted, impossible love for a virtuous woman. Later films also play up the fear inherent in medical settings, as in Les yeux sans visage/Eyes Without a Face (1960) and Horror Hospital (1973). The key director associated with medical horror is David Cronenberg (especially for films like Rabid (1977) and Dead Ringers (1988)),3 yet the slasher film had its dalliances with medical settings too. In his book on the slasher film, Adam Rockoff dismisses X-Ray and Visiting Hours (1982) as “inferior films which effectively killed off the minor trend of hospital slashers” (129) alongside the better-known Halloween II (1981). X-Ray‘s most significant predecessor might actually be Coma (1978), Michael Crichton’s more mainstream Hollywood medical thriller and certainly one of Wood’s “violence against women” pictures. X-Ray echoes Coma in its chases through sparsely-populated medical facilities and in its third act, in which the female protagonist (in both films named Susan (Geneviève Bujold in Coma)) is strapped to a medical table for an unnecessary procedure meant to kill her.4 Though the lofty considerations of medical ethics in Coma are nowhere to be found in X-Ray, Davidson’s film contains many of the same anxieties about the hospital space, masculine medicine, and (especially female) bodies that are on display in a less intellectual fashion.5 The formal differences between Coma and X-Ray are instructive, especially in terms of their medical settings. Coma‘s mise-en-scène favours brightly-lit, self-consciously bland modernist spaces with brutalist influences; the dark conspiracy at the centre of the film ironically goes on in spaces of apparent transparency. By contrast, the hospital in X-Ray is a gloomy place full of narrow corridors, vacant floors, implausibly low-key lighting, cluttered, dangerous areas, and grotesque patients. It epitomizes what Clover calls the “Terrible Place” (30), redolent of Victorian medicine crossed with torture and sadism (echoes of Jack the Ripper and Dr. Jekyll and Mr. Hyde). Thomas M. Sipos observes that the film (as Hospital Massacre) “draws much of its terror from a mise-en-scène that magnifies all our paranoid fears about doctors and hospitals” (45); furthermore, a careful deployment of a horrific variation on the medical gaze is a major part of its queasy effectiveness. Not only does X-Ray take place almost entirely in a hospital, but its villain is a medical professional: the seemingly helpful intern “Harry” (Charles Lucia), who disguises his identity behind a medical mask and manipulates medical imaging to his vile purposes.

    The film also develops its paranoia through a recurring emphasis on the medical gaze. In using this term, I am of course evoking a concept introduced by Michel Foucault in The Birth of the Clinic (1963). What has been variously rendered as the “medical,” “clinical” and “observation gaze” is a feature of Foucault’s modern episteme as it emerges around the beginning of the 19th century; “[f]acilitated by the medical technologies that frame and focus the physicians’ optical grasp of the patient, the medical gaze abstracts the suffering person from her sociological context and reframes her as a ‘case’ or a ‘condition’” (Hsu and Lincoln 23). The gendering here is no mistake; in reducing the patient to a passive position or even rendering her corpselike, the medical gaze makes its subject essentially feminine. Graeme Harper notes that “in Anglophone film circles, we must be wary of interpreting Foucault’s translated discussion of the clinical ‘gaze’ too literally as a primary version of the filmic gaze. The French word Foucault uses is ‘regard’ which can mean a gaze or a look or an expression or a glance” (99-100). This caveat actually suits my argument here, because the “medical gaze” on display is not limited to an individual character—indeed, almost every medical practitioner in the film falls far short of the standards of objectivity, although empowered by those standards—but is rather attached to the clinical environment itself. The ur-slasher Halloween transforms the town of Haddonfield into a haunted environment in which Michael Myers’s gaze is implicitly unpinned from his physical body and becomes omnipresent.6 X-Ray does something similar with less supernatural coding; it detaches the gaze of the killer from Harry and attaches it instead to the hospital itself, creating a space replete with many “gazes.” Almost all of these gazes are pointed at Susan, and like the X-ray itself, they ultimately aim to penetrate her body.

    In the X-Ray

    In this paper, I use the title X-Ray over the more descriptive Hospital Massacre, partly because the 2014 Blu-Ray/DVD release from Shout! Factory uses X-Ray, and partly because it is the more poetic and evocative, and in a strange way, more appropriate title. True to its name, the film’s opening titles unfold over a succession of X-ray images, blue and luminous as if displayed on a light box. The first is a skull, its empty eye sockets staring directly “towards” the camera. Already the spectatorial theme formulaic to the slasher film is emphasized. The next image shows a pelvis; as with the eyes, genitals are suggested by their absence, introducing a sexual theme (although the sex of the body is not clear from the image—shades of Clover’s discussion of gender ambiguities in the slasher film).7 Following this image, a skull appears again, this time in profile and facing right. The fourth image shows vertebrae, with something denser than bone alongside them: a stethoscope, alluding to the film’s medical setting (perhaps this is an image of the film’s villain). Next, a skull in profile again, this time facing left. Then a rib cage, another view of the pelvis, and lastly the skull again, over Boaz’s director credit.

    Accompanied by a nervous synthesizer-heavy score, the title sequence establishes the medical gaze as a key theme and taps into the cultural history of medical imaging in general and of X-rays in particular. The X-ray was unexpectedly discovered by German physicist Wilhelm Conrad Röntgen in 1895; relatively easy to replicate and largely circulating through the popular press rather than scientific channels, it triggered an “X-Ray Craze” that threatened to overshadow the debut of cinema that same year (Crangle 1998). X-rays were mindboggling, unthinkable, and arrived in a fin de siècle climate hungry for novelty. The “living” skeleton was previously a contradiction in terms and served mainly as an artistic representation of death, but with Röntgen’s discovery, it was suddenly observable. The tensions raised by the technology were articulated by Thomas Mann in The Magic Mountain (1924), when Hans Castorp’s glimpse of his own X-ray triggers a profound reckoning with his mortality and corporeality:

    Hans Castorp saw exactly what he should have expected to see, but which no man was ever intended to see and which he himself had never presumed he would be able to see: he saw his own grave. Under that light, he saw the process of corruption anticipated, saw the flesh in which he moved decomposed, expunged, dissolved into airy nothingness.(215-6)

    Yet the X-ray did not so much show the skeleton as turn bodies inside out, reducing “solid” flesh to a ghostly but still perceivable half-presence. As Catherine Waldby writes:

    The surface of the body, its demarcation from the world, is dissolved and lost in the image, leaving only the faintest trace, while the relation between depth and surface is reversed. Skeletal structures, conventionally thought of as located at the most recessive depth of the body, appear in co-registration with the body’s surface. (91)

    Of course, the “deathly” qualities of the X-ray would take on a different inflection once it became clear that the rays were dangerous, capable of inscribing themselves on living bodies and causing nausea, hair loss, and burned or peeling skin. Most experimenters ultimately displayed these symptoms to some degree, and the numerous victims of the X-ray entered the annals of medical history as martyrs who suffered and even died to advance scientific research (Herzig 85-100). The only female “X-Ray martyr,” Elizabeth Fleischmann-Ascheim, was exalted as “America’s Joan of Arc” after her death, sanctified much as Marie Curie would be as a fellow experimenter and victim of radiology (98).

    As unsexy as skeletons might appear, the X-ray developed a powerful erotic potential in its apparent ability to dissolve all those layers of Victorian clothing.8 An 1896 letter to the Pall Mall Gazette complained of the “revolting indecency” of the ability to “see other people’s bones with the naked eye” (qtd. in Goodman 1043), and other texts expressed anxiety about “the X-Ray’s perceived capacity to dissolve sexual identity by figuratively decomposing the organs and flesh” (Cartwright 119), rather the same way that the opening images of X-Ray are at once sexualized and de-sexed. The deathly/erotic dynamic of the X-ray is also on display in The Magic Mountain, where Castorp makes a fetish of an X-ray image of Clavdia Chauchat. Simultaneously, the X-ray is associated with destruction, invasion and penetration. Akira Mizuta Lippit writes: “To see and to burn. The two functions and effects are fused in the X-Ray, which makes the body visible by burning it. The extravisibility of the X-Ray is an effect of its inflammatory force . . . It sees by burning and destroying” (50). In X-Ray, the villain embodies the looking/destroying duality of the X-ray: a spectatorial agent of the gaze in familiar slasher villain form, with a penetrating medicalized force that destroys as he gazes. If the tensions concerning X-rays seem to have been soothed by the 1980s, X-Ray makes the interesting decision to evoke them from its opening moments. A literal X-ray plays a brief if crucial role early in the plot, serving to mislead and manipulate, and makes a third act cameo long enough to be splattered with blood. The film exploits many of the issues that the X-ray and the broader culture of medical imaging have raised historically: professionalism, eroticism, privacy, interiority and exteriority, and death.

    What Becomes of the Broken-Hearted?

    In her study of the “stalker film,” Vera Dika notes a conventional two-part structure derived from Halloween. Its initial setup occurs in a section marked as the past:

    1. 1. The young community is guilty of a wrongful action.
    2. 2. The killer sees an injury, fault or death.
    3. 3. The killer experiences a loss.
    4. 4. The killer kills the guilty members of the young community.

    X-Ray replicates this structure. It opens with a short sequence that establishes who the killer is and why he targets the “Final Girl.” A title card identifies “SUSAN’S HOUSE, 1961,” and the setting’s “pastness” is signaled formally by a slight, gauzy overexposure. The sequence is full of hearts–conventional Valentine’s Day hearts have been cut out and placed all over the young Susan’s (Elizabeth Hoy) house–and it soon introduces a gaze. The boy Harold (Billy Jayne) is looking in the window at the object of his precocious obsession, accompanied by a point-of-view (POV) shot zooming in to her face. Harold leaves a bright red envelope on her doorstep, matching the color of his coat and a pattern on his shoes.9 He knocks thrice and flees, and then watches as Susan and her friend David (Michael Romero) open the envelope. Inside is a red heart-shaped note. The words “BE MY VALENTINE” are written crudely on the outside, and on the inside it says, “TO SUSAN FROM HAROLD” and, barely visible, “I [HEART SYMBOL] YOU.” Susan and David laugh at the discovery that the card is from Harold, crumple it, and toss it on the floor. When she goes to the kitchen to slice a birthday cake with an overdramatically huge knife,10 she returns to find that David has been murdered with surprising speed and quietness, hanged from a hat rack; she turns to see Harold grin maniacally from the window and then run away. The camera lingers on the literal “broken heart” on the floor.

    X-Ray joins Halloween, New Year’s Evil (1980), You Better Watch Out (1980), Prom Night (1980), My Bloody Valentine (1981), Graduation Day (1981) and more in taking place on a holiday, or more precisely on two different Valentine’s Days. Be My Valentine . . . Or Else is given as an alternative title for the film (a pre-release title, according to the Internet Movie Database; perhaps it was discarded because the film was not released in February).11 Valentine’s Day plays an almost literal background role in X-Ray through the mise-en-scène of the hospital festooned with banners and hearts. Curiously, Susan never mentions the murder she witnessed on a Valentine’s Day two decades before (are we supposed to conclude that she has repressed the memory?),12 but the heart symbol ties in with the killer’s motivation: to claim Susan’s heart. In keeping with the emotional stunting of slasher film villains, Harry fails to discriminate between poetic metaphor and corporeal reality. Martin Kemp writes that, despite a tendency to insist that the heart symbol bears little resemblance to a real heart, in fact, “[t]his lack of resemblance is considerably overplayed” (85).13 The symbol does derive from the shape of a literal heart, with its two atria in place and much else excluded. The heart symbol migrated from anatomy to become an easily commoditized symbol of romantic love; Harry has reversed that trajectory.

    As X-Ray continues past the opening sequence, another title card reads “19 YEARS LATER” over the base of a skyscraper; as in so many slasher films, the tree-lined suburban streets of Halloween vanish after the opening. Here we are introduced to the adult Susan Jeremy (Barbi Benton), and find that she is unlike the virginal cliché of the Final Girl. She is a divorced woman who has a daughter, a bitter relationship with her ex-husband, and a current boyfriend. Her dark red business attire and the thick binder she carries associate her with success and professionalism.14 This Final Girl is distinctly a Final Woman. Indeed, all the victims in the film are adults, except the pre-pubescent boy of the opening sequence. But while other women are killed in X-Ray (doctors and nurses), none are Halloween-style “friends” of hers, and with some she never comes into contact at all; Susan is afforded a “specialness” they lack. In part, that specialness is carried over from off-screen. Benton was best known as a Playboy model, having been on the cover of the magazine three times by then (and again in 1985), as well as being Hugh Hefner’s girlfriend for a period in the 1960s and 1970s. The most obvious precedent for casting her as the lead in a horror film is Marilyn Chambers in David Cronenberg’s Rabid. Though Chambers was a hardcore pornographic film actress and Benton a nude and semi-nude model, both carry their extra-cinematic star personas through to the comparative “mainstream” horror film.15 Chambers’s and Benton’s characters are replete with the “to-be-looked-at-ness” that Laura Mulvey famously ascribed to women on screen (809), in each case deployed within a medical arena. Like most Final Girls/Women, Susan is not only the subject of the look of the killer (and other males), but increasingly possesses an investigative gaze of her own.

    The Eye of (Medical) Horror

    Clover suggests that horror is, “intentionally or unintentionally, the most self-reflexive of cinematic genres” due to its compulsive thematization of looking (Men 168). She discriminates between the masculine “assaultive gaze,” often represented by POV camerawork, and the feminine “reactive gaze,” linked to femininity and vulnerability. However, she argues that “over and over, horror presents us with scenarios in which assaultive gazing is not just thwarted and punished, but actually reversed in such a way that those who thought to penetrate end up themselves penetrated” (Men 194). X-Ray certainly does not match the complexity Clover finds in Michael Powell’s Peeping Tom (1960)–itself interested in the long-term consequences of the medical gaze of the protagonist’s psychiatrist father–but it does something interesting in its own right by affiliating the typical voyeuristic-sadistic killer’s gaze of the slasher film with the “medical gaze.”

    From the moment Susan arrives at the hospital, where she needs to pick up test results required for a new promotion, she is being watched. As a quick tilt and zoom reveals, an unseen man in surgical garb observes her from a hospital window when she enters the building for her tests; later we see his POV in a darkened room, caressing a framed portrait of Susan as a child with an elastic-gloved hand. When Susan checks in, a creepy janitor leers at her undisguisedly, drumming his fingers on a desk. Soon we realize that the killer has causal control over the environment of the hospital, trapping Susan in an elevator and luring Dr. Jacobs (Gay Austin) to a deserted floor of the hospital with the intercom. Jacobs is spooked by a skeleton, a medical specimen seemingly “staring” at her, and by a medical dummy stretched out on a table like a corpse, but she overlooks the real danger; she is jumped from behind and knifed to death, plumes of blood squirting onto the killer’s surgical garb. With her dies the hope of a “feminized” medical establishment.16 Susan loses the regular physician with whom she feels comfortable and is thrust into the “care” of a range of sinister male doctors, especially the decidedly unprofessional Dr. Saxon (John Warner Williams), whose diffident manner leads us to suspect he may be the killer. Before meeting Susan, Saxon is introduced taking off a medical mask and stashing it in a drawer in which medical instruments are casually stored–but he is not actually the murderer. Though he is a red herring in narrative terms (and is himself murdered), he is central to the film’s deployment of the medical gaze, which feels leering and prurient under the barest pretense of medical objectivity.

    The purpose of Dr. Jacobs’s murder, we later learn, is to tamper with Susan’s files so that she is required to stay longer than necessary in the hospital. Several other murders, including that of Saxon, occur when characters come close to uncovering Susan’s actual (healthy) medical status and thus allow the pathologizing of her body to persist. Later, when Saxon examines her X-ray, he finds a huge mass of what looks like snakes or worms in her abdomen. One by one, male physicians look at this (putative) image of Susan’s body and react with contained horror (including Harry, who logically must be playing along). Her apparent condition is not disclosed to her right away; they contrive to detain her for further tests, and—rather like the female protagonists of Dark Victory (1939), The Bells of St. Mary’s (1945) and The Nun’s Story (1959)—she is “benevolently” misled about her apparent malady by the masculine medical establishment.17 More specifically, she is denied a certain variety of reactive gaze–the ability to look on images of her own body and make decisions accordingly. This exchange follows:

    Susan:
    But this whole check-up is just a . . .
     
    Saxon:
    A what? 
    
    Susan:
    A simple formality. I've been promoted and I just need some sort of medical certificate for my new insurance. 
    
    Saxon:
    No check-up is ever just a simple formality, Miss Jeremy.

    Next we are shown most of the film’s themes in miniature. Saxon insists on an examination, instructing her to “get undressed” and adding only a half-hearted “please” to his order. Up to this point in the film, Susan, having come to the hospital directly from work, has worn business attire (it only reappears in the very last scene, signaling the return of her independence from the masculine medical gaze). Her low-key battle of wills with Saxon ends with her reluctantly giving into the authority of male medicine, her own agency compromised. Susan undresses behind a scrim; backlit, her silhouette reveals the contours of her body, and in pure Mulveyan fashion, Saxon stands and watches, the audience sharing his gaze.

    Fig. 1.
    Dr. Saxon (John Warner Williams) observing Susan Jeremy (Barbi Benton) undress. Still from X-Ray © Shout! Factory, 1981.

    This striptease–and so it appears, a performance for an audience rather than simply a character undressing–is reminiscent of a peepshow, or even of the “keyhole films” of early cinema like Esmé Collings’s A Victorian Lady in Her Boudoir (1896) and Georges Méliès’s Après le bal/After the Ball (1897), in which a woman undresses before the implied gaze of a male spectator whose perspective is shared by the viewer (Nead esp. 186-94). The sequence feels like a pornographic scenario thinly repurposed for a horror film.18

    Yet the film then begins to establish the significance of a counter-gaze: Susan’s own. Dr. Beam (Den Surles) casually intrudes. He and Saxon first discuss the disappearance of Dr. Jacobs and Saxon says that he wants to explain “this,” at which point he shows Beam the suspect X-ray of Susan. At this point we switch to Susan’s perspective, gazing out from behind the scrim, giving us her POV shot, a narrow view of the two men. The doctors’ voices become inaudible from her perspective and the object of the male gaze suddenly becomes an investigative gazer herself, even as the men scrutinize what is purportedly an image of her body. This scene is echoed later when she observes the killer from behind a similar scrim. It is the Final Girl’s formulaic act of “reversing the gaze” (Clover, Men 241), here literally looking past the medical establishment. As Beam leaves, Saxon summons Susan over to the table. He removes her gown (literally unveiling her), exposing her breasts, and reaches behind her to adjust her hair, gestures that feel intrusively sensual rather than professional and clinical–as if he is reorienting her for his personal gaze rather than for any medical reason. Donning his stethoscope (and recalling the opening sequence), Saxon listens to her heart and takes her blood pressure (heartbeats on the soundtrack add tension and increase our affiliation with Saxon’s perspective); the shot starts behind Susan and tracks around in a semicircle to reveal her breasts. “Lie down on the bed,” Saxon says, once again adding a perfunctory “please.” The examination couples the visual gaze and auditory examinations facilitated by medical technology to a tactile exploration of Susan’s body. Roy Porter explains that physical examinations emerged in the 18th and especially the 19th century and, despite having a relatively limited utility, “the sick have so far come to expect being physically examined . . . that they regard the doctor whom omits ‘hands-on’ examination as negligent” (179). Despite her obvious discomfort, Susan reflexively permits the unannounced touching of her body by Saxon as a necessary feature of the medical environment. He runs his hands up her leg before probing her abdomen. The camera follows up the length of her legs and places her breasts fully in frame as he moves his stethoscope about, repeating “in, out” in an unmistakably sexualized fashion.

    We then see a face at the window, peeking through a gap in the curtains. It is another red herring character, a drunken mental patient named Hal (Lanny Duncan) whom Susan encountered earlier; the film alternates between his leering face and his POV gazing at Susan, framed by the askew curtain and the edge of the door to emphasize the theme of voyeurism.

    Fig. 2.
    A voyeuristic shot of the examination from Hal’s point of view. Still from X-Ray © Shout! Factory, 1981.

    But Hal’s voyeurism is itself public; a nurse says, “I see you” and asks what he’s doing. He says, “Nothing . . . sight-seeing.” She orders him back to his ward, but he barely makes it a few steps before he paws at another female patient and then resumes peeping at Susan. Hal is still presumably watching the remainder of the examination unfold, though we get no further shots of him to confirm as much–his gaze diffuses into the medical environment itself.19

    An extreme close-up of Saxon’s stethoscope applied to Susan’s stomach returns us to the examination. Dr. Saxon places his hands around her neck, presumably to check nodes but framed as if to strangle her; the camera holds on her frightened expression. The next cut is elliptical, moving to a POV shot from Susan’s perspective of Saxon’s eye that rack-focuses to an ophthalmoscope he switches on, beaming a bright light into the camera; we cut to her eye dilating as the light is trained on it. A blood sample follows; he slowly ties an elastic around her arm and just as slowly reaches for the syringe. As he uncaps the needle, it is framed against her eye, the focus racking between her face and the needle in his hand–another striking visual of Susan’s double status, as subject and object of the medical gaze. Saxon swabs her arm and the film edits between her flinching, his obsessive expression, and the needle’s insertion. Susan momentarily loses her composure and flinches (a classic example of the reactive gaze). The needle fills with blood and the final shot of the sequence shows in extreme close-up Saxon extracting the needle, which results in a small, orgasmic spray of blood–foreshadowing the penetration and extraction that Harry intends for Susan. The interplay of Saxon’s assaultive gaze and Susan’s reactive one in this overwrought medical examination is so paramount that it approaches self-parody. The scene could be described as a piece of empty titillation with next to no narrative justification (why does she have to be topless throughout, exactly?), and yet it also taps into a set of powerful images of male science dominating a female body. Although Saxon is putatively checking her body for evidence to support the conditions indicated by the X-ray, his professional aim is thoroughly obscured by the film’s presentation of the examination, which stands firmly at the juncture of horror and pornography. Meanwhile, Susan’s counter-gaze begins (however tentatively) to scrutinize the medical gaze deployed against her. The themes in this sequence become literal at the film’s climax.

    Nature Unveiling Before the Slasher

    In her book Sexual Visions: Images of Gender in Science and Medicine between the Eighteenth and Twentieth Centuries, Ludmilla Jordanova examines the theme of “unveiling” a female body through Louis-Ernest Barrais’s 1899 statue of “Nature Unveiling Herself Before Science.” The statue depicts a young woman veiled except for her breasts, which she is in the process of uncovering. Jordanova writes that the statue “mobilizes . . . a number of devices commonly used over many centuries: personification, veiling, the use of breasts to denote femininity, the gendering of both science and nature” (87). The affiliation of science with masculinity and nature with femininity obviously resonates with the examination scene, where Saxon is “probing” Susan’s body for non-existent secrets and imperfections hidden within her idealized body. Jordanova notes that medicine has historically evoked masculine sadism towards women, but also that “an idealization of women is as prominent a theme as violence–possibly these two constitute two sides of the same coin” (62). X-Ray idealizes Susan’s body as an image of feminine perfection that Harry’s machinations have transformed into an object of scrutiny. From the examination scene on, Susan wears a thin, translucent hospital gown that suggests “veiling” in its skimpiness and draws attention to Susan’s body (and to Benton’s) even as it conceals it. The recurring use of scrims, which simultaneously conceal and reveal bodies, functions similarly.

    Themes of the gaze and female bodily idealization versus degradation also inform X-Ray‘s strangest subplot, that of the three old women with whom Susan shares a hospital room. They echo mythical and literary witch trios (the Graeae in the myth of Medusa, the “weird sisters” of Macbeth, etc.) and are associated with Christian imagery (rosaries and icons of saints). They stare at, taunt, and judge Susan. After overhearing Saxon finally tell Susan (without specifics) that she may have a serious illness, they have this exchange: “They say she’s terribly sick.” “But she’s so young and lovely.” “Young and lovely on the outside, maybe, but old and rotten on the inside. Putrid, foul . . . All her bones are decaying and her organs are all rancid and her blood is malignant as slime.”20 The puzzling trio plays a minor role in the conclusion, accidentally distracting the killer long enough for Susan to escape, but their principal function is thematic. Philip Brophy suggests that “the contemporary horror film tends to play not so much on a fear of death but of one’s own body, of how one controls and relates to it” (8). The women’s dialogue externalizes Susan’s (ultimately unfounded) fear of a loss of bodily control, and, like Dr. Saxon’s nurses, they function as patriarchal women who perpetuate the system that constrains them. Their barbs articulate a key, perverse theme of internal and external natures in X-Ray that ultimately applies to Harry, both in his self-preservation (the façade of a trustworthy medical professional concealing the psychopathic murderer) and in his goal (the extraction of Susan’s heart).

    Several of the film’s themes come together in the climactic image of Susan lying on a medical table while the killer pants behind his identity-concealing facemask. The atmosphere is inexplicably smoky, functioning formally to echo the overlit glare of the opening sequence. The killer fondles dissection equipment and holds a serrated tool aloft. Susan pulls off his mask, revealing Harry: “It’s not Harry, it’s Harold,” he says, “It’s Harold,” cuing a black and white montage that ends with the broken Valentine’s heart from the opening scene. “What do you want?” Susan asks, and Harry answers, “What I’ve always wanted.” The film cuts to her face and hair being fondled by his latex-gloved hand before he adds, “Your heart.”

    Fig. 3.
    Harry (Charles Lucia) plans his dissection of Susan. Still from X-Ray © Shout! Factory, 1981.

    The image of Harry looming over Susan while clutching the tools of dissection echoes a body of 19th and 20th-century artwork that Jordanova discusses, in which one or more figures of medical science stand over the body of a beautiful young woman preparing for an autopsy. Jordanova draws attention to the paintings of anatomist-artist John Wilkes Brodnax (1864-1926), preoccupied with such scenes of erotic dissection, sometimes depicted as dreams and including skulls and other symbols of death.21 A poem written by Brodnax—published posthumously in a college yearbook and entitled, curiously enough, The X-Ray—reads:

    This comely maiden, once buoyant in life 
                By the dread hand of disease expires,
    Is now subject to the dissector's knife,
                 To carve and mutilate as he desires. 
                                                                                           (qtd. in Jordanova 104)

    Jordanova understands Brodnax “not as reveling in or celebrating male medical power over the female corpse, but as attempting to come to terms with what appears obvious to him: the relationship between anatomist and anatomized is quintessentially gendered” (104). In X-Ray, Harry is a version of the slasher villain (“permanently locked in childhood” (Clover, Men 28)) crossed with Brodnax’s obsessed anatomist. In formulaic slasher film fashion, not only is he a penetrator but is also himself penetrated. Susan snatches up a knife and stabs him before escaping. In the subsequent chase through the hospital’s vacant corridors, she douses him with a convenient “flammable liquid” sitting lidless on a shelf and flees onto the roof. She beats Harry with a metal pipe; again formulaically, he does not die, but grapples with her one last time. In unmistakably sexual imagery, he climbs on top of her (her legs visibly splayed), wielding the knife he has extracted from his own body, and they struggle before she uses a lighter to set him on fire. The film’s last indignity to the human body is one of overt conflagration rather than the subtler “burning” implied by the X-ray, now turned back onto the medical “gazer.” The blazing slasher makes one last run at Susan before falling off the roof and collapsing spectacularly to the ground.

    Leaving the Hospital (Massacre)

    X-Ray‘s climax is standard slasher fare, and its medical setting becomes all but irrelevant once the chase moves to the roof. Its denouement is oddly sudden: a few seconds of Susan collecting her wits on the hospital roof, and then a cut to a daytime scene of her leaving the hospital, wearing the same dark red business attire she wore on the way in and being greeted jubilantly by her daughter. A freeze frame of their embrace while the ex-husband stands nearby remains on screen as the credits roll. The film is putatively without what Vera Dika calls the “but the heroine is not free” ending that she finds structurally vital to the “stalker” film (60); instead, it insists unconvincingly on the restoration of normalcy and on Susan’s resumption of the role of mother and perhaps of wife in the potential reconciliation with the ex-husband. Her victory anticipates a more “triumphant” strand of the Final Girl, emblematized by Stretch (Caroline Williams) in The Texas Chainsaw Massacre 2 (1986): Final Girls who do not simply survive, but win. At the same time, however, the normalizing tendencies of X-Ray‘s ending are opposed by the tensions it articulates about the medical gaze, which outlast Harry, the “hospital massacre,” and the film. One can read into its truncated conclusion a certain restless unwillingness to deal finally with its own implications. On some level, it is difficult to dispute Rockoff’s assessment that X-Ray is a minor, “inferior” slasher film, in part because of the film’s unintentionally comedic tone. Many sequences—for example, when blood appears to drip onto Susan’s shoe, but is revealed to be ketchup from Hal’s hamburger—seem more appropriate for a parody like Student Bodies (1981) or Scary Movie (2000). In the interview accompanying the Blu-Ray release of X-Ray, Davidson says that he tried to direct the film straight, but got compliments that suggest it was received as a comedy.22 The film’s tonal ambiguity lends it a sickly quality that goes well beyond the killer’s individual pathology, and is attached instead to the entire medical establishment. X-Ray may not be some lost subversive masterpiece, but from its messiness comes a peculiar fascination that remains unblunted by the normalizing, formulaic ending.

    As I have noted, the apotheosis of the Final Girl in popular culture has been in almost direct opposition to its declining academic credibility. X-Ray is an example of a film in the first slasher cycle, but one that doesn’t fit Clover’s model neatly; the slasher film, even in its definitive stage, is a more diverse form than Clover and others have articulated. A person so inclined could create a checklist of Final Girl characteristics that do and do not apply to X-Ray: “[s]he . . . is the only character to be developed in any psychological depth” (44), check; “her inevitable sexual reluctance” (48), no check. Conversely, one could see X-Ray and films like it as a reason to discredit the Final Girl altogether. Neither approach is ultimately productive. Rather, as I have tried to show, the path forward lies in extending Clover’s ideas and linking them to related discourses, in this case, to discourses of medical horror and to the medical gaze.

    Footnotes

    1. Richard Nowell terms Halloween a “trailblazer hit” (48), the unexpected success of which ensured a wave of imitators. He mentions X-Ray only in passing.

    2. Barbi Benton was in her early 30s when filming X-Ray, and her character Susan is clearly meant to be around the same age.

    3. One can also point to later slasher-influenced films with medical settings like Dr. Giggles (1992), Anatomie/Anatomy (2000), and Valentine (2001). The latter seems to show X-Ray‘s influence through its hospital and Valentine’s Day setting.

    4. Elizabeth Cowie has shown that Coma‘s “strong woman” protagonist is actually narratively undermined by the film’s deployment of its conspiracy/mystery structure (36-71).

    5. Coma‘s more legitimate descendants include medical thrillers like Flatliners (1990) and Extreme Measures (1996).

    6. See Leeder, Halloween, esp. pp. 44-54.

    7. See Clover, Men, esp. pp. 27-30.

    8. See Leeder, The Modern Supernatural and “Eroticism and Death.”

    9. Allan Cameron observes that, in a horror film, all uses of the color red tend to suggest blood (89). The many red objects in X-Ray‘s opening foreshadow the blood to come.

    10. Though it perhaps foreshadows her eventual stabbing of the villain, the cake-cutting is a cringe-inducing bit of misdirection that briefly suggests X-Ray might be a killer child movie; indeed, the same actress, Elizabeth Hoy, starred as a 10-year-old murderer in Bloody Birthday (1981) the same year.

    11. The West German video release was called X-Ray: Der erste Mord geschah am Valentinstag; rather prosaically, “The First Murder was on Valentine’s Day.”

    12. At one point, Susan stares at a photograph of a heart extraction on Dr. Saxon’s wall, both a bit of foreshadowing and a gruesome counterpoint to the stylized hearts casually strewn throughout the hospital.

    13. For more on the heart icon and the broader role of the heart in Western culture, see Vinken (2000) and Young (2003).

    14. While it’s possible to read Susan as being “punished” for her status as a career woman and divorced mother, the film does relatively little to support that interpretation.

    15. See Moreland (2015) for a discussion of porn-horror stardom.

    16. Dr. Jacobs contrasts strongly with the two nurses who do Dr. Saxon’s bidding throughout; while superficially feminine, they act as instruments of the masculine system. This is most dramatically apparent when they strap her to a bed, insisting that “it’s for your own good.”

    17. Later, the film takes on the Hitchcockian “no one believes the truth” structure. Susan’s increasingly distraught behavior (because she rightly believes she is being stalked) is misread as hysteria by the doctors and nurses; this development is deeply reminiscent of the way hysteria (derived from the Latin “hystera,” “womb”) has been used as a rhetorical device to subdue “rebellious” women (Showalter esp. 145-64).

    18. For the classic treatment of the propinquity of horror and pornography, see Williams (1991).

    19. The interview with director Davidson contained in the DVD release indicates a gaze of a different sort. It notes that the staff was all in attendance when Benton’s nude scene was filmed: “Everybody was there. Even the catering people came to the set.”

    20. Compare Mother Nature’s (Tracey Ullman) excoriation of plastic surgery in Amy Heckerling’s I Could Never Be Your Woman (2007): “You can jump and peel and nip and tuck but your insides are still rotting away.”

    21. For comparable research, see Bronfen (1992) and McGrath (2002).

    22. Davidson is better-known as the director of sex comedies like the Israeli Eskimo Lemon or Lemon Popsicle series (1978-1982) and The Last American Virgin (1982).

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    • Staiger, Janet. “The Slasher, the Final Girl and the Anti-Denouement.” Style and Form in the Hollywood Slasher Film, edited by Wickham Clayton, Palgrave Macmillan, 2015, pp. 213-28.
    • Vinken, Pierre. The Shape of the Heart. Elsevier, 2000.
    • Waldby, Catherine. Visible Human Project: Informatic Bodies and Posthuman Medicine. Routledge, 2000.
    • Williams, Linda. “Film Bodies: Gender, Genre and Excess.” Film Quarterly, vol. 44, no.4, Summer 1991, pp. 2-13.
    • Wood, Robin. Hollywood from Vietnam to Reagan . . . and Beyond. Columbia UP, 2003.
    • Young, Louisa. The Book of the Heart. Doubleday, 2003.
  • The Final Girl at the U.S.-Mexico Border: The Politics of Saving and Surviving in Undocumented (2010)

    Lucia Mulherin Palmer (bio)
    University of Texas at Austin

    Abstract

    In the torture porn film Undocumented (Chris Peckover, 2010), protagonist Liz is a character descended from Carol J. Clover’s Final Girl—she is forced to watch the torture and murder of her peers, while her wit and resilience help her survive. However, the body count surrounding Liz is not composed of sexually active white teenagers, but rather primarily of Mexican migrants. Using Undocumented as a case study, this piece argues for the continuing importance of Clover’s analytical framework and of the Final Girl as a trope, but insists on taking her race, class, and nationality into account.

    Three decades ago, Carol J. Clover made a crucial intervention in feminist horror scholarship when she defined the trope of the Final Girl. In the decades since the Final Girl’s first appearances in early slasher films, she has persisted in various iterations that reimagine the slasher subgenre, often self-reflexively or creatively. She continues to materialize in updates and remakes and bleeds into other horror genres and cycles such as the zombie film. In her numerous reappearances, the Final Girl has challenged and reaffirmed Clover’s foundational insights, and remains an entry point into examining sociocultural anxieties, as well as a gauge of feminism’s impact in Western society.

    A number of scholars have built on Clover’s work, noting the importance of her intervention as well as providing some important critiques and corrections, especially around Clover’s characterization of the Final Girl in terms of masculine aggression and phallic agency. Nowell argues that characterizing the Final Girl as boyish is a misinterpretation, providing evidence that the characters frequently fit more “conventionally feminine” norms (134). Other scholars are concerned about the utility of the Final Girl’s description as a masculinized proxy for a young male spectator, a structure that Sue Short worries excludes female audiences. Short argues that the character can provide a point of identification not because of her masculinization but because Final Girls are survivors capable of overcoming adversity, who thus “provide an image of self-sufficiency and resilience that sets them apart from female characters generally seen in cinema” (48). Rather than phallic, the Final Girl’s transformation is a rite of passage that makes her a responsible, self-reliant, and capable adult. Pinedo similarly intervenes with a concern for the female viewer, arguing that the Final Girl’s interpretation as a “male in drag” seriously restricts the potential for female agency (Recreational Terror 81). Her actions may be normatively coded as masculine, but they are nonetheless enacted by a young woman, a turn that troubles gender binaries in potentially progressive ways (84). However, the trope of the Final Girl remains relatively unexamined in terms of intersectional identity formations and socio-political struggles. In particular, the ways in which she is constructed in relation to race, class, and nationality are often overlooked, despite her reiteration again and again as a white middle-class US woman.

    Although little has been written critiquing Clover for overlooking intersections between gender, sexuality, and race, Kinitra Brooks problematizes the normativity of whiteness embedded in the trope of the Final Girl. The Final Girl, Brooks argues, is compelling because of her ability to subvert Western patriarchy, becoming an agential character who survives due to her capability and intelligence (464). Brooks points out that this relies on her normalized whiteness, through which she is figured as “plucky” (464). This is made clear when contrasted with the stereotype of the “strong black woman” whose survival strategies are pathologized as innately too masculine and aggressive (464). Brooks questions Clover’s reliance on a model of gender as exclusively binary, ignoring its differential manifestations as well as gender’s intersection with race (465). Following Brooks’s insights into the overly binary treatment of gender relations in horror scholarship, this paper calls for deeper engagements with intersectional identities and social constructs in horror film studies. Even self-critical horror films that actively highlight and/or subvert the genre’s sexist and racist tropes1 reiterate the Final Girl in whitewashed terms. And while the Final Girl might challenge oppressive demands for “proper” Western womanhood and femininity,2 she does little to challenge the normativity of whiteness and white femininity and to show how these constructions intersect with normative ideas of US-based “Americanness.”

    These tensions, anxieties, and intersections are made visible in writer/director Chris Peckover’s 2010 film Undocumented, a graphically violent horror film that follows a group of mostly white male documentary filmmakers as they travel with a group of undocumented immigrants clandestinely crossing from Mexico into the United States. After the group crosses over to the US side of the border, they are kidnapped by psychotic vigilantes resembling the real-life militia groups that formed part of the Minutemen Project on the Arizona border. The vigilantes take the kidnapped immigrants to an abandoned slaughterhouse where they are undressed, chained, and selected one by one to be tortured and killed. Meanwhile, the vigilantes hold the film crew captive and force the crew members to document the torture and brutalization of the Mexican immigrants with their cameras and audio equipment. Thus, the crew members are coerced into becoming passive witnesses to the vigilantes’ racist violence and are threatened with death at any sign of intervention. Soon the filmmakers themselves become the targets of this psychotic aggression, and are picked off slowly through psychological torment and excruciating physical trials.

    Importantly, the film crew includes one female member, Liz (Alona Tal), who emerges as the protagonist most capable of keeping her cool, speaking back intelligently to the captors, assessing their ever-changing captivity, and finally enabling the escape of the remaining captives. Liz is recognizable early in the film as a Final Girl, distinguished from her goofball male crew members by her level-headedness, caution, and responsibility. Like other Final Girls before her, Liz is white, middle-class, and from the United States. This is a significant aspect of her character’s identity and of the film’s narrative, as Liz is not only differentiated from her male peers in the film crew, but also from the Mexican immigrants who are silent victims. Liz’s racialized, classed, and national difference, and the ways in which these intersecting identities enable her empowerment, are further reinforced when juxtaposed with the other female characters in the film, all of whom are of Mexican descent or women of color. Liz’s whiteness must be deconstructed in order to understand how it is rendered the norm for empowered femininity and how this is enabled through her juxtaposition with abject women of color.

    A close reading of Undocumented‘s most resonant and longest torture scene, in which a Mexican woman’s body is slowly dismembered as a punishment for her husband’s inability to prove his Americanness while the witnessing crew is unable to intervene, makes visible the intersecting social hierarchies embedded in character development and the mechanics of spectatorship. What emerges is a concealing of “normal” whiteness in contrast to an abhorrent white supremacy, while white, US-centric feminism is written through Liz, the Final Girl, in ways that exclude women of color. The dismemberment of the Mexican woman demonstrates the ways in which national identity and citizenship are formed in relation to the gendered bodies of women of color, as she silently functions as a plot device to reemphasize her assimilating husband’s struggles, Liz’s empowerment, and the psychokiller’s monstrous deviancy. This essay examines the systems of meaning and sociocultural hierarchies embedded in Undocumented in relation to its expressions of certain societal fears and anxieties at this moment of increasingly potent nativism in the United States. Undocumented‘s Final Girl, her relationship to her fellow captives and victims, and her relationship to her psychokiller captors are the primary sites for this investigation. How does the figure of the Final Girl function as an empowered white female protagonist when placed on the US-Mexico border in the context of ever more visible nativist anxieties? How do the layers of identification structured around Liz, her crew, and the abject Mexican immigrant victims rely on normalized racial hierarchies? How do white masculinity and white supremacy manifest on the border, motivated less by a psycho-sexual rage than by a psycho-nativist fury? These central questions look at generic horror tactics in Undocumented to reveal crucial social dynamics that manifest in sometimes progressive and often problematic ways.

    Torture Porn and National Anxieties

    Undocumented belongs to the recent cycle of horror films commonly known as “torture porn,” a subgenre descended from the slasher that plays with tropes of explicit gore, psychokiller antagonist(s), and sexually charged violence. The slasher’s gusto for bodily pain and horrific violence paves the way for torture porn, a body of work that features abduction, captivity, and torture as its central narrative and aesthetic tactics of fright. Torture porn is identified by film franchises such as Saw (2004) and Hostel (2005), as well as low-budget films like Wolf Creek (2005) and The Devil’s Rejects (2005), all of which demonstrate the potential popularity and profitability of films vividly displaying torture and torment (Edelstein 1; Lockwood 41). In Undocumented, Peckover uses torture porn conventions to grapple with issues of border militarization, chauvinistic nationalism, and xenophobic racism.

    Undocumented has a clear lineage in the slasher subgenre, which can be seen through Liz, a character that draws on the Final Girl trope. For Clover, slasher films express the shifting sexual attitudes of their time, and the anxieties unleashed by second wave feminism’s undermining of traditional gender roles (Men, Women, and Chain Saws 62). As she maps out the slasher film’s key elements—the Final Girl, the psychokiller, the Terrible Place, the phallic weapon, and the sexually active victims—Clover also unpacks the ideological components and anxieties that are embedded in these characters, narratives, and cinematic mechanics. Undocumented inherits the slasher’s sexualized violence, especially its tendency to linger on and spectacularly display the deaths of women; its longest and most resonant scene involves the slow dismemberment of a woman’s body. However, torture porn films contain important generic deviations related to post-9/11 anxieties around the penetration of national borders (Edelstein; McMann; Pinedo). In Undocumented, these fears are played out through the cruelty and madness of the film’s psychokillers, the powerlessness of the documentary crew, and the torture of captive undocumented immigrants.

    Evidenced by the cycle’s emergence in the new millennium and its preoccupation with claustrophobic captivity and intimately rendered bodily violence, torture porn is closely connected to national fears and debates in the United States after 9/11 and in relation to revelations about the torture of prisoners at Abu Ghraib (Edelstein; Gartside; Lockwood; Pinedo). Ben McCann understands torture porn as “politically charged allegory” working “to tap into national trauma” by addressing concerns about national invasion written onto the vulnerable human body (33). The spectacularly gory imagery in torture porn films excites audiences, but it is also important that the “attacks on the physical nature of the body allegorize fractures in the national body politic” (31). Thus, in the process of privileging bodily ruination and bloody violence, “the fear of the Other, the fear of invasion, and the fear of corporeal pollution all come into sharp focus” (43). Pinedo argues that torture porn is a “symptomatic and supple genre” that “tap[s] into social anxieties,” therefore helping us deal with disturbing fears and emotions in the context of war, terrorism and concerns over national borders (“Torture Porn” 359).

    Torture porn emerged in the United States during a period marked by increasing apprehensiveness about the nation’s southern border with Mexico and a preoccupation with perceived threats from Central American immigration (Chavez). The new millennium witnessed increased visibility of nativist sentiments in the United States, nowhere more evident than in the spectacular performance of border insecurity by the nativist militia groups labelling themselves the Minutemen (Oliviero). Beginning in 2005, these volunteer-based groups patrolled the US-Mexico border in search of unsanctioned border crossers. The armed volunteers claimed to be nonviolent, but nonetheless their militarized demonstrations made visible nativist anxieties about border penetration as well as patriarchal impulses toward aggressive protectionism (Oliviero). These militia groups commanded media attention and inspired or terrified popular discourse surrounding them, desires and fears that are picked up and fleshed out in Peckover’s Undocumented.

    Undocumented: Torture Porn on the US-Mexico Border

    Released in 2010, Undocumented comes in at the tail end of the peak of the torture porn cycle, but it undeniably belongs to this subgenre due to its excessive aesthetic depictions of the pain and violence of captivity and torture. The reception and reviews of Undocumented tend to focus on its political subject matter, described by the president of IFC Films/Sundance Selects, Jonathan Sehring, as “part of the great tradition of political horror flicks that find the scariest things don’t have to be made up, because they exist within our society” (qtd. in B. Brooks). This description of Undocumented as “political horror” recirculated in numerous press releases and festival promotions for the film, accompanied by descriptions that privilege its themes of immigration and border crossing. Even as recently as 2017, director Chris Peckover continued to situate the film in the context of these national debates and aligned the film with progressive politics.3

    Undocumented links its fictionalized cruel violence with the invisible quotidian violence of migration and exploitative labor relations, featuring small characters that speak briefly about dangerous working conditions or unfair wages and tying elements of the story’s torture and captivity to real-world issues (the torture of a drug mule, the administration of a citizenship test, the execution of a smuggler, the removal and commodification of organs, etc.). By bringing the hidden violence embedded in banal practices and processes to light, rendering them in spectacular displays of pain and terror, Undocumented dramatizes material issues in ways that might unroot them from the commonplace. Following Pinedo, we can understand the film in relation to the way cinematic horror “disrupts the world of everyday life” and “explodes our assumptions about normality” (Recreational Terror 18). This upheaval can function on ideological levels, questioning the status quo by recognizing its monstrosity.

    Undocumented may help to make explicit the repressed monstrosities that underlie the policing of national borders, presenting psychokiller vigilantes that repulsively mirror a national self and overtly express the nativist racism and colonialist violence that threaten to erupt into the quiet of the everyday. The rhetoric used by the vigilantes continuously mimics real-life nativist discourse circulating in the public sphere, as well as more institutionalized terminology mobilized to justify aggressive border enforcement by the state. This mirroring begins when the immigrants and film crew are kidnapped while being smuggled in the back of a truck and brought to the vigilantes’ lair. Upon arriving at the lair, the truck containing the captives is unlocked and blinding floodlights are aimed at them (a tactic used by the Border Patrol) as a voice in Spanish declares authoritatively, “You will be detained, processed, and judged” (see Fig. 1). This scene mimes the language and the actions of the Border Patrol, but instead of being detained, the immigrants are chained and held hostage in a slaughterhouse.

    Fig. 1. The arrival of the kidnapped group at the vigilantes’ lair, where they are told that they have crossed into the United States illegally and will be “detained, processed, and judged.” Screenshot from Undocumented, directed by Chris Peckover, © IFC Films, 2010.

    While the undocumented crossers await violence, the vigilantes separate them from the documentary crew and command the crew members to continue filming, documenting their self-proclaimed “patriotic” practices and philosophy. This request directly contradicts the aims of the film crew’s in-progress documentary, which critiques the labor oppression and quotidian violence enacted on undocumented immigrants. The vigilantes commandeer the media narrative, forcing the progressive aims of the documentary to mutate into a film that passively observes violent nativism lashing out at the bodies of captive immigrants. The first torture scene that the crew is forced to document is that of a male drug mule, who is stripped down, chained to a chair, and forced to swallow a condom full of cocaine while a vigilante yells “take it all!” (making explicit the sexualized implications of this violent oral penetration). After the man vomits the drugs, a vigilante beats the condom into his face with a metal tool, killing the man while yelling that immigrants are destroying the United States and tearing apart American families. The film crew watches in horror and disgust and Liz tries to intervene, shouting “enough, enough of this!” in a futile effort to save the mule’s life (see Fig. 2). Although Liz is spunky, smart, and brave, in this early scene she is unable to contend with the phallic aggression of the vigilantes.

    Fig. 2. Liz attempts to intervene in the oral penetration and beating of a drug mule in the first torture scene. Screenshot from Undocumented, directed by Chris Peckover, © IFC Films, 2010.

    The film sympathizes with the politics of the film crew, and particularly with Liz, and associates nativist ideologies with unjustifiable violence. The vigilantes adopt commonplace nativist rhetoric while enacting torture, rhetoric that is routinely used in the United States to advocate for more aggressive border patrolling and militarization. The mirrored language and affect between the vigilantes and more quotidian forms of nativism link anxieties over national borders with extreme manifestations of these sentiments. But even as the film may work to question the normalization of violent ideologies, it also maintains many of their assumptions. In particular, the film reproduces racialized and classed hierarchies by leaving the privileging of white, middle-class molds of “American” identity unquestioned, embodied in the white crew members with whom the audience is encouraged to identify. These dynamics are nowhere more evident than with Liz, Undocumented‘s Final Girl. She is the most capable, most resourceful, and most aware. And she is also the most willing to stand up and protest, to fight against the violence she watches enacted on others. In the following discussion, it becomes clear that her empowerment is constructed in relation to the women of color in the film, rendered as voiceless victims. Liz embodies white, Western feminism, assumed as an ideal progressive version of womanhood that is capable of fighting against and surviving a regressive patriarchal order. The normalcy with which she emerges as the leader and survivor speaks to the ways in which her white, Western feminist manifestation is the invisible norm of female empowerment in horror cinema.

    The Victims, The Psychokiller, The Final Girl

    The viewer is first introduced to the documentary crew members as they ride in a van through southern Texas, affably joking with each other as they head to their next filming location. The dynamics in the van immediately establish the lead characters. Liz is distinguished instantly from her male colleagues, sitting apart from the rest of the crew in the front seat and abstaining from their antics. She displays a no-nonsense attitude, using a kind but authoritative tone of voice to cut short their distractions and keep them on schedule. She bickers with Travis (Schott Mechlowicz), the other lead character and her love interest,4 who commands much of the camera and dialogue in the film alongside Liz. As the documentary’s narrator, his viewpoint is also privileged and his monologues help drive the exposition forward. Third in line, in terms of character development and command of perspective, is the film crew’s only person of color, Mexican-American Davie (Greg Serano). Davie is the crew’s lead camera operator and Travis’s best friend, as well as the cousin of some of the immigrants who will become captives. Finally, the two remaining crew members, Jim (Kevin Weisman) and William (Tim Draxl), are both sympathetic characters; they are given emotive reaction shots but are rarely in command and have little narrative agency. This first scene’s jovial dialogue sets up the crew as a tightknit group of friends, each member immediately likeable, thus making them easy and comfortable characters for viewer investment. The early narrative follows the crew members as they drive through south Texas and make their film, eventually journeying into Mexico in order to travel clandestinely back across the border into the United States with the undocumented immigrants.

    The horror commences in full after the crew and the immigrants are kidnapped during their crossing. The cameras and crew members are led through the setting of their captivity, revealing the immigrants in their undergarments bound by chains, their skin soft against the cold, industrial tile, the mise-en-scène filled with metal and concrete. The women are in one room bound to the floor, and the men are in another, strung up like animal carcasses with their hands over their heads. It is soon revealed that the setting is an abandoned industrial farm, a location that emphasizes the dehumanizing treatment of the immigrants.

    As they walk among the confined bodies, the crew are horrified and exchange nervous glances with one another. A dominating masculine voice is heard just outside of the frame commanding that they “Come here, come closer.” The camera turns the corner, and the viewer is invited to behold the spectacle of the masked vigilantes. The leader and head psychokiller, Z (Peter Stormare), sits in a chair in the middle, surrounded by his compatriots like an entourage for a king (see Fig. 3). The vigilante group is composed of masked men who stand menacingly, directly facing the approaching camera. The camera comes to a halt when confronted by their threatening presence. The vigilantes’ fair skin shows through their masks and clothing, and each is coded in class-based visual markers as embodying a white working-class model of masculinity.5 Z is the epitome of this, wearing a black mesh hunting mask, a tan cap, a camo-patterned T-shirt covered by a red flannel shirt and a jean vest. These markers fit with stereotypes of nativist nationalist sects in the US population, in particular by playing with slippages between men who hunt (Z is outfitted head to toe in hunting gear), rural political conservatism, and working-class white men.

    Fig. 3. The crew confronts the vigilantes for the first time. Screenshot from Undocumented, directed by Chris Peckover, © IFC Films, 2010.

    In constructing the villains as stereotypes, the film separates the liberal, well-educated film crew distinctly from the vigilante killers. This visual division associates white supremacist violence exclusively with forms of Othered whiteness, contrasted with the crew’s rationality and empathy. The vigilantes embody exaggerated forms of white nativism through their dress as well as their speech: they continuously comment that the immigrants are diseased, criminal, and contaminating. Much of what they say codes them as ignorant, as when a vigilante feeds some apples to a captive woman like a pet while calling her “Maria” because he cannot understand her actual name. The distinct contrast drawn between the group of violent white vigilantes and the sympathetic and progressive (mostly) white documentary crew encourages spectatorial identification with the protagonists. The documentary crew members are the only captive characters with enough agency to end the violence. While the immigrant captives are chained and remain largely silent, the crew moves through the facilities documenting the violence, able to see the threats that await. The narrative is rooted in their thoughts and actions, as they not only observe but also react, think, protest, and try to find a way out. And the primary instigator among the crew is Liz, the member who most frequently speaks out against the violence and the natural leader of the group. Like other Final Girls’, Liz’s power comes from her intelligence, level-headedness, and ability to act while her peers succumb to fear, anger, and defeat. She challenges Z in particular, especially in reaction to his diatribes about the ills of immigration during violent scenes of abuse and dismemberment. After witnessing the removal of a man’s kidney, for example, she accuses Z and his group of targeting vulnerable people, saying that, “This is just racism posing as patriotism.”

    Point of view shots and subjective camerawork in Undocumented align the viewer with the documentary crew, and especially with Liz. Critical outcry against the slasher genre of the 1970s and 1980s often centered on the alliance created between the spectator and the psychokiller through subjective point of view camerawork, suggesting that the viewer might be experiencing misogynistic and sadistic pleasures as the killer stalks and murders his victims. But, as Clover demonstrates, identification can be slippery, and pleasure can also come from identifying with the character who resists, fights, and survives—the Final Girl. For Clover, the Final Girl’s climactic battle with the psychokiller depends on her adoption of an active investigative gaze.

    Like earlier slasher films, Undocumented uses subjective camerawork that directs the audience to watch the murders from the point of view of the characters. But unlike the films from the 1970s and 1980s, Undocumented never aligns spectatorial identification with the psychokiller. Over the course of the film, the story unfolds through a mix of omniscient objective camerawork and handheld subjective shots from the crew members’ cameras. Using a documentary-style aesthetic popularized in horror films such as The Blair Witch Project (1999) and Cloverfield (2008), the film shows much of the action through the perspective of an “I-camera,” handheld by one of the crew members. The viewer, like the crew, must watch the group’s atrocities, see the pain of the immigrants, and find comradery in the horrified reactions of the other crew members. This is also an uncomfortable position for the viewer because as the crew is forced to watch the unfolding torture and murder passively, their inaction renders them complicit in the violence.

    The reactions of the crew members demonstrate their discomfort, disapproval, and disgust, but they remain largely silent and safe behind their camera lenses. Importantly, the “I-camera” in this film does not function to give the spectator a degree of narrative agency, but rather to create a sense of incapacitation, the feeling that the viewer is trapped in a passive position as the psychotic vigilantes torture and murder. While in the traditional slasher the victim is unaware of the psychokiller’s (and thus the spectator’s) gaze, in Undocumented all parties (killers, victims, and observers) are aware, and the privilege of observation is one that is coerced and thus robbed of much of its agency. The only crew member who is frequently depicted without video or audio equipment is Liz, who, as the producer, must stand and watch but is not forced to document the violence. Instead, Liz often becomes a point of identification in scenes of violence where she gets the most prominent reaction shot and is the site of emotional investment, her face shown unhindered by equipment. Her reaction shots become spaces for spectatorial identification, and her protests provide opportunities to experience brief moments of agency in a film structured around claustrophobic camerawork (see Fig. 4).

    Fig. 4. Liz reacts to the cruelty of the vigilantes, situated amidst disrobed Mexican immigrant women chained to the floor. Screenshot from Undocumented, directed by Chris Peckover, © IFC Films, 2010.

    The viewer’s alignment with the crew—seeing what they see through their camera lenses, and watching them as they watch the violence—is significantly different from the viewer’s positioning in relation to the Mexican immigrant victims. The victims are dehumanized following their abduction, shackled, disrobed, and treated as animals awaiting slaughter (see Fig. 5). This device highlights the cruelty of the vigilantes and could encourage a critical awareness of the apathy and degrading treatment meeting Mexican immigrants in the United States. But it also works to occlude spectatorial identification, structuring a relationship between the spectator and the voiceless immigrants as one of pity. The violence enacted on their bodies is despicable and painful to watch, but it does not elevate the immigrants from their subhuman representations. The documentary crew members are also held against their will, but they are only locked in a room, remain fully clothed, and are periodically released and allowed to move unhindered by chains. Unlike the immigrants, the crew members are captives but can interact, discuss their situation and work toward escape.

    Fig. 5. Shackled Mexican women immigrants, huddled on the floor. S Screenshot from Undocumented, directed by Chris Peckover, © IFC Films, 2010.

    Liz and Travis are the only crew members left alive at the climax of the film; fully realized and fully human, they are able to act as white saviors, unchaining the immigrants as they escape. The deaths of their fellow crew members are graphic, depicted aesthetically much like the deaths of the immigrants, with lingering close-ups of blood and gore. William is shot in the head after attempting to help supporting character Alberto (Yancey Arias), Davie is bludgeoned to death when he tries to intervene in the vigilantes’ violence, and Jim is encased in a giant piñata and beaten with a spiked bat. However, unlike the immigrant captives, they are not anonymous or interchangeable. Further, Liz enables the climactic release and escape of all the captives. Near the film’s climax, Travis breaks down, sobbing uncontrollably from the weight of the preceding violence. Liz, remaining level-headed, comforts and grounds Travis, cradling him and then finally kissing him.6 They are interrupted by one of the vigilantes who demands that Liz come with him. Travis attacks the vigilante, losing control as he repeatedly slams his head into the ground, blood and viscera flying. Liz again brings him back to reality, instructing him to grab his keys. When they leave the room, Liz initiates the final kick to the vigilante’s head, ensuring that he cannot follow them. The two free the rest of the immigrants and eventually escape.

    An important dynamic of identification is also constructed through Liz’s relationship to the female Mexican characters in Undocumented. The vigilantes keep some of the women as slaves, dressing them in maid costumes and forcing them to clean the facilities. They are represented scrubbing and mopping the bloodied floors, figures hovering in the background in numerous scenes and locations. These domestic slaves symbolically critique the everyday exploitation of feminized domestic labor, positions that are often filled by undocumented immigrants. Liz watches disapprovingly when she encounters the enslaved maids for the first time. The camera shows a maid’s back as she cleans quietly in the background, while in the foreground we see shock and disgust in Liz’s facial expressions. Liz and Z confront each other when she voices her disapproval, after which she refuses to eat and instead continues to glare at her captors, while the silent immigrant woman cannot speak or protest. The racialized gender dynamics are crucial here. Like the maid, Liz is also subject to patriarchal aggression from Z, but unlike her, Liz is able to voice her disapproval and take resistive action. The female Mexican immigrant, unable to save herself, must rely on the white woman to speak for her, to defend her, and to look after her and her wellbeing.

    The two best-elaborated captive female Mexican characters, Maria (Carmen Corral) and Selina (Lorél Medina), are only allowed limited development. Their characters are attended only in relation to Alberto, who, as Davie’s cousin, is the most well-developed Mexican immigrant character in the film. Maria is introduced as his wife and Selina as his daughter, but they remain simple figures circumscribed by their relations to Alberto as their husband/father. Their framing is contained within the supporting roles of wife, mother, and daughter, and the violence enacted on their bodies is registered most resonantly through Alberto’s anguished reactions rather than their own. Selina disappears from the film after the vigilantes pretend to let her go in an act of mercy, but during a later escape attempt she is found dead, face down in barbed wire surrounding the compound. Maria’s character development is confined to demonstrations of nurturing care or abject emotional distress, first when she must watch her daughter leave the compound, and later when she is slowly tortured to death in front of her husband. Maria is therefore limited by conventions of domesticity, matrimony, and motherhood. Liz’s empowerment and her capacity to fight back in Undocumented are enabled by her rejection of the submission and self-sacrifice that these roles demand in traditional patriarchal structures, roles that Undocumented writes onto the bodies of the captive Mexican women.

    The Scene of Torture: Race, Gender, and the US National Imagination

    The complex relational positioning of the various characters according to intersecting racial, class, and gender hierarchies is concentrated in the longest torture scene of the film, which features the opening of Maria’s body, the psychological torment of Alberto, and the crew members’ excruciating angst and fear. The eight-minute-long scene opens with a shot of one of the vigilantes standing in front of an oversized American flag, seen through a handheld camera that signals the witnessing presence of the crew. The camera pans left and down to reveal Alberto, stripped down to his underwear and bound to a chair, captive in front of the prominently displayed flag. The scene cuts to a tight close-up of Maria, whose face is lit in heavy shadow and partially obscured by her dark hair. She seems exhausted and distraught, while behind her bits of metal and chain hint that she is bound. It cuts back to a more tightly framed shot of Alberto, the American flag still conspicuous in the background, as he cries and emotes, looking directly into the camera with pleading eyes. The full threat of the violence that awaits is finally revealed to the viewer with a shot that starts at the ceiling and tilts down, revealing a torture device that spans the full height of the room, stretching all the way to the floor. The menacing device is black, metallic, and hard, composed of chains, gears, and angular bars. Maria is chained to the device, her arms extended and feet restrained, mimicking a crucifixion (see Fig. 6). The device is in shadow while a light hits Maria from beneath, showing her almost-nude body, her pinkish underwear and skin emphasizing her fleshiness next to the stern metal contraption. She seems to glow angelically, in contrast with the industrial cruelty surrounding her, heightening the suspense. She is flanked on both sides of the device by two anonymous vigilantes dressed in black, ready and waiting.

    Fig. 6. Maria is chained to a torture device. Z enters the room in command of the coming violence. Screenshot from Undocumented, directed by Chris Peckover, © IFC Films, 2010.

    Fig. 7. Alberto, disrobed and strapped to a chair, begins to realize what awaits when Z explains the rules of their citizenship test. Screenshot from Undocumented, directed by Chris Peckover, © IFC Films, 2010.

    Z enters and sets up his sadistic game, explaining that Alberto will need to answer questions from a US citizenship test. The vigilante standing next to Alberto, poised behind a podium, explains the rules: for every question he gets right, they will undo one of Maria’s wrists, but each wrong answer will result in cranking the device (see Fig. 7). The first question asks how many representatives there are in congress, and when Alberto fails to answer correctly, the test administrator bangs his gavel and begins the torture. The shot cuts to the torture device as tense music heightens the suspense, the noisescape swelling with sounds of the machine grinding, flesh and muscle stretching, and Maria’s screams and moans in pain. Her face remains largely hidden, her eyes barely visible, but her mouth is open and wrenched. Her facial close-ups are cut together with tight close-ups of her hands, her arms, and the machine. Alberto shouts out and resists his restraints, unable to act. There is a pause and then a cut to a long shot of Maria’s body, now fully extended and taut.

    The scene unfolds through intercut subjective camera work following the action and tightly framed close-ups of faces, hands, and the twisting and turning of the metal device. We do not explicitly see the ripping of muscles and limbs; Maria’s physical pain is conveyed through her mouth, hands, the grinding of chains, and the turning of gears. The viewer watches Alberto’s psychological torture, as his inability to answer the questions results in his wife’s slow and painful murder. Maria’s screams are audible and her body is spectacularly exposed, but her face remains largely hidden by the angle of her head and her loose-hanging hair. Instead, the film supplies Alberto’s face, twisted in desperation, as a focal point for registering the impact of the pain enacted on Maria’s body. Additionally, the scene provides reaction shots of the crew, demonstrating fear, disgust, and the anguish of coerced observation.

    The levels of identification set up in the film privilege above all the perspective of the crew, who are more fully sympathetic and human, and to a lesser extent identifies with Alberto as a kindhearted husband and father trying to live out the “American dream.” At the bottom level of identification is Maria, the least developed character in the scene and the one rendered as an object, slowly mutilated into a body in pieces. The structures of identification in this scene rely on social hierarchies that are taken for granted, privileging the US citizen, middle-class, mostly white film crew, followed by the assimilating Mexican male immigrant, with the abject and victimized Mexican wife and mother last. And on the outside, separated from the sympathetic white characters, are the agents of violence, the vigilante group that polices the border and embodies aggressive forms of white working-class masculinity.

    Liz steps in assertively when the inevitability of Alberto’s failure becomes clear and asks the vigilantes to stop (see Fig. 8). Z confronts her, blusteringly questioning her for defending a man who “doesn’t respect” the country he entered. Undeterred, Liz replies, “He doesn’t understand what you’re saying.” In response, Z menacingly points his finger at her, raising his voice to announce, “When it comes to fucking food stamps these people understand English perfectly well.” This confrontation, played out in front of the bound and incapacitated Alberto and Maria, reaffirms Liz and Z as leaders and nemeses. Meanwhile Maria is bound and helpless, a figure who becomes progressively more abject as the scene progresses.

    Fig. 8. Liz stands up to Z, protesting Maria’s torture. Screenshot from Undocumented, directed by Chris Peckover, © IFC Films, 2010.

    Liz emerges as a heroic figure over the course of the film not just because of her ability to survive her own captivity, but also because of her willingness to stand up against the aggressors and defend the helpless victims of the vigilantes’ violence. As a Final Girl, Liz is positioned against Z, a retrograde version of an outdated white masculinity that only tenuously conceals its violence and aggression. In this micro-battle between Liz and Z, viewers are encouraged to deepen their identification with her as the protagonist and the one who might be able to stop the violence. And importantly, this identification depends on the violence enacted on Maria; without a victim to defend, Liz could not materialize as a heroic defender. Maria remains bound also by traditional gender conventions through her character’s circumscription in the roles of wife and mother. Again, prior to this scene, Maria’s character is given screen time only in relation to her husband and daughter; during her death scene, she becomes a focal point exclusively as an object of violence (see Fig. 9). Liz, on the other hand, refuses to relinquish control to Z or to the other vigilantes, defying their models of white masculinity. Her racialized privilege is never interrogated in Undocumented. Liz embodies assumptions of female empowerment that are naturalized in Final Girls throughout the horror genre: Final Girls act out their gender-norm-defying agency while the films overlook and render invisible their US-centric whiteness.

    Fig. 9. Maria in abject pain, close to death and unable to fight back. Screenshot from Undocumented, directed by Chris Peckover, © IFC Films, 2010.

    When Alberto has answered his final question incorrectly, the punishment is meted onto Maria’s tortured body. The crew members exchange fearful glances with one another. The gears begin again, louder than ever, and her screams are more desperate and blood-curdling than before. A series of extreme close-ups show her face in absolute pain, the chains behind her head, and the gears resisting against the pull of her body. The camera cuts to Liz, who averts her eyes, trying desperately not to panic. Again the shot cuts to Alberto before returning to Maria and the device, now suddenly accompanied by the sound of soft wetness, as her resistance gives way, the gears run smooth, and her screams cease. Immediately it cuts to Liz, looking at the ground, in absolute sorrow and terror, registering the horror as a mediator for the viewer. Thus, the scene sets up both her heroism and the full danger that she faces, and does so by enacting violence on Maria’s body. Liz’s power and strength are emphasized through Maria’s abjection and marginalization.

    Conclusion

    Undocumented ends on a haunting note with a brief video sent to a news station of the extremist vigilantes, with Z as their leader, demonstrating that their numbers have grown. The extremists hover at the margins of society, ready to violently burst into and disrupt the everyday, revealing the monstrous nativist underbelly of the US national project. The horrific evils in Undocumented, embodied by the vigilante psychokillers and especially by their patriarchal leader Z, are portrayed as barbaric, regressive figures, out of sync with more progressive and modern sensibilities that condemn their actions. The pleasure of spectatorship in Undocumented depends on the spectator’s identification with the white crew members and the act of witnessing from a position that condemns the violence and that is not fully culpable in the suffering of Mexican immigrant bodies. The spectator is twice removed from the torture of the Mexican immigrants, privileging the point of view of the mostly white film crew, and Liz in particular.

    The gender, class, national, and racial aspects of the violence in the film go unquestioned. It appears natural that bigoted rednecks are mutilating the bodies of undocumented Mexican immigrants and that young white progressives are the ones who watch with fear and disgust. Further, the logic of Undocumented suggests that it is common sense for the white Final Girl to be the one who embodies feminist empowerment while the bodies of brown women are victimized. These hierarchies of cinematic identification are taken for granted and expected because they fit with the hierarchies upon which the US national project and global capitalism are built.

    Clover interprets slasher films to indicate shifting attitudes in society and the anxieties that surround the instability of “normality.” For her, slashers express changes that accompany the women’s liberation movement and loosening sexual mores, anxieties that continue to be manifest in the recurring prominence of tropes like the Final Girl. A question this essay has tried to engage is how anxieties about gender and sexuality are manifest in torture porn, a descendent of the slasher film that draws on post-9/11 national anxieties in the United States. Undocumented plays out excessive dramatizations of nativist fears of border penetration and anxieties over national identity, making them explicit while pointing to our nation’s unsightly and potentially violent undercurrents. The vigilante killers, particularly Z, are compelling and terrifying in part because they are recognizable. They describe immigration as a plague, label immigrants as criminal, and justify hatred as patriotic—these are discourses that have circulated before and have gained currency in an increasingly xenophobic contemporary political climate. Perhaps, then, torture porn is a ripe horror cycle for exploring these frightening issues, making invisible violence explicit and working towards a reckoning of social contradictions.

    However, it is important to keep in sight the construction of the victims in Undocumented and the racialized hierarchies through which they become fodder for the vigilantes. The commonsense hierarchies by which the Mexican immigrants are constructed as victims rather than as heroes, or even as Final Girls, maintain racialized logics that undergird nativist sentiments, here uncritically privileging the white, US crew members, particularly Liz, as the primary points of identification. As Clover points out, it is significant that most female characters of slasher films are objects of aggression, revealing sexist undertones that surface in horror cinema. For Clover, the juxtaposition of the Final Girl, who is gender-ambiguous and sexually abstinent, with the sexually transgressive female victims, reveals tensions between female empowerment and lingering anxieties about expanding sexual freedom. The difference in the deaths between male and female victims in terms of length, intimacy, and graphic violence is an important component that should not be overlooked and speaks to persistent misogynistic impulses toward violence against women. Similarly, it is crucial not to lose sight of the gendered and racialized dynamics at play in the victimization of the Mexican immigrant women in Undocumented. When Maria is slowly tortured to death, her nearly nude body is displayed spectacularly, stretched out in abject suffering. While earlier Final Girls are set apart from victims through their abstinence, Liz is set apart from these women through her whiteness. Behind these character contrasts are assumptions that the Mexican woman of color is trapped in domesticity, framed entirely by motherhood and matrimonial servitude, a woman confined to tradition by virtue of her skin color and nationality. These stereotypes allow Maria to be so easily victimized and pitied, while Liz is effortlessly empowered to speak, act, and save others as a consequence of her character development through white Western feminist typology. The Final Girl presents white, empowered womanhood as the ideal, an agential and powerful female character capable of resisting patriarchal violence, but at the cost of excluding women of color who remain silent and in need of rescue.

    Footnotes

    1. Kathleen Rowe Karlyn discusses the ways that the Scream franchise, for example, cleverly recognizes slasher tropes that punish transgressive sexuality, prey on the bodies of women, and situate nonwhite characters as disposable. Nonetheless, the films depend on Sidney, Scream‘s white middle-class heroine.

    2. Kyle Christensen suggests that Nancy from A Nightmare on Elm Street exemplifies a feminist Final Girl because she subverts traditional requirements for femininity, such as domesticity, submissiveness, purity, and piety.

    3. For example, Peckover’s twitter feed includes a March 6, 2017 tweet with a poster concept for Undocumented featuring a bloodied street sign warning of undocumented immigrants crossing the road. This is surrounded by a number of tweets criticizing President Trump’s policies, suggesting that Peckover wants his film to have continued relevance in current immigration debates.

    4. Liz remains distinct from her male peers through her sobriety and capability from the start. It should be noted that the prototypical Final Girl outlined by Clover differs from her friends not only by her intelligence and clear-headedness, but also through her sexual abstinence. Liz, in contrast, is not only romantically interested in Travis, but has another boyfriend at the start of the film (who is quickly forgotten). Liz diverges from Clover’s typical Final Girl by having two romantic partners. However, this characteristic has been thrown into question by subsequent media scholars such as Nowell and Christensen, who point to other Final Girls who are sexually active and have romantic storylines.

    5. One of the vigilantes is later revealed to be Mexican-American, but he demonstrates the attitudes and beliefs of white nativism and speaks hatefully to the Mexican immigrants.

    6. Once again, Liz differs from Clover’s formulation of an abstinent Final Girl. In this scene, Liz not only engages in romantic activity but initiates it. While this may seem to challenge Liz’s position as a Final Girl, it can be read as reaffirming the endurance of the Final Girl as a horror trope that adapts to contemporary sociopolitical contexts. Liz’s character manifests sexual norms of the new millennium, in which hegemonic femininity is tied to individual sexual liberation and pleasure in ways that can actually work to undermine feminist politics. In this way, Liz is represented as the embodiment of a model of feminist empowerment that is naturalized as white, middle-class, and Euro-American. For more on sexual post-feminism in popular culture, see Angela McRobbie.

    Works Cited

    • Brooks, Brian. “IFC Midnight Gets Papers for ‘Undocumented.’” IndieWire, 13 July 2011, http://www.indiewire.com/2011/07/ifc-midnight-gets-papers-for-undocumented-53272/. Accessed Apr. 2017.
    • Brooks, Kinitra D. “The Importance of Neglected Intersections: Race and Gender in Contemporary Zombie Texts and Theories.” African American Review, vol. 47, no. 4, 2014, pp. 461–475. Project Muse, http://muse.jhu.edu.ezproxy.library.uvic.ca/article/577945.
    • Chavez, Leo. The Latino Threat: Constructing Immigrants, Citizens, and the Nation, Stanford UP, 2013.
    • Christensen, Kyle. “The Final Girl Versus Wes Craven’s A Nightmare on Elm Street: Proposing a Stronger Model of Feminism in Slasher Horror Cinema.” Studies in Popular Culture, vol. 34, no. 1, 2011, 23–47. JSTOR, http://www.jstor.org.ezproxy.library.uvic.ca/stable/23416349.
    • Clover, Carol J. “Her Body, Himself: Gender in the Slasher Film.” Representations, vol. 20, Autumn 1987, pp. 187–228. JSTOR, doi:10.2307/2928507.
    • —. Men, Women, and Chain Saws: Gender in the Modern Horror Film, Princeton UP, 1992.
    • Connelly, Kelly. “Defeating the Male Monster in Halloween and Halloween H20.” Journal of Popular Film and Television, vol. 35, no. 1, 2007, pp. 12–21. EBSCOHost, doi:10.3200/JPFT.35.1.12-21.
    • Edelstein, David. “Now Playing at Your Local Multiplex: Torture Porn.” New York Magazine, 6 Feb. 2006, http://nymag.com/movies/features/15622/. Accessed Apr. 2015.
    • Gartside, Will. “The Hostel Rhetoric of Torture: A Discourse Analysis of Torture Porn.” Projections, vol. 7, no. 1, March 2013, pp. 81–99. Berghahn Journals, doi:10.3167/proj.2013.070107.
    • Kendrick, James. “Slasher Films and Gore in the 1980s.” A Companion to the Horror Film, edited by Harry M. Benshoff, Wiley-Blackwell, 2014, pp. 310–328.
    • Lockwood, Dean. “All Stripped Down: The Spectacle of ‘Torture Porn.’” Popular Communication, vol. 7, no. 1, 2009, pp. 40–48. EBSCOHost, doi:10.1080/15405700802587232.
    • McCann, Ben. “Body Horror.” To See the Saw Movies: Essays on Torture Porn and Post-9/11 Horror, edited by James Aston and John Walliss, McFarland & Company Inc, 2013, pp. 30–44.
    • McRobbie, Angela. “Post-feminism and Popular Culture.” Feminist Media Studies, vol. 4, no. 3, 2004, pp. 255–264. Taylor and Francis, doi:10.1080/1468077042000309937.
    • Nowell, Richard. “‘There’s More Than One Way to Lose Your Heart’: The American Film Industry, Early Teen Slasher Films, and Female Youth.” Cinema Journal, vol. 51, no. 1, 2011, pp. 115–140. JSTOR, http://www.jstor.org.ezproxy.library.uvic.ca/stable/41342285.
    • Oliviero, Katie E. “Sensational Nation and the Minutemen: Gendered Citizenship and Moral Vulnerabilities.” Signs, vol. 36, no. 3, 2011, pp. 679–706. JSTOR, doi:10.1086/657495.
    • Pinedo, Isabel C. Recreational Terror: Women and the Pleasures of Horror Film Viewing. State U of New York P, 1997.
    • —. “Torture Porn: 21st Century Horror.” A Companion to the Horror Film, edited by Harry M. Benshoff, Wiley-Blackwell, 2014, pp. 345–362.
    • Queenan, Joe. “Slash’n’burn.” The Guardian, 1 June 2007, http://www.theguardian.com/film/2007/jun/02/features16.theguide4. Accessed Apr. 2015. Rowe Karlyn, Kathleen. Unruly Girls, Repentant Mothers: Redefining Feminism on Screen. U of Texas P, 2011.
    • Short, Sue. Misfit Sisters: Screen Horror as Female Rites of Passage. Palgrave Macmillan, 2006.
    • Undocumented. Directed by Chris Peckover. IFC Films, 2010.
  • Revisiting the Final Girl Looking Backwards, Looking Forwards

    Katarzyna Paszkiewicz (bio)
    University of Barcelona

    Stacy Rusnak (bio)
    Georgia Gwinnett College

    Autumn of 2017 marks thirty years since the publication of Carol J. Clover’s “Her Body, Himself: Gender in the Slasher Film.” The most enduring premise of this essay—which was originally included in the special issue Misogyny, Misandry, and Misanthropy in the journal Representations and later re-published in an abridged version in Men, Women, and Chain Saws: Gender in the Modern Horror Film (1992)—is Clover’s theorization of the Final Girl, a term that encompasses the common attributes of female survivor figures in slashers. As Clover famously argues, the Final Girl constitutes a powerful source of identification for the slasher’s (mostly) adolescent male audiences.1 Through this concept Clover challenges the pervasive assumption that horror cinema is produced purely for misogynistic men in order to indulge their voyeuristic fantasies against women, advancing a radical rethinking of fundamental categories in Film Studies such as the gaze, identification, and spectatorial pleasures.

    The remarkably mobile and infinitely interpretable figure of the Final Girl has evolved into an important concept for theoretical work on film, gender, and sexuality by scholars including Jack Halberstam, Isabel Pinedo, and Kathleen Rowe Karlyn. Despite its unquestionable influence on horror studies and on the directions often taken in this field in the intervening years, Clover’s model has been widely critiqued in academia. Perhaps the most controversial aspect of Clover’s formulation has been the characterization of the Final Girl as a “male in drag” (216), which refers to her presumed masculine aggression and phallic agency. One of the central arguments in “Her Body, Himself”—and one that has led to many misconceptions that continue to surround Clover’s theory today—is that the Final Girl is gender non-normative or, in Clover’s words, “boyish” (204): “Just as the killer is not fully masculine, she is not fully feminine…. Her smartness, gravity, competence in mechanical and other practical matters, and sexual reluctance set her apart from the other girls” (204). In fact, as Clover clarifies at some point, the Final Girl is not even a girl, but an “agreed-upon-fiction” (214); she merely stands-in for male desires, a subject for a man to identify with, to use “as a vehicle for his own sadomasochistic fantasies,” “an act of perhaps timeless dishonesty” (214). Significantly, and against the comprehension of the Final Girl as a strong, feminist heroine who turns the knife on the killer—an interpretative framework that has largely determined the reception of “Her Body, Himself”—Clover states: “to applaud the Final Girl as a feminist development … is, in light of her figurative meaning, a particularly grotesque expression of wishful thinking” (214).2

    Another reading strategy that has persisted in the contemporary circulation of Clover’s theory—that the very raison d’etre of the masculinized Final Girl is to become a source of identification for teenage males—was challenged by Barbara Creed as early as the 1990s in her book The Monstrous-Feminine: Film, Feminism, Psychoanalysis. Creed’s contribution to these debates largely pivots on her insights into the “monstrous feminine,” a concept that has turned out to be equally groundbreaking and long-standing in horror criticism. According to Creed, “the avenging heroine of the slasher film is not the Freudian phallic woman whose image is designed to allay castration anxiety … but the deadly femme castratrice” (emphasis in original, 127). The castrating woman in 1970s horror films, such as the rape-revenge I Spit on Your Grave (Meir Zarchi, 1978) and the psychotic slasher Sisters (Brian De Palma, 1973), points not so much to male fantasies of being subjected to feminine sensations, but to men’s fear of (and, importantly, ambiguous fascination with) monstrous women. Like Clover, however, Creed is cautious of reading these images as immediately progressive: “I am not arguing that simply because the monstrous-feminine is constructed as an active rather than passive figure that this image is ‘feminist’ or ‘liberated’. The presence of the monstrous-feminine in the popular horror film speaks to us more about male fears than about female desire or feminine subjectivity” (7). Both scholars agree, then, that horror cinema is about the male psyche and male desire, and does not reveal much about the female experience of watching terror.

    This particular premise has been revised by Jack Halberstam in Skin Shows: Gothic Horror and the Technology of Monsters. According to Halberstam, although the psychoanalytic tools adopted by Clover and Creed have resulted in highly productive ways of approaching horror films, especially as far as notions of fear and desire are concerned, “fear and monstrosity are historically specific forms rather than psychological universals” (24). In his provocative analysis of the cult splatter films, The Texas Chain Saw Massacre (Tobe Hooper, 1974) and The Texas Chainsaw Massacre 2 (Tobe Hooper, 1986), Halberstam reads Stretch, the tomboy Final Girl of the second film, as a representation of the monstrous gender—or gender that splatters—that exceeds human categories, transforming into “something messier than male or female” (143). Pointing to the queer tendency of horror film in general—its capacity “to reconfigure gender not simply through inversion, but by literally creating new categories” (139)—Halberstam argues that the Final Girl’s femininity is recycled and transformed in new gender regimes. Thus, in his queer reassessment of the slasher film, Halberstam challenges Clover’s notion of the Final Girl as “boyish,” arguing that this approach “remains caught in a gender lock” (143): it re-establishes normative gender positions in relation to fear and violence, leaving little space for addressing identification between female audiences and the aggressor.

    The assumption that the Final Girl operates as a masculinized point of identification for a young male viewer has been repeatedly questioned in scholarly writings on horror media. However, while Halberstam reads the slasher storyline as the process of “becoming-monstrous”—”enabling and activating monstrosity as opposed to stamping it out” (143)—other scholars seem to reclaim the Final Girl mainly as a figure of female agency and a potential source of female viewing pleasures. In Recreational Terror: Women and the Pleasures of Horror Film Viewing (1997), for instance, Isabel Pinedo points to the productive possibilities of such pleasures: “Dancing through the minefield of the contemporary horror film, with its bloody display of the all-too-often female body in bits and pieces, is fraught with danger for women. But pleasure shares the field with danger” (69). Although their approaches differ in many ways, Pinedo coincides with Halberstam in her view that an ongoing overemphasis on the masculinization of female characters in horror films runs the risk of inscribing the genre within “a male-dominated discourse where power is coded as masculine, even when embodied in biological females” (81–2).

    This revisiting of the Final Girl does not happen in a vacuum and should be considered as part of wider trends in feminist horror scholarship, which reclaims the horror genre for female viewing pleasures, usually under the assumption that it provides its viewers an aesthetic access to violence and rage, released in a previously assumed male-orientated form (Rowe Karlyn 2011, Kaplan 2012, Paszkiewicz 2018). Scholars such as Rhona J. Berenstein (1996) and Brigid Cherry (2002) offer evidence that women have always enjoyed horror, even in earlier days. In her examination of the marketing and reception of Hollywood horror films produced in the 1930s, Berenstein observes that “male and female spectators were offered a range of publicity, exhibition, and critical discourses that invited them alternately to act in line with traditional gender mores and to act out unconventional gender roles” (85). For example, classical Hollywood monsters provided spaces where female audiences could project fantasies of agency.3 Cherry, in turn, has addressed female horror fans who “refuse to refuse to look,” similarly challenging assumptions about horror film spectatorship with empirical research on processes and modes of consumption. Notably, her study references an earlier piece by Linda Williams, “When the Woman Looks” (1983/2002), yet another key text in feminist horror scholarship. Drawing on Laura Mulvey’s (1975) theory of the male gaze in narrative cinema, Williams suggests that horror is not a genre that can be enjoyed by women. Just as classical narrative cinema reproduces the structure of the active male gaze and the quality of the “to-be-looked-at-ness” of women, in horror film the male spectator is said to identify with the active subject of narration, exercising a controlling look, while women are denied this look or are punished for exercising it (“When the Woman Looks” 62). When the woman looks, both as a character within the film and as a viewer in the audience, she invariably “is punished … by narrative processes that transform curiosity and desire into masochistic fantasy” (“When the Woman Looks” 61). Because horror cinema tends to represent women as passive victims (of the male gaze), the presumed female behavior when watching these films is that of a passive spectator who refuses to look.4

    Such assumptions were radically questioned in the mid-1990s, partly because of the broad circulation of Clover’s Final Girl as a theoretical concept that enabled such revisions, and partly because of the appearance of a new slasher formula, alongside the growing visibility of female fans. As Alexandra West argues in her study of this new slasher cycle, films like Scream (Wes Craven, 1996), I Know What You Did Last Summer (Jim Gillespie, 1997), Scream 2 (Wes Craven, 1997), I Still Know What You Did Last Summer (Danny Cannon, 1998), Urban Legend (Jamie Blanks, 1998), Halloween: H20 (Steve Miner, 1998), Scream 3 (Wes Craven, 2000), and Cherry Falls (Geoffrey Wright, 2000) differ significantly from what came before: “The Final Girls of this cycle were the products of third wave feminism, 90s alternative culture and the more mainstream ‘Girl Power’ which allowed the focus to shift to the female protagonist, her friends and their survival” (West). All of these examples tap into what can be considered “a female experience” or, as Kathleen Rowe Karlyn calls it in her influential analysis of the Scream trilogy and its Final Girl, Sidney, “issues of particular concern for teen girls: 1) sexuality and virginity; 2) adult femininity and its relation to agency and power; 3) identity as it is shaped by the narratives of popular culture” (101–2).5

    In addition to addressing the changes within the slasher form, considerable scholarship on the Final Girl has been devoted to the problems of definition. The most frequently quoted critiques, by Richard Nowell (2011) and Janet Staiger (2015), stress that the number of films investigated by Clover in her formulation of the Final Girl trope is too small to generalize across the subgenre. Interestingly, Nowell questions Clover’s assertion that the 1970s and 1980s slasher film was mainly consumed by young male viewers. He notes that several economic factors during the first slasher cycle already pointed to the heroic Final Girl as “being mobilized to appeal to a female youth” (128) in order to expand the potential audience and enhance box office results.6 Nowell suggests that Clover’s model of the Final Girl as boyish, which anchored her notion of the male viewer playing out sadistic and masochistic fantasies, fails to address the many Final Girl characters who exhibited traditionally coded feminine traits and looked glamorous (rather than “boyish”) on screen. In a similar vein, Staiger points out that Clover’s corpus of films is too narrow and selective. She expands her study to thirty-one films, and from this sample deduces that instead of being a Final Girl, the woman in slashers is more likely to be placed in the position of a “Final Victim.” Moreover, unlike in Clover’s definition of the Final Girl, this character is not necessarily masculine, a virgin, or disinterested in having sex: “Women are usually the victims and the heroines, but they are not always ‘Final Girls’ in the strong sense that Clover implies” (Staiger 222). An additional revision comes from Jeremy Maron (2015), who urges a shift away from thinking about the Final Girl as a specifically gendered female character, noting the presence of male characters in this structural position. He prefers the term “Final Subject” because it is more gender inclusive and appropriate in films where the Final Girl is identifiably gendered male, as in the case of A Nightmare on Elm Street 2: Freddy’s Revenge (Jack Sholder, 1985) and Friday the 13th: The Final Chapter (Joseph Zito, 1984).

    These critiques raise questions about the usefulness of Clover’s term in contemporary thinking about horror film. Although frequently dismissed as promoting a universalizing and monolithic notion of the Final Girl and for limiting itself to psychoanalytic theories of the subject, Clover’s approach has been, in fact, extremely productive in interrogating the ways in which feminist film theory (and film theory in general) understand gendered spectatorship. Clover’s take on malleable gender identity and “painful seeing” has opened up questions not only about cross-spectatorial identification and the indeterminacy of gender itself—notably in recognizing the fluidity of our responses to screen fictions and that, as Pam Cook (2012) suggests, we go to the movies to “experience the thrill of reinventing [ourselves] rather than simply having [our] social identities or positions bolstered” (33)—but also about an embodied mode of film viewing that further undoes the binary sexuality (see, for example, Powell 2005 and Rizzo 2012), questions that resonate with the recent preoccupation of film theory with cinematic affect, materiality, and film experience more broadly.

    Three decades later, Clover’s work continues to be a significant reference in scholarly writing on the horror genre. It has also extended beyond the academic realm into popular culture. As Shelley Cobb and Yvonne Tasker observe (2016), Clover’s key term—along with other concepts such as Mulvey’s “the gaze” and “to-be-looked-at-ness,” or Creed’s “monstrous feminine”—found wider application in new online media and journalism, regularly appearing in feminist magazines including Jezebel, Bitch, Bust, and Feministing: “while popular feminist criticism is not in the business of providing in-depth readings of individual texts, criticism of patriarchal cinema and media culture is now widely generated by journalists and other cultural commentators who use feminist critical tools to question the circulation of sexist images and gendered value systems.” The widespread adoption of Clover’s term in popular culture is attested to by an increasing visibility of the Final Girl across a variety of media: the 2015 films Final Girl (Tyler Shields) and The Final Girls (Todd Strauss-Schulson); TV’s popular series Scream Queens, which concluded its first season with a finale titled “The Final Girl(s)” (Brad Falchuk, 2015); Clock Tower video games, whose main character, Jennifer, is crafted to be a Final Girl; Lolo’s “No Time For Lonely” lyrics, again with explicit references to the character; and Riley Sager’s novel Final Girls (2017), which plays on horror movie themes from Scream, among many others. These contemporary reformulations of the Final Girl in film, TV, fan blogs, and literature confirm the pervasiveness and flexibility of the trope, as well as the need to expand discussion of Clover’s framework beyond the traditional ruminations of the slasher subgenre that have been so central to most of research to date. While the Final Girl continues to materialize in slasher remakes, usually in a highly self-conscious way, it also circulates in other genres, such as dystopian Young Adult literature or science-fiction graphic novels, that refocus critical attention on the trope as a cross-media phenomenon (see Paszkiewicz and Rusnak, forthcoming).7

    On the other hand, the most recent revisions of the slasher formula, such as the Oscar-nominated Get Out (Jordan Peele, 2017), demonstrate that discourses and ideologies of racialized identities provide even more opportunities for renewal and reinvention. Such a reinterpretation of the Final Girl model provokes questions about the racialized “Final Boy,” the oppositional gaze and black spectatorship (hooks 1992), and the capacity of horror film to mediate contemporary issues of race and racism, which are experienced, negotiated, and challenged by an audience more diverse than the white male viewership Clover described as “the majority audience” (209) for the slasher genre. The need for such analysis is particularly pressing because critical race theory has generally been underrepresented in reflections on the Final Girl. As Brigid Cherry (2009) reminds us in her study of horror cinema, “any one factor of identity cannot be analyzed without considering others: gendered identities can be strongly linked to class or racial identity, for example, and the one cannot be discussed without considering the other” (176).

    While race in horror has been examined to some extent, mostly in relation to black male viewers, very little work has been done to address black female characters (and viewers) in slasher cinema even in feminist studies.8 Another recent film, Breaking In (James McTeigue, 2018), which alters Clover’s Final Girl model by placing a middle-class black mother at its core as a “Final Woman,” opens up a space where such issues can be reconsidered, for example by questioning the stereotypes associated with the strong black woman, traditionally represented as driven by either matriarchal or sexual instincts (Brooks 464, 467). Both Get Out and Breaking In push the boundaries of the Final Girl trope, urging us to rethink the intersections of gender, sexuality and race in contemporary horror film.

    Given the abundance of onscreen material that has been produced since the beginning of the twenty-first century, it seems that the Final Girl, in all her guises and mutations, has yet to be accorded critical attention. This is not to suggest either an uncritical celebration of the trope, or the inevitable subversion of gender, sexual, or racial ideologies by horror’s inherent self-reinventing reflexivity. Rather, we want to emphasize the figure’s continuous inflections, and its status as a living trope, even though it frequently relies on older traditions and conventions. Therefore, our focus in this issue, on Revisiting the Final Girl, presents an engagement with two key questions: How does the contemporary horror film press us to reconsider Clover’s term of thirty years ago? And how can early manifestations of the Final Girl trope help us redefine or expand its parameters as a theoretical concept? In the process, we do not wish to discard old questions and knowledge, but to rethink, reconfigure, and revisit what is most useful from the past. What the Final Girl represents historically is a new way of seeing and thinking about identification, the gaze, and spectatorship; this idea, together with a sense of dialogue between past and present—looking backwards and looking forwards—was crucial for our purposes. We envision this temporality not as singular or evolutionary, but rather as a nonlinear, multidirectional flow of ideas that allows for a reconsideration of both our previous understandings of Clover’s term and its contemporary permutations and reworkings.

    These issues are interrogated in the two essays that compose our dossier: Murray Leeder’s “X-Ray, the Final Woman, and the Medical Slasher Film,” which productively employs Clover’s theory to rewrite the slasher history, broadening the archive of films that articulate the Final Girl paradigm, and Lucia Palmer’s “The Final Girl at the US-Mexico Border: The Politics of Saving and Surviving in Undocumented (2010),” which points to present and future directions in the horror genre—notably by acknowledging the intersectionality of the Final Girl and the current popularity of torture porn, a form that has evolved from earlier cycles of the slasher. Although they build on Clover’s work, insisting on the importance of her intervention in horror studies, the two essays offer a useful exploration of her main tenets, both in terms of the Final Girl and the slasher form.

    Palmer demonstrates that, while torture porn films deviate from the slasher subgenre in important ways, they certainly inherit the slasher’s conventions of sexualized violence and the spectacular display of the mutilation of women’s bodies. In her insightful analysis of Undocumented (Chris Peckover, 2010), with its longest and most poignant scene involving the slow dismemberment of a Mexican woman’s body, Palmer postulates that these generic fluctuations should be read in the context of post-9/11 anxieties surrounding the penetration of national borders and the anti-immigration rhetoric that has gained currency in an increasingly xenophobic political climate. If, as Clover argued, the 1970s and 1980s slashers expressed the shifting sexual attitudes of their time and the fears about the instability of the normal, then how are such anxieties manifest in the twenty-first century?9 Situating Undocumented within the context of ever more visible nativist sentiments in the United States makes it possible to interrogate not only the representation of women—whether as victim or as Final Girl—but also to ask how the conjunction. of white masculinity and white supremacy operates “when manifested as a monstrous psychokiller on the border, motivated less by a psycho-sexual rage than by a psycho-nativist fury.”

    Focusing on the intersections between gender, race, class, and nationality (which, as previously mentioned, are almost unattended in the now-voluminous scholarship on the slasher film), Palmer offers new insights into Clover’s cinematic gaze, structures of identification, and painful seeing. As Palmer rightly observes, even though there are notable exceptions that challenge the normativity of whiteness embedded in the trope of the Final Girl, it “remains relatively unexamined in terms of intersectional identity formations and socio-political struggles.” The protagonist of the film, Liz, a level-headed female character who uses her intelligence to negotiate with, and eventually escape from, the white psychokillers who kidnap her and her friends from her filming crew as they travel across the US-Mexico border, proves to be yet another incarnation of a white, middle-class Final Girl. Following Kinitra D. Brooks’s critique of the predominantly binary treatment of gender relations in horror scholarship, Palmer addresses ways in which the complex layers of identification structured in the film around the Final Girl, her friends, and the abject Mexican victims rely on racial hierarchies and shows that they unequivocally reaffirm whiteness as the norm for female empowerment. Palmer contrasts the film’s camerawork with the common use of a subjective camera in earlier slashers that often aligns the viewer with the point-of-view of the killer, to argue that the use of a documentary-style aesthetic in Undocumented—which clearly evokes films such as The Blair Witch Project (Daniel Myrick, Eduardo Sánchez, 1999) and Cloverfield (Matt Reeves, 2008)—allows the audience to watch the atrocities and the pain of the immigrants through the perspective of the crew members. This, together with Liz’s “investigative gaze” that questions, if only subtly, the racialized, classed, and national power relations, seems to confirm the film’s progressive stance.. However, Palmer’s careful analysis of the structures of the gaze and hierarchies of identification reveals that whiteness is rendered a precondition for challenging the racist and patriarchal status quo, both in the film and in Clover’s Final Girl model, while women of color continue to be reduced to signs of abjection in the slasher film, a facet of the genre in need of critical attention.

    Leeder, on the other hand, argues that there is continued value in exploring the Final Girl in early slasher films, underscoring its surprising pervasiveness in marginal texts that are often overlooked as part of the first slasher cycle because they do not fit neatly within Clover’s paradigm. In particular, Leeder examines how Boaz Davidson’s 1981 film X-Ray—never discussed by Clover or other early thinkers on the slasher films—both belongs to and does not belong to the Final Girl model, and addresses these findings by extending the conceptual frameworks offered by previous scholarship and by engaging with debates on early “keyhole” films and pornography, medical horror, and the medical gaze in a wider sense. For instance, his analysis shows that the film fuses the killer’s sadistic voyeuristic gaze with a Foucauldian medical gaze, which reveals anxieties about spaces and practitioners of masculine medicine as they relate to the surveillance of women’s bodies. Such a revelation points to deeply embedded hegemonic discourses not usually associated with the slasher subgenre; the film’s appropriation of different kinds of gazes enriches our understanding of the Final Girl, while bringing to light highly significant issues of power and agency within medical discourses on female sexuality.

    In his evocative reading of the film’s interplay between the doctor’s “assaultive male gaze” upon the female body, the protagonist’s “reactive gaze,” which positions her as the object to be “looked at,” and her brief “counter gaze” when she tentatively scrutinizes the medical gaze of the doctors, Leeder proposes that the processes of identity construction vis-à-vis the power of looking have always already been more complicated than Clover’s Final Girl model implies. Furthermore, he observes that the X-Ray‘s Final Girl—the surviving female character—is, in fact, a middle-aged “Final Woman,” and not the typical teenager of the slasher film. What Leeder’s study of X-Ray demonstrates is that there is still room to consider other slashers not included in the Final Girl paradigm and that these films might help us to rethink the definition of the trope as outlined by Clover in her original essay.

    In her later work, Men, Women, and Chain Saws, Clover claimed that a strong “case could be made for horror’s being, intentionally or unintentionally, the most self-reflexive of cinematic genres” (168) due to its obsessive focus on eyes and looking. Interestingly, both articles published in this issue offer approaches that broaden Clover’s theory beyond a psychoanalytic framework, but they do return to one of its key terms: the question of the gaze. Leeder shows that the gazes in slasher films can be attached not only to the killer and his intended victim, but also to the space of the hospital and its technologies; Palmer, in turn, underscores the complex structures of looking and hierarchies of film identification in Undocumented to bring light to intersectional identity formation and the normative positioning of the Final Girl. These two contributions to scholarship on the Final Girl demonstrate the ongoing usefulness of Clover’s concept and its surprising pervasiveness across the last thirty years, in both academic criticism and popular culture. It is our hope to invigorate the debate within Film Studies about the relationship between horror, the gaze, and identification, as well as highlight the rich and diverse facets of the Final Girl trope.

    Acknowledgments

    We would like to thank Peter Marra, whose organization of an SCMS (Society for Cinema and Media Studies) panel on the Final Girl led us to the production of this special issue. We are also grateful to the anonymous reviewers at Postmodern Culture for their useful insights on the essays.

    Footnotes

    1. In her new preface to the 2015 edition of Men, Women, and Chain Saws, Clover offers an insightful reflection on the discursive circulation of the trope, arguing that, in the course of history, the Final Girl seems to have “hijacked” the later debates on slasher media, eclipsing other figures and issues discussed in the book—such as the Final Girl’s victim-hero status, with an emphasis on “victim.”

    2. Klaus Rieser, still in 2001, argues against the Final Girl as a potentially feminist figure. He suggests that scholars who have followed Clover’s model and reconsidered the Final Girl as a sign of female agency overestimate the progressiveness of the paradigm. For Rieser, the moments in slasher films when male viewers alter their identification towards the Final Girl and become “feminized” function merely as “‘playful’ intrusions into the gender field” (390) that fail to disrupt the hegemonic, heterosexist order.

    3. Harry Benshoff (1997) makes similar claims in reference to queer audiences.

    4. In a 2001 reflection on her earlier work, entitled “When Women Look: A Sequel,” Williams does acknowledge that the “Mulveyan paradigm” could not account for “the pleasures, however problematic, women viewers may take in this genre” and that women could learn “how to look” at horror in subversive ways.

    5. While taking into consideration this revisionist impulse that turns to the female viewer, recent scholarship on gender and horror film seems more critical of understandings of the Final Girl through fantasies à la “Girl Power.” Much as it is potentially reductive to read the Final Girl in terms of a phallic woman, an unconditional exaltation of the Final Girl as a feminist subversion and/or agent of violence generates doubts about the extent to which these images can be considered empowering (see Paszkiewicz and Rusnak, forthcoming).

    6. Between mid-1977 and the spring of the following year, profit margins significantly decreased for adult-centered horror films. In an attempt to increase ticket sales, the industry began targeting female youth as a cost-effective solution (Nowell 128).

    7. As Ryan Lizardi argues in his study of the contemporary slasher remake, “the horror film genre has fully embraced this cinematic trend to remake, or re-imagine, its past.” It is significant, he argues, that “these remakes mostly stem from a particular period of slasher horror films, the 1970s through the early 1980s,” the era which “has been theorized heavily for its ideological issues with gender and political ambivalence” (114).

    8. See Isabel Pinedo, Robin Wood, Robin R. Means Coleman, and Harry M. Benshoff on race and the horror film.

    9. As Anthony Hayt has recently argued in his study of contemporary slasher remakes, “since 9/11, a common trend in horror film criticism has been to focus on the genre as a way of understanding and processing the trauma of the terrorist attacks that forever changed the cultural landscape of America, and of the world” (131). For Hayt, this approach frequently downplays gender, and he interprets it as evidence of “the misogyny of American culture at large, and of the ‘post-feminist’ era specifically, [which materializes itself in] making moves to discount the importance of upholding the vigilance of gender-based political struggle in favour of more ‘important’ political causes” (131–2). In this light, it is interesting to observe how the trauma motif is closely intertwined with gender, racial, and sexual politics in Palmer’s piece.

    Works Cited

    • Benshoff, Harry. Monsters in the Closet: Homosexuality and the Horror Film. Manchester UP, 1997.
    • Berenstein, Rhona J. Attack of the Leading Ladies: Gender, Sexuality, and Spectatorship in Classic Horror Cinema. Columbia UP, 1996.
    • Brooks, Kinitra D. “The Importance of Neglected Intersections: Race and Gender in Contemporary Zombie Texts and Theories.” African American Review, vol. 74, no. 4, Winter 2014, pp. 461–475. JSTOR, www.jstor.org/stable/24589834. Cherry, Brigid. “Refusing to Refuse to Look: Female Viewers of the Horror Film.” Horror, the Film Reader, edited by Mark Jancovich, Routledge, 2002, pp. 169–78.
    • —. Horror. Routledge, 2009.
    • Clover, Carol J. “Her Body, Himself: Gender in the Slasher Film.” Misogyny, Misandry, Misanthropy, special issue of Representations, vol. 20, Autumn 1987, pp. 187–228. JSTOR, doi:10.2307/2928507. —. Men, Women, and Chain Saws: Gender in the Modern Horror Film. 1992. Princeton UP, 2015.
    • Cobb, Shelley, and Yvonne Tasker. “Feminist Film Criticism in the 21st Century.” Film Criticism, vol. 40, no. 1, Jan. 2016, pp. 1–2. ProQuest, doi:10.3998/fc.13761232.0040.107. Cook, Pam. “No Fixed Address: The Women’s Picture from Outrage to Blue Steel.” Gender Meets Genre in Postwar Cinemas, edited by Christine Gledhill, U of Illinois P, 2012, pp. 29–40.
    • Creed, Barbara. The Monstrous-Feminine: Film, Feminism, Psychoanalysis. Routledge, 1993.
    • Halberstam, Judith (Jack). Skin Shows: Gothic Horror and the Technology of Monsters. Duke UP, 1995.
    • Hayt, Anthony. “Moving Past the Trauma: Feminist Criticism and Transformations of the Slasher Genre.” The Routledge Companion to Cinema and Gender, edited by Kristin Lené Hole, et al., Routledge, 2017, pp. 131–140.
    • hooks, bell. “The Oppositional Gaze: Black Female Spectators.” Black Looks: Race and Representation. South End Press, 1992, pp. 115–31.
    • Kaplan, E. Ann. “Troubling Genre/Reconstructing Gender.” Gender Meets Genre in Postwar Cinemas, edited by Christine Gledhill, U of Illinois P, 2012, pp. 71–83.
    • Lizardi, Ryan. “‘Re-Imagining’ Hegemony and Misogyny in the Contemporary Slasher Remake.” Journal of Popular Film, vol. 38, no. 3, Fall 2010, pp. 113–121. Taylor and Francis, doi:10.1080/01956051003623464 Maron, Jeremy. “When the Final Girl is Not a Final Girl: Reconsidering the Gender Binary in the Slasher Film.” Off Screen, vol. 19, no. 1, January 2015. http://offscreen.com/view/reconsidering-the-final-girl. Accessed 19 July 2018. Means Coleman, Robin R. Horror Noire: Blacks in American Horror Films from the 1890s to Present. Routledge, 2011.
    • Mulvey, Laura. “Visual Pleasure and Narrative Cinema.” Screen, vol. 16, no. 3, Oct. 1975, pp. 6–18.
    • Nowell, Richard. Blood Money: A History of the First Teen Slasher Film Cycle. Continuum, 2011.
    • Paszkiewicz, Katarzyna. Genre, Authorship and Contemporary Women Filmmakers. Edinburgh UP, 2018.
    • Paszkiewicz, Katarzyna, and Stacy Rusnak (forthcoming). Final Girls, Femininity and Popular Culture. Palgrave Macmillan.
    • Pinedo, Isabel Cristina. Recreational Terror: Women and the Pleasures of Horror Film Viewing. State UP of New York, 1997.
    • Powell, Anna. Deleuze and Horror Film. Edinburgh UP, 2005.
    • Rieser, Klaus. “Masculinity and Monstrosity: Characterization and Identification in the Slasher Film.” Men and Masculinities, vol. 3, no. 4, Apr. 2001, pp. 370–392. Sage, doi:10.1177/1097184×01003004002. Rizzo, Teresa. Deleuze and Film: A Feminist Introduction. Continuum, 2012.
    • Rowe Karlyn, Kathleen. Unruly Girls, Unrepentant Mothers: Redefining Feminism on Screen. U of Texas P, 2011.
    • Staiger, Janet. “The Slasher, the Final Girl and the Anti-Denouement.” Style and Form in the Hollywood Slasher Film, edited by Wickham Clayton, Palgrave, 2015, pp. 213–228.
    • West, Alexandra. “‘Not in my Movie’: The 90s Slasher Cycle and Grrrl Power.” Offscreen, vol. 20, no. 7, July 2016. http://offscreen.com/view/not-in-my-movie-the-90s-slasher-cycle-and-grrrl-power. Accessed 20 July 2018. Williams, Linda. “When the Woman Looks.” 1983. Horror, the Film Reader, edited by Mark Jancovich, Routledge, 2002, pp. 61–66.
    • —. “When Women Look: A Sequel.” Senses of Cinema, July 2001. http://sensesofcinema.com/2001/freuds-worst-nightmares-psychoanalysis-and-the-horror-film/horror_women/. Accessed 20 July 2018. Wood, Robin. Hollywood From Vietnam to Reagan—and Beyond. Expanded and rev. ed., Columbia UP, 2003.
  • Notes on Contributors

    G Douglas Barrett
    G Douglas Barrett is Assistant Professor of Communication Arts at Salisbury University. He has enjoyed lives past and present as an artist, composer, writer, and tech worker. He has published in Mosaic, Tacet, and Contemporary Music Review and is the author of After Sound: Toward a Critical Music (Bloomsbury, 2016). The current article is part of a work-in-progress project on experimental music and theories of posthumanism.

    Michelle Chihara
    Michelle Chihara is Assistant Professor in the Department of English Language & Literature at Whittier College. Her current research project examines the relationship between contemporary American cultural production and behavioral economics’ push to ground realism in the quantification of the human subject. She is the co-editor of the Routledge Companion to Literature & Economics, due out in 2018. Her research has appeared in Studies in American Fiction, and she has published fiction and articles about contemporary culture in Avidly.org, n+1, Mother Jones, The Boston Globe, The Houston Chronicle, The Green Mountains Review, The Santa Monica Review and the Echoes blog at Bloomberg.com, among others. She is the Economics & Finance Section Editor at The Los Angeles Review of Books.

    Alexander Keller Hirsch
    Alexander Keller Hirsch is Associate Professor of Political Science at the University of Alaska, Fairbanks. He is the author of many articles, as well as co-editor of the forthcoming volume, The Democratic Arts of Mourning: Political Theory and Loss (Rowman & Littlefield). He is at work on a book manuscript tentatively titled Moral Inadequacy and the Will to Chance.

    Ronald Mendoza-de Jesús
    Ronald Mendoza-de Jesús is Assistant Professor in the Department of Spanish and Portuguese and the Graduate Program of Comparative Studies in Literature and Culture at the University of Southern California. He received his PhD in Comparative Literature at Emory University, where he worked on Latin American and Caribbean literature and French and German contemporary thought. He is currently working on a manuscript titled Reading Danger: Literary History After Historicism. The book seeks to both diagnose the persistence of historicism in the contemporary literary-theoretical landscape and to rethink literary history as a paradoxical form of dangerous “knowledge” whose truth can only be measured through a confrontation with the perils of illegibility and immemoriality. His essays have appeared or are forthcoming in several edited volumes and in peer-reviewed journals such as Mosaic, Oxford Literary Review, New Centennial Review, Diacritics, CENTRO Journal, Revista Iberoamericana, Política Común, Revista Pléyade, and Transmodernity.

    Warren Montag
    Warren Montag is the Brown Family Professor of Literature at Occidental College in Los Angeles. His most recent books include Althusser and his Contemporaries (Duke University Press, 2013) and The Other Adam Smith (Stanford University Press, 2014). Montag is also the editor of Décalages, a journal on Althusser and his circle, and the translator of Etienne Balibar’s Identity and Difference: John Locke and the Invention of Consciousness (Verso, 2013).

    Peter Y. Paik
    Peter Y. Paik is HK Research Professor of the Humanities at Yonsei University. He is the author of From Utopia to Apocalypse: Science Fiction and the Politics of Catastrophe (Minnesota, 2010) and has written on such topics as the new South Korean film, horror cinema, animé, and apocalypticism in contemporary culture. His article, “Smart Bombs, Serial Killing, and the Rapture: The Vanishing Bodies of Apocalyptic Imperialism,” appeared in Postmodern Culture 14.1. He is currently at work on a study of the category of the aristocratic from the 19th century to the present.

    David Parry
    David Parry is an associate professor of Communications and Digital Media, and department chair at Saint Joseph’s University. His work centers on understanding the transformations brought about by the change from an analog broadcast communication structure to a digitally networked one. Particularly he is interested in how this transformation alters power relations within communities and between institutions. He is a dedicated open access scholar.

    Herman Rapaport
    Herman Rapaport is Reynolds Professor of English at Wake Forest University. He published The Literary Theory Toolkit (Wiley, 2011), and has also contributed chapters to several recent books published by Bloomsbury: Dead Theory, Desire in Ashes, and Performatives after Deconstruction.

    Dorin Smith
    Dorin Smith is a PhD candidate in English at Brown. He writes on the intersections of the novel and history of science in the US during the long-nineteenth century. He is currently finishing his dissertation, Fictional Brains: Reflecting on Necessity in the Nineteenth-Century American Novel, which explores how the formal possibilities of narrative action in the novel were prefigured by contemporary neuroscientific and biological models of material cognition.

  • Information Politics

    David Parry (bio)
    Saint Joseph’s University

    As review of Jordan, Tim. Information Politics: Liberation and Exploitation in the Digital Society. Pluto Press, 2015.

    You can order the hardback of Tim Jordan’s Information Politics: Liberation and Exploitation in the Digital Society from Amazon.com for $60.19, or you can pay $21.98 for the paperback. That the two versions have different prices based on different materialities does not seem remarkable. But you can also “purchase” the book for $20.24 and read it on Kindle or on a computer with the Kindle app. “Purchase” is in quotes because if you choose to access the information that Jordan has authored in this way, you are not actually purchasing the book. You are rather purchasing a license to access the information according to certain terms and conditions set out by the publisher and by Amazon. You are renting access to the information. The fact that in this third case, the same information is presented to you at a radically reduced material cost (no printing), yet you only save $1.74, is a peculiarity of the digital age we have constructed. (There is of course a fourth option here: if you are privileged enough to have access to an academic library, you can read the information at no direct cost by checking out the book.) Information Politics seeks to explain how the same information comes to be available through a variety of means, yet with marked differences in materiality and cost. What are the circumstances that inform information structures and that politicize them in this way?

    Jordan’s central tenet is that information is a new site of political struggle, and that to understand political power in the twenty-first century, it is necessary to engage the handling of information. Any theory that seeks to explain exploitation in the twenty-first century must now evaluate information as one of the sites of exploitation. Jordan is clear from the beginning that information is not some new master category that subsumes all other political antagonisms, but rather is one of multiple sites of engagement; he argues that information should be added alongside class, race, gender, and other more established sites of political struggle. Starting with this framework is one of the strengths of the book. Jordan recognizes that political struggle is multiple and takes place across myriad antagonisms, and that isolating one point of conflict allows for a deeper understanding only on the condition that it is then connected back to other political struggles. This is what the book sets out to do: to examine the forces that use information to structure exploitation and to use this investigation to expand our understanding of exploitation.

    To make this argument, Jordan divides the book into three sections. The first explains the theory of information politics, analyzing both what it is that allows information to be leveraged for political gain, and also, perhaps more importantly, what about the digital makes information an especially powerful (and perhaps new) site of struggle. The second section examines particular patterns that develop as a result of these information structures, and the third is dedicated to engaging case studies meant to demonstrate the argument.

    The idea that asymmetrical access to information produces inequality is not new to the twenty-first century, or even the twentieth: there is a long history of thinking about information as a central locus of power. Through one lens, the Protestant Reformation developed from a question about access to information, structured around changes in the material conditions of the reproduction of information. One can think about the field of communication studies as the study of how information helps to structure communities and distribute power; the work of James Carey is particularly instructive in this regard. As many critics have noted, the digital era has reshaped our relation to information because its substructure is now digital, not analog. One of the strengths of Jordan’s book is to provide specificity to this claim. Rather than asserting that digital information is a different type of information, Jordan supplies three reasons why the power of information has grown exponentially. The primary reason for this change is something Jordan labels “simultaneous complete use” (194): the idea that when information’s material structure is digital, more than one party at a time can completely use the information. Only one person can use an analog hardbound copy of Information Politics at a time: if I check it out from the library, you cannot also read it. But when information’s materiality becomes digital, this restriction is lifted. Everyone can share in a bit of information and use it to its full extent. Scarcity no longer becomes the defining means by which information is controlled. As a non-rivalrous good whose cost of distribution drops to near zero, and whose consumption does not preclude another’s consumption, the power of information thus changes. You can have your cake and let your neighbor eat it too, at least potentially.

    But why then has this feature of the digital—the ability to simultaneously and completely use information—not led to the drastic lowering of the cost of information, coupled with universal access? Why is information now a more powerful site of political antagonism and not a lesser one? Why is it that despite information abundance, access to information is becoming increasingly unequally distributed? Why is it that the digital version of this book cost nearly as much physical one? The answer of course is copyright, or copyright as a stand-in for the numerous ways in which legal, cultural, and technical barriers have sprung up in the digital era. Instead of creating spaces where information is equally distributed, such barriers control information as a site of political power. Or, to put the matter simply, political power first inhered in land, then in factories, and now in information: Crops, Commodities, Copyright. This is all well-worn ground by media theorists, legal scholars, and political organizers alike. Since the late 1990s Mckenzie Wark has written about this change in power from materiality to information, with A Hacker Manifesto his most significant work. From a political and legal angle, Lawrence Lessig’s early work, Code, and then later, Remix, are directed at the history of legal battles around this question. Drahos and Braithwaite’s Information Feudalism: Who Owns the Knowledge Economy? is also particularly good on the history of this question across cultures and milieus. More recently, Cory Doctorow’s Information Doesn’t Want to Be Free: Laws for the Internet Age provides an approachable history of the way information has become the new site of control in the information age. In this regard, Jordan’s argument that information is now a key site of political conflict does not break new ground, even as it articulates the specificity of this moment in a useful way.

    Jordan does outline why it is that information is easily controlled in the digital era (despite its non-rivalrous material nature) and points to places where we can observe this. The three places he points to are (1) recursion, (2) the devices we use, and (3) the way the network and protocols shape the flow of information. Each of these is instructive in its own right: the power of information to act upon information, the affordances and limitations of the devices we use to interact with the information flows, and the structures to which information must adhere to be transmitted across the network. But taken together, the interaction of these three aspects forms the ground through which Jordan wants us to build our understanding of the political power of information. We need to pay attention not only to information that one places in the Google search bar, but to the ability of Google to use that information to act upon other information, to build information that grows exponentially, and to claim ownership both over the recursion itself (the algorithm) and the product of that recursion (more information). We must also assess the limits of the devices through which we interact with Google, and the strict language of protocols and networks that provide access to Google servers and all of the places through which Google interacts with the web.

    None of this is natural, of course; the way that these forces interact together to produce political winners and losers, to exploit some and empower others, is a matter of numerous complex decisions. For example, there is no reason that Google needs to own the information that is produced from recursion; this is a legal decision. That a digital book should require payment equal (or nearly equal to) a physical one says a great deal about who gets to own information, control access to devices, and determine how it interacts with the network.

    The second part of Jordan’s book points to particular aspects of the adherence of power: cloud computing, securitization, and social networks. Each of these places creates a particular set of circumstances that leads to information inequality and ultimately serves as a site of exploitation.

    Despite rhetoric to the contrary, the cloud is anything but magical and ethereal, and instead, by leveraging recursions, devices, and protocols, it is as a place where ownership of information is asserted. The entity that controls the cloud asserts property rights over the information it stores, creating a significant opportunity for exploitation. Similarly, nation states, claiming to keep citizens secure, now track and store massive amounts of data, creating information platforms that aim for total collection and control of all their citizens’ data. Finally, the seemingly public nature of data production on social networks is captured for private institutional profit. Social life is turned into free labor whose value is then captured by monopoly-level social media corporations. That all three of these sites of information creation, storage, and transfer carry political weight, again, is not particularly new. Much has been written on cloud computing, the information state, and social media networks. But in this case, the initial set up that Jordan provides helps the reader to focus on the particular ways in which information is being politicized through recursion, devices, and network protocols to create power inequality.

    The final section of the book is somewhat different from the first two. While the second section is a broad analysis of sites of information exploitation, the third section takes up specific case studies (or “battlegrounds,” as Jordan calls them): the iPad, digital games, and hacktivism. The earlier sections provide a strong theoretical lens for analyzing information politics; the battleground section ends up delivering less. While all three of these sites are significant, each is too individually complicated for the space allowed them here. Each section barely covers the history and the introduction to the topic before closing and pointing out that further study is required to fully understand how information is politicized in these areas. If one wants to think about any of these specific battlegrounds, it would be necessary to read one of the numerous books that treat these topics with nuance and complexity. Hacktivism has a deep and complex history, and understanding the way that recursions, devices, and network protocols control information to generate political antagonisms requires far more analysis than Jordan is able to muster in one chapter. The same is true of the diverse field of digital game studies. And this is even more true of the iPad, both in terms of the politics of production (the labor that goes into it) and the politics of labor done on it (the jobs for which it is suited and those for which it is not).

    This brings me back to the Kindle version of the book, available on the iPad. For a book that pays so much attention to the politicization of information, it really fails to address the way in which it engages in this politicization. Why restrict the simultaneous complete use of the information in the book? Or even more simply, why charge a near equal price for a digital version when its cost of distribution is so much less? To be certain, information, data, and knowledge are different categories, and the book is dealing primarily with the first two while producing the latter. But still one wonders how this book itself participates in the exploitation through information control that it so readily points to in other locations. How might we understand the book itself as a recursion of other places of information (through Jordan’s reference to the work of others), as a device (the choice to publish in print affects the interface and form), or as situated in the network (the legal means by which it is inserted into the network affects the flow)? More to the point, what would it mean to publish a free version of the digital book, not asserting property rights over the information, instead of restricting access? How would it flow across the network then? What information inequalities would be reduced if ownership were not asserted over the information, if the recursions in the book were not a site of the right to assert control but rather a means of liberation? That a book whose topic is information inequality unreflectively reproduces the inequality it analyzes by capturing its recursive information production, exploiting device affordances and limitations, and restricting the way that its information can flow across the network demonstrates the difficulty of engaging ethically with this antagonism.

    Works Cited

    • Carey, James W. Communication as Culture: Essays on Media and Society. Routledge, 2009.
    • Doctorow, Cory. Information Doesn’t Want to Be Free: Laws for the Internet Age. McSweeney’s, 2015. Drahos, Peter, and John Braithwaite. Information Feudalism: Who Owns the Knowledge Economy? New Press, 2007.
    • Lessig, Lawrence. Code: Version 2.0. Basic Books, 2006.
    • ———. Remix: Making Art and Commerce Thrive in the Hybrid Economy. Penguin, 2009.
    • Wark, McKenzie. A Hacker Manifesto. Harvard UP, 2004.
  • Paradigm for a Romantic Metaphorology

    Dorin Smith (bio)
    Brown

    A review of Weatherby, Leif. Transplanting the Metaphysical Organ: German Romanticism between Leibniz and Marx. Fordham UP, 2016.

    The place of critique has, perhaps, been in question for too long; not that it was wrong to critique critique but that the activity has exhausted itself. While publications on the topic mount and ever-new modes of “reading” are figuratively proposed (close, too-close, critical, post-critical, surface, new formalist, and distantnon-reading is clearly on the horizon), what is beneath our readerly theorizing is almost certainly less about “reading” and more about the metaphors which have displaced theory as our form of critical interlocution. At one level, metaphors seem indispensable for articulating the kind of unsettled knowledge the humanities traffic in; at another, they seem routine tools for normalizing thinking and eliding complex differences. In The Limits of Critique, Rita Felski acknowledges the necessity of metaphor as “the basis for any kind of comparative or analogical thinking,” even as she challenges how the metaphors we read with, like “digging down” and “standing back,” ossify the figurative potential of the mediating distance across which we encounter our texts (52). It is not simply that we deal in metaphors, we read in metaphors—a second-order investment that takes the positionality of metaphor as its problematic. It should then be no surprise that our critical moment coincides with renewed interest in the arch theorist of metaphor, Hans Blumenberg.

    Blumenberg’s work, which has been available in German for decades, is finally being translated into English, with Paradigms for a Metaphorology and The Laughter of the Thracian Woman: A Protohistory of Theory among the more recent notable publications. For an earlier generation of scholars, Blumenberg’s work on metaphor has only been accessible in English through his Shipwreck with Spectator: Paradigm of a Metaphor for Existence. Though metaphor then and now is often treated as a cognitive tool that culminates in a new concept, Blumenberg understands metaphors as meaningful in themselves, as historical entities reducible neither to lived experience nor to the theoretical necessity of conceptualization. Developing an inter-animating account of theory and metaphor, Blumenberg frames the possibilities of theoretical knowledge as a problem of positionality, as something emerging out of the distance between a shipwreck and its spectator or between a stumbling astronomer and a passing Thracian woman. As touchstones that elide final conceptualization, these metaphorical events (the witnessed shipwreck and the laughing woman) become the place from which theory marks its conceptualizing capacities and from which it organizes its capacity to influence the very form of the lifeworld. The method of metaphorology, as Blumenberg develops it and as Leif Weatherby utilizes it in his new book, Transplanting the Metaphysical Organ: German Romanticism between Leibniz and Marx, is a tool for striking against positivistic conceptuality and becomes a way to effect change in an increasingly technological world that, in contrast, is increasingly moving toward metaphysics.

    One would be right to presume on picking-up Transplanting the Metaphysical Organ that it is a dense study of the “organ” in early German Romanticism with a wide array of ancillary interventions into the history of ideas, the history of science, critical theory, and the intersections of literature and philosophy. But at its core Transplanting the Metaphysical Organ is a work of the recent Blumensance. Theoretically, it extends the problematic of metaphorology to the moment of German Romanticism in which the organ became not only the primary metaphor of the understanding, but also the tool with which the distantiating power of metaphor was internalized as the organs of sense, understanding, and reason. Where Blumenberg reads Romanticism as an awkward age of metaphysics (“the semantic grasping after a lost stability”) between the classical moment of Aristotelian Being and the modernist moment of metaphorical free-play in the creative constitution of new ontologies, Weatherby digs deeply into German Romanticism to demonstrate that this period sought a ground for metaphysics in the manipulable (albeit fragile) world of “organs” (42). As Weatherby notes in his introduction, “it has become a historiographical refrain that the Romantics aestheticized metaphysics on the basis of an organic model of the universe” (23), yet this reduction of Romanticism’s “organs” to the biological hinges on our presentist sense of organs as the functional locations of an organism (23). The simplicity of Weatherby’s question (“what, then, is the organ?”) and response (“the answer is not simple, and never has been”) is refreshing for the way it privileges the task of conceptualizing over the recovery of some then-contemporary concept as the motive for re-engaging pre-Romantic philosophers (Leibniz and Kant), the German Romantics (Hölderlin, Schelling, and Novalis), and the post-Romantics (Goethe, Hegel, and Marx) (7). One is left, like Weatherby’s dramatis personae, with the task of metaphorizing the “organ.” In this respect, Weatherby’s book marshals its metaphorological project and its commitment to the possibilities of conceptuality against organicist readings of Romanticism like Denise Gigante’s Life: Organic Form and Romanticism and Robert J. Richard’s The Romantic Conception of Life: Science and Philosophy in the Age of Goethe, and against attempts to identify the pre-Critical Kant with organicism as in Jennifer Mensch’s Kant’s Organicism: Epigenesis and the Development of Critical Philosophy and Catherine Malabou’s Before Tomorrow: Epigenesis and Rationality.

    Structurally, Transplanting the Metaphysical Organ is organized into three historical sections: “Toward Organology,” “Romantic Organology,” and “After Organology,” each of which contains chapters organized chronologically. Revolving around the metaphysical and metaphorical richness of the 1790s as the moment in which the “organ” moved from metaphorical to metaphysical technology, Weatherby’s analysis begins from a contextualization of the problematic of the “organ” in post-Aristotelian metaphysics. Asking the reader to suspend the intuition that “organ” is “bodily, ‘organic,’ or part of the order of the living,” he fixates on the absence of “organ” as a term in the German-speaking world during the seventeenth and eighteenth centuries, lasting until the mid-1790s when, suddenly, it “was now on everyone’s lips” (33, 111). Alongside the emerging sense of the biological organ, “organ” signified metaphorically between functional, instrumental, and cosmological semantic fields. From Aristotle, organon was “that which is potential with respect to a field of actuality on which it is concentrated” (17). This functional, and for Weatherby primary, sense is the tool: wherein the actuality of something (e.g., a fire) is immanent in the possibility of something else (i.e., a flint). When the flint makes the fire real, it is an organon, bridging nature and artifice, making the possible actual. Another sense of the word, also used by Aristotle but perhaps more resonant to those familiar with early modern philosophical discourse, is the organ as instrument, exemplified in early-modern references to “instruments of perception” which included both the eye and the microscope. The other important sense was cosmological. Weatherby argues that for philosophers in the eighteenth century like Leibniz and the pre-Critical Kant, the desire to reconcile logic with cosmic understanding is a potent undercurrent beneath the desire to produce a metaphysical organ (a tool for metaphysics) that can bridge the understanding of truth and the order of the cosmos. But though the “organ” was vested with bridging mind and cosmos, it also created conceptual problems over whether or not the mind is an organ, and, if not, how its actuality is to be understood. The larger argument in Transplanting the Metaphysical Organ is that throughout the eighteenth century, German metaphysics was concerned with the metaphysical potential of the “organ” even as German lacked a clear term to circumscribe the work of the word. By the 1790s the early German Romantics deployed the metaphorics of the “organ” as crossing speculatively between the functional, instrumental, and cosmological semantic fields “to reinvigorate speculation after Kant and provide theoretical justification for human intervention in natural and historical processes” (23).

    The three chapters in “Toward Organology” historicize the operant metaphorics of the “organ” in the German-language from Leibniz to the 1790s with Kant. And more than other chapters in this book, these reveal the distinctly German condition for the Romantic metaphysics of organology, which relies on the complex conceptual inheritance of das Organ rather than to the simpler, functionalist definition of the term in English and French. Chapter one details the “beginnings of the metaphorization of the ‘organ’ for Metaphysics” to Leibniz, who “never uses the term in its biological sense” (53). Though Leibniz’s search for a “tool of tools” that could connect necessary truths of the understanding to the cosmos courted contemporary language of embryology and pre-formation, it was ultimately in the service of producing metaphorical senses of das Organ that would leverage the functional and instrumental senses of “organ.” By contrast, prominent German-speaking scientists, like Johann Friedrich Blumenbach and Albrecht von Haller, who were engaged in the development of physiology and embryology in the eighteenth century, never used the German word and wrote hesitatingly, despite the immanent necessity of it for their respective projects, to conceptualize the “organ”; in fact, they “wrote in part to avoid that term” (66).

    At the edges of conceptuality, the “organ” became a metaphorically invested term for articulating and then satisfying the desideratum of yoking necessary truths to the pre-formation of the understanding. In the second chapter, Weatherby traces the influence of the metaphorics of the “organ” on Kant’s and Herder’s respective philosophical projects. Through an insightful and occasionally brilliant comparative analysis of Kant’s pre-Critical search in the 1760s for an organon of metaphysics and his post-Critique metaphysical restriction to a canon of the understanding, Weatherby argues that what Kant introduced to the metaphorology of the organ was a concern with methodology: how does judgment unify whole and part? Ultimately, this metaphysical question, dropped by Kant, is said to be taken up subsequently by Hölderlin, Schelling, and Novalis in the mid-1790s. Herder, by contrast, is taken as the source for the metaphorical content of the “organ,” as he came to speak of “organs analogically in metaphysical, epistemological, and cultural spheres indifferently” and so popularized the metaphorical capacity of the concept, such that the “organ” registered cosmological order and biological processes alongside its functional and instrumental senses (97). All of this comes to a head in one of the book’s best chapters, “The Organ of the Soul: Vitalist Metaphysics and the Literalization of the Organ,” in which Weatherby’s careful attention to the metaphorics of the “organ” demonstrates how the renewal of metaphysical speculation in the 1790s was less a turn to organicism than a return to the close imbrication of judgment and metaphysics which Kant ultimately rejected. Balancing Alexander von Humboldt, Ernst Platner, Johann Reil, Kant’s Conflict of the Faculties, and Samuel Thomas Sömmerring’s On the Organ of the Soul, Weatherby reads the 1790s as the decade in which the metaphorical range of the “organ” broadened to name several conceptual pressure points simultaneously (111). In this way, the “organ” galvanized the conceptual ground of the “tool of metaphysics” and suggested an interface for metaphysics that would be developed by the early German Romantics.

    The second section (“Romantic Organology”) divides its attention across four chapters covering Hölderlin and the dialectical organ of tragedy (chapter four), Schelling and the transcendental organ (chapter five), Novalis and the metapolitical ends of Romantic organology (chapter six), and then the opposition of Naturphilosophie to Romantic organology (chapter seven). Though these chapters are ordered as a philosophical history of the development of organology, chapters three through five are more hermetic and author-centric in their scope than are the previous chapters. Consequently, though these chapters do the most to articulate “organology,” they are recruited to challenge received critical accounts of the early German Romantics. The chapter on Hölderlin, for example, negotiates the space between critical interest in his “reaction to Kant and Fichte on the one hand, and the emergence of his poetic theology” on the other by introducing Hölderlin’s theorization of literary genre (tragedy) as an organological interface between judgment and being (132). Similarly, the chapter on Novalis falls into an analogous critical closeness of argument as Weatherby is most preoccupied with positioning Novalis beyond the organicist reading of Romanticism. Though Novalis is the thinker whom Weatherby identifies as developing the most “robust form of Romantic organology” and is thus central to the project of carving out a space for Romantic metaphysics, the chapter feels confined to the technical significance of the Romantic Encyclopedia as “the genre of Romantic organology” (234, 240). The overarching claim here, as in the chapter on Hölderlin, remains that the concerns of form and aesthetics among the early German Romantics are not in opposition to metaphysics but rather the means of manipulating the interface of metaphysics. While these chapters are occasionally too hermetic, the chapter on Shelling excels in part because he was so wide-ranging and capacious a figure in German intellectual life that tarrying with his uses of “organ” between drafts of Naturphilosophie and System of Transcendental Idealism can speak to the broader conceptual sea changes in the period. For Schelling in the late-1790s, organ and organon are necessarily linked, and their relationship subtends the value of art and “intellectual intuition” in his thinking. Bridging the difference between organ and organon, the “organ” “becomes an analytical tool capable of synthetic intervention in its field of potential” (173).

    The last chapter of section two narrates the cultural end of Romantic organology, if not organology more broadly, with the rise of Naturphilosophie and the loss of the metaphysical potential of the “organ” following the extensive mapping of the concept of the biological organ onto the order of being. In this chapter, Weatherby offers a compelling account of Naturphilosophie as “directly inspired by Schelling” even as its “resulting cosmology is Herderian in quality” (258). Philosophers identified with Naturphilosophie, like Lorenz Oken, Gotthilf Heinrich Schubert, and Joseph Görres, were concerned with transposing the biological organ onto metaphysics rather than deploying the metaphysical and metapolitical possibility of organology towards realizing a fundamentally open-ended world. According to Weatherby, the revolutionary ambition of Romantic metaphysics was lost by Naturphilosophie. Consequently, Hegel’s critique of the “organ” in The Phenomenology of Spirit as an overt concern with “observing reason” marks the moment where the “organ” loses its conceptual capacity to facilitate the philosophical crossings of organ, organon, and the biological organ. Though Naturphilosophie is the end of Romantic organology as a program, Weatherby argues that there remain a few lingering strands in Goethe’s late-career work on morphology (chapter eight) and Marx’s balance of naturalism and revolutionary politics in his technological metaphysics (chapter nine)—both discussed in the final section of the book, “After Organology.” This section’s title is somewhat misleading, as Weatherby is concerned with demonstrating the longevity of Romantic metaphysics even after the loss of the metaphorics of the “organ.” He attempts to save the late-career Goethe from the charge of political retreat and “intellectual senility” by contextualizing his attempt to navigate the Saint-Hilaire and Cuvier debates as a means of returning the organon of Romantic organology to metaphysics (281). In this light, Goethe’s concern with developing a practice of observation is not only a means of attending “to phenomena in their generality and concreteness,” it is also an attempt “to found a system of experience capable of altering the world, a technological metaphysics” (281). The final chapter, “Instead of an Epilogue,” reprises Marx’s relationship to Darwin in order to tease out the significance of technology for Capital and redresses the extent to which Marx’s twentieth-century interlocutors elide his metaphysical roots in a Romantic organology. Though no chapter of this book is easily extricated from the whole, “Instead of an Epilogue” is the most exportable and the most likely to find an audience outside of Romanticist studies.

    Though there are many reasons to recommend Transplanting the Metaphysical Organ, the intensely interconnected yet sprawling nature of the book will likely confine its theoretical intervention into technological metaphysics to a smaller readership than it deserves. After all, the appeal of re-engaging German Romanticism neither in terms of the philosophical prominence of Fichte in 1794/1795 nor in terms of the discursive impulses of the Athenaeum between 1798 and 1800 but rather through the early Romantic return to Kant in 1796/1797 will attract a very self-selecting reader, despite the value of Weatherby’s attempted fusion of method and politics. The challenge of the book, to follow the articulations of organology at the level of metaphorics, remains an obstacle for its method, because the possibilities of metaphorology (or organology) depend upon clear metaphorical points of contact. Making metaphorics manipulable is a key desideratum of metaphorology. When Weatherby praises Blumenberg for being “a practitioner of this metaphorization,” he highlights how the latter makes metaphorology a tool for illuminating metaphor’s capacity to challenge conceptuality and actualize change in the lifeworld (40). Weatherby pursues a practical metaphorology by making room for German Romanticism’s alternative to Aristotelian metaphysics and the metaphorical free-play of modernism. In his account, what emerges out of the Romantic metaphorics of the “organ” is “a new metaphysics—that of the organ, a ‘technological’ metaphysics paradigmatic of modern concerns with the point at which speculation and politics, theory and praxis, can communicate” (43). This reveals an interesting direction for literary theory, as Weatherby navigates past the disappearing landmarks of our post-theory landscape to discover “an unexpected Romanticism” in our technological present which makes a return to Schelling more explanatorily powerful than a turn to Stiegler (352).

    As a metaphorological work concerned with carving out space for Romantic metaphysics beyond Romantic metaphorics, Transplanting the Metaphysical Organ tasks itself with maintaining two competing impulses: one diachronic and comparative, the other hyper-critical and devotional. The more comparative chapters juggle multiple thinkers as they attempt to conceptualize the “organ” metaphysically or cosmologically, whereas more focused chapters, like chapter five, burrow deeply into the nonconceptuality underlying an author’s shifting distinctions between organ and organon across the drafts of a single work. Both impulses are usually well-executed, but the general effect for the reader is one of cognitive whiplash. Similarly, the use of metaphorology requires balancing the metaphor’s leaning towards conceptuality and lingering with its logical perplexity, which in Transplanting the Metaphysical Organ leads to practical confusions about the exact semantics of “organ.” Any reader coming to this book will likely struggle with the array of distinctions Weatherby deploys. The expressions that distinguish between the three basic senses of “organ” are generally vague throughout and border on inconsistency in a few instances. Moreover, I feel obliged to note that this book has more typographical and copy-editing errors than any work from a major publisher that I can recall in recent history. Mistakes happen in every published work, of course, but these errors are regrettable. In respect to more substantive issues with Transplanting the Metaphysical Organ, the chapters dedicated to Hölderlin, Schelling, Novalis, and Goethe are rich but not equal in their ability to balance the competing impulses of historical breadth and critical depth. For this reason, the book’s scope feels inflated by its dogged devotion to the most canonical early German Romantics and its need to provide a distinct position for each thinker in the development of organology. Similarly, the weakest argumentative strand of the book is the identification of Romantic metaphysics’ concern with producing open-ended systems to positive political philosophy. It is only in the book’s final chapter and its turn to a Romantic Marx that the confluence of metaphysics and politics is ultimately compelling. Generally, however, concrete political commitments are underrepresented in favor of meta-political reflections, a fact which is strikingly clear in the omission of any discussion of slaves in this very large book. Aristotle’s definition of slaves as “living tools” in the Nicomachean Ethics and the historical presence of the slave trade around 1800 make the discursive absence of slavery a significant oversight.

    These points aside, Transplanting the Metaphysical Organ is a deeply impressive work of scholarship. It will serve some readers as a renewed introduction to and impetus to engage with Romantic metaphysics, while others might find in it a means of returning to the metaphorics of technology and its conceptual history. In this respect, it will likely come to resemble Edward S. Casey’s 1997 book The Fate of Place: A Philosophical History, written early in the ecocritical movement as a phenomenologically inflected history of the concept of “place” that had been neglected since Descartes’s reflections on “space.” Transplanting the Metaphysical Organ turns to the metaphorics of the “organ” with such strength and intellectual vigor because in the brief window of the 1790s the “organ” became a metaphor for the realizable metaphor, for something both literal and instrumental. As such, this book will act as a foundation, if not a theoretical position, for future analyses of the “organ” and the possibilities of conceptuality.

    Works Cited

    Felski, Rita. The Limits of Critique. U of Chicago P, 2015.

  • Reviving Formalism in the 21st Century

    Herman Rapaport (bio)
    Wake Forest University

    A review of Eyers, Tom. Speculative Formalism: Literature, Theory, and the Critical Present. Northwestern UP, 2017.

    Some ninety years ago, C.D. Broad argues in “Critical and Speculative Philosophy” that “the discursive form of cognition by means of general concepts” can never “be completely adequate to the concrete Reality which it seeks to describe.” According to Broad, “thought must always be ‘about’ its objects; to speak metaphorically, it is a transcription of the whole of Reality into a medium which is itself one aspect of Reality.” Speaking of F.H. Bradley, Broad opines that he cannot agree with the conviction that “this scheme involves internal contradictions.” Broad thus imagines a scheme of Reality and a process of thought that is “about” its objects as free of internal contradictions.

    Central to Tom Eyers’s brilliant Speculative Formalism is an interrogation of the correspondence of formalized thought in the form of imaginative writing and what Broad calls Reality. Contrary to Broad, Eyers maintains that there are internal contradictions within discursive forms of cognition, and further, that such contradictions exist as well in the material life world, something that has been made clear by Marx and Engels and many others. Eyers writes, “Form, as it will be understood in what follows, becomes the conflicted, multiply distributed, and plastic site where truths specific to literature are rendered contingent but also given their only opening to the world, and from which other formal logics in other domains may be better understood” (6). In this context, the speculative refers to the conviction that we can only apprehend the Real by means of the mediation of forms: imaginative, logical, paradigmatic, and so forth. The speculative must necessarily recognize, therefore, that it is determined by interfaces in conflict that enable a “creative capacity of impasses” (8), a view not so different from the New Critics’, who saw literary writing as a medium for speculation that opened on significance in terms of ambiguities, paradoxes, and ironies.

    Along these lines, Eyers writes: “Literature stages better than most phenomena the manner in which, far from shutting down the possibility of meaning, the impossibility of any final, formal integration of a structure and its component parts is the very condition of possibility of that structure” (8). The possibility of structure and meaning, we’re told, is predicated upon its incompletion (the impossibility of integration): “central to my argument will be the claim that form resists meaning as much as it enables it” (9). Again, he tells us, “it is [the] very resistance to semantic recuperation that, paradoxically enough, lies at the root of literature’s capacity to refer, even to transfigure, annul, boost or remain strikingly indifferent to, its historical and political conditions” (9–10). This idea of indifference likely would not be accepted by traditional historians who place considerable emphasis on historical contextualization, about which, they would claim, by definition the work cannot be indifferent.

    Speculative formalism, as may already be evident, makes claims for literary readings that cannot be verified by means of naïve, direct reference to the things themselves, including the facticity of historical context. For the speculative is defined in terms of a thinking that recognizes and works through the strictures of formal systems or logics, which, according to Eyers, may be internally contradictory. Not only literature, but history, politics, economics, and culture may also be considered as formal contradictory logics, as posited by French theory of the 1960s that invalidated totalizing programs of literary and cultural study (Derrida), along with the invalidation of a naïve Cartesianism whereby subject and object (observer and observed) are thought to be self-evidently given as intelligible, congruent substitutes for one another (Foucault).

    As we can see, although Eyers makes a case for returning to formal literary analysis, his speculative formalism is by no means a return to the kind of formalism that pits the work as a static artificial construct against the teleological historical givens of the life world. This work/world distinction, of course, is endemic to long discredited traditional historicist practices of scholarship wherein researchers simplistically attempt to connect the dots between a work and its immediate historical context in order to forensically determine the meaning of the work on the basis of what exists on the outside, whether that be the writer’s biographical experiences, the time’s cultural conventions, or historical events. Eyers writes, “history is not to be conceived of as ‘context’ per se, as an externality ranged dynamically against the passive content [that is, the work] that it molds; rather, literary history and politics are especially vivid folds in literary form as such, envelopes that both determine and are determined by the textual or conceptual scientific structures that too often are assumed to be their mere passive products” (10). The work, according to Eyers, should not be treated as a passive entity, like data or mere information.

    In terms of the politics of the profession of literary study, Eyers repudiates a state of affairs that has become evident since 2000, namely, the large-scale obviation of theory in favor of a return to a pre-New Critical moment of crude forensic research that is information-based and not sensitive to hermeneutical problems and methods. Whereas interpretation has always been sensitive, to some degree, to the non-correspondence of words or discourse and what Broad called Reality, emphasis on information presumes the self-evident, passive transparency of data in relation to world. Whereas hermeneutics has usually been skeptical of logocentric clotûre (see, for example, the Rabbinical tradition or Buddhist tradition), informatics (big data) is predicated on cybernetic programs that are aggressively totalitarian and logocentric in ways that make us take them for granted as a reality that is grounded in fact, or numbers.

    Eyers’s five chapters cover a dazzling range of figures drawn from the present and immediate past that represent what we could call high culture. Chapter one critiques the opposite of the speculative approach, namely, positivism. The immediate target for critique is Franco Moretti, whose “distant reading,” Eyers claims, “remain[s] at such an abstract scale, of reified patterns of consumption and distribution, that he is prevented in advance from being able to understand the more obscure kinds of cultural forms that pool between the cracks of their ostensible networks of distribution” (47–48). Moretti’s reduction of literature on a large scale to big data is, of course, part of a wider trend in literary studies that is opposed to close reading. Since the mid-1980s, close reading, a mainstay of the Yale School, has receded into the background as an influence on literary critical analysis. Among Eyers’s aims is the rehabilitation of close reading and interpretation, and he criticizes Moretti for taking market forces as a natural determinant for plotting relationships between works that have been statically rendered. In addition, he claims that Moretti embraces a social Darwinist model that gauges the success and failure of various kinds of works in terms of their popularity and dominance. As a whole, Eyers makes the point that distant reading forecloses speculative formalism, which is, among other things, an appreciation of the inconsistency, incompletion, and catachrestic dimensions of formal relations that invalidate the reductiveness of the quantitative method.

    For Eyers, New Historicism had been very much allied with an emergent positivism as early as the 1980s and 90s, which accounts for at least one reason the positivist turn came about, though the computer has, of course, played a huge role. According to Eyers,

    That New Historicism generally, and Greenblatt in particular, have at least rhetorically resisted the lures of a totalized understanding of historical context is without question, but what remains, as unapologetically anecdotal as it so frequently is, lacks a sufficient sense of its a priori theoretical investments. Jameson himself has referred to this obscuring of a priori theoretical commitments as an insistence on immanence over the transcendence of abstract analysis and interpretation, even as transcendent principles—not least the very transcendentality of the injunction to reject the transcendental—persist beneath the cover of darkness.(43–44)

    In other words, missing in New Historicism is sufficient attention to structuration and structure, or “formativeness.” Not to be overlooked is the question of how speculative formalism concerns overdetermination, something that is lacking when forms are denuded of their formativeness as in New Positivism and New Historicism. Greenblatt’s privileging of practice over theory is, in Eyers’s view, an explicitly anti-theoretical position that impedes conceptual speculation (or the cognition of structures) as opposed to direct experience, of which the anecdote is a species.

    Chapter two concerns the word/reference relation. To what extent do words correspond to things? The two figures of interest here are a French poet and a scientific thinker, Francis Ponge and Jean Cavaillès. Both Ponge and Cavaillès are suspicious of “any delimitation of a pure space of perception impervious to its apparent linguistic or conceptual opposites” (29). Although Ponge’s poems often describe objects in ways that seem to capture their essence, he registers “in the formal paradoxes of his poetry the inability of language to latch neatly onto the object-world” (29), although he also claims that the “surface logic” of the poetry presents “a phenomenologically pure account of the things-in-themselves” (30). Eyers looks at Cavaillès’s notion of thematization, which concerns a resistance to empirical transparency that inheres in a reflexivity that is the consequence of formal structuration. This formal structuration is, to some extent, frictional, agonistic, unstable, and hence refuses a “static relation between an object and the symbols that would, in vain, wish to correspond with it. Cavaillès’s name for this paradoxical form of generative impasse or productive misprision is thematization” (81). This “particular kind of abstraction” (81), oriented around horizons, is reminiscent of Roman Ingarden’s phenomenological conception of the schematized aspect. Indeed, it is hard to read far into Eyers’s book without wondering if Ingarden wouldn’t count as a speculative formalist par excellence, excepting his Husserlian grounding. That raises a question Ingarden might have asked: why is Eyers stripping consciousness away from a conception of the speculative? Eyers doesn’t seem to imagine one could talk of formativeness as a construction of consciousness along Husserlian lines.

    Chapter three discusses Wallace Stevens, a poet who seems to be of endless interest to philosopher-critics. Eyers situates Stevens between two contemporary philosophers, Simon Critchley and Alain Badiou. Critchley and Badiou “reflect the two sides of [a] neo-romantic totality, with the former arguing for the quiet pathos of acquiescence in the face of the fallen world, and Badiou projecting a faith in the power of poetic language to recover the epic or heroic tendency otherwise lost in the attempt to translate the expanses of epic verse into the alienated spaces and temporalities of modernity” (99). In short, resignation is contrasted with heroism. These states may be akin to what the early Heidegger called moods. Of interest to Eyers is how modernist form subtracts itself from “the ideology of the sensible” (100). Describing his admiration for Stevens, Eyers identifies a core principle of his book:

    It is in poetry’s determinative inability to present the whole, an inability written into the very productive constraints exemplified in poetry by the marshaling of language into meter, that it gains momentary access to the similar failures of completion and rational totalization that define its referents, referents otherwise assumed to lie submissive in anticipation of poetic representation; Stevens, needless to say, instantiates for us this paradox better than most.(101)

    We have to resign ourselves to incompletion and the failures of rational totalization, though we could just as easily look upon this as a heroic triumph brought about through the resolve of the poet. Some may wonder about the choice of Stevens because this kind of resolve is much stronger in someone like Pound, who was much more self-conscious about failure and his responses to it. In The Cantos, one picks up from Pound not only resignation, despair, and an overall sense of powerlessness, but unbridled ambitions concerning knowledge and aesthetic power on an epic scale that are in direct conversation with political philosophy and the rise and fall of civilizations, something I imagine to be more in line with Badiou’s thinking.

    Chapter four is a meticulous analysis of Paul de Man’s materialist reading of Kant. Eyers writes, “One of the tasks of this chapter is to demonstrate how de Man’s deconstructive literary theory was as concerned with the paradoxes of the material world as it was with the riddles of language per se, even if, in his strictly literary analyses, the linguistic tended to win the day” (125). At issue for Eyers is de Man’s “Phenomenality and Materiality in Kant,” in which a “repressed kernel” is retrieved from Kant, namely, his materialism, “understood as in opposition to the neutralization of the language of literariness, its disquieting effectivity in opening up a space for what Tom Cohen usefully describes as the ‘the site of memory, a mnemotechnics…which, in advance of every hermeneutic system, marks the inevitable materiality and exteriority accorded the human apparatus’” (127). Presumably that site is ambiguous, external and internal to the mind, and, I’m guessing, though Eyers doesn’t specify, that it probably relates to écriture. The argument that the signifier is a material trace doesn’t seem to require the painstaking unpacking of Kant’s critiques that Eyers performs. Philippe Sollers, Roland Barthes, Jacques Lacan, Julia Kristeva, and Jacques Derrida have all made this case more directly. Eyers tells us that “de Man, far from being the linguistic idealist of legend, seeks to find in Kant the ontological limits of the aesthetic as a kind of materiality (insofar as it must be expressed through the more general texture of language as itself a material thing, at least of a kind): as something, at any rate, that is not simply a passive, ideal vehicle of correlational sense” (131). Again, I wonder if we need the kind of back-breaking analysis of Kant that Eyers develops in order to establish this. Isn’t the point made quite clear in Apollinaire, Marcel Duchamp, Joseph Beuys, Annette Messager, Kara Walker, and Nam June Paik?

    In another complicated formulation, which a viewer of Picasso’s Three Musicians could comprehend quite independently without recourse to Kant, we’re told that “[i]nsofar as, for de Man, the aesthetic figures both a projected unity for Kant’s philosophy and, more pressingly, the sign of the necessary failure of that unity, this resistance in Kant to viewing the corporeal as a unity while it is under the aesthetic gaze helps us underline the importance of that constitutive disunity for Kant’s system more generally. Kant, that is to say, explicitly links the body as disunified with the aesthetic point of view that might otherwise have served as the broader system’s unifying cement” (133). I fully appreciate Eyers’s interest in a materiality related to aesthetics that concerns the “impasses of the world, of the density of things, [and] the unpredictable circuits of the word” (134), but you could also find this on the surface of, say, Poussin’s Et in Arcadia Ego. If my criticisms appear to be taking the side of empirical observation, this isn’t really the case, as I’m not talking about the literal, something that wouldn’t lead one to imagine “unpredictable circuits of the word” in Poussin, given that this requires interpretation or speculation. Rather, I’m talking about conceptual constructions we can much more easily infer in art that preempt the lengthy and prolix sort of analysis undertaken by de Man. This is not to say that I’m unappreciative of the fact that elsewhere de Man has written brilliantly and originally on literature.

    Chapter five turns to language poetry, psychoanalysis, and the formal negotiation of history and time. The chapter offers a very suggestive and interesting reading of Ron Silliman’s “Albany”:

    History appears here as another formal logic, at the moment at which an agent, whether linked to collective political action, to sexual violence, to ethnic classification, both appears and is effaced by the temporal movement of the verse’s underlying structure, by the inevitability of the end of one sentence and the beginning of another; temporality, that is, gives out onto signs of historical events, only for history to succumb to the temporal once more, in a movement of repetition that is also defined by the power of retrospective assimilation, neutralization, and erasure. (159)

    “Albany” is written in what amount to short non-sequiturs (it appears at the outset of the collection The Alphabet). In “Albany” Silliman lists disjunct aggressions, occurrences, and observations that, as Eyers says, efface each other simply in terms of their substitutive emergence, leaving a sort of historical trail while existing always in the present. Whether these sentences are supposed to relate to one another is left in ambiguous or even contradictory suspense. In any case, something is always ending and beginning, coming to light and being suppressed. Eyers contrasts “Albany” with Bruce Andrews’s “Blueier Blue,” in which temporal plotting is freed: “its gusts of nouns and neologisms form nothing but a blowsy temporal grid, albeit one powerfully distinct from the austerity of Silliman’s” (164). Andrews’s poem “can be read as a testament to the repression of historical depth, one only ever incompletely achieved in ‘Albany’” (167). The unpredictable patterns of Andrews’s poem resist interpretation, which is to say, the poem requires the kind of provisional reading that we’re all incapable of getting beyond, given that there isn’t sufficient closure to make truth claims relative to content. Eyers is a very good observer of poetic details, and these may be two of the best readings of language poetry to be published in a long time. He does quite a bit of synthesizing, however, and one might ask whether his readings of Silliman or Andrews aren’t like interpretations of a Rorschach test. Correlation is under erasure, but that’s probably at work in any reading of abstract poetry.

    Speculative Formalism is one of the better theory books to have appeared in recent years. Because it is written for a sophisticated audience well versed in philosophical parlance, it probably won’t do the work of rolling back the positivist turn, given that positivists don’t read this kind of thing and wouldn’t be converted if they did; however, the book draws an important line in the sand with respect to reclaiming a space for the interpretation of literature and culture, and makes a claim for the revival of the humanities generally, which have become impoverished of late in the absence of serious hermeneutical reflection and practice.

    Works Cited

    Broad, C.D. “Critical and Speculative Philosophy.” Contemporary British Philosophy: Personal Statements (First Series), ed. J.H. Muirhead. G. Allen and Unwin, 1924, pp. 77–100. Digital Text International, www.ditext.com/broad/csp.html. Accessed 28 December 2017.

  • Recycling Apocalypse

    Peter Paik (bio)
    Yonsei University

    A review of Hicks, Heather. The Post-Apocalyptic Novel in the Twenty-First Century: Modernity Beyond Salvage. Palgrave Macmillan, 2016.

    Post-apocalyptic fiction has become arguably the defining genre of the contemporary period. A search on WorldCat reveals that Margaret Atwood’s novel Oryx and Crake (2003) — which depicts the near-total extinction of the human species in a pandemic and its replacement by bio-engineered humanoids — has been a topic in over sixty dissertations and the subject of over 400 articles. Cormac McCarthy’s The Road (2006) has figured in roughly eighty dissertations and over 1,300 articles. Novels such as these have exerted an outsized influence on popular culture, given the current fascination with the post-human in such series as Westworld or the reboot of The Planet of the Apes — as well as the great success enjoyed by the narrative of the zombie apocalypse, which parallels the basic plotline of The Road, where a father and son must guard against being captured and eaten by cannibals. But the significance of today’s post-apocalyptic fiction remains very much in dispute. Should we understand the intense interest as a symptom of collective fear, whether of religious extremism, economic collapse, or catastrophic climate change? Does the spectacle of the destruction of a technically advanced civilization constitute a form of metaphoric atonement for the colonization of the globe by the Western powers? Or is the apocalypse a kind of figure for a fundamental psychic deadlock, a response to the loss of an otherness that could serve as a source of sociopolitical renewal for a society that remains incapable of transforming itself to avoid catastrophe?

    In The Post-Apocalyptic Novel in the Twenty-First Century: Modernity Beyond Salvage, Heather J. Hicks analyzes six works by authors who have become widely known as representative of the genre of post-apocalyptic fiction – David Mitchell’s Cloud Atlas (2004), Jeanette Winterson’s The Stone Gods (2007), Colson Whitehead’s Zone One (2011), and Paolo Bacigalupi’s Ship Breaker (2012), in addition to the aforementioned Oryx and Crake and The Road. Her thesis — that the key theme of the post-apocalyptic novel is the collapse of modernity — challenges the familiar version of literary history, according to which the modernist aesthetic that is defined by seriousness of purpose and aspires to depth of insight is succeeded by a postmodern aesthetic that revels in irony, strikes deliberately superficial poses, and insouciantly repudiates the cultural authority accorded to high culture. Post-apocalyptic literature by contrast forms a sort of middle ground between the modern and the postmodern – it is marked by a certain seriousness in posing urgent questions about the future of humankind and the fate of the planet, while being close in formal terms to such more accessible genres as adventure fiction or horror fiction. Post-apocalyptic fiction is preoccupied with survival, which leads it to place an intense focus on the material conditions of existence. The collapse of industrial society throws the characters in these works back on their own resources to save themselves and their loved ones or to preserve the remnants of civilized ways.

    For Hicks, the patron saint of the apocalyptic novel turns out to be Robinson Crusoe, the solitary survivor of a shipwreck who draws on his knowledge, instinct, skills, and religious faith to recreate on his desert island as best as he can the civilized existence that he has lost. In the novels under consideration, there has been or takes place a calamity on a planetary scale, such as nuclear war, a global epidemic, a zombie apocalypse, economic collapse, or the depletion of natural resources. The preoccupation with disaster results not in a wholesale repudiation of modernity as the source of inescapably destructive enterprises, but instead in the efforts of the protagonists to “salvage” various elements of the ruined civilization in the furtherance of life (15). Robinson Crusoe serves as the emblematic figure for such an undertaking. His presence can be felt in the watchfulness of the father in McCarthy’s The Road, whose “competence and acuity” ensure that he will lead his son to safety in the less contaminated and more civilized zones of the South (103). The protagonist who goes by the name of “Snowman” in Oryx and Crake is likewise a survivor of a genocidal catastrophe who echoes the endeavors of Crusoe, in this case serving as a teacher to the Crakers, a new humanoid species that has been designed to replace human beings after a pandemic has driven the latter to extinction. In The Stone Gods, a novel that spans both galaxies and centuries, Jeanette Winterson names the three protagonists, two of whom are female, after Crusoe himself. One section of the novel involves the familiar plotline of shipwreck which leaves the male Crusoe stranded on Easter Island just as its people descend into a vicious civil war, while the primary threat to one of the female Crusoes comes not from nature but from corporate control..

    But if civilizational collapse or the near-extinction of the human species serves to give new life to this paradigmatic figure of modernity — one who is distinguished by his independence, self-sufficiency, and the will to master his environment — Hicks also emphasizes the ways in which the novels in her study engage in critiques of racism, colonialism, and sexism. In Oryx and Crake for example, human trafficking plays a significant role in the storyline, condemning a world in which anything can be for sale. The character Oryx, who becomes the lover of both the scientific genius Crake and the pathetic protagonist Jimmy, is born in an impoverished village in an unnamed Southeast Asian country and sold to a con artist at an early age by her mother. She enters the lives of Crake and his friend Jimmy as one of the sex workers supplied by the student services division of the prestigious university Crake attends, and is later hired by the scientific prodigy to work in his laboratory. Eventually, Oryx is sent around the world by Crake to promote and distribute the pills he has invented, which she believes to be a combination aphrodisiac and contraceptive. But the pills unleash a deadly epidemic that wipes out most of humankind. A young woman with a Southeast Asian background who serves one man while sleeping with his friend and plays a major part in the destruction of civilization — such a representation runs the risk of reinforcing the image of the subaltern woman as hyper-sexualized, lacking inwardness and the capacity for unconditional loyalty, or reproducing the idea of feminine desire as inherently harmful to the institutions that run civilization. Hicks takes the side of critics who defend Atwood’s decision to ascribe to Oryx characteristics that fit the stereotype of the “exotic Asian woman,” on the grounds that she would not otherwise have been able to expose the economic and social forces at the root of the stereotype itself (41). For Hicks, the character of Oryx serves as the most significant link in the novel between the apocalypse and post-colonialism. She is a victim of the modernity that has colonized the entire globe as well as the agent of apocalypse, evoking the figure of the Whore of Babylon in a revisionary mode.

    Hicks’s approach that brings together the critique of colonial modernity and the representation of apocalyptic catastrophe works well for Oryx and Crake, but runs into difficulties with The Road. McCarthy’s novel is similar to Robinson Crusoe in featuring both cannibals and a child who is in need of receiving an education to become properly civilized. But while the preoccupation of the father in finding ways to survive in a harsh and brutal environment recalls the struggles of Defoe’s castaway, Hicks’s reading of the novel does not address the disparity between the endeavor to maintain a hold on civilized ways after civilization has for all intents and purpose met its demise and that of seeking to establish and practice civilized ways while cut off from a civilization that nevertheless continues to exist. While it is the case that the father in The Road and Robinson Crusoe both fear being caught and eaten by cannibals, the barbarism evoked in Defoe’s adventure novel is of a completely different order from the apocalyptic narrative of McCarthy. Hicks notes that the cannibalism practiced by the natives is for Crusoe a marker of their inferiority. Crusoe’s feeling of superiority is a hallmark of the imperialism that brought most of the globe under the rule of the European powers. But the thought that the cannibals in The Road are “inferior” to the father and his son would strike the reader as a most incongruous sentiment. In the post-apocalyptic world of McCarthy’s novel, civilization is fast becoming a dim memory, so viciously have the survivors abandoned all restraint in order to survive. Hicks ascribes the terror of cannibals in The Road to the fear of “barbarism” that arose in the West as a response to the attacks of 9–11, yet a postcolonial approach does not do justice to the theme of the demise of civilization, which would call for insights and concepts drawn from the collapse of civilizations and the ruin of empires.

    Would the act of salvaging modernity ultimately restart an historical process that leads inescapably to conquest and colonization? The fear that a salvaged modernity would turn into an imperial modernity arises in Hicks’s reading of Bacigalupi’s Ship Breaker, a young adult novel set in an impoverished United States, the coastal regions of which have been submerged by the rising seas. The hero, Nailer, is part of a crew that makes a living by scavenging abandoned oil tankers, but over the course of the novel he learns how to read maps and masters the art of sailing. These newfound skills enable him to rescue a girl from a wealthy merchant family who has been taken hostage by her unscrupulous uncle and to join the crew of a clipper owned by the girl’s family. Hicks observes, “Bacigalupi turns to the very origins of modernity as the source of development for Nailer – the craft of seafaring” (150). The clipper ship, the vehicle that takes Nailer to a better life, exemplifies for Hicks a “retromodernity,” in contradistinction to the “petromodernity” of the present era, where the global economy remains dependent on the burning of fossil fuels that increases carbon emissions in the atmosphere. The return of three-masted, wind-powered ships, especially as the setting for the hero’s coming of age, would appear to extol the famous sea voyages with which the modern age commenced – the sea voyages that led to genocide and slavery in the New World. But Hicks insists that “retromodernity” in the novel is at least as “forward-looking” as it is “nostalgic,” in that it corresponds to a “life without oil as an inevitable future that will call on technological innovation and new social formations” (159). She makes this point toward the end of her commentary on the novel, but she does not appear wholly convinced by it either. Indeed, the triumph of Nailer over his tyrannical father has explicitly Oedipal overtones that foreshadow the tragedy to come from the act of liberating one’s self from the world of one’s parents. Modernity, which Hicks admits is the most “unruly” of the terms employed in her study, keeps coming back, perhaps because it has become formidably difficult for us to conceive of freedom and fulfillment apart from its categories.

    Yet there is fresh about Hicks’s idea of “retromodernity,” inasmuch as it presents an alternative to the oppressively linear movement that leads from modernity to the dead end of apocalypse, understood in its secular and destructive sense. A cyclical conception of time stands at odds with the linear model of history that, in the words of Elizabeth K. Rosen, reflects a “rigid tyranny of time” (xxiv). In the chapter on David Mitchell’s Cloud Atlas, Hicks focuses on the ethical and political possibilities offered by a cyclical understanding of time, one that breaks with the liberal belief in moral and political progress. Mitchell’s novel explores historical recurrence in six interconnected stories set at different points in time, from the 1850s to the distant, post-apocalyptic future. Each of these stories centers on a protagonist who finds himself or herself victimized by hostile forces that are more powerful than him or her. They fight these forces and produce documents of their respective conflicts that influence the characters who appear in the subsequent narratives. The protagonists include a primitive and superstitious farmer named Zachry, who lives on the big island of Hawaii after a nuclear war has destroyed most of civilization, a clone named Sonmi-451, who is likewise a figure from a dystopian future, in her case a totalitarian state formed by the reunification of North and South Korea, vanity publisher Timothy Cavendish, whose story unfolds in the UK of the present, muckraking reporter Luisa Rey from the California of 1975, a musician named Robert Frobisher from the Belgium of 1931, and a notary named Adam Ewing, who travels from Sydney to San Francisco in 1850.

    As Hicks points out, the stories that make up Cloud Atlas recount the exploitation and oppression of the weak, who are “poisoned, cuckolded, blackmailed, assaulted, imprisoned, enslaved, and, ultimately, eaten in a system of organized cannibalism” (64). But the connections that the novel draws between the protagonists, who never meet each other but who influence each other through the texts and documents they leave behind, evokes a “solidarity” between victims and rebels across time that would defy the “homogeneous and empty time” that Walter Benjamin famously attributed to historicism (71). The madcap escape of Cavendish from a tyrannical nursing home is made into a film that inspires Sonmi-451 centuries later, while the clone herself becomes worshipped as a goddess by Zachry’s tribe on Hawaii, long after the disintegration of industrial civilization across most of the globe. Luisa Rey listens to the music composed by Frobisher and comes across his letters to his former lover, the scientist who is murdered for trying to expose the dangers posed by a nuclear power plant. Adam Ewing writes a book about his voyage across the Pacific and his journey to becoming an abolitionist, which Frobisher reads while working as a secretary to a famous composer. As Hicks points out, none of these characters is transformed by coming into contact with the writings or artworks produced by their fellow protagonists; rather, these instances of contact are simply part of the culture in which they happen to be immersed. But the unexceptional and undramatic manner in which the novel’s protagonists come into contact with each other serves to reinforce the basic conviction of the novel that “individual acts can become collective historical transformations” (71). The mysterious affinities that inspire resistance to tyranny and struggles for liberation are thus as much a constant in the novel’s idea of history as the injustices they attack.

    What some readers will find to be the most challenging part of this argument is Hicks’s reliance on the idea of cyclical history in the work of Mircea Eliade, the influential and controversial scholar of religion who during the 1930s in his native Romania had expressed support for the Iron Guard. For Eliade, the key difference between the mythical view of cyclical time and the modern idea of linear time is that in the former, human beings were capable of finding meaning in catastrophic events and so were better able to endure them. The modern category of history, by contrast, places humans at the mercy of the “blind play of economic, social, or political forces” and prevents them from seeing any “sign” or any “transhistorical meaning” behind “the horrors of history – from collective deportations and massacres to atomic bombings” (Eliade 151). The cyclical view of history appears to accord wider latitude for human action, in that an act is not the personal gesture of a lonely and isolated ego, but rather an impersonal deed that reaches across identities and across distant expanses of time, drawing on the energies of collective memory. In such an act, the individual renounces her or his significance as an individual in order to tap into the store of meaning that resides in the founding myths of a culture. For Eliade, such potency is proper to a traditional society, whereas modern society is based in part on the repudiation of a historical vision in which predetermined roles matter far more than the freedom exercised by the individual and particularity of his or her identity as an individual. But the paradox here is that Mitchell seeks to press this transhistorical symbolic in the service of an emancipatory politics that centers on an oppressed underdog figure struggling against an oppressive status quo, which is not the same as the traditional hero who purges the corruption in his society by calling for a return to its original principles and whose acts are understood to repeat the gestures of the culture’s founding father.

    Mitchell’s emphasis is on resistance rather than on foundation. Central to the novel’s scheme of affinities across historical time is the concept of reincarnation: the main characters are revealed as having the same soul. Progress is no longer identified with civilization but comes to reside in the progressive movement of the soul towards enlightenment across its incarnations. Hicks notes that the antihistoricist approach of Cloud Atlas has the consequence of flattening its characters: “the more audaciously Mitchell plays with literary styles and genres, the less these characters seem like individuals and the more they appear to be the repetitions of archetypes derived from the history of Western literature” (75). Somewhat surprisingly, she does not regard this statement as a criticism of a shortcoming of the novel. Instead, she argues that Mitchell’s use of “literary” and “cultural archetypes” and his “invocation of literary icons” are aimed not at exploring “how individuals can become historical agents in order to derail our momentum toward apocalypse” (75). Rather, the novel seeks to “resist” or defuse the “terror of history” by calling on the reader to “invest” himself or herself in “older, larger stories” (75). But Hicks errs in identifying historicism with the overpowering and stifling presence of archetypes, whereas for Eliade the modern susceptibility to the “terror of history” arises from the modern insistence on liberating itself from archetypes. There is in other words a trade-off between freedom and autonomy on one side and the conviction that historical tragedies and disasters have a transhistorical meaning on the other that Hicks resolves too quickly in her reading of Cloud Atlas. Indeed, Hicks misses the bitter irony in Eliade’s comparison of an imagined “anhistorical” society of the future, which would prohibit in spiritually suffocating ways the “making of history” as such, with the “myth of the golden age” (Eliade 154, qtd. Hicks 60).

    Hicks deserves credit for breaking into politically provocative and intellectually promising territory by taking up the work of Eliade, whose work, in spite of his reactionary political affiliations, merits greater attention today in light of the sociopolitical malaise that has overtaken the liberal West and the resurgence of militant religion as well as the more recent rise of populist nationalism. Eliade’s speculation regarding the possibility of a “desperate attempt” to “prohibit” historical events, which would include not only wars of conquest but also revolutions, presents a fruitful way of viewing the insistence of the capitalist Right that “there is no alternative to free market capitalism” as well as Francis Fukuyama’s version of the end of history (Eliade 153). Eliade’s prediction anticipates Jean Baudrillard’s point that Islamist terrorism and the futile state response against it constitute the “violence of a society in which conflict is virtually banned and death forbidden” (94). Hicks’s study of post-apocalyptic literature is an important contribution to the scholarly work on the genre. It compares well with recent studies, such as Elizabeth K. Rosen’s Apocalyptic Transformation: Apocalypse and the Postmodern Imagination and Andrew Tate’s Apocalyptic Fiction, though like the latter it suffers somewhat from its brevity. Hicks’s focus on modernity in the fictions of apocalypse provides a rigorous vantage point from which to study the genre, and it should serve as a fruitful springboard to studies of work that have not received the attention they deserve, such as George Stewart’s Earth Abides and James Howard Kunstler’s cycle of peak oil novels.

    Works Cited

    • Atwood, Margaret. Oryx and Crake. Anchor, 2003.
    • Baudrillard, Jean. The Spirit of Terrorism. Translated by Chris Turner, Verso, 2003.
    • Eliade, Mircea. The Myth of the Eternal Return: Cosmos and History. Translated by Willard Trask, Princeton UP, 2005.
    • McCarthy, Cormac. The Road. Alfred A. Knopf, 2006.
    • Rosen, Elizabeth K. Apocalyptic Transformation: Apocalypse and the Postmodern Imagination. Lexington, 2008.
    • Tate, Andrew. Apocalyptic Fiction. Bloomsbury, 2017.
  • Individuals Interpellable and Uninterpellable: Reflections on James R. Martel’s The Misinterpellated Subject

    Warren Montag (bio)
    Occidental College

    A review of Martel, James R. The Misinterpellated Subject. Duke UP, 2017.

    James R. Martel’s The Misinterpellated Subject is a work of great interest, and not simply for those seeking to apply Althusser’s theory of interpellation beyond its sphere of origin. For those of us who, more cautiously (perhaps too cautiously), have limited ourselves to an attempt to excavate and examine Althusser’s strange formulation, convinced that it remains in certain important ways unintelligible, Martel’s notion of misinterpellation poses new and very welcome questions. First among these is the question or problem of the untranslatability of the word most associated with Althusser’s project, the word “interpellation,” and the effects of this untranslatability on our understanding of Althusser’s entire theory of ideology and ideological subjection. In fact, I would argue, not as a criticism, but by way of a recognition of the necessary materiality of discourses, that the text’s most effective formulations appear in those places where it demonstrably mistranslates (or simply adopts pre-existing mistranslations of) Althusser’s notion of interpellation. This is not to say that Martel’s basic assumptions are simply wrong, or, in contrast, that he has replaced, perhaps without knowing that he has done so, the Althusserian account of interpellation with something more powerful or true. Althusser’s notion of interpellation is irreducibly contradictory and complex, and its complexity is indistinguishable from the theoretical specificity and singularity that give it its power.

    If Martel’s study constantly poses questions to Althusser, it does so without necessarily formulating them as such and exhibits a way of thinking that, in my view, can be fully realized and put to work only when it is examined in the light of Althusser’s discussion of ideology in the essay “Ideology and the Ideological State Apparatuses.” There is nothing more Althusserian than this apparent paradox: as he wrote with reference to Canguilhem, the history of science, and we might add, the history of concepts and knowledges, has a bit more imagination than any logic of scientific discovery.

    Not very long ago, Pierre Macherey wrote that

    the text that Althusser published in 1970 under the title, ‘Ideology and the Ideological State Apparatuses,’ where the thesis of the interpellation of the individual as a subject is advanced for the first time, while undoubtedly one of his most innovative, is also particularly disconcerting. Its exposition, by exploiting a rhetoric that combines ellipses with a kind of rhetorical violence, results in the construction of an enigmatic space that the reader must decipher for himself.(51)1

    The fact that Macherey, who was a participant in the discussions that led to the formation of the concept of interpellation, can describe the ISAs essay as an “enigmatic space” will undoubtedly surprise Anglophone readers, few if any of whom have found it particularly enigmatic. Martel’s citations and arguments may well help us recover an appreciation of the difficulties of Althusser’s text by “making speak” its ellipses and its forcing of concepts and images. We might start by acknowledging the fact that we do not exactly know what the term “interpellation,” as used in English, much more than in French (or Spanish), means: what are its synonyms or antonyms, for what words can it be substituted? I do not recapitulate here the effects of translating the French word “interpellation” as “interpellation,” a word that had all but disappeared from the English language, where in any case it never possessed the semantic range that it did and does in French (Montag, “Signifier”). Few English speakers could have made any sense at all of the term without the addition of “hail” (no equivalent of which exists in the French text), which translator Ben Brewster decided, without any indication that he had done so, to add as a synonym of interpellation. The result: for decades no one thought to ask what interpellation means in French: everyone knew it meant “hail.”

    Ben Brewster’s translation gave us a text very different from the French text, and not only because of the repeated coupling of “interpellation” and “hail” in the places where the original text simply says interpellation. More importantly, the term interpellation in English in 1970 was what I have elsewhere called an empty signifier, that is, a kind of place holder marking the site where a specific meaning, or rather set of meanings necessary to Althusser’s theory, was nevertheless absent. Brewster attempted to fill this determinate gap with “hail” which, through an extension of the same paradox previously noted, has by means of Brewster’s translation and the innumerable commentaries, friendly or hostile, competent or incompetent, that took his translation as their starting point, become an actually existing synonym of interpellation in academic usage. This discursive sequence has succeeded in fortifying certain meanings and inflections of meaning, and diminishing and excluding others. A series of consequences follows from this fact, and anyone who seeks to develop the theses concerning ideology stated in the ISAs essay (and perhaps The Reproduction of Capitalism) must find a way to confront them.

    I want to insist, though, on one crucial point: Brewster’s decision, for reasons that will become clear, to leave interpellation essentially untranslated rather than render it as “hail” alone, but instead (with exceptions), “interpellate or hail,” cannot simply be dismissed as an error. Brewster adds to or replaces interpellation with “hail” sixteen times, all concentrated in the two pages between “Ideology Interpellates Individuals as Subjects” and “An Example: Christian Religious Ideology” (in which the word “hail” is not to be found). There is no equivalent of the French interpellation in English, so if Brewster’s choice was an error, it was a necessary error, objectively and materially determined, and therefore at the time unavoidable. It may now be possible, however, to re-open the case of interpellation. Martel’s book compels us to return with a renewed sense of wonder to Althusser’s enigma.

    When Althusser wrote the manuscript On the Reproduction of Capitalism, from which the ISAs essay was extracted, shortly after the events of May–June 1968, one of the obvious senses of “interpellation,” the sense in which it was and still is used in the French media, made it directly relevant to Althusser’s essay: the act by which the police stop, detain, arrest or keep in custody an individual suspected of committing a crime, including rioting, destroying public or private property, etc. In English a reference to the police hailing a suspect, although not idiomatic, would certainly be understood, but its meaning stops short of the French term, denoting no more than a calling out to someone. In everyday life, police interpellation typically produces a chain of speech acts, specifically commands or orders: “hey, you there,” is regularly followed by “stop right there,” “don’t move” or “get over here,” commands that can be ignored or disobeyed only at the risk of a violent response on the part of the authorities. For this reason, ordinary usage dictates that we do not describe what the police do when they “address” a suspect or person of interest in terms of language or discourse: it is far more common to say I was stopped, grabbed, held, restrained by a police officer than that he or she yelled at or to me, let alone that he or she hailed, called out or simply spoke to me. Further, an adequate, that is, legally valid, response to the demand to stop and speak, that is, to answer questions, begins with what cannot finally originate in me and cannot take the form of a merely oral declaration on my part. As Althusser wrote in 1966 in the posthumously published Three Notes on the Theory of Discourses, “it is the Prefecture of the Police which provides the individuals whom the policemen interpellate with the identity papers the policemen request (demand) that one show” (83).

    Interpellation thus cannot be reduced to hailing or calling but must be understood as a point at which a number of different material practices or “modalities of materiality” (169) conjoin (“Ideology” 169). This is not to say that the physical movements, which Althusser defines as rituals and prescribed gestures, are not accompanied by words and sounds, thought to be spoken freely but, much more commonly, cited, read out loud in “an external verbal discourse” or silently in “an ‘internal’ verbal discourse (consciousness)” from the liturgies of daily life whose most important effect is to bring about their own forgetting (169). Significantly, Martel tends to avoid referring to language or discourse per se, perhaps as much for tactical reasons as in principle. Discourse is especially encumbered with negative associations (“everything is discourse,” as uttered circa 1980), so overused that it has lost it specificity as a concept distinct from language or speech. But Althusser did use it in relation to ideology and was careful to distinguish discourse from langue, langage or parole (“Three Notes”). Further, it is important to recall that discourse for Althusser, whether external–that is, spoken or written–or internal–consciousness, what thought silently says about itself–possesses a material existence: it is irreducible to anything prior to or outside of itself of which it would be the expression.

    This brings us to the powerful opening of Martel’s text: an example from Kafka’s Paradoxes and Parables of what might be called, following Althusser, Jewish Religious Ideology. In Scripture, God calls out to Abraham (Gen 22:1), although the Hebrew verb used in the passage is not “to call” ( inline graphic) but simply “to say” inline graphic, introducing a sequence that will culminate in Abraham’s demonstrating his willingness to sacrifice his son if God should request it. In Kafka’s rendering, when God pronounces the proper name Abraham, every Abraham in the world at that moment hears and prepares to answer. But God intends to test Abraham with a most painful sacrifice; all but one of existing Abrahams have little to sacrifice. It is not them that God will test. But apart from Abraham the patriarch, there remains one other Abraham prepared to heed the word that he knows might not be meant for him at all. He has a son and is ready to perform the sacrifice, but he is old, dirty and poor, in short, unworthy. His heeding the summons, Kafka tells us, would be like the worst student in the class standing up to receive a prize for the best when it is announced, and being humiliated by going up to the front of the class unsummoned. Martel emphasizes the agency of the one who insists on answering a call that the evidence suggests is not clearly directed to him or the one who refuses to respond to the call that is directed to him. Here, the necessary instability of interpellation arises from the initiative of the individual subject himself who, intentionally or unintentionally, does not respond to a summons as he should. But Kafka’s parable demonstrates less the failure of interpellation to find its proper target, the capacity of the targeted individual to elude the call, or the untargeted to answer it, than the constitutive ambiguities proper to language itself, any language, even (Kafka would have said especially) the Holy Tongue spoken by God himself to Abraham.2 Surely, it is significant that the parable of Abraham’s willingness to sacrifice his son finds its analogue in the Ideological State Apparatus of the school with its disciplinary spaces and individualizing techniques, few of which are more feared by the students than that of being “called on” by the teacher.

    Kafka is almost certainly drawing on a history of questions about and objections to this passage in Genesis, which deeply perplexed commentators, whose concerns are registered in the Midrash and Talmud. The commentators’ anxieties do not directly concern the fact that God proposes a test that Abraham will pass only if he is willing to kill his own son (although the problematization of this passage can hardly be disentangled from the nature of the test). Instead, their perplexity arises from (or perhaps is displaced to) the strange manner in which God’s request (and not a command, as indicated by the form of the verb inline graphic according to both the Talmudic reading and that of the medieval commentator Rashi) to take Isaac to the mountain: “And He said, Please take your son, your only one, whom you love, yea, Isaac.” In the Talmud, this sequence of identifying attributes (precisely what is missing from the address to Abraham in Kafka’s parable) is understood as a kind of apostrophe on God’s part, as if he were answering a set of questions asked, but unreported in the text, by an uncomprehending Abraham whose comments are thus interpolated:

    “So also did the Holy One, blessed be He, say unto Abraham, ‘I have tested thee with many trials and thou didst withstand all. Now, be firm, for My sake in this trial, that men may not say, there was no reality in the earlier ones. Thy son. [But] I have two sons! Thine only one. Each is the only one of his mother. Whom thou lovest. I love them both! Isaac! [ inline graphic](Sanhedrin 89b).

    It is striking that the anxiety Genesis 22:2 has produced among commentators for over a millennium has everything to do with interpellation as a call or, perhaps even more, as a summons in its legal sense. Rashi and his forbears would prefer to preserve God’s absolute sovereignty by making him deceitful, willing to trick Abraham, than call this sovereignty into question by acknowledging what Kafka built his parable around: the recognition that even God, by speaking to human beings, must submit or subject himself to their language. But how are we to understand language here? Certainly not as a hidden order or system of rules and even less as an order of univocal signs. On the contrary, it appears as if, in speaking, God has descended, as he did in the case of Babel, in order to confuse human speech ( inline graphic), subjecting himself to the irreducible equivocity that he himself instituted and cannot abolish. Speech in this passage resists the thought that animates it and frustrates God’s attempt to communicate at every turn. In fact, it is an “angel of God from heaven” rather than God who calls out to stop Abraham from killing his son ( inline graphic) (Gen. 22:11). Kafka’s addition to the Talmudic sequence, the proper name, Abraham, if indeed it is an addition, underscores the sequence of amphibolous statements, “your son,” “your only son,” “the son you love most.” Given that the proper name, Abraham, yelled out loud in the street in any one of a number of Eastern and Central European cities during Kafka’s lifetime, would have immediately produced a crowd of responders, the parable suggests the impossibility of eliminating the threat of miscommunication, through slippage, reversal and drift of meaning, from speech.

    To push the matter to an extreme, we might compare the composition made up of Genesis 21–22, Talmud, Rashi and Kafka to the well-known joke first performed by the comedy team of Abbot and Costello in the 1930s:

    Abbott:
    Strange as it may seem, they give [base]ball players nowadays very peculiar names.
    
    Costello:
    Funny names?
    
    Abbott:
    Nicknames, nicknames. Now, on the St. Louis team we have “Who’s on first,” “What’s on second,” “I Don’t Know is on third—”
    
    Costello:
    Well, then who’s playing first?
    
    Abbott:
    Yes.
    
    Costello:
    That’s what I want to find out. I want you to tell me the names of the fellows on the St. Louis team.
    
    Abbott:
    I’m telling you. Who’s on first, What’s on second, I Don’t Know is on third--
    
    Costello:
    You know the fellows’ names?
    
    Abbott:
    Yes.
    
    Costello:
    Well, then who’s playing first?”
    
    Abbott:
    Yes.
    (“Who’s on First”)

    Michel Pecheux, whose Language, Semantics and Ideology (Les Verités de la Palice, 1975) was one of the most ambitious, if not exactly influential, attempts to develop Althusser’s theses on ideology, insisted, following Freud and Lacan, on the importance of the joke, on the very possibility of something like a joke in its “crudest” forms, such as the pun, for any understanding of the nature of language. Language cannot be grasped as an immensely complex system of rules whose discovery would allow us to resolve the ambiguities of statements. Instead, for Pȇcheux, langue, scattered among the discourses, themselves embedded in the material existence of ideologies which are subject to the aleatory and plural temporality of history, can exist only through a systematic repression of what Françoise Gadet and Pêcheux would later call, following Jean-Claude Milner, the “real of langue”: the fissures (failles), gaps, and contradictions that set this order against itself in a perpetual production of equivocity (L’amour). There exists “in every langue a segment” that can be “both itself and at the same time other through the homophony, homosemy, metaphor, glissement of the lapsus and word play, and the double meanings (double entente) of its discursive effects” (Gadet and Pêcheux, La langue, 51. Thus, the process of the production of discursive effects is simultaneously and necessarily a production of side-effects and by-products, making the historical existence of discourses something other than the actualization of already existing logical possibilities, that is, something resembling a process without a subject or end(s).

    Rather than understand Martel’s notion of “misinterpellation” as a failure on the part of Althusser’s Subject to hail the particular individual at whom the call was directed, something like bad aim or, conversely, the ability of “bad subjects” to duck the call coming their way, as well as the possibility that good subjects, motivated by a sense of guilt, might be moved to answer a call not in fact addressed to them, we might follow his suggestion that “failure is internal rather than external to interpellation,” given that “every act of interpellation is also an act of misinterpellation” (50). The failure, equivocity, and drift that convert interpellation into misinterpellation thus take place at the level of the utterance, the constitutive heterogeneity that incessantly opens it up to new meanings and the ever-present possibility of a forgetting of once established meanings, not subjectively, but in an entirely impersonal and objective forgetting that takes place at the level of discourse itself. Not simply a refusal to understand an order, but a failure, a slip, an infelicitous substitution irreducibly inscribed in the actual words of the order itself, addressed, as in the case of Kafka’s parable, to both the one and the many Abrahams and therefore a failure of the individualization that such orders require.

    The absence of a notion of the materiality of discourse, its irreducibility to founding meanings, its constitutive and inescapable instability, and the inescapable heterogeneity of its every utterance, weigh on Martel’s argument. To clarify the theoretical stakes involved I focus on only one of his three “historical examples of interpellation and misinterpellation” (58): the case of The Declaration of the Rights of Man and Citizen (1789) and its relation to the Haitian Revolution.3 In an important sense, the Declaration represents a condensation of all the problems and questions that attend the concept of interpellation both as it is developed in Althusser’s texts and as others attempt to apply it. For Martel, the Declaration instantiates a call, a call to the universal and the rights it guarantees, not simply to the citizen, but to every human individual as such, and therefore a call to assume the role of possessor of rights. The problem here is that the call of the so-called universal is not directed universally; it is unjustly particular in its application, illegitimately withheld (according to its own norms) from the laboring, propertyless majority of the human species, not only by virtue of the forms in which it was communicated, but also, as a kind of second line of defense, through its promotion of a series of mechanisms internal to the so-called universal itself that work to maintain inequalities of wealth and power outside the reach of legal reform. The enslaved masses of Haiti were the last to whom the call was addressed; among other things, their status as property meant that their freedom threatened the inalienable rights of proprietors also guaranteed by the Declaration of 1789. But they, or the literate among them and among the free black population, could not help overhearing and answering the summons to right, based on the fact that they considered themselves human. As in the case of Kafka’s Abraham, the call overshot its intended audience, bearing a vision of a universalist politics whose immanent promise was that of what Balibar has termed equaliberty. Its power of attraction, as if it engendered the very universal it proclaimed, was irresistible.

    From this perspective, the specific misinterpellation in question was irreversible, the call was heard, understood and remembered, awakening not simply a desire for inclusion in the community composed of the proper addressees, but a refusal to be excluded from its audience or to tolerate exceptions to what might legitimately be called the universal. Martel cites Illan rua Wall to describe the misinterpretation that necessarily accompanies the misinterpellation: when the Haitian people, both slave and free, “took up the words” of the Declaration, “they did so out of a purposive misunderstanding” (63). Here, the misunderstanding is subjective, imposed on a text whose sole failure is that it, as they understand or misunderstand it, does not apply to them. The problem is not the objective, material form of the Declaration, but the fact that its truths are illegitimately withheld from those whose lives would be most improved by them. The discrepancy between the promise and the extent of its application creates an expectation that, if ignored, may be thought to propel the people to political action to bring all of humanity under the protection of the universal.

    To speak of the Declaration carrying out a form of interpellation, however, let alone one that could be appropriated by a purposive, if not intentional, misreading or misunderstanding by those to whom it was not addressed, requires a confrontation with its concrete form. The Declaration consists not of meanings, expressed in words (implying that these same meanings might be better or at least differently expressed by other words), but of words whose meanings are other words (determined by relations of synonymy and antinomy, substitution and duplication) situated in historically determined sequences. If indeed the Declaration is a call, it is not immediately clear to whom the first sentence of the first article, “Les hommes naissent et demeurent libres et égaux en droits,” is addressed (although one of the meanings of interpellation in French is apostrophe—an address to someone absent or off-stage). Nearly all of the terms of this phrase, its plural nouns, its verbs and adjectives, contain possibly undecidable ambiguities, beginning with “men” (les hommes). As Etienne Balibar has argued, not only does the word potentially exclude women, but its subsequent history exhibits a movement to differentiate men from those who in certain respects may appear to be men but are not, that is, a process of the differentiation of the human from subhuman or the inhuman (universalism). We should recall how easily a man can “quit,” or “renounce” his affiliation with, the human species in Locke’s Second Treatise of Government. Through murder or even a single act of theft, a “man so far becomes degenerate, and declares himself to quit the principles of human nature, and to be a noxious creature” (11). Such ex-humans, including those who are taken prisoner after initiating an unjust war, are justly reduced to slaves who, to cite Orlando Patterson’s formulation, have died a social death and thus live or die at the pleasure of their masters.

    Every term of Article I of the Declaration appears to surpass in its enunciative heterogeneity the ambiguities that perplexed the redactors of the Talmud and fascinated Kafka in Genesis 22:2. Moreover, and this is critical for any interpretation of the declaration as a call, it is difficult to imagine a commentator as relentless and thorough as Rashi failing to ask at the very beginning of the inquiry who made this declaration and to whom it is addressed. The very deliberate avoidance of the first person plural, “we,” as in “we the people,” a formulation well-known to those who drafted the Declaration, only defers this inevitable question. If this is more than a constative utterance, to use Austin’s distinction, and is endowed with a performative dimension, is there really something like a call, not to speak of a “hail” or a hailing at work here? The very word “declaration,” as opposed to something like “decree,” remains suspended between an affirmation of facts and a marker of a discursive event whose function is to introduce change. But a declaration can perform both functions simultaneously: the utterance “men are born and remain free” frees (in principle, in the abstract) those deemed to be “men” from the false assertion of natural authority and subjection, and all the more so in that it substitutes “born” for created, thereby eliding the question of the origins of earthly dominion in the will of God. To be more historically specific, the first sentence of the first article at the very least suggests that the forms of obligation and authority that characterize the feudal order in France are “unnatural” and sustained by a demonstrably false theologico-philosophical foundation. But nowhere does it address the case of the individual, a participant in a solitary or collective act of aggression, who “by his fault forfeited his own life, by some act that deserves death” (Locke 17). The person “to whom he has forfeited it, may (when he has him in his power) delay to take it, and make use of him to his own service” (17). The power the person to whom Locke refers as a “conqueror” acquires in this way is both “absolute” and “perfectly despotical” (93). This is the “perfect condition of slavery” (17), that is, the form of its legitimation, applied to those not born into servitude but transported across the Atlantic to a living death.

    Martel is sensitive to the constant movement of qualification that occurs in the Declaration, a movement that cannot be reduced to the specification of its terms. To say that “men are born and remain free” en droits, that is, “with respect to rights,” inevitably poses the problem of the relation between power and right. Can we be said to possess or be endowed with rights that we nevertheless cannot exercise? The Declaration, as Martel notes, seems to answer this question, raised by Spinoza more than a hundred years before the Declaration, in the affirmative: the fact that men are born and remain free and equal does not mean that “social distinctions,” that is, forms of real inequality (above all, of wealth) disappear. Their justification derives not from law but from their economic “utility,” the fact that real as opposed to formal inequality might be necessary to the prosperity of the nation. The necessity of social distinctions is, as both Adam Smith and the Physiocrats affirmed, a natural necessity in precisely the same way that certain rights must be understood as natural and imprescriptible: they are both part of the same system of nature. Seen in this light, the four rights identified in the fourth sentence of the Declaration may be and in fact were (although by no means universally) read as organized around the defense of property, including property in persons, offering a guarantee of freedom of commerce, security of property and resistance to oppression from below and from above. The constitutive equivocity at work in the Declaration is not a matter of speculation: the discrepancies noted above are precisely what the draft Declaration of 1793 sought to resolve in favor of those without property, including at the extreme, those without property in their own persons, adding to formal right, the actual, physical ability to enjoy that right, opening a dynamic that called the private property of the means of subsistence into question and challenged the market theodicies that justified inequality on the grounds of its utility.

    There is a sense in which the universalism of the Declaration is suspended before the end of the Declaration’s first sentence and forced to confront the insoluble problem, posed by its own unfolding, of defining the human and differentiating it from the subhuman, superhuman and inhuman/nonhuman. This problem, as Althusser argued in a 1966 lecture on Locke, was never defined exclusively or even primarily in what we would now call biological terms; on the contrary, a “cultural” line of demarcation runs through Hobbes, Locke, Rousseau and Kant. From this perspective, the interpellation of the individual as a legal person or subject is simultaneously to submit the individual to more or less permanent inquest whose purpose is the determination of his species being, given that a single act of violence, even restricted to the taking of someone else’s property, represents, in the case of Locke, an eruption of “animality” (“Locke” 283). The criminal is thus situated at the limit of the species: having renounced reason, he represents, according to Althusser, “the inhumanity at the heart of humanity. Reason is haunted by its radical negation, non-reason, whose natural figure is bestiality” (288–9). Those determined to be inhuman (predators in human form, to follow Locke’s formula), whether on the grounds of the specific actions of a given individual or the age-old customs of entire peoples, are placed outside the jurisdiction of natural law with its alienable rights, as well as outside the civil law that arises on its foundations. Such individuals or populations can be destroyed, just as one, Locke argues, “may kill a wolf” or a wolf pack. “Such men are not under the ties of the common law of reason, have no other rule, but that of force and violence, and so may be treated as beasts of prey” (14). Having “forfeited” their membership in the human species with the rights and privileges such membership entails, they may be made the slaves of any master who chooses to defer the moment of their death. As Althusser writes, “Slavery is death deferred or suspended” (289).

    Althusser’s discussion of interpellation in the ISAs essay, however, is concerned with the act by which individuals are subjected in order that agency and authorship can be imputed to them. In fact, Althusser called what is perhaps the first form of the interpellated subject, the subject of imputation (Psychoanalysis 73). Imputation is indeed a legal/moral form of address: the individual is through law addressed as if he possessed free will, was the cause of his actions and thus was responsible for them both causally and morally/legally. The primary effect of this particular attribution of agency is to render the imputed subject accountable and punishable:

    In the ordinary use of the term, subject in fact means: (1) a free subjectivity, a centre of initiatives, author of and responsible for its actions; (2) a subjected being, who submits to a higher authority, and is therefore stripped of all freedom except that of freely accepting his submission. This last note gives us the meaning of this ambiguity, which is merely a reflection of the effect which produces it: the individual is interpellated as a (free) subject in order that he shall submit freely to the commandments of the Subject, i.e. in order that he shall (freely) accept his subjection, i.e. in order that he shall make the gestures and actions of his subjection “all by himself” [l’individu est interpellé en sujet (libre) pour qu’il se soumette librement aux ordres du Sujet, donc pour qu’il accepte (librement) son assujettissement, donc qu’il “accomplisse tout seul” les gestes et actes de son assujettissement]. There are no subjects except by and for their subjection. That is why they “work all by themselves.”(“Ideology” 182)

    Althusser does not say that individuals are interpellated as (free) subjects so that they will believe they are free to determine their own actions (which would make ideology a form of false consciousness), but in order that they will freely submit or be submitted to (se soumettre) the commandments (ordres) of the Subject. Pour que, translated here as “in order that,” essentially indicates a causal relation. Interpellation, to follow the sentence, brings it about that the movement by which the body of the individual is determined to submit to the orders of authority simultaneously produces the belief in her or his having done so by her or his own free will. Submission and subjection in this sense cannot be understood as mental attitudes or internal preferences which would then determine the body to act according to these attitudes. They consist of “the gestures and actions (actes) that an individual makes (accomplisse: performs or executes) ‘all by himself.’” The Spinozist thesis of the simultaneity of thought and corporeal action at work here questions the very notion of interpellation as a hail or call separable from the physical regime of subjection. For Althusser, as for the Foucault of Discipline and Punish, a focus on consciousness, deceived or manipulated, as the instrument of domination simply serves to conceal the forms of coercion and subjugation that simultaneously cause the body to act and the mind to think. If interpellation cannot be as understood as a call or hail but as conjunction of materialities in the production of subjection, must we then reject the idea of misinterpellation, and perhaps even more importantly, the very notion of resistance?

    If we can speak of interpellation as a summons immanent in apparatuses, practices, and rituals, its precise wording inseparable from the exercise of coercion and constraint proper to it, we must reject the notion of a universalist clarion call, even one that reaches the wrong audience, thereby exploding its own limits. Who is to say that the summons heard, or felt, or hallucinated by a half a million enslaved people in Haiti was not the demand inscribed in every one of their innumerable acts of resistance and revolt, returned, as through a feedback effect, upon itself, mediated through the revolution in France, from the masses to the masses? Or that the unceasing struggles, not simply or even primarily against the juridical form of slavery established in Le code noir, but for the bare possibility of continuing to live, combined and crossed the Atlantic to detonate the explosion that was the French revolution. Rather than understand trans-Atlantic chattel slavery as the exception to the formal equality whose development it followed step by step like a shadow, an injustice that Europeans had slowly come to believe they could no longer tolerate, we might say that the forms of violence and subjection proper to it, suddenly given new visibility by the very force of the resistance against them, could be understood as the terminal point on a spectrum of extraction, control and torture, where cruelty and accumulation coincided perfectly, and on which could be located the concrete existence of the newly freed laborer and the peasant. But there is no question that the modern form of slavery was the terminal point; beyond it, there was only death, whether by direct force or abandonment. These struggles, from daily resistance to mass insurrection, in the mutual immanence of their discursive and corporeal forms, crossed the Atlantic in both directions, invading and doing violence to the language of the Declaration in a kind of discursive equivalent of Bois Caiman. They infiltrated and occupied the sublime discourses on property and freedom, found their weak points and hiding places, and from there released the compound that would decompose or paralyze these discourses. Here we understand why the Haitian revolution was so long ignored: from it emerged a new historical figure, of which Frankenstein’s monster was a dim and confused sign: nameless and uninterpellable, a singularity so irreducibly multiple and heterogeneous in its composition that no call could reach it, no summons could compel its obedience.4

    Althusser taught us to judge books by their theoretical and practical effects. The effect of James Martel’s The Misinterpellated Subject is to show that confronting the problem of subjection, and Althusser’s reflections on it, remains an unavoidable, even urgent, task. It is part of the struggle in theory that is inseparable from the practical struggles of that war without refuge we call the present.

    Footnotes

    1. This translation is my own.

    2. The parable poses the problem of proper names in a way that condenses a series of philosophical reflections on the topic from Frege to Kripke.

    3. The other two examples are 1) Wilson’s speech to the US Congress on January 8, 1918 known as the fourteen points; in particular, the fifth point, establishing the right of colonized populations to have a voice equal to that of the colonial power in determining the future of the colony; and 2) the Arab Spring in Tunisia at the end of 2010, where the contradictions contained in the call of neoliberal universalism exploded. Martel sees both as forms of a call that reaches the wrong audiences and is given by them a meaning that exceeds or is opposed to that of the original utterance

    4. I am indebted to Scott Henkel’s careful reading of C.L.R. James’s The Black Jacobins, the focus of which is the image, word, and concept of “the swarm.” From the slave masters’ perspective, referring to rebel slaves as a “swarm” or simply to describe their activity as “swarming” at the end of the eighteenth century was to both call their humanity into question and to grant each of them an individuality that perpetually vacillated between visibility and invisibility, decomposing and recomposing with the movement of the swarm in a way that excluded the assignment of fixed personal identities. But “swarm” possessed what Foucault called a “tactical polyvalence:” it represented a mode of collectivity irreducible either to an organic hierarchy or to a carefully engineered coincidence of individual interests. An organizational form immanent in slave resistance, it represented both a new form of decision-making and deliberation and a military strategy (see pp. 29–48).

    Works Cited

    • Althusser, Louis. “Ideology and The Ideological State Apparatuses.” Lenin and Philosophy and Other Essays, translated by Ben Brewster, New Left Books, 1971, pp. 127–186.
    • ———. Psychoanalysis and the Human Sciences. Translated by Steven Hendall, Columbia UP, 2016.
    • ———. “Three Notes on the Theory of Discourses.” The Humanist Controversy and Other Writings, translated by G.M. Goshgarian. Verso, 2003, pp. 33–84.
    • ———. “Locke.” Politique et histoire: de Machiavel à Marx. Cours à l’École normale supérieure, 1955–1972, Éditions de Seuil, 2006, pp. 281–299.
    • Gadet, Françoise, and Michel Pȇcheux. La langue introuvable. Maspero, 1981.
    • Henkel, Scott. Direct Democracy: Collective Power, the Swarm, and the Literatures of the Americas. UP of Mississippi, 2017.
    • Locke, John. Second Political Treatise. Edited by C.B. Macpherson, Hackett, 1980.
    • Macherey, Pierre. Le sujet des normes. Éditions Amsterdam, 2014.
    • Milner, Jean-Claude. L’amour de la langue. Éditions de Seuil, 1978.
    • Montag, Warren. “Althusser’s Empty Signifier: What is the Meaning of the Word ‘Interpellation?’” Mediations: Journal of the Marxist Literary Group, Summer 2017, Vol. 30, Iss. 2. http://www.mediationsjournal.org/articles/Empty_Signifier, Accessed 3 February 2018.
    • Pȇcheux, Michel. Language, Semantics and Ideology [1975]. Translated by Harbans Nagpal, St. Martin’s Press, 1982.
    • ———. La langue introuvable. Maspero, 1979.
    • ———. “Dare to Think and Dare to Rebel! Ideology, Marxism, Resistance, Class Struggle.” Décalages, Vol. 1, Iss. 4 (2014), pp. 1–28. http://scholar.oxy.edu/decalages/vol1/iss4/12, Accessed 3 February 2018.
    • “Who’s on First.” Script. http://www.psu.edu/dept/inart10_110/inart10/whos.html, Accessed 3 February 2018.
  • Dying of Laughter?

    Ronald Mendoza-de Jesús (bio)
    University of Southern California

    A review of Bradatan, Costica. Dying for Ideas: The Dangerous Lives of the Philosophers. Bloomsbury, 2015.

    What kind of book is Dying for Ideas: The Dangerous Lives of the Philosophers? Although in Costica Bradatan characterizes his book its opening pages as “an exercise in an as yet uncharted ontology: the ontology of ironical existence,” those who might expect a phenomenological or even deconstructive inquiry into the ontological status of irony, existence and, above all, their coming together, will be disappointed (4, my emphasis). As its subtitle, The Dangerous Lives of the Philosophers, suggests, Dying for Ideas inscribes itself within a doxographical tradition that extends back to Diogenes Laertius’s Vitæ philosophorum—a genre better suited to the narration of anecdotes about the lives of philosophers than to the construction of any theory of being. Indeed, given Bradatan’s endorsement of Pierre Hadot’s call to rethink philosophy as an “art of living,” the ontology that could be read out of Dying for Ideas would be an ontology that understands being directly from the ways in which philosophers have lead their lives philosophically (26).

    Although such calls to return to a more “practical” understanding of philosophy as a “way of life” have become commonplace in recent years, Bradatan’s contribution to this recent turn in philosophy could be located in his characterization of philosophical praxis as coinciding with a form of existence that would be constituted by irony. And if, for Bradatan, the philosopher’s life is “ironical existence at its best”—thus providing the exemplary being that the task of sketching out an ontology of ironical existence requires—this most excellent form of irony can only be gleaned, in turn, from the ways in which exemplary philosophers, such as Socrates or Thomas More, died for their ideas (200). This explains why it would be somewhat misleading to characterize Bradatan’s book as a doxography. For Bradatan clearly intends for his book to exceed the purview of the merely anecdotal and move into the terrain of the more dignified genre of philosophical hagiography, if not even of martyr passions:

    Human beings have been dying “for a cause” for as long as they have been around. They have died for God or for their fellow-humans, for ideas or ideals, for things real or imaginary, reasonable or utopian. Of all the possible varieties of voluntary death, the book you’ve started to read is about philosophers who die for the sake of their philosophy.(4)

    If philosophy is ultimately an “art of living,” and if death constitutes the “culmination” of life, then it stands to reason that the death of those philosophers who not only thought philosophically about death but actually died for their philosophical ideas may have something interesting to tell us about the philosophical status of existence, of death, and of irony. Unfortunately, Bradatan’s book not only fails to make a convincing case for granting this privilege to philosophy’s martyrs, but also does not tell a compelling story about their martyrdom, taking these deaths as an occasion to rehearse unexamined ideas that are philosophically bankrupt.

    Bradatan structures his philosopher’s hagiography around the metaphor of the “layers” of death. This choice of metaphor is never interrogated or justified, and Bradatan himself admits that talking of death as having “layers” may be an “oversimplification” (40). Although he suggests that there could be multiple layers of death, his book only focuses on two, which are simply distinguished as “the first” and “the second” layers, and which also provide the titles of the book’s second and fourth chapters—which together constitute almost half of the entire volume. As their numerical ordering suggests, the movement between these two layers is progressive. Inverting the typical platonic schema, the book goes from the abstraction of the first layer to the concretion of the second, where the first layer of death presents us with the abstract or theoretical encounter with finitude that characterizes the lives of those philosophers who, as it were, have no skin in the game of life and death because they have not been condemned to die for their ideas. When the second layer of death is reached, “death can no longer be a ‘topic,’ there cannot be anything abstract about it. On the contrary, this layer of death is entangled with one’s flesh; it occupies one’s living body inch by inch” (126). This sequence accounts for the tight, if a bit predictable, structure of the book, which takes us from an examination of philosophers who have written about death as a theoretical issue to a rewriting of the lives and deeds of philosophers who, in dying for their ideas, have actually performed a good, philosophical death.

    In the opening chapter, “Philosophy as Self-fashioning,” Bradatan takes as his guiding example Montaigne’s understanding of his own self as the product of the performative force of his Essais (37). Although Montaigne did not die for his ideas, the performative force of his writings is grounded in his relentless confrontation with mortality. For Bradatan, Montaigne mastered death by looking at it in the eye and finding in its abyss “all he needed to know about himself” (38). As such, Montaigne exemplifies the way in which a philosophical self can assert itself only by turning death into its source of constancy. In this way, the first chapter lays the foundation for the book by proposing a conception of philosophical existence that coincides with the domestication of mortality. This domestication can only be achieved through a series of performances that enable philosophers to measure themselves against the imminent danger of death and enlist death to the cause of a philosophical life, becoming the basis on which the possibility that existence may have any meaning at all is secured.

    After establishing, with the help of Montaigne, a conception of philosophy that locates in the philosopher’s confrontation with death the sole source of the validity and authenticity of any philosophy, the second chapter turns to the “first layer” of death, focusing on the ways in which philosophers, artists, and writers who were not themselves under the threat of a death sentence conceived of death in what Bradatan calls a “naive” and “abstract” way (40, 83). Bradatan uses Edgar Munch’s Self-Portrait with Skeleton Arm and Ingmar Bergman’s The Seventh Seal to show how artists present our mortality as enabling us to lead a more authentic and meaningful life. The counterpoint to these artistic examples of a philosophically meaningful life is provided by Bradatan’s engagement with Tolstoi’s The Death of Ivan Ilych, which takes up a suggestion made in a footnote of Martin Heidegger’s Sein und Zeit (Being and Time), in which Heidegger refers to Tolstoi’s novel as an illustration of inauthentic death, that is, death experienced under the aegis of das Man or “the they.”

    Although Bradatan’s readings of Munch, Bergman, and Tolstoi are interesting and entertaining, his engagement with the philosophical approaches to death in Heidegger and Paul Landsberg lacks philosophical rigor. First of all, Bradatan makes a mistake about Heidegger’s thinking about death in Sein und Zeit that merits being discussed at some length, because it is symptomatic of what I find most problematic about his understanding of philosophy, irony and death. Bradatan claims that Heidegger relies on a “metaphor” to “liken human life to a process of ripening,” in which “the riper we become the closer to death we are” (57). Although Heidegger does use the “metaphor” of a fruit in §48 of Sein und Zeit, Bradatan misconstrues the gist of Heidegger’s argument. For Heidegger draws this analogy to make the exact opposite point, that is, to insist on the ontological difference between the way in which a fruit’s ripening unfolds as a progressive movement towards its end (Ende) and the way of being-towards-the-end that characterizes Dasein’s “relation” to death. Whereas the fruit’s end coincides with its fulfillment or completion (Vollendung), this cannot be affirmed of Dasein. For, as Heidegger states, “even unfulfilled Dasein ends” (235). Dasein’s ending does not and cannot take the form of any process of organic maturation in which the death of Dasein would also coincide with its completion. The incompleteness of human existence is such that death, far from being the coming to completion of Dasein, is instead the removal of even that very incompleteness which human life is: death, as Heidegger states, “means the possibility of the measureless impossibility of existence” (251). Furthermore, to the extent that Dasein’s proper way of being-towards-death is bound up in the disclosure of death as the possibility of an impossibility that knows no limit, it follows that any attempts to “domesticate death”—the fundamental goal that structures Dying for Ideas, for which a certain reading of Montaigne (no doubt a domesticating reading) provides the blueprint—would amount to a futile rejection of the very possibility of experiencing human mortality (Bradatan 40).

    In turning the death of Dasein into a sort of organic process, Bradatan not only makes a mistake; he also reveals the extent to which his own understanding of what philosophy ought to be coincides with the elimination of the philosophical claims of a radical understanding of finitude. This much is confirmed by his discussion of Landsberg’s Essai sur l’éxperience de la mort which, for Bradatan, provides a corrective to Heidegger’s death-centered philosophy. A German Jew who converted to Catholicism and a former student of Heidegger, Landsberg came to reject Heidegger’s characterization of human life as finite in favor of an understanding of death that, according to Bradatan, sees in it only a step towards the human person’s infinite “self-realization:” “If Montaigne thinks that, to render death less savage, we have to make it our guest, and Heidegger that, far from being death’s host, we are its hostage, Landsberg sees death’s visit as our greatest opportunity. Death is here only to take us elsewhere” (71). In refuting Heidegger’s “philosophy of death,” Landsberg relies on the authority of Jesus, who revealed “a spiritual realm inaccessible to death” (Landsberg, qtd. in Bradatan 73), and on the Christian mystics, whom Bradatan describes as “God’s traffickers,” who “routinely smuggle bits of eternity into our corrupted world, keeping it on eternal-life support, as it were” (Bradatan 73). Although it is clear that Bradatan prefers Landsberg to Heidegger, the specifically philosophical reasons that justify such preference are difficult to ascertain—unless approaching the enigma of death on the basis of the Christian dogma of the resurrection is to be counted as a philosophical argument.

    The third chapter, “Philosophy in the Flesh,” provides a transition between the first and the second layers of death by focusing on the body of the “martyr-philosopher,” and specifically on the ways in which martyrdom, as a process of “dematerialization,” requires the transcendence of the body: “Since our embodied selves are designed to maintain and preserve life, philosophers ‘dying for ideas,’ to be successful, have to transcend their embodiment” (110, 87). Focusing on the “martyrdom” of figures like Hypatia, Giordano Bruno, Simone Weil, Jan Patočka and Mahatma Gandhi, Bradatan’s interest in this chapter is supposedly to develop a “hermeneutic able to make sense of a unique rhetoric: that of the dying flesh,” telling us, at the end of the chapter, that he has “looked closely at the philosopher’s body in the process of withering away, seeking to transcribe what it had to say. I’ve read its gestures and written down the message. I’ve listened to its silence, and especially to its being silenced. I’ve charted the flesh that lies between the two layers of death” (124). As this passage makes clear, the underlying tone of this chapter is evangelical; here the Platonist and crypto-Christian tendencies already present in the first two chapters of the book take center stage. And yet, because the chapter basically boils down to a series of statements praising these larger than life figures for their stoic confrontation with their death sentences, for their ways of commanding power over others through their bodily practices, or for their displays of integrity in times of extreme hardship, it is hard to see what new message—let alone what specifically philosophical message—was inscribed in these dying bodies that only Bradatan, armed with a hermeneutics that is nowhere even schematically developed, has been able to interpret. Though he claims to have “charted” these dying bodies, what he brings back to us from his foray into this supposed terra incognita is a repetition of those aspects of the Christian worldview that justify Nietzsche’s characterization of Christianity as “Platonism for the masses.” Under the weight of a traditional theological philosophy, a book that promised to rethink philosophy as an embodied performance becomes another repetition of the Platonic denunciation of the flesh.

    The last two chapters, “The Second Layer” and “The Making of a Martyr-Philosopher,” focus on the imprisonment and eventual martyrdom of Socrates, Boethius, and Thomas More. Having examined the role that bodily transcendence plays in philosophical and non-philosophical martyrdoms in chapter three, Bradatan spends most of chapter four retracing the ways in which these philosopher-martyrs turned their very philosophizing into an attempt to fashion for themselves an authentic self by welcoming resolutely their impending and unjust death. Although chapter four promises to finally take us to the layer of death in which mortality is no longer a theoretical abstraction, it is in chapter five that Bradatan ties together all the threads that he had been weaving since the beginning of his book. One such thread is the relation between death and narrative which, introduced at the very beginning of the book, is fleshed out in greater detail in the context of Bradatan’s “meta-reflections” on the conditions that are required in order to produce a philosophical martyr. Throughout the book, Bradatan argues that death, as the limit of existence, is the only source of finality and certainty in our lives and therefore plays an essential role in enabling life to be narratable. But the relationship between death and narrative extends beyond the single trajectory of a life or a biography, since one of the conditions of possibility for the production of a philosopher-martyr is the witnessing agency of a doxographer or a hagiographer who will write his or her story. Bradatan uses the term montatore (Italian for film editor) to refer to what the biographer of the philosopher-martyr does to his or her life story: she or he must “incinerate all the irrelevant details, the embarrassing little facts, and blushing moments, and preserve only that which can fit into a legible story” (169). In this way, Bradatan not only gives his reader examples of the exemplarily dangerous lives of those philosophers who have died for their ideas, he also puts his own book forward as a kind of manual for becoming a montatore of the foundational philosophers of our choosing. It is telling, however, that what has to be sacrificed for the sake of aggrandizing the sacred nature of these philosophical lives is the very truth of these lives themselves. His willingness to “incinerate the details” for the sake of producing a cohesive narrative that intensifies the myth of these lives reveals the extent to which Bradatan understands both the history of philosophy and the philosophy of history as the continuous unfolding of one monumental sacrifice, from Socrates onward. He may deserve praise for the honesty with which he endorses editorializing the truth for the sake of aggrandizing philosophy’s aura, but Bradatan’s boldness does not compensate for the fact that he never asks whether philosophy (or, indeed, humanity) actually needs more epic stories of our great ancestors. In fact, Bradatan’s book reinforces the logic of sacrifice that is part and parcel of western philosophy since at least Plato, according to which the ritualized killing of life provides a way of accessing a form of spiritual life that lies beyond the reach of death. By endorsing this logic of sacrifice, Bradatan’s “ontology” ironically requires that more philosophers be placed under a death sentence, if only so that those who are not yet subjected to capital punishment can continue to have material for their stories.

    It comes as no surprise, then, that Bradatan ends his book with a postscript, “To Die Laughing,” in which he depicts philosophical existence as the apotheosis of ironic existence, which emerges when the philosopher, confronting his impending death, laughs at the entire cosmos:

    The philosophers’ laughing at existence at the very moment of their departure from it must be their most significant feat—the ultimate philosophical masquerade. And what is such laughter if not the best possible way to act out your final philosophical insight — the notion, that is, that you were made in mockery and your life is a cosmic joke? …. Ironical existence at its best. That’s how you can preserve some dignity in the comedy of being in which, unasked, you have been cast to play.(199–200)

    This is Bradatan at his most Nietzschean: the Platonic-Christian conceptual matrix that guides Dying for Ideas until this point vanishes when the philosopher is, at the end, forced to confront the ontological comedy that is existence, in which “life is a cosmic joke.” Unlike other kinds of martyrs who die in the name of a god or for the sake of political or religious causes, philosophers who have died voluntarily—and for philosophical reasons—are not shielded from the painful realization that existence itself is meaningless and that the promise of the afterlife is a mere anesthetic contraption, meant to prevent them from collapsing in the face of an existential horror vacui. And yet, even at this point, Bradatan manages to save the possibility of turning this joke into a source of meaning by identifying in the philosopher’s laughter the possibility of mastering even this comedy that life and death are. If the philosophical way of life is the most ironic, the “best” example of such irony is therefore provided by the philosopher who, in laughing at life at the moment of death, laughs at death itself and is able to master it, to “trick the trickster” (200).

    Can the irony of life and death—the realization that death does not grant meaning to life but renders it meaningless—be mastered by the philosopher’s hyper-ironic laughter? Bradatan believes that this is the case, though I am not so sure. At any rate, nowhere in the book will the reader find a justification for this belief in the power of philosophical irony to rescue the “dignity” of philosophers’ lives and deaths. Indeed, although Bradatan states at the beginning and at the end of his book that the underlying goal of his project is to chart the terra incognita of this “ontology of ironical existence,” there is no serious attempt in Dying for Ideas to come to terms with the philosophical stakes of Bradatan’s project. This project is undermined by the very impossibility of experiencing one’s own death and therefore of knowing it, so that the goal of charting an ontology of this terra incognita ought to be drastically reformulated, if not abandoned. If absolute irony is only on the side of death—since the only thing the philosopher can do to death is ultimately to laugh at death’s laughter—it stands to reason that the irony of existence has very little to do with the possibility of finding any form of meaning or dignity in death. Existence would be ironic to the extent that death is the “permanent parabasis,” as Friedrich Schlegel puts it, that interrupts any attempt to settle on the meaning of existence, keeping it open until the very end, and thus never fully known.

    Instead of confronting these questions, Dying for Ideas takes its readers on the equivalent of a philosophical via cruxis, a barely secularized procession that celebrates the deeds of the great men (and the occasional women) whose sacrifice founded the tradition of philosophy that Bradatan wants to champion. As I read Bradatan’s book, I could not but hope for the end of so much sacrifice—for the chance of a philosophical story with a different beginning, and perhaps no foreseeable ending.

    Works Cited

    • Heidegger, Martin. Being and Time. Translated by Joan Stambaugh and edited by Dennis Schmidt. SUNY Press, 2010.
  • The Brain at Work: Cognitive Labor and the Posthuman Brain in Alvin Lucier’s Music for Solo Performer

    G Douglas Barrett (bio)
    Salisbury University

    Abstract

    This essay examines cognitive labor and the posthuman brain in composer Alvin Lucier’s Music for Solo Performer (1965). Alongside a discussion of the historical relationships between cybernetics, posthumanism, and political economy, it contextualizes Lucier’s neurofeedback experiments in light of the expansion of the military-industrial complex and the large-scale labor transformations of late capitalism. Read as staging the performer’s “brain at work,” Music for Solo Performer appears here as a response to post-Fordist economic models that prioritize cognitive over manual forms of labor.

    Introduction

    When asked about his compositional process, John Cage often explained that he could not hear music in his head (Retallack 86; Duckworth 27, 112). Cage, so the story goes, radicalized this supposed shortcoming by using chance and indeterminacy to remove his musical tastes from the artistic process. In a seemingly converse gesture, Alvin Lucier began in 1965 to use the literal contents of his head, specifically brainwaves, to perform experimental music. Following a conversation with Cage, Lucier premiered Music for Solo Performer, a work in which electrodes are attached to the scalp of a performer who sits motionless as electroencephalogram (EEG) signals are routed to percussion instruments distributed throughout the performance space. Upon producing alpha waves, a process referred to as a “skill” (Mumma 81) and even “work” (Lucier qtd. in Kahn, Earth 101), individual speakers activate the instruments, which pulsate at frequencies analogous to the performer’s brainwaves.

    Lucier’s work can be viewed as an attempt to relocate the labor of musical performance to the site where Cage’s interlocutors had expected to find his composing: the brain. In the score to Music for Solo Performer, Lucier asks the soloist to produce alpha waves by manipulating psychological states, typically obtained by closing one’s eyes and refraining from visualizing—a task the composer says requires specific training and endurance (Kahn, Earth 99). “Working long hours alone in the Brandeis University Electronic Music Studio,” Lucier recalls, “I learned to produce alpha fairly consistently,” given “the right physical and psychological conditions” (Strange 59). Lucier describes his composition further as an effort to bypass the body altogether and, using only the performer’s alpha waves, link the brain to musical instruments directly (“. . . to let alpha” 50). The composer construes his soloist, then, less as an embodied actor than as a kind of cognitive performer. Musical performance, including Music for Solo Performer, doubtless requires coordination between both mind and body, just as factory labor demands an amount of intellectual engagement. But considered alongside the economic and technological changes of the era, Lucier’s gesture resonates—consonantly, yet also critically—with historical shifts in the conception of labor that foreground cognitive over physical activity. These transformations, largely associated with the industrial shifts of post-Fordism, reconceive the worker as a kind of processor of information: a brain worker.

    Music for Solo Performer emerges from Lucier’s artistic engagement with neuroscience research and biofeedback techniques adopted from cybernetics, an interdisciplinary scientific field premised on technological paradigms of control and communication first articulated during the 1940s and 1950s. In addition to laying important groundwork for Cold War military technoscience, cybernetics also assisted in many of the economic transformations associated with post-Fordism, including the shift to cognitive labor. More recently, cybernetics has been seen as the locus of a broader cultural movement based on the technological decentering of the human, later to become associated with the figure of the “posthuman.” The kinds of biofeedback and neuroscience research Lucier used in Music for Solo Performer have been central to this discourse. Considered more broadly, Cagean indeterminacy can also be viewed as a shift from the centrality of human artistic expression to the nonhuman forces of chance, natural processes, or, more recently, artificial intelligence (see, for instance, Yasunao Tone’s AI Deviation [2016]). Studies of Lucier and Cage have increasingly acknowledged the import of cybernetics; but equally pertinent to this conversation, I think, is the critical continuation of that discourse in posthumanism.

    This essay examines experimental music of the 1960s, concentrating on Lucier’s Music for Solo Performer, in order to respond to historical debates around cognitive labor and posthumanism. Contemporary realizations of Music for Solo Performer (e.g., Cyngler) almost invariably use brain-computer interfaces, tools considered central to the development of computational neuroscience and artificial intelligence. Music for Solo Performer was a collaboration between Lucier and Edmond M. Dewan, a physicist (and friend of cybernetics pioneer Norbert Wiener) who had also linked brainwave analysis to artificial intelligence. Through a reading of Music for Solo Performer, I will speculate on the artistic and economic possibilities of neuroscience research that seeks to create fully functional replications of the human brain. This process, known as “brain emulation,” incorporates both artificial intelligence and computational neuroscience. Inaugurating what one could call without exaggeration a “neuromusical turn” beginning in the experimental music of the 1960s,1 Lucier anticipates the rise of the kinds of neuroscience research central to brain emulation and recent theories of the “posthuman brain” (Stollfuß 82–90).

    Lucier’s Music for Solo Performer, a work indebted to Cagean notions of indeterminacy and experimentalism, emerged alongside the expansion of the military-industrial complex and the large-scale labor transformations of late capitalism. When read as staging the performer’s “brain at work,” Music for Solo Performer appears as a response to post-Fordist notions of “cognitive labor,” wherein mental as opposed to manual work had become prioritized. Already in this literature one finds a discussion of automation (Ramtin 60–73), the consequences of which doubtless become exacerbated in scenarios of posthuman AI. I suggest then that indeterminacy might figure not only as a formal feature of experimental music, but also can be imagined here as a political response to capitalism’s slope toward the posthuman. That is, through Lucier’s reflexive use of cybernetics and his work with indeterminacy, experimental music becomes capable of a kind of inchoate critique of posthumanism and its requisite political economic conditions. Finally, I contrast indeterminacy with Catherine Malabou’s notion of automaticity in concluding my discussion of cognitive labor, experimental music, and the posthuman brain. Throughout I want to keep in tension some of the important yet under-discussed historiographical and theoretical threads connecting experimental music and posthumanism2 through their mutual intersections and inheritances from cybernetics along with their shared relevance to contemporary technoculture.

    Experimenting the Human: Experimental Music and Posthumanism

    Posthumanism represents a heterogeneous body of thought that responds to the decentering of the human in an era of rapid technological advance, environmental instability, and economic crisis.3 Although posthumanism appeared initially in literary theory in the 1990s, most trace its origins to the formative discussions of the human–technology relationship found in the work of Wiener, Warren McCulloch, John von Neumann, and other cyberneticists during the 1940s and 1950s. Cybernetics was conceived as an amalgam of scientific disciplines based on mechanisms of regulation and systems of communication, emblematized by Wiener’s 1948 publication Cybernetics: Or Control and Communication in the Animal and the Machine. Its genealogical relevance to posthumanism is difficult to overstate; cybernetics was, as literary theorist Bruce Clarke puts it, “the technoscientific forethought of the contemporary posthuman” (Posthuman Metamorphosis 4). In addition to its inception in cybernetics, posthumanism originates through miscegenation between technological, biopolitical, and philosophical discourses, from French anti-humanism to artificial intelligence to recent debates concerning the Anthropocene. Rather than standing for an unchallenged anthropological category, the posthuman marks a moment when the privileged “human” enters into discourse—a discourse shaped as much by philosophy and science as by literature and art.

    Experimental music is an artistic movement that began largely in postwar North American, British, and East Asian music circles (with roots heard already in the prewar avant-garde) and extends beyond concerns with technology to encompass a heterogeneous network of techniques, attitudes, and practices. Nevertheless, indeterminacy, open forms, and extended uses of music technology have been critical to the development of experimental music. Conversely, experimental music has played an important role in shaping the fields of biofeedback, artificial intelligence, and robotics—paradigms central to cybernetics and, later, to posthumanism. Experimental music, not unlike its postwar serial and postserial counterparts, has proceeded often through direct recourse to the methodologies of science and technology. Note the scientistic valence of John Cage’s 1955 definition of experimental music: “not as descriptive of an act to be later judged in terms of success or failure,” experimentalism stood for “an act the outcome of which is unknown” (Silence 13). Yet beyond the modernist project of subjecting sound parameters to the deterministic human control of serialism, experimentalism used indeterminacy—beginning with chance and natural processes and later incorporating computer algorithms, biofeedback, and artificial intelligence—in ways that mirror posthumanism’s challenge to the centrality of human agency.4

    A clear tension can be located, then, between cybernetics as a control paradigm and experimentalism’s programmatic withdrawal of authorial control that characterizes indeterminacy. Examples of the latter can be found in Cage’s iconic 1951 silent composition 4′33″ and in the chance procedures Cage used to compose his piano work Music of Changes of the same year. If indeterminacy was amplified through engagements with technoscience, it was also complicated by its inheritances from cybernetics. Beginning in the experimental music of the 1950s, as computer algorithms, biofeedback, and robotics began to replace the composer’s individual aesthetic decisions, the “human” component in the human–technology relationship endemic to music was challenged and, in some sense, deprivileged. James Tenney suggested, for instance, that while composing Ergodos I (for John Cage) (an algorithmic computer music work generated in 1964 at Bell Laboratories), his “last vestiges of external ‘shaping’ ha[d] disappeared” (38). No longer beholden to the sole will of the human, experimental music cedes compositional agency here to the algorithm. Lucier extends this dynamic to the domain of neurological biofeedback.

    In addition to experimental music, cybernetic feedback made possible precisely the kinds of technological and economic shifts associated with post-Fordism, including the full-scale automation of machine control. Once machines could use sensors that adjust for output and auto-correct for errors in performance, the formerly irrevocable role of the human was lessened up to the point of obsolescence (Dyer-Witheford 45). Feedback thus imparted to machines qualities once thought of as unique to living labor, including adaptability, flexibility, and even learning (Dyer-Witheford 45; Ramtin 45). Like cybernetics more broadly, feedback foreshadows the figure of the contemporary posthuman. Such a dynamic, moreover, represents another level at which feedback itself actually feeds back: the reduction in labor time afforded by machine automation (and feedback) figures as the new ground upon which capital’s own feedback loop begins another production cycle (Ramtin 68–9). Cyberneticists, furthermore, saw no fundamental difference between machines, organic life, and even the human brain: all could be placed within, or indeed could constitute, a feedback loop. Biofeedback inserts specifically biological life forms, including the human subject, into the cybernetic circuit, thus calling into question the boundaries of both entities—a contention imbricated programmatically throughout posthumanist discourse.

    Posthuman Political Economies: From Biofeedback to the Posthuman Brain

    Posthumanism thus responds not only to the kinds of cybernetic biofeedback found in Music for Solo Performer, but speaks to the crisis of the liberal humanist subject. “From Norbert Wiener on,” N. Katherine Hayles writes in How We Became Posthuman, “the flow of information through feedback loops has been associated with the deconstruction of the liberal humanist subject” (2), the version of the human that occupies the remainder of her posthuman critique. Hayles’s study periodizes cybernetics in three phases, calling the first, foundational stage, which includes Wiener and von Neumann’s focus on feedback loops and information, homeostasis (1945–1960); the second, which includes Heinz von Foerster and Humberto Maturana’s second-order cybernetics and autopoiesis, reflexivity (1960–1980); and the third, based on brain emulation and AI, virtuality (1980-present). Lucier’s Music for Solo Performer relates most directly to the first phase through its use of biofeedback, while it also speaks to the third phase in ways that resonate with contemporary technoculture debates. Hayles opens her study with a reference to this third cybernetic phase, describing the sense of terror and amusement she experienced upon reading MIT robotics expert Hans Moravec’s 1988 prediction that it would soon be possible to “upload” human consciousness to a computer (Hayles 1).

    There’s no mind uploading in Lucier, but a similar fantasy is at play in Music for Solo Performer’s basic premise of “offloading” cognition through a novel cybernetic feedback loop. For Hayles, though, such a fantasy of disembodied cognition represents nothing genuinely new, and in fact parallels a key feature of liberal humanism. Namely, the Cartesian subject’s identification with a rational mind that possesses a body (rather than being a body) was, paradoxically, both a product of and a condition for market liberalism in the first place. Liberal political theorists from John Locke to Thomas Hobbes to James Mill have similarly argued that the liberal subject is effectively constructed through a kind of internal split with the body. In the words of Locke: “every man has a property in his own person” (18). The posthuman can be seen, then, as an extension of the kind of possessive individualism (Macpherson) found at the heart of liberalism. Liberal capitalism and the posthuman, in this sense, both turn on a dematerialization of the body.5

    Such a posthumanist critique of liberalism, when radicalized, requisitely becomes a critique of political economy (as Hayles’s nod to Marxist political scientist C. B. Macpherson [3] might suggest).6 Hayles and other posthumanists argue that the denial of bodily materiality has been key to preserving the liberal subject’s supposed universality through an erasure of sexual, racial, and ethnic markers of difference.7 This, along with the “dematerialized” character of digital media, is one sense in which Hayles argues that through the figure of the posthuman, “information has lost its body.” Political economic theorists would corroborate such a contention, as in, for instance, Philip Mirowski’s claim that the “economic agent” represented by neoclassical economics is ultimately nothing more than a “processor of information” (18). Already in cybernetics, as Mirowski notes, one finds the ambition to apply the same kinds of control and communications paradigms to financial exchange; Wiener acknowledged such an interest from the very beginnings of his engagements with cybernetics (18). Ardent anti-communist cyberneticist von Neumann, co-author (with Oskar Morgenstern) of Theory of Games and Economic Behavior (1944), is hailed in fact in Mirowski’s account as the “single most important figure in the development of economics in the twentieth century” (99).

    It would not be until 1961 that cybernetics would receive what theorists cite as its first Marxist analysis in the work of Italian operaist (workerist) Romano Alquati. Here, as in Hayles’s account, information becomes primary:

    Information is the most important thing about labor-power: it is what the worker, by the means of constant capital, transmits to the means of production upon the basis of evaluations, measurements, elaborations in order to operate on the object of work all those modifications of its form that give it the requested use value.(qtd. in Pasquinelli 183)8

    Information thus forms both the medium of transmission and the object upon which labor works, marking a qualitative alteration in the means of production. What characterizes this shift, and indeed necessitates the term “cognitive labor,” is a change in work of a certain quality, not the fundamental, yet historically specific, status of the system in which it operates. That is, both physical and cognitive labor are subject to value generation as a function of time under capitalism. As Moishe Postone explains in his reinterpretation of Marx, Time, Labor, and Social Domination, “Value is a social form that expresses, and is based on, the expenditure of direct labor time” (25). Whether coding a computer application or working in a steel factory, labor as a category is united by the commodification of the worker’s time. Cognitive labor, in particular, is nevertheless a useful analytical category for apprehending labor’s shifting valences brought about through changes in industry and technology, here specifically through automation and cybernetics. It is through the advent of the latter that the worker, in Pasquinelli’s analysis, is no longer a “thermodynamic animal steaming in front of a machine but is already a brain worker” (183). Hence the posthuman brain at work.

    A critical distinction is to be made, still, between the posthumanist critique of market liberalism and its posthuman amplification. Characteristic of this latter position (which is reflected across popular culture), for instance, is a desire to expand the category of the human to encompass “multiple forms of life and machines” (Nayar 2).9 Indeed, not all posthumanists (or would-be posthumanists) begin with a radical critique of democratic capitalism (at least not from the left), but a recent sampling of technoculture across the political spectrum reveals a variety of implications about AI and the posthuman brain. Right-wing Deleuzian and self-proclaimed “neoreactionary” philosopher Nick Land, for instance, claims that the one premise guiding his work for the past twenty years has been “the teleological identity of capitalism and artificial intelligence” (“Teleological Identity”).10 Roughly twenty years prior, Land conjectured: “what appears to humanity as the history of capitalism is an invasion from the future by an artificial intelligent space that must assemble itself entirely from its enemy’s resources” (“Machinic Desire” 479). This appears to be a strong claim, even from someone who thinks it’s a good thing. Yet considering the billions of dollars invested annually in artificial intelligence, institutions like Oxford’s Future of Humanity Institute (FHI) and the recently established Cambridge Centre for the Study of Existential Risk (CSER) could be justified in corroborating warnings from popular figures like Stephen Hawking that the development of full artificial general intelligence could be disastrous for humanity (Cellan-Jones).11

    Many right-leaning thinkers, including Moravec, have actively participated in such endeavors.12 Take libertarian economist Robin Hanson’s recent Moravecian prediction:

    [S]ometime in roughly the next century it will be possible to scan a human brain at a fine enough spatial and chemical resolution, and to combine that scan with good enough models of how individual brain cells achieve their signal-processing functions, to create a cell-by-cell dynamically-executable model of the full brain in artificial hardware, a model whose signal input-output behavior is usefully close to that of the original brain.(Age 47)13

    It will be purportedly through such a process that we will create the first operational artificial minds, what Hanson calls ems. “A good enough em has roughly the same input-output signal behavior as the original human.” Hanson, an investor in such technologies (and cryogenics), explains: “One might talk with it, and convince it to do useful jobs” (“What” 298, emphasis added). Another reason Hanson gives for the looming ascendancy of brain emulation technology is the ability to cheaply copy and run any number of emulations—potentially trillions—limited only by hardware costs. This promises a virtually infinitely reproducible source of labor power ultimately irresistible for investors. Wages for ems, then, become Malthusian (which turns out to be more efficient than enslaving them), reduced to an amount just above subsistence levels (the cost to run their hardware), while (non-investor) humans ultimately die off.

    Much of the work is already underway to realize similar visions of the posthuman brain. The European Union’s Blue Brain Project and the Human Brain Project, along with the American BRAIN Initiative beginning under Barack Obama, collectively command billions in their efforts to map and emulate the human brain (Underwood; Chu). Research conducted by the Human Brain Project and the BRAIN Initiative promises important benefits to brain disorder treatments, along with a better understanding of neurological diseases and brain injury trauma. But work remains to be done to achieve complete brain emulations: computers must become considerably faster, microscopy scanning techniques must improve, and functional models of the brain must become more robust. The BRAIN Initiative and the Human Brain Project have only begun the modest goal of mapping the brains of mice and rats. Moravec’s “mind children” have yet to even crawl.

    Such an approach to engineering virtual life forms nevertheless represents a key goal of computational neuroscience, a relatively new field based on the intersection between cybernetics, informatics, and neuroscience. This emergent discipline draws significantly upon the kinds of neurofeedback technologies used in Music for Solo Performer, but represents neuroscience’s radical shift “from a life science approach (biology and medicine) to a computer science approach in order to perpetuate a techno-rationality that concentrates on engineering [rather than] representing nature” (Stollfuß 81). The object of computational neuroscience is, as already with neurofeedback, the posthuman brain.

    The posthuman brain emerges as the result of a process beginning with the biofeedback loops of first-phase cybernetics, which find artistic expression in experimental music works like Lucier’s Music for Solo Performer, and culminates seemingly in one of various eschatological scenarios of posthuman AI. More recent experimental music works like Tone’s AI Deviation (2016) make direct use of artificial intelligence. But Lucier’s Music for Solo Performer was one of the first compositions based on neurofeedback, and concerns pertinent issues related to cognitive labor. Additionally, through its use of experimentalism and indeterminacy, Lucier’s work posits, as I discuss in conclusion, a response to the kind of “automaticity” that undergirds scenarios of posthuman AI. Automaticity, wholly distinct from but not unrelated to the problem of technological determinism,14 is a term Michel Foucault borrows from psychology to describe an individual’s conditioned responses to stimuli (Fedler 78); Malabou extends the concept in her political and philosophical critique of posthuman AI (“Metamorphoses”).

    Music for Solo Performer, through its reflexive adoption of cybernetics and use of indeterminacy, figures as an incipient, even preemptive, response to the crisis of the posthuman. Thinkers like Hayles have criticized the fantasy at play in both biofeedback and brain emulation, and clearly the topic involves myriad philosophical questions about consciousness, identity, and the self (see Blackford and Broderick). Contemporary technoculture has suggested that runaway posthuman processes might emerge through capitalist economic interests alone, irrespective of questions of embodiment, the uniqueness of the biological human, and so on. Furthermore, Moravecian predictions like Hanson’s point to capitalism’s properly speculative and “experimental” nature: capitalism simultaneously forecasts a future—dynamically yet with a kind of infallible automatism—and experiments, relentlessly trying out programs, up to and including various “sci-fi scenarios,”15 to achieve such results. This structure, I want to suggest, finds an unlikely correlate in experimental music: in the words of Cage, “It doesn’t matter if it doesn’t work” (qtd. in Straebel and Thoben 17). (Only perhaps that it is good enough.)

    Music for Solo Performer and Cognitive Labor

    Those were Cage’s words to Lucier on the eve of the latter’s 1965 premiere of Music for Solo Performer for enormously amplified brain waves and percussion.16 The score for Music for Solo Performer17 calls for EEG electrodes to be placed on the performer’s scalp to activate a battery of percussion instruments arranged throughout the performance space. Lucier’s work attempts to transduce a performer’s alpha waves, the relatively faint pulsations of electrical activity of the brain historically associated with states of cognitive idleness, into electrical signals that are subsequently amplified. These pulsations, which oscillate (as Lucier’s score notes) between 8 and 12 Hertz, or cycles per second, are well below the range of human hearing. Yet when amplified “enormously” these vibrations can readily be perceived as rhythms.

    Exploring this feature of alpha waves, Lucier’s score calls for the brainwaves to be routed to an array of speakers which are themselves affixed to various percussion instruments: “large gongs, cymbals, tympani, metal ashcans, cardboard boxes, bass and snare drums (small loudspeakers face down on them),” along with switches that trigger a set of pre-arranged, sped-up brainwave recordings. When the soloist produces alpha waves, which can be achieved by closing one’s eyes and refraining from visualizing, the speakers sympathetically resonate the various instruments to which they are attached at a frequency analogous to the amplified brainwaves. The soloist, now embedded in a kind of feedback loop, is exposed to the resulting percussion sounds, which may end up halting alpha wave production. Lucier’s performer is thus interpellated into a biofeedback loop constructed through a network of neuroscientific cybernetics.

    Music for Solo Performer anticipates the rise of computational neuroscience through Lucier’s artistic appropriation of cybernetics and neuroscience technologies. Lucier’s work inaugurated what I’ve suggested calling a neuromusical turn beginning in the experimental music of the 1960s. As noted, John Cage, James Tenney, Manford L. Eaton, David Rosenboom, Petr Kotik, and Nam June Paik had all worked with brainwaves in their respective musical practices. Importantly, such a musical incorporation of neuroscience began in parallel with the expansion of the military-industrial complex and on the cusp of late capitalism’s post-Fordist labor transformations. As Douglas Kahn explains, “it becomes impossible to talk about American experimentalism in any comprehensive way distinct from the knowledge and technologies flowing from the militarized science of the Cold War, more specifically, cybernetics” (Earth 86). Experimental music not only appropriates the rhetoric of scientific experimentation but here also reflexively incorporates the tools and working methods of Cold War technoscience.

    Yet beyond an analysis of Lucier’s work as an instance of “sonification,” or an exploration of electromagnetic waves, I want to read Music for Solo Performer as an attempt to index cognitive labor through a cybernetic network of neuromusical technics. Although Lucier’s work seems to require only a soloist sitting still for an extended duration with electrodes attached to her/his head, the work’s score asks the performer to produce alpha waves by manipulating specific mental and psychological states, a job that demands, as noted, special preparation and training. “This is a specially developed skill which the soloist learns with practice,” Gordon Mumma contends, “and, no matter how experienced the soloist has become, various conditions of performance intrude upon that skill” (“Alvin” 81).

    During the premiere of Music for Solo Performer on May 5, 1965 at Brandeis University’s Rose Art Museum, Lucier remained virtually motionless for nearly forty minutes while attempting to periodically drift in and out of alpha states by exercising the composer’s newly acquired cognitive “skill.” Following Cage’s opening performance of 0′00″ (4′33″ No. 2) (1962), which consisted of the composer performing an amplified “disciplined action” (in this instance, he typed out correspondence letters using an onstage typewriter), Lucier sat down as electrodes were affixed to his head. At first nothing happened. But then, as he closed his eyes and settled into place, the various percussion instruments and objects distributed around the room began to rumble. After a while the sounds stopped, and this process continued throughout the performance. Overall, the event seemed to test not only Lucier’s but the audience’s endurance as well (so much so that one of his Brandeis colleagues reacted by giving another faculty member, who had been pretending to sleep, a “hotfoot,” an adolescent practical joke in which a match is inserted into one’s shoe and lit [Kahn, Earth 90]). In order to produce alpha waves consistently, Lucier worked to avoid such distractions while remaining unperturbed by the recurring percussion sounds. Video documentation of a performance staged roughly a decade later, for instance, shows Lucier on multiple occasions raising his right arm to cover both eyes with his thumb and middle finger to induce concentration (Ashley).

    Musical performance becomes a cognitive activity that resembles a form of labor. While it can be argued that in Lucier’s work the “performer performs by not performing” (Kahn, Earth 101), in such a view performance figures as a primarily somatic process.18 Music for Solo Performer, seemingly in response to discourses that mark capitalism’s shift to cognitive labor, displaces the site of artistic labor from the body more generally to the brain in particular. As though realizing the fantasy of a technological interface between mind and music, Music for Solo Performer attempts to link “the brain to the instruments, bypassing the body entirely” (Lucier, “. . . to let alpha” 50). (Lucier went even further in his 1966 “dream” to link the brain of the performer with audience members in order to exchange thoughts and aural sensations directly.)19 In Lucier’s composition, the soloist becomes what Fernando Vidal has critically identified as the “cerebral subject” of neuroscience, the realization of an equality between the modern “self” and the brain—designated by the phrase “You are your brain”—that began in the mid-twentieth century and strengthened with the introduction of fMRI scanning in the 1990s (Vidal 6, 22).20

    Cognitive labor discourse was, to be sure, still in its infancy when Lucier premiered Music for Solo Performer in 1965. The conceptual groundwork for cognitive labor can be traced to the Italian Marxist feminist movement of the late 1970s and 1980s, which also developed the related concepts of “immaterial labor” and “affective labor” through the work of Leopoldina Fortunati and Silvia Federici. Similar engagements have arisen from those associated with the Italian autonomia movement (Antonio Negri, Mario Tronti, Paolo Virno, Maurizio Lazzarato, and Christian Marazzi); more recently, this discourse has expanded into areas such as digital labor studies and what Jodi Dean has called “communicative capital” (19–48).21 As early as 1961 Alquati, as noted above, published his unique study of the Italian Olivetti Factory, which Pasquinelli considers both the first Marxist study of cybernetics and a founding inquiry into the notion of cognitive labor. Within this paradigm, Alquati argues, “Productive labor is defined by the quality of information elaborated and transmitted by the worker” (qtd. in Pasquinelli 183, emphasis removed). As such, these theories of cognitive labor mark capitalism’s shift from the energy-producing body to the information-producing brain. As Pasquinelli notes, “At the beginning of the industrial age, capitalism was exploiting human bodies for their mechanical energy, but soon it became clear that the most important value was coming from the series of creative acts, measurements, and decisions that workers constantly have to make” (183). Along these lines, the soloist in Music for Solo Performer, when restricted solely to the task of producing alpha waves, is not being asked to make these kinds of creative decisions. The focus there is rather on achieving and manipulating specific mental states.

    But here it is important to consider the formal differences, especially as related to musical divisions of labor, between Lucier’s indeterminate score and the hyper-specificity associated with serial and postserialist modernism. “The score specifies a task to be accomplished, not a composer’s idea of a fixed object,” Lucier explains (“Notes” 254). Typical of Lucier’s compositions of this period, the composer leaves a variety of musical parameters open to the creative discretion of the performer. This includes, as we’ve seen, the number and types of percussion instruments. The score also invites the soloist “to activate radios, television sets, lights, alarms, and other audio-visual devices,” and suggests that the performer “experiment with electrodes on other parts of the head” in order to pick up alternate frequencies that may produce stereo effects. Finally, Lucier’s score allows the performance to be of any duration. Such a delegation of the “creative acts, measurements, and decisions” to the performer/worker (as is the case with other experimental music scores of this era),22 accords with the post-Fordist redefinition of the worker, which required workers to be more than “obedient hands” and to actively participate in production (Dyer-Witheford 45; Antunes 39).

    Lucier has discussed labor, often in seemingly anthropomorphic terms, in connection with Music for Solo Performer. As the composer explains, “Most of the time my sounds do some kind of work” (qtd. in Kahn, Earth 101). At times Lucier seems to acknowledge less the artist’s labor than the equipment involved, relegating the human component to the work’s cybernetic and technological processes. Referring to the ways the speakers physically activate the percussion instruments, for example, Lucier suggests, “The speaker is a performer. . . . It’s doing something. It’s doing work” (qtd. in Kahn, Earth 99). Recall here the cybernetic tendency, though, especially in the context of biofeedback, to flatten operative distinctions between humans and machines. Musical automata have played a critical role in music technology and artificial intelligence dating back to the Enlightenment.23 Lucier’s comment suggests that the speaker forms a kind of prosthesis, ultimately rendering the soloist as a kind of musical cyborg. Such a conception of musical labor, moreover, appears entirely in line with the cybernetic transformations of post-Fordism. “The first step was redefining the worker as part of a feedback loop,” Dyer-Witheford contends, “a sensor component in a goal-oriented process which was adjusted until the biological and machine components of the total system were in balance. The machine is not over and against the worker—because the worker is part of the machine” (51). Lucier’s soloist is subject to this machinic structure of cognitive capitalism.

    Music for Solo Performer contributes to discussions of the movement from industrial to cognitive labor, which occurred alongside art’s concomitant shift toward conceptual and “dematerialized” practices (Lippard 5).24 Along these lines, Music for Solo Performer marks a related movement from the sensorial and aesthetic to the cognitive and conceptual, domains more typically seen as relevant to postwar visual art. Music for Solo Performer predates foundational works of conceptual art (for instance, Sol LeWitt’s 1969 Sentences on Conceptual Art) by several years, yet Volker Straebel and Wilm Thoben argue for a consideration of the work as a form of “conceptual music” (27; cf. Kahn, Earth 100–1). Although they focus on technological “sonification” practices, Straebel and Thoben consider Lucier’s work as music “beyond the audible” that reveals “much more than sound” (27; see Barrett, After Sound). Corroborating such a claim, Lucier insists in his discussion of Music for Solo Performer: “it isn’t a sound idea, it’s a control or energy idea” (“. . . to let alpha” 48)—a statement that notably recalls the conception of cybernetics as a control paradigm. Along with cognitive labor, Lucier’s (post-sonic) neuromusic encapsulates experimentalism’s unique encounter between cybernetics and indeterminacy.

    Cybernetic Indeterminacy

    Music for Solo Performer was Lucier’s first work of experimental music and represents his foray into indeterminacy (Straebel and Thoben 19). Experimentalism borrows the iterative testing and verification procedures found in both capitalism and technoscience, while radically deracinating such procedures from their ordinarily correlated systems of value (and knowledge) production. Indeterminacy, practices that depart from the prescriptive form of the musical score or introduce unpredictable musical variables in composition or performance, was foundational for Cage’s conception of experimentalism, viewed as a set of processes whose outcome is unknown (Silence 13).25 Indeterminacy does not refer to a particular musical or artistic style, nor does it necessarily exhibit perceivable qualities apart from, perhaps, a variable sense of unpredictability. Rather, the term describes an artistic process that produces events whose characteristics are not fully knowable in advance. Doubtless this notion of indeterminacy was influenced by work in cybernetics and information theory, such as, for instance, Claude Shannon’s 1948 “A Mathematical Theory of Communication,” which described the relationship between predictability and unpredictability in interpreting information encoded in signals that may also contain noise (Valiquet).26 But some of the formative statements on indeterminacy also exhibit a desire to subvert desire itself, or, in Cage’s parlance, to remove the “dictates of [the] ego” from the artistic process (35).

    On this account, indeterminacy contains an intimate link to the libidinal, which is further bound in Lucier’s work to the problem of cognitive labor. Indeterminacy can be seen as an attempt to undermine the goal-directed gratification associated with the creative process, emerging here from the context of music composition. Lucier’s Music for Solo Performer, with its open-ended text score instructions, posits a musical unknowable in the form of the indeterminate outcome of the composer’s neurofeedback network, imagined, in Cage’s terms, as falling outside the rubric of “success or failure.” It doesn’t matter if it doesn’t work. Indeterminacy might be further reimagined as a kind of inhibitor of one’s conditioned responses to capitalist subjectivity as captured by the notion of automaticity. Cage, in fact, first turned to indeterminacy, in part, as an alternative to psychoanalysis and the ego fulfillment otherwise associated with composing music.27 Indeterminacy appears, then, as a subtle kind of libidinal intervention, extended in Lucier’s case to labor and the economic.

    A fundamental tension inheres between experimentalism’s program of indeterminacy and cybernetics as a control paradigm, and Music for Solo Performer critically straddles these two domains. The work is the result of a collaboration between Lucier and physicist and brainwave researcher Edmond M. Dewan, a close friend and colleague of cybernetics pioneer Wiener. Dewan worked for the US Air Force and was an adjunct professor at Brandeis University, where he had initially met Lucier, who taught in the music department. Interestingly, in the score to Music for Solo Performer, Lucier lists Dewan as “Technical Consultant,” even though he introduced Dewan as the composer of the work following its 1965 premiere. Dewan was important enough to Lucier’s development that Kahn devoted an entire chapter of his recent book to their relationship (Earth 93–105). Complementing Dewan and Lucier, Cage and Wiener rounded out this network of relations. Music for Solo Performer was, according to Kahn, “a manifestation of cybernetics within music, a meeting of Wiener and Cage, one step removed” (Earth 86).

    Here I’d like to extend Lucier’s neurofeedback, especially considering this relationship with Dewan, to a discussion of the contemporary impasses of the posthuman brain. Brainwaves are central to Dewan’s understanding of consciousness, and consciousness is integral to his conclusions about artificial intelligence. “Let us start by loosely defining consciousness as ‘awareness,’” he proposed in a 1957 paper. “Recent investigations with the electroencephalogram [EEG] reveal interesting correlations between certain forms of electrical activity in the cerebral cortex and certain states of awareness.” Neurofeedback provides a marker of such an “awareness,” which in turn Dewan thinks lies at the root of consciousness. Dewan then discusses the possibility of artificial intelligence. As though presaging the transformations that would later become associated with computational neuroscience, he concludes that, “in order to decide whether or not a machine thinks, one would have to know all the physical correlates of consciousness; for only then could we know whether or not there is a structural isomorphism between the machine and that property of the brain which is associated with consciousness” (“‘Other Minds’” 74–6).28 Once the brain is fully knowable, one possesses the tools to ascertain, and even create, its machinic equivalent.

    What Should We Do with Our Brain Music?

    Catherine Malabou, upon learning of the Blue Brain Project’s competitive goal of simulating the neocortical column of a rat—alongside the release of IBM’s “neurosynaptic” CPU chip, which promises the equivalent of neuroplasticity in silicon—suggested a revision of the title of her widely influential 2008 essay, What Should We Do with Our Brain? as “Rat Race; or What Can We Do with Our Blue Brain?” (“Metamorphoses”). This is because neuroplasticity, which the philosopher defines as the brain’s radical ability to both give and receive form, had fortified the human brain, for Malabou, against its potential capture via machinic duplication or emulation. According to Malabou, “The ‘plasticity’ of the brain refers to the capacity of synapses to modify their transmission effectiveness. Synapses are not in fact frozen; to this degree, they are not mere transmitters of nerve information but, in a certain sense, they have the power to form or reform information” (Plasticity 59). If IBM’s new chip could, in fact, simulate such plasticity in silicon, as it had claimed, this would challenge the conception of plasticity as a privileged feature of biological human brains.

    For Malabou, plasticity creates the conditions for a genuine historicity—and hence, politics—of the brain. Drawing on Marx’s notorious statement about history, she proclaims, “Humans make their own brain, but they do not know they are doing so” (What 8). This had led her to posit a “critique of neuronal ideology” which insists upon plasticity against the kind of neoliberal “flexibility” that coincides with what Žižek paraphrases (in his 2006 discussion of What Should We Do with Our Brain?) as the resonance “between cognitivism and ‘postmodern’ capitalism” (209). Importantly, such a formulation of “neuronal politics” also gives way to her critique of the cybernetic conception of the brain as a computation machine. In a section of What Should We Do with Our Brain? entitled “End of the ‘Machine Brain,’” she criticizes “technological metaphors” of the brain such as Henri Bergson’s “central telephone exchange” and, of course, the computer brain. She argues, “Opposed to the rigidity, the fixity, the anonymity of the control center is the model of a suppleness that implies a certain margin of improvisation, of creation, of the aleatory” (What 35). Note her use not only of musical, but also of specifically experimentalist metaphors.

    Yet, as we’ve seen, such an attempt to differentiate the biological from the machinic may simply not matter. Recently Malabou has acknowledged a conceptual impasse preventing assertions of the biologically essential, concluding that a “strategy of opposition” has become untenable. She continues,

    Critiques of technoscience and biopower, deconstructions of sovereignty, denunciations of instrumentalization of life in particular produced by biopolitical and cybernetic modes of control lack actuality as long as they rely on the strict separation between the symbolic and the biological and think of critique as a possible outside, whatever its form, of the system. I now realize that the strategy developed in my book, What Should We Do with Our Brain?, was itself participating, in its own way, in this confidence in the outside. Because, again, I believed that neural plasticity, which I discovered and studied with such curiosity, such excitement—passion even—was the undeniable proof of the irreducibility of the brain to a machine and, consequently, also of intelligence to a flexible software program.(“Metamorphoses”)

    Such overconfidence in an outside had inhibited Malabou from apprehending the overlapping non-identity between the human and the machinic, their mutual forms of co-constitution. The problem then becomes not that of ascertaining the uniqueness of the biological human over the machine’s supposed determinism, but rather that of disrupting “conditioned responses” to capitalist subjectivity: our own automaticity. So how can we break with the teleological relation between AI and capitalism when the latter appears simultaneously so erratic, dynamic, and, indeed, experimental? The kind of experimental indeterminacy shared by Lucier and Cage, along these lines, may already be seen as an artistic model for diverting capital’s libidinal pull toward the posthuman. Recall, again, that Cage’s turn to chance and indeterminacy was, in part, an alternative to psychoanalysis and the ego fulfillment derived from composing music, With this in mind, indeterminacy might be reimagined as a subtly construed obstruction to the conditioned responses of capitalist subjectivity.

    Malabou notes that Foucault had similarly asked how we might be capable of interrupting our own automaticity. She answers, in fact, with a call for an experimentalism carried out through the “neurohumanities”—a category in which we can also include neuromusic. “The historical-critical attitude must be an experimental one,” Malabou insists. “Neurohumanities should then be the site for experimental theory, opening the path for diverse thoughts and techniques of self-transformation, inventions of the transcendental, and, again, interruptions of automaticity” (“Metamorphoses”). If Cage’s indeterminacy stages a potential challenge to technoscientific automaticity, then Lucier is seen to extend such a gesture through an experimental neuromusic.

    A politics of the posthuman brain might take precisely the kind of speculative, experimental attitude found in Lucier’s neuromusic as a point of departure. Through its experimental use of cybernetic indeterminacy, Music for Solo Performer imagines an impediment to the kinds of conditioned responses to capitalist subjectivity that ultimately give way to the posthuman. One could, conversely, seek a more directed approach to technological crisis, attempting to calculate and anticipate catastrophes. Hanson admits that his Moravecian scenario can occur only in the absence of a large-scale “global effort” of resistance (Age 362). As suggested in this essay’s introduction, Music for Solo Performer can be said to playfully invert the common trope of hearing music “in one’s head” (instead, the contents of the brain are rendered as music). In the end, the rise of posthuman AI may similarly turn out to be “all in our heads.” As David Golumbia has argued, we may simply never become capable of achieving genuine artificial intelligence, through brain emulations or any other method.29 Nonetheless, the fervor around such fantasies remains acutely real, as the billions of dollars presently invested in AI and brain emulation make clear. It doesn’t need to work in order to impact the present or indeed to shape the future.

    Returning to the past—and in summation—Lucier’s experimental neuromusic, exemplified in his 1965 Music for Solo Performer, responds to the political economic crisis of post-Fordist capitalism through the reflexive use of cybernetic technologies and in its symptomal display of musicalized cognitive labor. When read through the contemporary impasses of the posthuman brain, Music for Solo Performer’s use of indeterminacy, as adopted from Cage’s notion of experimentalism, may ultimately figure as an ambivalent challenge to the cybernetic control paradigm as well as to the problem of automaticity articulated by Malabou. We’ve seen the intimate interconnections between experimental music and cybernetics expressed through Lucier’s biofeedback and his important relationship with Dewan. But considering experimental music and posthumanism’s mutual inheritances from cybernetics, along with a continued relevance to contemporary technoculture—whether by responding to political challenges posed by cognitive labor or in pondering futurist scenarios of posthuman AI—there remains perhaps more to learn by putting these two fields further in dialogue with one another.

    Footnotes

    1. For instance, John Cage’s Variations VII (1966) used brainwaves, as did James Tenney’s Metabolic Music (1965), various works by David Rosenboom, and Petr Kotik’s There is Singularly Nothing (1971–73), which incorporated brainwave data from fruit flies. Additionally, the instrumental parts of Kotik’s six-hour operatic setting of Gertrude Stein’s Many Many Women (1976–8) were derived from EEG graphs made by scientist Jan Kučera in order to study the effects of alcohol on the nervous system. Nam June Paik’s 1966 proposal for a “DIRECT-CONTACT-ART” (Kahn, Earth 278n4) shares many features with both Lucier’s piece and Manford L. Eaton’s work. For a detailed study of the latter, see Joseph, “Biomusic.”

    2. Currently there are no major studies of experimental music and posthumanism. Music, more broadly, has appeared in certain isolated cases such as Cary Wolfe’s respective chapters on Lars von Trier’s Dancer in the Dark and on Brian Eno (“When You Can’t Believe Your Eyes [or Voice]: Dancer in the Dark” and “The Digital, the Analog, and the Spectral Echographies from My Life in the Bush of Ghosts,” in What Is Posthumanism?). Worthy of mention is Eshun’s More Brilliant than the Sun, although Eshun’s influential call for an Afrofuturist posthuman music is typically identified as a manifesto rather than a scholarly study. Finally, the related but distinct field of sound studies has seen Cecchetto’s pathbreaking Humanesis and Pettman’s pathbreaking Sonic Intimacy.

    3. A sampling of this rapidly expanding literature includes Halberstam and Livingston; Hayles; Badmington; Clarke, Posthuman Metamorphosis and Neocybernetics; Wolfe; Braidotti; Nayar; Cecchetto; Roden; and Braidotti and Hlavajova.

    4. For Born, the disparity between serialism’s “hypercontrol of sound parameters” and the indeterminacy of experimental music represents a key difference between musical modernism and postmodernism (56). Piekut has argued, however, that Cage’s thinking, for one, never moved beyond a modernist ontology based on the strict separation between the human and nonhuman (135–148).

    5. Roberto Esposito provides a recent contribution, and to an extent an alternative, to this discourse. He draws upon a confluence of Greek philosophy, Roman law, and Christianity to trace a genealogy of the thing/person distinction—which, he suggests, “biotechnologies,” for instance, threaten to reverse—in order to argue for a renewed primacy of bodily materiality (4, 104). I thank Patrick Valiquet for his thoughts pertaining to this reference.

    6. Franklin takes Hayles as a point of departure in locating cybernetics as “a moment in the history of political economy [and] as the epistemic grounding for a worldview that posits all material objects and their interactions as digital and thus predisposed to exchange and valorization” (33).

    7. For an incisive critique of posthumanism from the perspective of black studies and feminism, see Weheliye. Drawing on the work of black feminist literary critics Sylvia Wynter and Hortense Spillers, he argues that “posthumanism and animal studies isomorphically yoke humanity to the limited possessive individualism of Man, because these discourses also presume that we have now entered a stage in human development where all subjects have been granted equal access to western humanity and that this is, indeed, what we all want to overcome” (10).

    8. For a recent history of the Soviet response to and development of cybernetics, see Gerovitch.

    9. For Nayar, “Critical posthumanism . . . is the radical decentring of the traditional sovereign, coherent and autonomous human in order to demonstrate how the human is always already evolving with, constituted by and constitutive of multiple forms of life and machines” (2, emphasis removed).

    10. For recent critiques of Land, see MacDougald and Haider.

    11. See also Bostrom’s “paperclip maximizer” scenario (123).

    12. These tendencies are particularly pronounced in the transhumanist movement, of which Bostrom and Moravec have been leading proponents. Moravec is also a frequent spokesperson for the transhumanist Extropy Institute, which promotes a form of libertarian techno-determinism (see Raulerson 51).

    13. Hanson uses the terms “simulation” and “emulation” interchangeably to refer to the digital replication of a distinct human mind. Dutch neuroscientist and neuroengineer Randal A. Koene, however, distinguishes between the two terms: “We call the stochastically generated models simulations and the faithful copies [i.e., Hanson’s topic] emulations” (148); see Stollfuß 93. For a technical report on the 2008 state of the art of brain emulation technologies, see Sandberg and Bostrom.

    14. For a recent historiography and metacritique of the concept of technological determinism, see Peters. Peters argues that, since its introduction in the work of Marx and the American economic sociologist Thorstein Veblen, technological determinism has played the role of a kind of intellectual slur that effectively stops “difficult but essential inquiry” (10), since, ultimately, “the drive to discover determination lies at the heart of inquiry” (23). Automaticity can be viewed as an alternative to this discourse in that it is concerned not with historical relationships between the social and the technical but with the effects stimuli have on individual psychology.

    15. Capital “operationaliz[es] science fiction scenarios as integral components of production systems” (Land, “Teleoplexy” 515).

    16. Prior to the score’s 1980 publication in Chambers, Lucier referred to the work as Music for Solo Performer 1965 (year included) in various letters (“Correspondence 1963–1976”).

    17. There are multiple versions of Lucier’s score in addition to the commonly referenced version published in Chambers. Distinct from the latter, one of the unpublished score manuscripts contains a nine-point list describing in technical detail the 1965 premiere performance at Brandeis University’s Rose Art Museum. A similar score manuscript by Lucier includes a dedication to John Cage in place of the extended title (“for enormously amplified brain waves and percussion”). Finally, yet another version of the score closely resembles the Chambers version but contains both a 1965 and a 1977 copyright (“Scores”). My quotations are taken exclusively from the Chambers version.

    Before he used written scores, Lucier apparently relied on firsthand verbal instruction: “There is not much in the way of a score [for Music for Solo Performer], so I rely on an oral tradition, i.e., I tell-teach it to those who want to do it” (Unpublished Letter to Howard Hersh).

    18. Kahn’s comparison of Music for Solo Performer to Cage’s 4′33″ as an instance of “withheld performance” (Earth 101) can be considered in light of Pickering’s thesis that the cybernetic brain is itself already performative. Pickering draws on the work of British cyberneticist Ross Ashby to conceive of “the brain as an immediately embodied organ, intrinsically tied into bodily performances” (6). Kahn does, however, locate a sense of “concentrated interiority” inherent to Music for Solo Performer (Earth 100), and discusses Pickering’s conception of cybernetics as a “nonmodern ontology” (Earth 86; see Pickering 17–36).

    19. In an undated letter (ca. 1966) to composer and electronic musician Joel Chadabe, Lucier writes: “I also would love to be able to hook my brain up with the audience’s brains so that I can tell them how I hear and think without having to go through the air.”

    20. From “you are your brain,” Malabou shifts to the first person plural and draws upon neuroscientist Antonio Damasio’s notion of the “proto-self” (and Marx) to contend, “‘We end up coinciding completely with ‘our brain’—because our brain is us, the intimate form of a ‘proto-self,’ a sort of organic personality—and we do not know it” (What 8). See also Makari.

    21. See also the highly influential Hardt and Negri, Empire. Additionally, see Crary.

    22. For an art historical account of the turn to language beginning with Cage’s 4′33″ and the text score compositions of the 1960s, see Kotz.

    23. See the study of piano-playing musical automata in Voskuhl. These androids or “Enlightenment automata,” Voskuhl notes, “are often taken to be forerunners and figureheads of the modern, industrial machine age, an age in which the economic, social, cultural, and aesthetic constitution of humans changed fundamentally and supposedly became ‘mechanized’” (2).

    24. This literature is extensive; for an introduction, see Osborne.

    25. Compare Cage’s quintessential 1955 statement on experimental music to the 1957 words of German scientist Wernher von Braun: “[B]asic research is when I am doing what I don’t know what I am doing” (qtd. in Arendt 231). It becomes clear why Arendt contended that the natural sciences had become fundamentally processual and, moreover, capable of triggering “processes of no return” (231). For a compelling critique of cognitive science that, among other things, compares this tendency of cybernetics to the sorcerer’s apprentice myth, see Dupuy xii–xiii (cf. Wiener’s own invocation of the same myth [176]).

    26. Compare Shannon’s thesis to Lucier’s description of his experiments in preparation for Music for Solo Performer: “At first I couldn’t distinguish what was noise and what was alpha. . . . Alpha waves pulse from 8 to 12 cycles per second fairly regularly but in uneven bursts. They slow down and speed up a little, get louder and softer. Electrical noise is more complex and constant” (“Music.” Music 52).

    27. “I got involved in [chance operations] in the middle and late ‘40s, and it took the place of psychoanalysis because I was not only in a troubled state personally, but I was concerned about why one would write music at this time in this society” (Cage qtd. in Miller). See also Cage and Charles, For the Birds, 116; and Cage, “Composition as Process III: Communication” (1958), in Silence (41–56): “Don’t you agree with Kafka when he wrote, ‘Psychology—never again?’” (47); cited in Joseph, Experimentations, 33n89; Joseph notes that by “psychology” Cage meant orthodox psychoanalysis (26). On the role of Cage’s sexuality in his rejection of psychoanalysis, see Katz (233–4).

    28. Dewan’s 1957 statement, which privileges “consciousness” as a prerequisite for the creation of a thinking machine, warrants a comparison to the work of Ashby. Nearly a decade before Dewan, Ashby’s similar statement emphasizes not consciousness but the brain’s performative dimension: “To some, the critical test of whether a machine is or is not a ‘brain’ would be whether it can or cannot ‘think.’ But to the biologist the brain is not a thinking machine, it is an acting machine; it gets information and then it does something about it” (379).

    29. More accurately, Golumbia provides a critical historiography of functionalism—the philosophical view that the mind itself must be a computer—along with a related genealogy of cybernetics, cognitive science, computational linguistics, and artificial intelligence, to support his broader challenge to the cultural hegemony of “computationalism,” a program he defines as a “commitment to the view that a great deal, perhaps all, of human and social experience can be explained via computational processes” (8).

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